JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 7, 2014

Total Value ($000): $539,890 (100.0% shares, 0.0% debt)

Holdings (147)

JNJ JOHNSON & JOHNSON 5.7%
Value ($000) $30,949 Shares 315,063 Est. Cost $59.66 Unrealized +11.7%
GLW CORNING INC 4.6%
Value ($000) $24,686 Shares 1,185,702 Est. Cost $10.49 Unrealized +31.8%
XOM EXXON MOBIL CORP 4.2%
Value ($000) $22,693 Shares 232,316 Est. Cost $53.78 Unrealized +8.0%
EMR EMERSON ELEC CO 3.2%
Value ($000) $17,214 Shares 257,695 Est. Cost $40.49 Unrealized +18.0%
KO COCA COLA CO 2.7%
Value ($000) $14,404 Shares 372,591 Est. Cost $27.64 Unrealized -3.9%
INTC INTEL CORP 2.5%
Value ($000) $13,449 Shares 520,992 Est. Cost $17.18 Unrealized +8.7%
PALL CORP 2.4%
Value ($000) $13,090 Shares 146,301 Est. Cost $66.43 Unrealized
SLB SCHLUMBERGER LTD 2.4%
Value ($000) $12,775 Shares 131,023 Est. Cost $52.90 Unrealized +23.8%
MRK MERCK & CO INC NEW 2.3%
Value ($000) $12,149 Shares 214,009 Est. Cost $30.09 Unrealized +18.8%
BMY BRISTOL MYERS SQUIBB CO 2.2%
Value ($000) $12,081 Shares 232,552 Est. Cost $28.67 Unrealized +25.3%
IBM INTERNATIONAL BUSINESS MACHS 2.2%
Value ($000) $11,670 Shares 60,628 Est. Cost $111.62 Unrealized -2.2%
PFE PFIZER INC 2.2%
Value ($000) $11,654 Shares 362,830 Est. Cost $16.56 Unrealized +9.9%
GREAT PLAINS ENERGY INC 2.0%
Value ($000) $10,642 Shares 393,580 Est. Cost $22.52 Unrealized
GLAXOSMITHKLINE PLC 1.9%
Value ($000) $10,505 Shares 196,611 Est. Cost $50.08 Unrealized
GVA GRANITE CONSTR INC 1.9%
Value ($000) $10,449 Shares 261,692 Est. Cost $29.65 Unrealized +21.0%
MSFT MICROSOFT CORP 1.9%
Value ($000) $10,270 Shares 250,549 Est. Cost $26.70 Unrealized +17.1%
HON HONEYWELL INTL INC 1.6%
Value ($000) $8,847 Shares 95,378 Est. Cost $53.13 Unrealized +21.8%
MMM 3M CO 1.6%
Value ($000) $8,435 Shares 62,175 Est. Cost $61.26 Unrealized +24.5%
BCE BCE INC 1.5%
Value ($000) $8,130 Shares 188,449 Est. Cost $22.20 Unrealized -3.1%
AMGN AMGEN INC 1.5%
Value ($000) $8,081 Shares 65,522 Est. Cost $73.34 Unrealized +18.5%
IDA IDACORP INC 1.4%
Value ($000) $7,664 Shares 138,165 Est. Cost $48.08 Unrealized +11.4%
CSCO CISCO SYS INC 1.3%
Value ($000) $7,113 Shares 317,320 Est. Cost $15.26 Unrealized +0.3%
EXC EXELON CORP 1.3%
Value ($000) $7,110 Shares 211,850 Est. Cost $15.33 Unrealized -10.0%
NVS NOVARTIS A G 1.3%
Value ($000) $6,949 Shares 81,739 Est. Cost $70.71 Unrealized
DRESSER-RAND GROUP INC 1.3%
Value ($000) $6,932 Shares 118,685 Est. Cost $59.75 Unrealized
LNN LINDSAY CORP 1.2%
Value ($000) $6,730 Shares 76,318 Est. Cost $67.93 Unrealized +7.4%
AZTA BROOKS AUTOMATION INC 1.2%
Value ($000) $6,374 Shares 583,188 Est. Cost $8.28 Unrealized +9.0%
ADI ANALOG DEVICES INC 1.1%
Value ($000) $6,152 Shares 115,766 Est. Cost $34.29 Unrealized +14.5%
MDU MDU RES GROUP INC 1.1%
Value ($000) $5,944 Shares 173,250 Est. Cost $6.58 Unrealized +31.6%
NEE NEXTERA ENERGY INC 1.1%
Value ($000) $5,878 Shares 61,475 Est. Cost $14.15 Unrealized +17.1%
DUK DUKE ENERGY CORP NEW 1.1%
Value ($000) $5,803 Shares 81,473 Est. Cost $41.83 Unrealized +2.0%
ISHARES 1.0%
Value ($000) $5,175 Shares 396,235 Est. Cost $12.83 Unrealized
POR PORTLAND GEN ELEC CO 0.9%
Value ($000) $4,747 Shares 146,785 Est. Cost $19.65 Unrealized +1.8%
MEDTRONIC INC 0.9%
Value ($000) $4,744 Shares 77,089 Est. Cost $51.48 Unrealized
SIGMA ALDRICH CORP 0.9%
Value ($000) $4,709 Shares 50,425 Est. Cost $80.42 Unrealized
GENERAL ELECTRIC CO 0.9%
Value ($000) $4,622 Shares 178,542 Est. Cost $24.67 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 0.8%
Value ($000) $4,563 Shares 37,950 Est. Cost $79.76 Unrealized +43.5%
ENCANA CORP 0.8%
Value ($000) $4,328 Shares 202,450 Est. Cost $17.01 Unrealized
LLY LILLY ELI & CO 0.8%
Value ($000) $4,137 Shares 70,288 Est. Cost $40.59 Unrealized +9.7%
FLS FLOWSERVE CORP 0.8%
Value ($000) $4,053 Shares 51,735 Est. Cost $43.03 Unrealized +42.8%
TMP TOMPKINS FINANCIAL CORPORATI 0.7%
Value ($000) $4,007 Shares 81,850 Est. Cost $27.90 Unrealized +18.8%
STERIS CORP 0.7%
Value ($000) $3,994 Shares 83,650 Est. Cost $42.88 Unrealized
AMAT APPLIED MATLS INC 0.7%
Value ($000) $3,957 Shares 193,830 Est. Cost $13.14 Unrealized +19.9%
PG PROCTER & GAMBLE CO 0.7%
Value ($000) $3,820 Shares 47,397 Est. Cost $55.00 Unrealized +2.7%
EEM ISHARES 0.6%
Value ($000) $3,469 Shares 84,600 Est. Cost $40.71 Unrealized
DENTSPLY INTL INC NEW 0.6%
Value ($000) $3,373 Shares 73,270 Est. Cost $40.96 Unrealized
DLB DOLBY LABORATORIES INC 0.6%
Value ($000) $3,178 Shares 71,420 Est. Cost $28.91 Unrealized +25.4%
ITRI ITRON INC 0.6%
Value ($000) $3,177 Shares 89,400 Est. Cost $41.25 Unrealized -8.2%
DIS DISNEY WALT CO 0.6%
Value ($000) $3,097 Shares 38,677 Est. Cost $56.11 Unrealized +24.2%
FCX FREEPORT-MCMORAN COPPER & GO 0.6%
Value ($000) $3,080 Shares 93,125 Est. Cost $25.28 Unrealized +12.6%
CLAYMORE EXCHANGE-TRD FD TR 0.6%
Value ($000) $3,045 Shares 121,269 Est. Cost $22.47 Unrealized
AAPL APPLE INC 0.6%
Value ($000) $3,025 Shares 5,635 Est. Cost $13.17 Unrealized +25.9%
CHINA MOBILE LIMITED 0.5%
Value ($000) $2,731 Shares 59,900 Est. Cost $52.84 Unrealized
OGE OGE ENERGY CORP 0.5%
Value ($000) $2,628 Shares 71,500 Est. Cost $34.86 Unrealized +0.3%
DIAMOND OFFSHORE DRILLING IN 0.5%
Value ($000) $2,614 Shares 53,600 Est. Cost $48.77 Unrealized
E M C CORP MASS 0.5%
Value ($000) $2,563 Shares 93,520 Est. Cost $25.09 Unrealized
TYCO INTERNATIONAL LTD 0.5%
Value ($000) $2,536 Shares 59,811 Est. Cost $34.78 Unrealized
INGERSOLL-RAND PLC 0.5%
Value ($000) $2,470 Shares 43,150 Est. Cost $56.08 Unrealized
LACLEDE GROUP INC 0.5%
Value ($000) $2,442 Shares 51,800 Est. Cost $45.66 Unrealized
MONSANTO CO NEW 0.5%
Value ($000) $2,433 Shares 21,385 Est. Cost $98.79 Unrealized
THE ADT CORPORATION 0.5%
Value ($000) $2,431 Shares 81,162 Est. Cost $34.03 Unrealized
XYL XYLEM INC 0.4%
Value ($000) $2,427 Shares 66,650 Est. Cost $23.15 Unrealized +35.5%
JPM JPMORGAN CHASE & CO 0.4%
Value ($000) $2,339 Shares 38,526 Est. Cost $36.24 Unrealized +16.1%
GOOGLE INC 0.4%
Value ($000) $2,298 Shares 2,062 Est. Cost $880.28 Unrealized
EWZ ISHARES 0.4%
Value ($000) $2,249 Shares 49,935 Est. Cost $43.86 Unrealized
EWA ISHARES 0.4%
Value ($000) $2,222 Shares 85,900 Est. Cost $23.38 Unrealized
LFCR LANDEC CORP 0.4%
Value ($000) $2,178 Shares 195,150 Est. Cost $12.84 Unrealized -14.6%
MENTOR GRAPHICS CORP 0.4%
Value ($000) $2,162 Shares 98,200 Est. Cost $19.93 Unrealized
WTS WATTS WATER TECHNOLOGIES INC 0.4%
Value ($000) $2,140 Shares 36,464 Est. Cost $46.26 Unrealized +25.9%
NEOG NEOGEN CORP 0.4%
Value ($000) $2,127 Shares 47,323 Est. Cost $14.54 Unrealized +12.4%
LUXFER HLDGS PLC 0.4%
Value ($000) $2,068 Shares 105,600 Est. Cost $19.58 Unrealized
EPU ISHARES 0.4%
Value ($000) $2,053 Shares 63,560 Est. Cost $34.07 Unrealized
AGX ARGAN INC 0.4%
Value ($000) $1,989 Shares 66,917 Est. Cost $11.86 Unrealized +82.2%
AEGION CORP 0.4%
Value ($000) $1,986 Shares 78,450 Est. Cost $23.56 Unrealized
CALGON CARBON CORP 0.4%
Value ($000) $1,982 Shares 90,800 Est. Cost $17.04 Unrealized
EWC ISHARES 0.4%
Value ($000) $1,976 Shares 66,860 Est. Cost $26.14 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,965 Shares 67,720 Est. Cost $24.15 Unrealized
ABT ABBOTT LABS 0.4%
Value ($000) $1,954 Shares 50,747 Est. Cost $28.46 Unrealized +8.0%
VALE VALE S A 0.4%
Value ($000) $1,954 Shares 141,275 Est. Cost $14.18 Unrealized
ST JUDE MED INC 0.4%
Value ($000) $1,913 Shares 29,249 Est. Cost $45.62 Unrealized
ABERDEEN AUSTRALIA EQTY FD I 0.4%
Value ($000) $1,901 Shares 210,471 Est. Cost $9.66 Unrealized
PBR PETROLEO BRASILEIRO SA PETRO 0.3%
Value ($000) $1,842 Shares 140,050 Est. Cost $13.75 Unrealized
ZBH ZIMMER HLDGS INC 0.3%
Value ($000) $1,650 Shares 17,449 Est. Cost $67.30 Unrealized +24.2%
TRANSCANADA CORP 0.3%
Value ($000) $1,567 Shares 34,420 Est. Cost $43.40 Unrealized
EGA EMERGING GLOBAL SHS TR 0.3%
Value ($000) $1,508 Shares 93,115 Est. Cost $17.33 Unrealized
AMERICAN SOFTWARE INC 0.3%
Value ($000) $1,505 Shares 147,973 Est. Cost $8.67 Unrealized
FXI ISHARES 0.3%
Value ($000) $1,493 Shares 41,730 Est. Cost $32.52 Unrealized
ELMIRA SVGS BK ELMIRA N Y 0.3%
Value ($000) $1,478 Shares 60,363 Est. Cost $21.85 Unrealized
HOLX HOLOGIC INC 0.3%
Value ($000) $1,456 Shares 67,700 Est. Cost $21.57 Unrealized 0.0%
SYNGENTA AG 0.3%
Value ($000) $1,451 Shares 19,144 Est. Cost $77.88 Unrealized
EME EMCOR GROUP INC 0.3%
Value ($000) $1,432 Shares 30,600 Est. Cost $36.84 Unrealized +13.1%
COVIDIEN PLC 0.3%
Value ($000) $1,411 Shares 19,150 Est. Cost $62.83 Unrealized
BAX BAXTER INTL INC 0.3%
Value ($000) $1,410 Shares 19,161 Est. Cost $30.42 Unrealized -0.3%
SYK STRYKER CORP 0.2%
Value ($000) $1,303 Shares 15,990 Est. Cost $56.92 Unrealized +21.3%
AMERICAN CAP LTD 0.2%
Value ($000) $1,266 Shares 80,158 Est. Cost $13.21 Unrealized
COMPANHIA PARANAENSE ENERG C 0.2%
Value ($000) $1,228 Shares 93,700 Est. Cost $13.29 Unrealized
XEROX CORP 0.2%
Value ($000) $1,211 Shares 107,200 Est. Cost $11.30 Unrealized
NWE NORTHWESTERN CORP 0.2%
Value ($000) $1,112 Shares 23,450 Est. Cost $24.78 Unrealized +12.9%
CUBIST PHARMACEUTICALS INC 0.2%
Value ($000) $1,103 Shares 15,075 Est. Cost $48.28 Unrealized
TALISMAN ENERGY INC 0.2%
Value ($000) $1,085 Shares 108,760 Est. Cost $11.43 Unrealized
BNS BANK N S HALIFAX 0.2%
Value ($000) $1,053 Shares 18,150 Est. Cost $30.35 Unrealized +5.1%
CVGW CALAVO GROWERS INC 0.2%
Value ($000) $1,033 Shares 29,030 Est. Cost $22.91 Unrealized +12.7%
TTEK TETRA TECH INC NEW 0.2%
Value ($000) $976 Shares 32,981 Est. Cost $5.31 Unrealized +9.7%
PEP PEPSICO INC 0.2%
Value ($000) $973 Shares 11,653 Est. Cost $56.53 Unrealized +0.6%
ROP ROPER INDS INC NEW 0.2%
Value ($000) $942 Shares 7,059 Est. Cost $113.55 Unrealized +11.6%
HARDINGE INC 0.2%
Value ($000) $893 Shares 62,006 Est. Cost $14.73 Unrealized
TE CONNECTIVITY LTD 0.2%
Value ($000) $891 Shares 14,800 Est. Cost $45.52 Unrealized
ECNS ISHARES 0.2%
Value ($000) $860 Shares 18,600 Est. Cost $40.00 Unrealized
EGA EMERGING GLOBAL SHS TR 0.2%
Value ($000) $820 Shares 49,450 Est. Cost $15.49 Unrealized
SWISS HELVETIA FD INC 0.1%
Value ($000) $777 Shares 54,000 Est. Cost $12.32 Unrealized
MOS MOSAIC CO NEW 0.1%
Value ($000) $720 Shares 14,400 Est. Cost $36.35 Unrealized +3.2%
HAL HALLIBURTON CO 0.1%
Value ($000) $707 Shares 12,000 Est. Cost $33.21 Unrealized +28.8%
PENN WEST PETE LTD NEW 0.1%
Value ($000) $671 Shares 80,305 Est. Cost $9.77 Unrealized
GXC SPDR INDEX SHS FDS 0.1%
Value ($000) $669 Shares 9,200 Est. Cost $64.08 Unrealized
MKSI MKS INSTRUMENT INC 0.1%
Value ($000) $656 Shares 21,950 Est. Cost $23.45 Unrealized +12.9%
CHMG CHEMUNG FINL CORP 0.1%
Value ($000) $614 Shares 22,642 Est. Cost $22.91 Unrealized -5.8%
MARKET VECTORS ETF TR 0.1%
Value ($000) $609 Shares 28,100 Est. Cost $18.60 Unrealized
GSV CAP CORP 0.1%
Value ($000) $609 Shares 60,100 Est. Cost $7.94 Unrealized
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $607 Shares 7,580 Est. Cost $80.10 Unrealized
CVE CENOVUS ENERGY INC 0.1%
Value ($000) $584 Shares 20,166 Est. Cost $22.39 Unrealized -7.4%
COVANCE INC 0.1%
Value ($000) $476 Shares 4,580 Est. Cost $76.48 Unrealized
SU SUNCOR ENERGY INC NEW 0.1%
Value ($000) $454 Shares 12,992 Est. Cost $19.64 Unrealized +12.5%
ALLE ALLEGION PUB LTD CO 0.1%
Value ($000) $385 Shares 7,387 Est. Cost $38.52 Unrealized +15.1%
REGN REGENERON PHARMACEUTICALS 0.1%
Value ($000) $380 Shares 1,265 Est. Cost $231.58 Unrealized +32.3%
T AT&T INC 0.1%
Value ($000) $374 Shares 10,662 Est. Cost $11.40 Unrealized -4.8%
WUXI PHARMATECH CAYMAN INC 0.1%
Value ($000) $329 Shares 8,922 Est. Cost $21.01 Unrealized
ITT CORP NEW 0.1%
Value ($000) $283 Shares 6,615 Est. Cost $29.46 Unrealized
CHESAPEAKE ENERGY CORP 0.1%
Value ($000) $273 Shares 10,667 Est. Cost $20.39 Unrealized
COP CONOCOPHILLIPS 0.0%
Value ($000) $265 Shares 3,767 Est. Cost $40.33 Unrealized +12.6%
OTTR OTTER TAIL CORP 0.0%
Value ($000) $259 Shares 8,400 Est. Cost $20.25 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $252 Shares 5,294 Est. Cost $27.04 Unrealized -4.3%
DGX QUEST DIAGNOSTICS INC 0.0%
Value ($000) $243 Shares 4,200 Est. Cost $42.22 Unrealized 0.0%
CIEN CIENA CORP 0.0%
Value ($000) $240 Shares 10,550 Est. Cost $16.65 Unrealized +41.3%
TORTOISE ENERGY INFRSTRCTR C 0.0%
Value ($000) $234 Shares 5,107 Est. Cost $46.52 Unrealized
VRSN VERISIGN INC 0.0%
Value ($000) $232 Shares 4,300 Est. Cost $45.93 Unrealized +22.2%
CBU COMMUNITY BK SYS INC 0.0%
Value ($000) $229 Shares 5,864 Est. Cost $25.37 Unrealized +1.1%
WFC WELLS FARGO & CO NEW 0.0%
Value ($000) $214 Shares 4,306 Est. Cost $30.76 Unrealized +8.6%
JDS UNIPHASE CORP 0.0%
Value ($000) $175 Shares 12,500 Est. Cost $14.00 Unrealized
NET SERVICOS DE COMUNICACAO 0.0%
Value ($000) $126 Shares 15,200 Est. Cost $14.28 Unrealized
OCLARO INC 0.0%
Value ($000) $115 Shares 36,975 Est. Cost $1.18 Unrealized
POWERSHARES ETF TRUST 0.0%
Value ($000) $71 Shares 10,000 Est. Cost $6.40 Unrealized
SUPERVALU INC 0.0%
Value ($000) $68 Shares 10,000 Est. Cost $6.20 Unrealized
ARCH COAL INC 0.0%
Value ($000) $55 Shares 11,500 Est. Cost $4.13 Unrealized
EQUAL ENERGY LTD 0.0%
Value ($000) $50 Shares 11,000 Est. Cost $4.00 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $40 Shares 10,000 Est. Cost $3.46 Unrealized +10.4%
IPASS INC 0.0%
Value ($000) $28 Shares 16,800 Est. Cost $1.90 Unrealized
AVALON RARE METALS INC 0.0%
Value ($000) $12 Shares 18,750 Est. Cost $0.53 Unrealized