MAIN STR CAP CORP

Ticker: MAIN CUSIP: 56035L104 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
PRICE T ROWE ASSOCIATES INC /MD/2,734,461$165
VAN ECK ASSOCIATES CORP1,132,346$68
Corient Private Wealth LLC890,361$53,768
MORGAN STANLEY867,861$52,410
Legal & General Group Plc719,967$43,479
UBS Group AG611,876$36,951
ADELL HARRIMAN & CARPENTER INC478,435$28,893
Muzinich & Co., Inc.440,012$26,572
Invesco Ltd.419,755$25,349
GOLDMAN SACHS GROUP INC356,799$21,547
Sumitomo Mitsui Trust Holdings, Inc.355,547$21,471
LPL Financial LLC348,375$21,038
Sound Income Strategies, LLC336,031$21,493
JANE STREET GROUP, LLC314,648$19,002
FRANKLIN RESOURCES INC301,708$18,220
CHILDRESS CAPITAL ADVISORS, LLC293,733$17,739
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO280,200$17
D. E. Shaw & Co., Inc.278,534$16,821
RAYMOND JAMES FINANCIAL INC252,800$15,263
MILLENNIUM MANAGEMENT LLC247,063$14,920
TUDOR INVESTMENT CORP ET AL238,864$14,425
JPMORGAN CHASE & CO221,174$13,357
BlackRock, Inc.210,126$12,690
Trinity Legacy Partners, LLC191,499$11,565
Qube Research & Technologies Ltd189,895$11,468
Private Advisor Group, LLC173,224$10,461
OSAIC HOLDINGS, INC.170,728$10,311
BENJAMIN EDWARDS INC156,852$9,472
FIRST TRUST ADVISORS LP155,936$9,417
AMERIPRISE FINANCIAL INC153,589$9,278
ROYAL BANK OF CANADA149,483$9,027
Cambridge Investment Research Advisors, Inc.148,239$9
U.S. Capital Wealth Advisors, LLC138,790$8,382
Joel Isaacson & Co., LLC128,831$7,780
TCTC Holdings, LLC126,791$7,657
HOURGLASS CAPITAL, LLC124,860$7,540
Segment Wealth Management, LLC120,243$7,261
Hamilton Point Investment Advisors, LLC114,005$6,885
BALYASNY ASSET MANAGEMENT L.P.113,376$6,847
Advisors Asset Management, Inc.111,988$6,763
J.W. COLE ADVISORS, INC.108,516$5,937
DENALI ADVISORS LLC106,300$6,419
HRT FINANCIAL LP105,983$6
BANK OF AMERICA CORP /DE/101,363$6,121
WELLS FARGO & COMPANY/MN100,274$6,056
Integrated Wealth Concepts LLC98,825$5,968
Meridian Wealth Management, LLC98,285$5,935
BNP PARIBAS ARBITRAGE, SA97,935$5,914
CONFLUENCE INVESTMENT MANAGEMENT LLC97,083$5,863
MGO ONE SEVEN LLC95,070$5,741
HighTower Advisors, LLC94,408$5,701
ALBION FINANCIAL GROUP /UT86,812$5,243
Texas Yale Capital Corp.80,403$4,856
Creative Planning77,467$4,678
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC76,439$4,616
CoreCap Advisors, LLC75,499$4,559
Cetera Investment Advisers74,630$4,507
Naviter Wealth, LLC73,968$4,467
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC73,426$4,434
TWO SIGMA INVESTMENTS, LP72,407$4,373
COMMONWEALTH EQUITY SERVICES, LLC70,823$4,277
Pembroke Management, LTD64,529$3,897
Baker Avenue Asset Management, LP63,056$3,808
XTX Topco Ltd61,516$3,715
Larson Financial Group LLC58,280$3,520
Kestra Advisory Services, LLC58,224$3,516
IHT Wealth Management, LLC56,687$3,423
Fund Advisors of America Inc/FL55,845$3,372
Beacon Pointe Advisors, LLC55,276$3,338
MGB Wealth Management, LLC55,198$3,333
Rockefeller Capital Management L.P.54,577$3,296
ExodusPoint Capital Management, LP53,508$3,231
Taylor Frigon Capital Management LLC53,151$3,210
Midwest Professional Planners, LTD.51,926$3,136
M&T Bank Corp51,378$3,103
CWM, LLC50,874$3
Capital Investment Advisors, LLC49,934$3,016
Prospera Financial Services Inc48,229$2,915
Quantbot Technologies LP47,681$2,879
ENVESTNET ASSET MANAGEMENT INC47,640$2,877
SUSQUEHANNA INTERNATIONAL GROUP, LLP44,571$2,692
KING LUTHER CAPITAL MANAGEMENT CORP42,410$2,561
Bank of New York Mellon Corp41,138$2,484
First Financial Bankshares Inc40,978$2,475
NORTHERN TRUST CORP40,325$2,435
Focus Financial Network, Inc.38,798$2,343
BLAIR WILLIAM & CO/IL38,796$2,343
Foundations Investment Advisors, LLC37,599$2,271
Advisory Services Network, LLC37,170$2,245
DnB Asset Management AS37,076$2,239
CITADEL ADVISORS LLC36,868$2,226
Sigma Planning Corp36,640$2,213
COLDSTREAM CAPITAL MANAGEMENT INC36,086$2,179
Mariner, LLC35,610$2,150
BI Asset Management Fondsmaeglerselskab A/S35,461$2
Geneos Wealth Management Inc.35,161$2,123
AlphaQuest LLC34,409$2,078
Arkadios Wealth Advisors32,548$1,966
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC31,360$1,954
SHARPEPOINT LLC30,961$1,870
321 other institutions2,244,607$127,919
Total (421 institutions)20,691,002$971,808