SOLID POWER INC

Ticker: SLDP CUSIP: 83422N105 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.12,237,012$52,007
VANGUARD GROUP INC10,416,161$44,269
D. E. Shaw & Co., Inc.5,879,879$24,989
RIVERSTONE HOLDINGS LLC4,695,049$19,954
BANK OF AMERICA CORP /DE/4,233,093$17,991
GEODE CAPITAL MANAGEMENT, LLC4,111,916$17,479
STATE STREET CORP4,077,239$17,328
GOLDMAN SACHS GROUP INC3,505,940$14,900
Invesco Ltd.2,796,362$11,885
MORGAN STANLEY2,219,462$9,433
Nuveen, LLC2,005,302$8,523
DIMENSIONAL FUND ADVISORS LP1,934,653$8,222
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND1,837,620$7,810
JANE STREET GROUP, LLC1,486,497$6,318
Connor, Clark & Lunn Investment Management Ltd.1,437,522$6,109
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,411,749$6,000
NORTHERN TRUST CORP1,266,854$5,384
UBS Group AG1,011,495$4,299
Point72 Asset Management, L.P.760,722$3,233
Counterpoint Mutual Funds LLC688,641$2,927
MILLENNIUM MANAGEMENT LLC662,072$2,814
FourWorld Capital Management LLC477,129$2,028
Bank of New York Mellon Corp429,749$1,826
BARCLAYS PLC381,605$1,622
CITADEL ADVISORS LLC326,901$1,389
Swiss National Bank321,700$1,367
Verition Fund Management LLC321,419$1,366
MBL Wealth, LLC270,000$1,148
AMERICAN CENTURY COMPANIES INC245,819$1,045
RAYMOND JAMES FINANCIAL INC239,437$1,018
Qube Research & Technologies Ltd234,902$998
UBS ASSET MANAGEMENT AMERICAS INC234,765$998
Voleon Capital Management LP231,558$984
RENAISSANCE TECHNOLOGIES LLC218,600$929
BOOTHBAY FUND MANAGEMENT, LLC200,000$850
RHUMBLINE ADVISERS175,450$746
WELLS FARGO & COMPANY/MN175,245$745
ALLIANCEBERNSTEIN L.P.160,630$683
DEUTSCHE BANK AG\157,176$668
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM155,241$660
STATE OF WISCONSIN INVESTMENT BOARD147,773$628
Legal & General Group Plc137,432$584
PRICE T ROWE ASSOCIATES INC /MD/119,730$1
Engineers Gate Manager LP100,896$429
BRIDGEWAY CAPITAL MANAGEMENT, LLC100,000$425
Virtu Financial LLC84,227$0
XTX Topco Ltd83,349$354
AQR CAPITAL MANAGEMENT LLC82,339$350
CVA Family Office, LLC79,243$337
JANUS HENDERSON GROUP PLC77,800$330
BBR PARTNERS, LLC75,157$319
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.71,643$304
MetLife Investment Management, LLC71,385$303
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.67,607$314
CAPITAL FUND MANAGEMENT S.A.65,866$280
JPMORGAN CHASE & CO63,701$271
INTECH INVESTMENT MANAGEMENT LLC61,791$263
Gotham Asset Management, LLC61,283$260
COMMONWEALTH EQUITY SERVICES, LLC60,771$258
Aquatic Capital Management LLC59,778$254
DAYMARK WEALTH PARTNERS, LLC59,250$252
BNP PARIBAS ARBITRAGE, SA51,052$217
MANUFACTURERS LIFE INSURANCE COMPANY, THE46,238$197
NEW YORK STATE COMMON RETIREMENT FUND46,007$196
Arizona State Retirement System45,407$193
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM44,330$188
CITIGROUP INC40,339$171
Scientech Research LLC39,845$169
Schonfeld Strategic Advisors LLC39,805$169
Police & Firemen's Retirement System of New Jersey39,126$166
Mariner, LLC38,060$162
FIRST TRUST ADVISORS LP37,095$158
SBI Securities Co., Ltd.36,008$153
KLP KAPITALFORVALTNING AS34,800$148
SEI INVESTMENTS CO34,443$146
Zurcher Kantonalbank (Zurich Cantonalbank)33,825$144
Vanguard Personalized Indexing Management, LLC33,272$141
Walleye Capital LLC30,720$131
Steward Partners Investment Advisory, LLC30,500$130
LPL Financial LLC30,289$129
Krane Funds Advisors LLC30,045$128
OSAIC HOLDINGS, INC.28,929$123
DRW Securities, LLC28,714$122
ProShare Advisors LLC28,133$120
Voya Investment Management LLC27,851$118
Sanctuary Advisors, LLC27,436$117
AXQ CAPITAL, LP25,417$108
FMR LLC25,307$108
HighTower Advisors, LLC25,044$106
LGT Financial Advisors LLC23,725$101
Janney Montgomery Scott LLC22,100$0
Tower Research Capital LLC (TRC)21,562$92
Creative Planning20,653$88
Atom Investors LP20,355$87
Waverly Advisors, LLC20,255$86
Harvest Investment Services, LLC20,254$86
Port Capital LLC19,750$84
Rockefeller Capital Management L.P.19,000$81
Gainplan LLC17,772$76
Quantinno Capital Management LP17,365$74
87 other institutions436,996$1,708
Total (187 institutions)77,001,411$326,177