Location: New York, NY
CIK: 0001569119 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 31, 2014
Total Value: $147M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | GENERAL ELECTRIC CO | 199,868 | $5.602M | 3.8% | $28.03 | $23.57 | — | COM | 369604103 |
| T | AT&T INC | 145,996 | $5.133M | 3.5% | $35.16 * | $11.31 | -0.1% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 45,349 | $4.154M | 2.8% | $91.60 * | $60.27 | +8.9% | COM | 478160104 |
| MET | METLIFE INC | 71,159 | $3.837M | 2.6% | $53.92 * | $24.52 | +32.0% | COM | 59156R108 |
| BP | BP PLC | 78,185 | $3.801M | 2.6% | $48.62 | $43.64 | +11.4% | SPONSORED ADR | 055622104 |
| PFE | PFIZER INC | 112,533 | $3.447M | 2.3% | $30.63 * | $16.46 | +7.2% | COM | 717081103 |
| SCHD | SCHWAB STRATEGIC TR | 89,728 | $3.289M | 2.2% | $36.66 * | $11.21 | +9.0% | US DIVIDEND EQ | 808524797 |
| MRK | MERCK & CO INC NEW | 64,280 | $3.217M | 2.2% | $50.05 * | $30.08 | +9.4% | COM | 58933Y105 |
| COP | CONOCOPHILLIPS | 44,060 | $3.113M | 2.1% | $70.65 * | $40.52 | +17.6% | COM | 20825C104 |
| XOM | EXXON MOBIL CORP | 29,717 | $3.007M | 2.0% | $101.19 * | $54.14 | +13.4% | COM | 30231G102 |
| MSFT | MICROSOFT CORP | 76,941 | $2.878M | 2.0% | $37.41 * | $26.71 | +16.2% | COM | 594918104 |
| KO | COCA COLA CO | 59,855 | $2.473M | 1.7% | $41.32 * | $27.17 | +4.3% | COM | 191216100 |
| TRV | TRAVELERS COMPANIES INC | 27,102 | $2.454M | 1.7% | $90.55 * | $63.38 | +9.6% | COM | 89417E109 |
| SCHB | SCHWAB STRATEGIC TR | 53,824 | $2.423M | 1.6% | $45.02 * | $7.01 | +6.9% | US BRD MKT ETF | 808524102 |
| OXY | OCCIDENTAL PETE CORP DEL | 24,694 | $2.348M | 1.6% | $95.08 * | $58.79 | +8.1% | COM | 674599105 |
| HD | HOME DEPOT INC | 28,487 | $2.346M | 1.6% | $82.35 * | $56.05 | +11.1% | COM | 437076102 |
| MMM | 3M CO | 16,184 | $2.27M | 1.5% | $140.26 * | $61.44 | +30.6% | COM | 88579Y101 |
| AAPL | APPLE INC | 3,707 | $2.08M | 1.4% | $561.10 * | $13.16 | +32.2% | COM | 037833100 |
| BMY | BRISTOL MYERS SQUIBB CO | 37,364 | $1.986M | 1.4% | $53.15 * | $29.15 | +23.1% | COM | 110122108 |
| WFC | WELLS FARGO & CO NEW | 43,342 | $1.968M | 1.3% | $45.41 * | $27.55 | +17.7% | COM | 949746101 |
| — | WELLS FARGO & CO NEW | 1,756 | $1.949M | 1.3% | $1109.91 | $1201.58 | — | PERP PFD CNV A | 949746804 |
| DUK | DUKE ENERGY CORP NEW | 28,095 | $1.939M | 1.3% | $69.02 * | $41.78 | +0.5% | COM NEW | 26441C204 |
| — | GLAXOSMITHKLINE PLC | 35,664 | $1.904M | 1.3% | $53.39 | $50.25 | — | SPONSORED ADR | 37733W105 |
| WM | WASTE MGMT INC DEL | 41,740 | $1.873M | 1.3% | $44.87 * | $31.12 | +12.4% | COM | 94106L109 |
| ING | ING GROEP N V | 79,297 | $1.836M | 1.2% | $23.15 * | $12.33 | +13.7% | SPONSORED ADR | 456837103 |
| HSBC | HSBC HLDGS PLC | 71,128 | $1.829M | 1.2% | $25.71 * | $54.95 | +0.3% | SPON ADR NEW | 404280406 |
| — | GOOGLE INC | 1,555 | $1.743M | 1.2% | $1120.90 | $881.08 | — | CL A | 38259P508 |
| ETN | EATON CORP PLC | 22,659 | $1.725M | 1.2% | $76.13 * | $50.20 | +13.7% | SHS | G29183103 |
| CVX | CHEVRON CORP NEW | 13,764 | $1.719M | 1.2% | $124.89 * | $71.71 | +4.9% | COM | 166764100 |
| — | BANK OF AMERICA CORPORATION | 1,456 | $1.544M | 1.1% | $1060.44 | $1124.41 | — | 7.25%CNV PFD L | 060505682 |
| — | DOW CHEM CO | 34,183 | $1.518M | 1.0% | $44.41 | $32.50 | — | COM | 260543103 |
| DE | DEERE & CO | 16,429 | $1.5M | 1.0% | $91.30 * | $67.29 | +8.7% | COM | 244199105 |
| NSC | NORFOLK SOUTHERN CORP | 15,402 | $1.43M | 1.0% | $92.85 * | $57.67 | +23.5% | COM | 655844108 |
| VZ | VERIZON COMMUNICATIONS INC | 28,286 | $1.39M | 0.9% | $49.14 * | $27.04 | -1.6% | COM | 92343V104 |
| MCD | MCDONALDS CORP | 13,931 | $1.352M | 0.9% | $97.05 * | $71.40 | -0.5% | COM | 580135101 |
| — | OCH ZIFF CAP MGMT GROUP | 87,691 | $1.298M | 0.9% | $14.80 | $11.13 | — | CL A | 67551U105 |
| — | ENERGY TRANSFER PRTNRS L P | 22,333 | $1.279M | 0.9% | $57.27 | $51.00 | — | UNIT LTD PARTN | 29273R109 |
| — | GEO GROUP INC | 38,850 | $1.252M | 0.9% | $32.23 | $33.09 | — | COM | 36159R103 |
| SCHM | SCHWAB STRATEGIC TR | 33,336 | $1.248M | 0.8% | $37.44 * | $11.12 | +12.2% | US MID-CAP ETF | 808524508 |
| PRU | PRUDENTIAL FINL INC | 13,253 | $1.222M | 0.8% | $92.21 * | $38.68 | +44.3% | COM | 744320102 |
| EMR | EMERSON ELEC CO | 17,349 | $1.218M | 0.8% | $70.21 * | $40.54 | +25.3% | COM | 291011104 |
| PG | PROCTER & GAMBLE CO | 14,629 | $1.191M | 0.8% | $81.41 * | $55.86 | +3.9% | COM | 742718109 |
| — | WEINGARTEN RLTY INVS | 42,350 | $1.161M | 0.8% | $27.41 | $29.81 | — | SH BEN INT | 948741103 |
| EPD | ENTERPRISE PRODS PARTNERS L | 17,061 | $1.131M | 0.8% | $66.29 | $65.18 | — | COM | 293792107 |
| — | TOTAL S A | 18,146 | $1.112M | 0.8% | $61.28 | $49.90 | — | SPONSORED ADR | 89151E109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,923 | $1.111M | 0.8% | $187.57 * | $118.66 | -6.6% | COM | 459200101 |
| SCHF | SCHWAB STRATEGIC TR | 35,221 | $1.111M | 0.8% | $31.54 * | $14.30 | +10.2% | INTL EQTY ETF | 808524805 |
| SCHA | SCHWAB STRATEGIC TR | 21,117 | $1.109M | 0.8% | $52.52 * | $11.11 | +18.2% | US SML CAP ETF | 808524607 |
| KEY | KEYCORP NEW | 82,396 | $1.106M | 0.8% | $13.42 * | $7.56 | +13.2% | COM | 493267108 |
| DB | DEUTSCHE BANK AG | 44,172 | $1.1M | 0.7% | $24.90 * | $33.05 | +2.0% | NAMEN AKT | D18190898 |
| SO | SOUTHERN CO | 26,506 | $1.09M | 0.7% | $41.12 * | $26.22 | -6.3% | COM | 842587107 |
| — | EL PASO PIPELINE PARTNERS L | 29,635 | $1.067M | 0.7% | $36.00 | $44.36 | — | COM UNIT LPI | 283702108 |
| — | KRAFT FOODS GROUP INC | 18,898 | $1.019M | 0.7% | $53.92 | $54.99 | — | COM | 50076Q106 |
| SLB | SCHLUMBERGER LTD | 10,883 | $981K | 0.7% | $90.14 * | $52.90 | +23.0% | COM | 806857108 |
| XLU | SELECT SECTOR SPDR TR | 24,191 | $919K | 0.6% | $37.99 * | $19.60 | -3.1% | SBI INT-UTILS | 81369Y886 |
| TJX | TJX COS INC NEW | 14,200 | $905K | 0.6% | $63.73 * | $20.82 | +30.0% | COM | 872540109 |
| — | ASPEN INSURANCE HOLDINGS LTD | 36,521 | $894K | 0.6% | $24.48 | $24.48 | — | SHS | G05384105 |
| SLF | SUN LIFE FINL INC | 24,550 | $867K | 0.6% | $35.32 | $28.45 | +24.2% | COM | 866796105 |
| CSCO | CISCO SYS INC | 38,153 | $856K | 0.6% | $22.44 * | $15.35 | +0.4% | COM | 17275R102 |
| PEP | PEPSICO INC | 10,168 | $843K | 0.6% | $82.91 * | $56.08 | +3.4% | COM | 713448108 |
| PSX | PHILLIPS 66 | 10,555 | $814K | 0.6% | $77.12 * | $40.44 | +24.4% | COM | 718546104 |
| TROW | PRICE T ROWE GROUP INC | 9,600 | $804K | 0.5% | $83.75 * | $47.69 | +13.8% | COM | 74144T108 |
| LLY | LILLY ELI & CO | 15,695 | $800K | 0.5% | $50.97 * | $40.86 | -0.9% | COM | 532457108 |
| MO | ALTRIA GROUP INC | 20,794 | $798K | 0.5% | $38.38 * | $16.28 | +10.8% | COM | 02209S103 |
| XLK | SELECT SECTOR SPDR TR | 21,421 | $766K | 0.5% | $35.76 * | $16.02 | +11.6% | TECHNOLOGY | 81369Y803 |
| AFL | AFLAC INC | 11,400 | $762K | 0.5% | $66.84 * | $21.18 | +18.6% | COM | 001055102 |
| — | TWENTY FIRST CENTY FOX INC | 21,721 | $752K | 0.5% | $34.62 | $33.55 | — | CL B | 90130A200 |
| — | SEADRILL LIMITED | 18,276 | $751K | 0.5% | $41.09 | $41.09 | — | SHS | G7945E105 |
| INTC | INTEL CORP | 28,350 | $736K | 0.5% | $25.96 * | $17.20 | +12.2% | COM | 458140100 |
| CVS | CVS CAREMARK CORPORATION | 10,250 | $734K | 0.5% | $71.61 * | $41.98 | +22.9% | COM | 126650100 |
| ABT | ABBOTT LABS | 19,009 | $729K | 0.5% | $38.35 * | $28.85 | +5.4% | COM | 002824100 |
| MA | MASTERCARD INC | 870 | $727K | 0.5% | $835.63 * | $64.72 | +20.0% | CL A | 57636Q104 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,292 | $701K | 0.5% | $111.41 * | $79.76 | +34.4% | COM | 883556102 |
| CAT | CATERPILLAR INC DEL | 7,325 | $665K | 0.5% | $90.78 * | $61.60 | +8.3% | COM | 149123101 |
| GIS | GENERAL MLS INC | 13,072 | $652K | 0.4% | $49.88 * | $32.01 | +3.0% | COM | 370334104 |
| VALE | VALE S A | 42,372 | $646K | 0.4% | $15.25 | $15.43 | -1.2% | ADR | 91912E105 |
| — | TIFFANY & CO NEW | 6,940 | $644K | 0.4% | $92.80 | $92.80 | — | COM | 886547108 |
| — | TWO HBRS INVT CORP | 69,205 | $642K | 0.4% | $9.28 | $10.32 | — | COM | 90187B101 |
| FLR | FLUOR CORP NEW | 7,800 | $626K | 0.4% | $80.26 * | $53.56 | +33.0% | COM | 343412102 |
| ABBV | ABBVIE INC | 11,724 | $619K | 0.4% | $52.80 * | $26.55 | +23.1% | COM | 00287Y109 |
| UPS | UNITED PARCEL SERVICE INC | 5,800 | $609K | 0.4% | $105.00 * | $55.38 | +24.5% | CL B | 911312106 |
| AXP | AMERICAN EXPRESS CO | 6,674 | $606K | 0.4% | $90.80 * | $60.17 | +27.2% | COM | 025816109 |
| KMB | KIMBERLY CLARK CORP | 5,500 | $575K | 0.4% | $104.55 * | $63.06 | +6.2% | COM | 494368103 |
| — | PEPCO HOLDINGS INC | 29,371 | $562K | 0.4% | $19.13 | $19.82 | — | COM | 713291102 |
| HIG | HARTFORD FINL SVCS GROUP INC | 15,272 | $553K | 0.4% | $36.21 * | $22.68 | +24.4% | COM | 416515104 |
| MDLZ | MONDELEZ INTL INC | 15,513 | $548K | 0.4% | $35.33 * | $23.82 | +14.3% | CL A | 609207105 |
| JPM | JPMORGAN CHASE & CO | 9,310 | $544K | 0.4% | $58.43 * | $36.84 | +14.8% | COM | 46625H100 |
| V | VISA INC | 2,420 | $539K | 0.4% | $222.73 * | $40.50 | +26.3% | COM CL A | 92826C839 |
| — | WESTERN GAS PARTNERS LP | 8,450 | $521K | 0.4% | $61.66 | $63.67 | — | COM UNIT LP IN | 958254104 |
| — | FRISCHS RESTAURANTS INC | 19,900 | $510K | 0.3% | $25.63 | $24.42 | — | COM | 358748101 |
| AIG | AMERICAN INTL GROUP INC | 9,980 | $509K | 0.3% | $51.00 * | $32.98 | +17.8% | COM NEW | 026874784 |
| QCOM | QUALCOMM INC | 6,789 | $504K | 0.3% | $74.24 * | $45.06 | +18.0% | COM | 747525103 |
| PFF | ISHARES | 13,277 | $489K | 0.3% | $36.83 | $40.20 | -8.4% | U.S. PFD STK ETF | 464288687 |
| CMCSA | COMCAST CORP NEW | 8,929 | $464K | 0.3% | $51.97 * | $16.06 | +23.9% | CL A | 20030N101 |
| — | CHICAGO BRIDGE & IRON CO N V | 5,521 | $459K | 0.3% | $83.14 | $62.39 | — | COM | 167250109 |
| ORCL | ORACLE CORP | 11,721 | $448K | 0.3% | $38.22 * | $27.58 | +16.2% | COM | 68389X105 |
| — | VODAFONE GROUP PLC NEW | 11,200 | $440K | 0.3% | $39.29 | $28.71 | — | SPONS ADR NEW | 92857W209 |
| META | FACEBOOK INC | 7,748 | $423K | 0.3% | $54.59 | $39.20 | +38.5% | CL A | 30303M102 |
| IP | INTL PAPER CO | 8,502 | $417K | 0.3% | $49.05 * | $25.94 | +7.7% | COM | 460146103 |
| — | JOHNSON CTLS INC | 7,994 | $410K | 0.3% | $51.29 | $51.29 | — | COM | 478366107 |
| SCHE | SCHWAB STRATEGIC TR | 16,531 | $407K | 0.3% | $24.62 | $24.68 | -0.3% | EMRG MKTEQ ETF | 808524706 |
| F | FORD MTR CO DEL | 24,678 | $381K | 0.3% | $15.44 * | $9.00 | -7.8% | COM PAR $0.01 | 345370860 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,095 | $367K | 0.2% | $118.58 | $110.55 | +7.2% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 903 | $360K | 0.2% | $398.67 * | $15.41 | +29.4% | COM | 023135106 |
| IWB | ISHARES | 3,483 | $359K | 0.2% | $103.07 | $89.78 | +14.9% | RUS 1000 ETF | 464287622 |
| — | BED BATH & BEYOND INC | 4,340 | $349K | 0.2% | $80.41 | $71.69 | — | COM | 075896100 |
| LOW | LOWES COS INC | 7,010 | $347K | 0.2% | $49.50 * | $33.15 | +20.5% | COM | 548661107 |
| ED | CONSOLIDATED EDISON INC | 6,224 | $344K | 0.2% | $55.27 * | $37.50 | -5.5% | COM | 209115104 |
| — | KELLOGG CO | 5,549 | $339K | 0.2% | $61.09 * | $38.95 | -2.9% | COM | 487836108 |
| — | LINN ENERGY LLC | 10,990 | $338K | 0.2% | $30.76 | $30.76 | — | UNIT LTD LIAB | 536020100 |
| — | HILLSHIRE BRANDS CO | 9,955 | $333K | 0.2% | $33.45 | $33.04 | — | COM | 432589109 |
| — | KKR & CO L P DEL | 13,655 | $332K | 0.2% | $24.31 | $24.31 | — | COM UNITS | 48248M102 |
| — | UNITED TECHNOLOGIES CORP | 2,802 | $319K | 0.2% | $113.85 | $96.76 | — | COM | 913017109 |
| — | KINDER MORGAN ENERGY PARTNER | 3,720 | $300K | 0.2% | $80.65 | $80.65 | — | UT LTD PARTNER | 494550106 |
| SWK | STANLEY BLACK & DECKER INC | 3,652 | $295K | 0.2% | $80.78 * | $56.98 | +4.7% | COM | 854502101 |
| — | ALPS ETF TR | 16,079 | $286K | 0.2% | $17.79 | $17.61 | — | ALERIAN MLP | 00162Q866 |
| — | CHUBB CORP | 2,922 | $282K | 0.2% | $96.51 | $89.88 | — | COM | 171232101 |
| — | AEGON N V | 10,800 | $268K | 0.2% | $24.81 | $25.09 | — | NY REGISTRY SH | 007924103 |
| C | CITIGROUP INC | 5,028 | $262K | 0.2% | $52.11 * | $36.04 | +7.6% | COM NEW | 172967424 |
| DIS | DISNEY WALT CO | 3,285 | $251K | 0.2% | $76.41 * | $61.69 | +11.4% | COM DISNEY | 254687106 |
| — | SENIOR HSG PPTYS TR | 11,289 | $251K | 0.2% | $22.23 | $25.81 | — | SH BEN INT | 81721M109 |
| SLM | SLM CORP | 9,480 | $249K | 0.2% | $26.27 * | $7.81 | +20.3% | COM | 78442P106 |
| SBUX | STARBUCKS CORP | 3,171 | $249K | 0.2% | $78.52 * | $31.21 | -0.8% | COM | 855244109 |
| GATX | GATX CORP | 4,670 | $244K | 0.2% | $52.25 * | $37.44 | +5.3% | COM | 361448103 |
| — | EXPRESS SCRIPTS HLDG CO | 3,244 | $228K | 0.2% | $70.28 | $61.85 | — | COM | 30219G108 |
| — | TWENTY FIRST CENTY FOX INC | 6,259 | $220K | 0.1% | $35.15 | $35.15 | — | CL A | 90130A101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,357 | $212K | 0.1% | $63.15 | $63.15 | — | COM UNIT RP LP | 559080106 |
| BAC | BANK OF AMERICA CORPORATION | 11,544 | $180K | 0.1% | $15.59 * | $10.22 | +20.0% | COM | 060505104 |