ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Oct 8, 2020

Total Value ($000): $593,401 (100.0% shares, 0.0% debt)

Holdings (118)

MSFT MICROSOFT CORP 7.1%
Value ($000) $41,869 Shares 199,063 Est. Cost $45.16 Unrealized +344.6%
PYPL PAYPAL HOLDINGS INC 4.9%
Value ($000) $29,308 Shares 148,748 Est. Cost $94.45 Unrealized +98.9%
MA MASTERCARD INC - A 4.6%
Value ($000) $27,401 Shares 81,027 Est. Cost $207.20 Unrealized +52.4%
AAPL APPLE INC 4.0%
Value ($000) $23,869 Shares 206,105 Est. Cost $95.38 Unrealized +11.1%
ABT ABBOTT LABORATORIES 3.9%
Value ($000) $23,202 Shares 213,192 Est. Cost $41.13 Unrealized +124.5%
WMT WALMART INC 3.8%
Value ($000) $22,296 Shares 159,360 Est. Cost $27.65 Unrealized +49.4%
HD HOME DEPOT INC 3.3%
Value ($000) $19,547 Shares 70,386 Est. Cost $101.67 Unrealized +133.8%
MRK MERCK & CO. INC. 3.3%
Value ($000) $19,451 Shares 234,492 Est. Cost $60.29 Unrealized +9.3%
LMT LOCKHEED MARTIN CORP 2.9%
Value ($000) $17,160 Shares 44,772 Est. Cost $241.05 Unrealized +36.5%
JPM JPMORGAN CHASE & CO 2.8%
Value ($000) $16,610 Shares 172,538 Est. Cost $85.34 Unrealized +0.1%
PEP PEPSICO INC 2.6%
Value ($000) $15,556 Shares 112,236 Est. Cost $71.70 Unrealized +60.6%
TMO THERMO FISHER SCIENTIFIC INC 2.5%
Value ($000) $14,721 Shares 33,342 Est. Cost $160.69 Unrealized +153.5%
UNH UNITEDHEALTH GROUP INC 2.4%
Value ($000) $14,086 Shares 45,181 Est. Cost $170.76 Unrealized +64.7%
NEE NEXTERA ENERGY INC 2.4%
Value ($000) $14,005 Shares 50,459 Est. Cost $38.59 Unrealized +56.2%
ADBE ADOBE SYSTEMS INC 2.3%
Value ($000) $13,628 Shares 27,788 Est. Cost $287.74 Unrealized +61.7%
AMD ADVANCED MICRO DEVICES 2.3%
Value ($000) $13,451 Shares 164,061 Est. Cost $53.23 Unrealized +39.5%
QCOM QUALCOMM INC 2.3%
Value ($000) $13,437 Shares 114,186 Est. Cost $95.15 Unrealized 0.0%
TGT TARGET CORP 2.2%
Value ($000) $13,325 Shares 84,648 Est. Cost $98.18 Unrealized +20.9%
AON PLC SHS CL A 2.2%
Value ($000) $12,832 Shares 62,202 Est. Cost $165.04 Unrealized
ADP AUTOMATIC DATA PROCESSING 2.1%
Value ($000) $12,675 Shares 90,865 Est. Cost $77.06 Unrealized +62.2%
MCD MCDONALDS CORP 2.1%
Value ($000) $12,461 Shares 56,774 Est. Cost $156.49 Unrealized +15.9%
HON HONEYWELL INTERNATIONAL INC 2.1%
Value ($000) $12,360 Shares 75,087 Est. Cost $85.47 Unrealized +55.9%
VZ VERIZON COMMUNICATIONS INC 2.0%
Value ($000) $11,618 Shares 195,296 Est. Cost $36.53 Unrealized +16.5%
SNPS SYNOPSYS INC 1.8%
Value ($000) $10,605 Shares 49,561 Est. Cost $160.06 Unrealized +27.2%
EMR EMERSON ELECTRIC CO 1.6%
Value ($000) $9,562 Shares 145,825 Est. Cost $47.51 Unrealized +23.7%
AXP AMERICAN EXPRESS CO 1.6%
Value ($000) $9,384 Shares 93,610 Est. Cost $81.85 Unrealized +12.3%
CMCSA COMCAST CORP-CLASS A 1.5%
Value ($000) $8,720 Shares 188,505 Est. Cost $36.05 Unrealized +4.4%
TXN TEXAS INSTRUMENTS INC 1.4%
Value ($000) $8,200 Shares 57,430 Est. Cost $111.27 Unrealized +5.0%
UPS UNITED PARCEL SERVICE-CL B 1.4%
Value ($000) $8,019 Shares 48,122 Est. Cost $117.34 Unrealized 0.0%
MS MORGAN STANLEY 1.3%
Value ($000) $7,954 Shares 164,506 Est. Cost $35.21 Unrealized +20.8%
APD AIR PRODUCTS & CHEMICALS INC 1.3%
Value ($000) $7,726 Shares 25,940 Est. Cost $151.50 Unrealized +66.2%
EW EDWARDS LIFESCIENCES CORP 1.1%
Value ($000) $6,462 Shares 80,955 Est. Cost $73.07 Unrealized +6.8%
ORCL ORACLE CORP 1.1%
Value ($000) $6,366 Shares 106,639 Est. Cost $46.32 Unrealized +13.9%
AMZN AMAZON.COM INC 1.0%
Value ($000) $6,184 Shares 1,964 Est. Cost $30.65 Unrealized +414.4%
GOOG ALPHABET INC-CL C 1.0%
Value ($000) $6,050 Shares 4,117 Est. Cost $67.79 Unrealized +11.7%
BDX BECTON DICKINSON AND CO 1.0%
Value ($000) $5,733 Shares 24,641 Est. Cost $210.60 Unrealized +7.0%
SYK STRYKER CORP 0.9%
Value ($000) $5,505 Shares 26,418 Est. Cost $196.25 Unrealized -6.4%
KEURIG DR PEPPER 0.9%
Value ($000) $5,102 Shares 184,867 Est. Cost $28.39 Unrealized
CHECK POINT SOFTWARE TECHNOLOG 0.8%
Value ($000) $4,490 Shares 37,315 Est. Cost $120.33 Unrealized
FDX FEDEX CORP 0.7%
Value ($000) $4,183 Shares 16,629 Est. Cost $180.94 Unrealized 0.0%
META FACEBOOK INC-CLASS A 0.7%
Value ($000) $4,143 Shares 15,818 Est. Cost $200.95 Unrealized +27.4%
BRAINSTORM CELL THERAPEUTICS 0.7%
Value ($000) $4,069 Shares 240,500 Est. Cost $9.67 Unrealized
JNJ JOHNSON & JOHNSON 0.6%
Value ($000) $3,727 Shares 25,033 Est. Cost $106.70 Unrealized +19.0%
PFE PFIZER INC 0.6%
Value ($000) $3,715 Shares 101,231 Est. Cost $25.29 Unrealized +7.2%
BIIB BIOGEN INC 0.6%
Value ($000) $3,665 Shares 12,921 Est. Cost $278.91 Unrealized +0.0%
BA BOEING CO/THE 0.5%
Value ($000) $3,155 Shares 19,093 Est. Cost $141.07 Unrealized +20.8%
PG PROCTER & GAMBLE CO/THE 0.5%
Value ($000) $2,843 Shares 20,456 Est. Cost $78.55 Unrealized +48.1%
VMWARE INC-CLASS A 0.4%
Value ($000) $2,604 Shares 18,125 Est. Cost $143.67 Unrealized
CVX CHEVRON CORP 0.4%
Value ($000) $2,563 Shares 35,598 Est. Cost $70.84 Unrealized -6.1%
IBM INTERNATIONAL BUSINESS MACHINE 0.3%
Value ($000) $1,831 Shares 15,050 Est. Cost $96.33 Unrealized -2.6%
GOOGL ALPHABET INC-CL A 0.2%
Value ($000) $1,356 Shares 925 Est. Cost $45.86 Unrealized +64.9%
DE DEERE & CO 0.2%
Value ($000) $1,258 Shares 5,674 Est. Cost $69.65 Unrealized +158.1%
FTNT FORTINET INC 0.2%
Value ($000) $1,037 Shares 8,800 Est. Cost $25.83 Unrealized 0.0%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $991 Shares 7,989 Est. Cost $84.98 Unrealized +43.7%
INTC INTEL CORP 0.2%
Value ($000) $925 Shares 17,866 Est. Cost $36.06 Unrealized +29.0%
RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $913 Shares 15,865 Est. Cost $61.62 Unrealized
ALL ALLSTATE CORP 0.1%
Value ($000) $814 Shares 8,643 Est. Cost $51.47 Unrealized +58.9%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $771 Shares 3,914 Est. Cost $76.01 Unrealized +116.9%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $723 Shares 3,200 Est. Cost $138.14 Unrealized
ABBV ABBVIE INC 0.1%
Value ($000) $692 Shares 7,900 Est. Cost $53.36 Unrealized +43.0%
T AT&T INC 0.1%
Value ($000) $605 Shares 21,237 Est. Cost $16.19 Unrealized -3.9%
DU PONT (E.I.) DE NEMOURS 0.1%
Value ($000) $592 Shares 10,666 Est. Cost $73.97 Unrealized
BAC BANK OF AMERICA CORP 0.1%
Value ($000) $549 Shares 22,801 Est. Cost $12.69 Unrealized +72.0%
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $537 Shares 2,461 Est. Cost $163.20 Unrealized
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $507 Shares 6,209 Est. Cost $51.45 Unrealized +31.8%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $499 Shares 14,420 Est. Cost $27.90 Unrealized
MMM 3M CO 0.1%
Value ($000) $484 Shares 3,019 Est. Cost $123.55 Unrealized -10.7%
DHR DANAHER CORP 0.1%
Value ($000) $480 Shares 2,230 Est. Cost $106.92 Unrealized +62.5%
TRV TRAVELERS COS INC/THE 0.1%
Value ($000) $437 Shares 4,038 Est. Cost $96.63 Unrealized +6.0%
SO SOUTHERN CO/THE 0.1%
Value ($000) $434 Shares 8,012 Est. Cost $32.64 Unrealized +33.4%
NVIDIA CORP 0.1%
Value ($000) $380 Shares 702 Est. Cost $382.59 Unrealized
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $372 Shares 1,860 Est. Cost $97.99 Unrealized +96.2%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $353 Shares 1,053 Est. Cost $230.91 Unrealized
COLONY NORTH INC 7.125 0.1%
Value ($000) $337 Shares 15,000 Est. Cost $23.14 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $333 Shares 1,566 Est. Cost $162.85 Unrealized +25.6%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $325 Shares 3,160 Est. Cost $18.42 Unrealized +154.2%
GS GOLDMAN SACHS GROUP INC 0.1%
Value ($000) $318 Shares 1,582 Est. Cost $164.18 Unrealized +9.0%
WM WASTE MANAGEMENT INC 0.1%
Value ($000) $318 Shares 2,813 Est. Cost $66.23 Unrealized +53.0%
MRSH MARSH & MCLENNAN COMPANIES INC 0.1%
Value ($000) $299 Shares 2,603 Est. Cost $85.29 Unrealized +23.9%
KO COCA-COLA CO/THE 0.0%
Value ($000) $286 Shares 5,793 Est. Cost $37.21 Unrealized +9.6%
GLOBAL PAYMENTS 0.0%
Value ($000) $286 Shares 1,609 Est. Cost $177.75 Unrealized
CL COLGATE-PALMOLIVE CO 0.0%
Value ($000) $286 Shares 3,712 Est. Cost $50.09 Unrealized +34.4%
AMGN AMGEN INC 0.0%
Value ($000) $274 Shares 1,077 Est. Cost $125.21 Unrealized +67.4%
BRUNSWICK CORP 6.5 0.0%
Value ($000) $274 Shares 10,000 Est. Cost $25.10 Unrealized
PRUDENTIAL FINANCIAL INC 5.625 0.0%
Value ($000) $274 Shares 10,000 Est. Cost $23.60 Unrealized
SBUX STARBUCKS CORP 0.0%
Value ($000) $274 Shares 3,193 Est. Cost $66.33 Unrealized +6.7%
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value ($000) $271 Shares 12,000 Est. Cost $23.25 Unrealized
COST COSTCO WHOLESALE CORP 0.0%
Value ($000) $267 Shares 753 Est. Cost $257.11 Unrealized +20.2%
HERCULES CAPITAL INC 6.25 0.0%
Value ($000) $266 Shares 10,000 Est. Cost $23.30 Unrealized
BRIGHTHOUSE FINANCIAL INC 6.25 0.0%
Value ($000) $265 Shares 10,000 Est. Cost $21.20 Unrealized
BABA ALIBABA GROUP HOLDING-SP ADR 0.0%
Value ($000) $264 Shares 899 Est. Cost $293.66 Unrealized
ENSTAR GROUP 7 NON CUM SER E 0.0%
Value ($000) $264 Shares 10,000 Est. Cost $23.30 Unrealized
SPIRIT REALTY CAP INC 6 0.0%
Value ($000) $263 Shares 10,000 Est. Cost $21.70 Unrealized
OAKTREE CAPITAL GROUP LLC 0.0%
Value ($000) $263 Shares 10,000 Est. Cost $22.70 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 0.0%
Value ($000) $256 Shares 4,242 Est. Cost $45.19 Unrealized +7.5%
INTERCONTINENTAL EXCHANGE INC 0.0%
Value ($000) $256 Shares 2,560 Est. Cost $85.94 Unrealized
DOW DOW CHEMICAL CO/THE 0.0%
Value ($000) $253 Shares 5,370 Est. Cost $36.14 Unrealized -7.4%
QVC INC 6.375 PFD 0.0%
Value ($000) $245 Shares 10,000 Est. Cost $21.00 Unrealized
ZTS ZOETIS INC 0.0%
Value ($000) $238 Shares 1,439 Est. Cost $99.85 Unrealized +46.9%
PEG PUBLIC SERVICE ENTERPRISE GROU 0.0%
Value ($000) $233 Shares 4,240 Est. Cost $38.15 Unrealized +15.6%
AMT AMERICAN TOWER CORP 0.0%
Value ($000) $230 Shares 952 Est. Cost $97.53 Unrealized +122.2%
INTU INTUIT INC 0.0%
Value ($000) $228 Shares 700 Est. Cost $164.57 Unrealized +83.9%
IVV ISHARES CORE S&P 500 ETF 0.0%
Value ($000) $217 Shares 645 Est. Cost $336.43 Unrealized
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $214 Shares 1,750 Est. Cost $105.30 Unrealized 0.0%
VIACOMCBS INC 0.0%
Value ($000) $210 Shares 7,500 Est. Cost $28.00 Unrealized
UNUM GROUP 6.25 PFD 0.0%
Value ($000) $208 Shares 8,000 Est. Cost $26.00 Unrealized
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.0%
Value ($000) $208 Shares 1,749 Est. Cost $103.60 Unrealized
COWEN INC 7.35 0.0%
Value ($000) $206 Shares 8,000 Est. Cost $25.75 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.0%
Value ($000) $204 Shares 3,549 Est. Cost $48.56 Unrealized 0.0%
OPTAX AIM TAX-EXEMPT MUNI FUND FD CL 0.0%
Value ($000) $189 Shares 24,577 Est. Cost $7.61 Unrealized
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value ($000) $172 Shares 10,000 Est. Cost $22.90 Unrealized
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $169 Shares 10,000 Est. Cost $25.00 Unrealized
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $167 Shares 10,000 Est. Cost $25.00 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $140 Shares 17,500 Est. Cost $7.76 Unrealized
MCEWEN MINING 0.0%
Value ($000) $14 Shares 13,500 Est. Cost $3.70 Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized