JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 3, 2014

Total Value ($000): $523,846 (100.0% shares, 0.0% debt)

Holdings (149)

JNJ JOHNSON & JOHNSON 5.6%
Value ($000) $29,466 Shares 321,721 Est. Cost $59.66 Unrealized +10.2%
XOM EXXON MOBIL CORP 4.5%
Value ($000) $23,573 Shares 232,934 Est. Cost $53.78 Unrealized +4.0%
GLW CORNING INC 4.4%
Value ($000) $22,879 Shares 1,283,908 Est. Cost $10.49 Unrealized +14.9%
EMR EMERSON ELEC CO 3.2%
Value ($000) $16,998 Shares 242,205 Est. Cost $40.02 Unrealized +20.4%
KO COCA COLA CO 2.7%
Value ($000) $14,086 Shares 340,982 Est. Cost $27.74 Unrealized -2.9%
INTC INTEL CORP 2.5%
Value ($000) $13,342 Shares 514,031 Est. Cost $17.16 Unrealized +4.4%
BMY BRISTOL MYERS SQUIBB CO 2.5%
Value ($000) $12,954 Shares 243,722 Est. Cost $28.67 Unrealized +19.2%
PALL CORP 2.5%
Value ($000) $12,855 Shares 150,611 Est. Cost $66.43 Unrealized
SLB SCHLUMBERGER LTD 2.3%
Value ($000) $11,871 Shares 131,734 Est. Cost $52.90 Unrealized +23.0%
MRK MERCK & CO INC NEW 2.0%
Value ($000) $10,670 Shares 213,184 Est. Cost $30.09 Unrealized +4.0%
IBM INTERNATIONAL BUSINESS MACHS 2.0%
Value ($000) $10,617 Shares 56,603 Est. Cost $111.79 Unrealized -4.8%
PFE PFIZER INC 2.0%
Value ($000) $10,412 Shares 339,926 Est. Cost $16.45 Unrealized +7.1%
GLAXOSMITHKLINE PLC 1.9%
Value ($000) $10,163 Shares 190,356 Est. Cost $49.97 Unrealized
MSFT MICROSOFT CORP 1.9%
Value ($000) $9,790 Shares 261,684 Est. Cost $26.70 Unrealized +12.4%
GREAT PLAINS ENERGY INC 1.9%
Value ($000) $9,749 Shares 402,200 Est. Cost $22.52 Unrealized
IDA IDACORP INC 1.8%
Value ($000) $9,460 Shares 182,475 Est. Cost $48.08 Unrealized +6.3%
GVA GRANITE CONSTR INC 1.8%
Value ($000) $9,423 Shares 269,392 Est. Cost $29.65 Unrealized +6.0%
HON HONEYWELL INTL INC 1.7%
Value ($000) $9,133 Shares 99,959 Est. Cost $53.13 Unrealized +14.5%
MMM 3M CO 1.7%
Value ($000) $8,872 Shares 63,257 Est. Cost $61.26 Unrealized +18.6%
AMGN AMGEN INC 1.5%
Value ($000) $7,859 Shares 68,890 Est. Cost $73.34 Unrealized +10.6%
BCE BCE INC 1.4%
Value ($000) $7,558 Shares 174,599 Est. Cost $22.25 Unrealized -2.6%
DUK DUKE ENERGY CORP NEW 1.3%
Value ($000) $7,036 Shares 101,959 Est. Cost $41.83 Unrealized +1.2%
NVS NOVARTIS A G 1.3%
Value ($000) $6,897 Shares 85,799 Est. Cost $70.71 Unrealized
ADI ANALOG DEVICES INC 1.2%
Value ($000) $6,265 Shares 123,016 Est. Cost $34.29 Unrealized +9.8%
EXC EXELON CORP 1.2%
Value ($000) $6,198 Shares 226,300 Est. Cost $15.33 Unrealized -15.0%
DRESSER-RAND GROUP INC 1.2%
Value ($000) $6,128 Shares 102,760 Est. Cost $59.95 Unrealized
AZTA BROOKS AUTOMATION INC 1.1%
Value ($000) $5,964 Shares 568,538 Est. Cost $8.26 Unrealized +2.0%
LNN LINDSAY CORP 1.1%
Value ($000) $5,811 Shares 70,228 Est. Cost $67.49 Unrealized -0.8%
MDU MDU RES GROUP INC 1.0%
Value ($000) $5,449 Shares 178,350 Est. Cost $6.58 Unrealized +18.6%
NEE NEXTERA ENERGY INC 1.0%
Value ($000) $5,411 Shares 63,200 Est. Cost $14.15 Unrealized +8.1%
SIGMA ALDRICH CORP 0.9%
Value ($000) $4,957 Shares 52,725 Est. Cost $80.42 Unrealized
CSCO CISCO SYS INC 0.9%
Value ($000) $4,810 Shares 214,433 Est. Cost $15.24 Unrealized -0.2%
MEDTRONIC INC 0.9%
Value ($000) $4,631 Shares 80,689 Est. Cost $51.48 Unrealized
POR PORTLAND GEN ELEC CO 0.9%
Value ($000) $4,530 Shares 149,985 Est. Cost $19.65 Unrealized -3.7%
TMO THERMO FISHER SCIENTIFIC INC 0.8%
Value ($000) $4,398 Shares 39,500 Est. Cost $79.76 Unrealized +19.9%
ISHARES 0.8%
Value ($000) $4,373 Shares 332,025 Est. Cost $12.79 Unrealized
TMP TOMPKINS FINANCIAL CORPORATI 0.8%
Value ($000) $4,340 Shares 84,450 Est. Cost $27.90 Unrealized +18.5%
FLS FLOWSERVE CORP 0.8%
Value ($000) $4,291 Shares 54,435 Est. Cost $43.03 Unrealized +28.7%
STERIS CORP 0.8%
Value ($000) $4,156 Shares 86,500 Est. Cost $42.88 Unrealized
PG PROCTER & GAMBLE CO 0.8%
Value ($000) $4,071 Shares 50,007 Est. Cost $55.00 Unrealized +5.5%
GOOGLE INC 0.8%
Value ($000) $4,030 Shares 3,596 Est. Cost $880.28 Unrealized
DENTSPLY INTL INC NEW 0.7%
Value ($000) $3,735 Shares 77,050 Est. Cost $40.96 Unrealized
ENCANA CORP 0.7%
Value ($000) $3,598 Shares 199,350 Est. Cost $16.94 Unrealized
CLAYMORE EXCHANGE-TRD FD TR 0.7%
Value ($000) $3,586 Shares 131,519 Est. Cost $22.47 Unrealized
LLY LILLY ELI & CO 0.7%
Value ($000) $3,511 Shares 68,838 Est. Cost $40.51 Unrealized -2.3%
ZOLTEK COS INC 0.6%
Value ($000) $3,340 Shares 199,401 Est. Cost $12.91 Unrealized
CHINA MOBILE LIMITED 0.6%
Value ($000) $3,323 Shares 63,550 Est. Cost $52.84 Unrealized
DIS DISNEY WALT CO 0.6%
Value ($000) $3,241 Shares 42,427 Est. Cost $56.11 Unrealized +9.9%
AAPL APPLE INC 0.6%
Value ($000) $3,185 Shares 5,678 Est. Cost $13.17 Unrealized +24.3%
ITRI ITRON INC 0.6%
Value ($000) $3,174 Shares 76,600 Est. Cost $41.81 Unrealized +1.5%
FCX FREEPORT-MCMORAN COPPER & GO 0.6%
Value ($000) $2,922 Shares 77,425 Est. Cost $24.63 Unrealized +22.1%
DLB DOLBY LABORATORIES INC 0.6%
Value ($000) $2,886 Shares 74,850 Est. Cost $28.91 Unrealized +7.3%
MONSANTO CO NEW 0.5%
Value ($000) $2,656 Shares 22,785 Est. Cost $98.79 Unrealized
GENERAL ELECTRIC CO 0.5%
Value ($000) $2,639 Shares 94,133 Est. Cost $23.57 Unrealized
EWZ ISHARES 0.5%
Value ($000) $2,588 Shares 57,925 Est. Cost $43.86 Unrealized
AMAT APPLIED MATLS INC 0.5%
Value ($000) $2,535 Shares 143,364 Est. Cost $12.22 Unrealized +21.6%
JPM JPMORGAN CHASE & CO 0.5%
Value ($000) $2,487 Shares 42,532 Est. Cost $36.24 Unrealized +9.4%
LACLEDE GROUP INC 0.5%
Value ($000) $2,423 Shares 53,200 Est. Cost $45.66 Unrealized
XYL XYLEM INC 0.4%
Value ($000) $2,337 Shares 67,550 Est. Cost $23.15 Unrealized +19.2%
WTS WATTS WATER TECHNOLOGIES INC 0.4%
Value ($000) $2,326 Shares 37,589 Est. Cost $46.26 Unrealized +25.3%
EPU ISHARES 0.4%
Value ($000) $2,299 Shares 68,300 Est. Cost $34.07 Unrealized
INGERSOLL-RAND PLC 0.4%
Value ($000) $2,249 Shares 36,510 Est. Cost $55.87 Unrealized
TYCO INTERNATIONAL LTD 0.4%
Value ($000) $2,221 Shares 54,111 Est. Cost $33.98 Unrealized
NEOG NEOGEN CORP 0.4%
Value ($000) $2,124 Shares 46,486 Est. Cost $14.51 Unrealized +19.8%
EEM ISHARES 0.4%
Value ($000) $2,067 Shares 49,450 Est. Cost $40.49 Unrealized
ABERDEEN AUSTRALIA EQTY FD I 0.4%
Value ($000) $2,008 Shares 237,911 Est. Cost $9.66 Unrealized
MENTOR GRAPHICS CORP 0.4%
Value ($000) $2,003 Shares 83,200 Est. Cost $19.55 Unrealized
ABT ABBOTT LABS 0.4%
Value ($000) $1,983 Shares 51,747 Est. Cost $28.46 Unrealized +2.7%
AGX ARGAN INC 0.4%
Value ($000) $1,974 Shares 71,617 Est. Cost $11.86 Unrealized +47.6%
EWC ISHARES 0.4%
Value ($000) $1,970 Shares 67,560 Est. Cost $26.14 Unrealized
VALE VALE S A 0.4%
Value ($000) $1,966 Shares 128,950 Est. Cost $14.22 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,949 Shares 70,500 Est. Cost $24.15 Unrealized
ST JUDE MED INC 0.4%
Value ($000) $1,908 Shares 30,799 Est. Cost $45.62 Unrealized
AEGION CORP 0.4%
Value ($000) $1,871 Shares 85,450 Est. Cost $23.56 Unrealized
EWA ISHARES 0.4%
Value ($000) $1,852 Shares 76,000 Est. Cost $23.05 Unrealized
CALGON CARBON CORP 0.4%
Value ($000) $1,848 Shares 89,850 Est. Cost $16.99 Unrealized
FXI ISHARES 0.3%
Value ($000) $1,813 Shares 47,245 Est. Cost $32.52 Unrealized
PBR PETROLEO BRASILEIRO SA PETRO 0.3%
Value ($000) $1,800 Shares 130,650 Est. Cost $13.79 Unrealized
LFCR LANDEC CORP 0.3%
Value ($000) $1,756 Shares 144,900 Est. Cost $13.49 Unrealized -11.5%
ZBH ZIMMER HLDGS INC 0.3%
Value ($000) $1,739 Shares 18,658 Est. Cost $67.30 Unrealized +16.3%
TRANSCANADA CORP 0.3%
Value ($000) $1,640 Shares 35,920 Est. Cost $43.40 Unrealized
EGA EMERGING GLOBAL SHS TR 0.3%
Value ($000) $1,613 Shares 94,695 Est. Cost $17.33 Unrealized
E M C CORP MASS 0.3%
Value ($000) $1,598 Shares 63,520 Est. Cost $24.00 Unrealized
TXN TEXAS INSTRS INC 0.3%
Value ($000) $1,568 Shares 35,700 Est. Cost $25.31 Unrealized +18.8%
SYNGENTA AG 0.3%
Value ($000) $1,565 Shares 19,574 Est. Cost $77.88 Unrealized
ELMIRA SVGS BK ELMIRA N Y 0.3%
Value ($000) $1,559 Shares 61,882 Est. Cost $21.85 Unrealized
AMERICAN SOFTWARE INC 0.3%
Value ($000) $1,485 Shares 150,473 Est. Cost $8.67 Unrealized
OGE OGE ENERGY CORP 0.3%
Value ($000) $1,444 Shares 42,600 Est. Cost $34.79 Unrealized +2.9%
ASTE ASTEC INDS INC 0.3%
Value ($000) $1,439 Shares 37,250 Est. Cost $29.84 Unrealized +4.5%
TALISMAN ENERGY INC 0.3%
Value ($000) $1,419 Shares 121,760 Est. Cost $11.43 Unrealized
BAX BAXTER INTL INC 0.3%
Value ($000) $1,381 Shares 19,861 Est. Cost $30.42 Unrealized -3.9%
AMERICAN CAP LTD 0.3%
Value ($000) $1,343 Shares 85,858 Est. Cost $13.21 Unrealized
THE ADT CORPORATION 0.3%
Value ($000) $1,333 Shares 32,937 Est. Cost $39.99 Unrealized
XYRATEX LTD 0.3%
Value ($000) $1,330 Shares 100,100 Est. Cost $10.06 Unrealized
EME EMCOR GROUP INC 0.3%
Value ($000) $1,328 Shares 31,300 Est. Cost $36.84 Unrealized 0.0%
COVIDIEN PLC 0.3%
Value ($000) $1,325 Shares 19,450 Est. Cost $62.83 Unrealized
SYK STRYKER CORP 0.2%
Value ($000) $1,240 Shares 16,500 Est. Cost $56.92 Unrealized +10.8%
BNS BANK N S HALIFAX 0.2%
Value ($000) $1,204 Shares 19,250 Est. Cost $30.35 Unrealized +9.1%
CUBIST PHARMACEUTICALS INC 0.2%
Value ($000) $1,202 Shares 17,455 Est. Cost $48.28 Unrealized
ENDO HEALTH SOLUTIONS INC 0.2%
Value ($000) $1,116 Shares 16,540 Est. Cost $36.77 Unrealized
ROP ROPER INDS INC NEW 0.2%
Value ($000) $1,048 Shares 7,559 Est. Cost $113.55 Unrealized +6.4%
EGA EMERGING GLOBAL SHS TR 0.2%
Value ($000) $1,044 Shares 56,650 Est. Cost $15.49 Unrealized
NWE NORTHWESTERN CORP 0.2%
Value ($000) $1,016 Shares 23,450 Est. Cost $24.78 Unrealized +10.6%
TTEK TETRA TECH INC NEW 0.2%
Value ($000) $973 Shares 34,781 Est. Cost $5.31 Unrealized +1.7%
CVGW CALAVO GROWERS INC 0.2%
Value ($000) $921 Shares 30,450 Est. Cost $22.91 Unrealized +4.3%
TE CONNECTIVITY LTD 0.2%
Value ($000) $882 Shares 16,000 Est. Cost $45.52 Unrealized
ADM ARCHER DANIELS MIDLAND CO 0.2%
Value ($000) $877 Shares 20,200 Est. Cost $23.37 Unrealized +22.4%
ECNS ISHARES 0.2%
Value ($000) $864 Shares 18,600 Est. Cost $40.00 Unrealized
HARDINGE INC 0.2%
Value ($000) $860 Shares 59,406 Est. Cost $14.74 Unrealized
GSV CAP CORP 0.2%
Value ($000) $854 Shares 70,600 Est. Cost $7.94 Unrealized
SUN HYDRAULICS CORP 0.2%
Value ($000) $826 Shares 20,238 Est. Cost $32.18 Unrealized
CHMG CHEMUNG FINL CORP 0.2%
Value ($000) $825 Shares 24,142 Est. Cost $22.91 Unrealized +1.4%
SWISS HELVETIA FD INC 0.1%
Value ($000) $775 Shares 55,550 Est. Cost $12.32 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $767 Shares 9,253 Est. Cost $56.44 Unrealized +2.3%
PENN WEST PETE LTD NEW 0.1%
Value ($000) $747 Shares 89,305 Est. Cost $9.77 Unrealized
GXC SPDR INDEX SHS FDS 0.1%
Value ($000) $733 Shares 9,400 Est. Cost $64.08 Unrealized
MOS MOSAIC CO NEW 0.1%
Value ($000) $704 Shares 14,900 Est. Cost $36.35 Unrealized -0.0%
MKSI MKS INSTRUMENT INC 0.1%
Value ($000) $687 Shares 22,950 Est. Cost $23.45 Unrealized +8.8%
WUXI PHARMATECH CAYMAN INC 0.1%
Value ($000) $628 Shares 16,350 Est. Cost $21.01 Unrealized
HAL HALLIBURTON CO 0.1%
Value ($000) $619 Shares 12,200 Est. Cost $33.21 Unrealized +24.3%
CVE CENOVUS ENERGY INC 0.1%
Value ($000) $598 Shares 20,866 Est. Cost $22.39 Unrealized +0.2%
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $594 Shares 7,435 Est. Cost $80.10 Unrealized
SU SUNCOR ENERGY INC NEW 0.1%
Value ($000) $547 Shares 15,612 Est. Cost $19.64 Unrealized +18.1%
MARKET VECTORS ETF TR 0.1%
Value ($000) $528 Shares 28,100 Est. Cost $18.60 Unrealized
ALLE ALLEGION PUB LTD CO 0.1%
Value ($000) $488 Shares 11,043 Est. Cost $38.52 Unrealized 0.0%
COVANCE INC 0.1%
Value ($000) $412 Shares 4,676 Est. Cost $76.48 Unrealized
COMPANHIA PARANAENSE ENERG C 0.1%
Value ($000) $388 Shares 29,500 Est. Cost $13.69 Unrealized
REGN REGENERON PHARMACEUTICALS 0.1%
Value ($000) $376 Shares 1,365 Est. Cost $231.58 Unrealized +23.5%
T AT&T INC 0.1%
Value ($000) $375 Shares 10,662 Est. Cost $11.40 Unrealized -2.0%
ITT CORP NEW 0.1%
Value ($000) $305 Shares 7,015 Est. Cost $29.46 Unrealized
CHESAPEAKE ENERGY CORP 0.1%
Value ($000) $303 Shares 11,167 Est. Cost $20.39 Unrealized
PENTAIR LTD 0.1%
Value ($000) $289 Shares 3,725 Est. Cost $57.69 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $267 Shares 5,431 Est. Cost $27.04 Unrealized -1.6%
COP CONOCOPHILLIPS 0.1%
Value ($000) $266 Shares 3,767 Est. Cost $40.33 Unrealized +20.0%
CIEN CIENA CORP 0.1%
Value ($000) $264 Shares 11,050 Est. Cost $16.65 Unrealized +43.1%
TORTOISE ENERGY INFRSTRCTR C 0.1%
Value ($000) $263 Shares 5,507 Est. Cost $46.52 Unrealized
VRSN VERISIGN INC 0.0%
Value ($000) $260 Shares 4,350 Est. Cost $45.93 Unrealized +18.8%
CBU COMMUNITY BK SYS INC 0.0%
Value ($000) $232 Shares 5,846 Est. Cost $25.37 Unrealized 0.0%
WFC WELLS FARGO & CO NEW 0.0%
Value ($000) $209 Shares 4,606 Est. Cost $30.76 Unrealized 0.0%
NET SERVICOS DE COMUNICACAO 0.0%
Value ($000) $159 Shares 16,500 Est. Cost $14.28 Unrealized
ELLSWORTH FUND LTD 0.0%
Value ($000) $111 Shares 13,500 Est. Cost $7.66 Unrealized
OCLARO INC 0.0%
Value ($000) $102 Shares 40,975 Est. Cost $1.18 Unrealized
ARCH COAL INC 0.0%
Value ($000) $89 Shares 20,100 Est. Cost $4.13 Unrealized
SUPERVALU INC 0.0%
Value ($000) $73 Shares 10,000 Est. Cost $6.20 Unrealized
POWERSHARES ETF TRUST 0.0%
Value ($000) $64 Shares 10,000 Est. Cost $6.40 Unrealized
EQUAL ENERGY LTD 0.0%
Value ($000) $59 Shares 11,000 Est. Cost $4.00 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.0%
Value ($000) $39 Shares 10,000 Est. Cost $3.46 Unrealized +3.7%
IPASS INC 0.0%
Value ($000) $26 Shares 16,800 Est. Cost $1.90 Unrealized
AVALON RARE METALS INC 0.0%
Value ($000) $10 Shares 18,750 Est. Cost $0.53 Unrealized