CIK: 0001569119 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 31, 2014
Total Value ($000): $147,017 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | GENERAL ELECTRIC CO | 199,868 | $5,602 | 3.8% | $23.57 | — | COM | 369604103 |
| T | AT&T INC | 145,996 | $5,133 | 3.5% | $11.31 | -1.2% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 45,349 | $4,154 | 2.8% | $60.27 | +9.1% | COM | 478160104 |
| MET | METLIFE INC | 71,159 | $3,837 | 2.6% | $24.52 | +22.9% | COM | 59156R108 |
| BP | BP PLC | 78,185 | $3,801 | 2.6% | $44.33 | — | SPONSORED ADR | 055622104 |
| PFE | PFIZER INC | 112,533 | $3,447 | 2.3% | $16.46 | +7.1% | COM | 717081103 |
| SCHD | SCHWAB STRATEGIC TR | 89,728 | $3,289 | 2.2% | $33.90 | — | US DIVIDEND EQ | 808524797 |
| MRK | MERCK & CO INC NEW | 64,280 | $3,217 | 2.2% | $30.08 | +4.0% | COM | 58933Y105 |
| COP | CONOCOPHILLIPS | 44,060 | $3,113 | 2.1% | $40.52 | +19.4% | COM | 20825C104 |
| XOM | EXXON MOBIL CORP | 29,717 | $3,007 | 2.0% | $54.14 | +3.3% | COM | 30231G102 |
| MSFT | MICROSOFT CORP | 76,941 | $2,878 | 2.0% | $26.71 | +12.4% | COM | 594918104 |
| KO | COCA COLA CO | 59,855 | $2,473 | 1.7% | $27.17 | -0.8% | COM | 191216100 |
| TRV | TRAVELERS COMPANIES INC | 27,102 | $2,454 | 1.7% | $63.38 | +5.4% | COM | 89417E109 |
| SCHB | SCHWAB STRATEGIC TR | 53,824 | $2,423 | 1.6% | $43.27 | — | US BRD MKT ETF | 808524102 |
| OXY | OCCIDENTAL PETE CORP DEL | 24,694 | $2,348 | 1.6% | $58.79 | +7.8% | COM | 674599105 |
| HD | HOME DEPOT INC | 28,487 | $2,346 | 1.6% | $56.05 | +4.8% | COM | 437076102 |
| MMM | 3M CO | 16,184 | $2,270 | 1.5% | $61.44 | +18.3% | COM | 88579Y101 |
| AAPL | APPLE INC | 3,707 | $2,080 | 1.4% | $13.16 | +24.4% | COM | 037833100 |
| BMY | BRISTOL MYERS SQUIBB CO | 37,364 | $1,986 | 1.4% | $29.15 | +17.2% | COM | 110122108 |
| WFC | WELLS FARGO & CO NEW | 43,342 | $1,968 | 1.3% | $27.55 | +11.7% | COM | 949746101 |
| — | WELLS FARGO & CO NEW | 1,756 | $1,949 | 1.3% | $1201.58 | — | PERP PFD CNV A | 949746804 |
| DUK | DUKE ENERGY CORP NEW | 28,095 | $1,939 | 1.3% | $41.78 | +1.4% | COM NEW | 26441C204 |
| — | GLAXOSMITHKLINE PLC | 35,664 | $1,904 | 1.3% | $50.25 | — | SPONSORED ADR | 37733W105 |
| WM | WASTE MGMT INC DEL | 41,740 | $1,873 | 1.3% | $31.12 | +8.9% | COM | 94106L109 |
| ING | ING GROEP N V | 79,297 | $1,836 | 1.2% | $23.66 | — | SPONSORED ADR | 456837103 |
| HSBC | HSBC HLDGS PLC | 71,128 | $1,829 | 1.2% | $25.71 | — | SPON ADR NEW | 404280406 |
| — | GOOGLE INC | 1,555 | $1,743 | 1.2% | $881.08 | — | CL A | 38259P508 |
| ETN | EATON CORP PLC | 22,659 | $1,725 | 1.2% | $50.20 | +6.1% | SHS | G29183103 |
| CVX | CHEVRON CORP NEW | 13,764 | $1,719 | 1.2% | $71.71 | +1.1% | COM | 166764100 |
| — | BANK OF AMERICA CORPORATION | 1,456 | $1,544 | 1.1% | $1124.41 | — | 7.25%CNV PFD L | 060505682 |
| — | DOW CHEM CO | 34,183 | $1,518 | 1.0% | $32.50 | — | COM | 260543103 |
| DE | DEERE & CO | 16,429 | $1,500 | 1.0% | $67.29 | +0.2% | COM | 244199105 |
| NSC | NORFOLK SOUTHERN CORP | 15,402 | $1,430 | 1.0% | $57.67 | +13.9% | COM | 655844108 |
| VZ | VERIZON COMMUNICATIONS INC | 28,286 | $1,390 | 0.9% | $27.04 | -1.6% | COM | 92343V104 |
| MCD | MCDONALDS CORP | 13,931 | $1,352 | 0.9% | $71.40 | -2.0% | COM | 580135101 |
| — | OCH ZIFF CAP MGMT GROUP | 87,691 | $1,298 | 0.9% | $11.13 | — | CL A | 67551U105 |
| — | ENERGY TRANSFER PRTNRS L P | 22,333 | $1,279 | 0.9% | $51.00 | — | UNIT LTD PARTN | 29273R109 |
| — | GEO GROUP INC | 38,850 | $1,252 | 0.9% | $33.09 | — | COM | 36159R103 |
| SCHM | SCHWAB STRATEGIC TR | 33,336 | $1,248 | 0.8% | $34.10 | — | US MID-CAP ETF | 808524508 |
| PRU | PRUDENTIAL FINL INC | 13,253 | $1,222 | 0.8% | $38.68 | +33.1% | COM | 744320102 |
| EMR | EMERSON ELEC CO | 17,349 | $1,218 | 0.8% | $40.54 | +18.8% | COM | 291011104 |
| PG | PROCTER & GAMBLE CO | 14,629 | $1,191 | 0.8% | $55.86 | +3.9% | COM | 742718109 |
| — | WEINGARTEN RLTY INVS | 42,350 | $1,161 | 0.8% | $29.81 | — | SH BEN INT | 948741103 |
| EPD | ENTERPRISE PRODS PARTNERS L | 17,061 | $1,131 | 0.8% | $65.18 | — | COM | 293792107 |
| — | TOTAL S A | 18,146 | $1,112 | 0.8% | $49.90 | — | SPONSORED ADR | 89151E109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,923 | $1,111 | 0.8% | $118.66 | -10.3% | COM | 459200101 |
| SCHF | SCHWAB STRATEGIC TR | 35,221 | $1,111 | 0.8% | $28.02 | — | INTL EQTY ETF | 808524805 |
| SCHA | SCHWAB STRATEGIC TR | 21,117 | $1,109 | 0.8% | $45.78 | — | US SML CAP ETF | 808524607 |
| KEY | KEYCORP NEW | 82,396 | $1,106 | 0.8% | $7.56 | +6.5% | COM | 493267108 |
| DB | DEUTSCHE BANK AG | 44,172 | $1,100 | 0.7% | $33.05 | 0.0% | NAMEN AKT | D18190898 |
| SO | SOUTHERN CO | 26,506 | $1,090 | 0.7% | $26.22 | -6.3% | COM | 842587107 |
| — | EL PASO PIPELINE PARTNERS L | 29,635 | $1,067 | 0.7% | $44.36 | — | COM UNIT LPI | 283702108 |
| — | KRAFT FOODS GROUP INC | 18,898 | $1,019 | 0.7% | $54.99 | — | COM | 50076Q106 |
| SLB | SCHLUMBERGER LTD | 10,883 | $981 | 0.7% | $52.90 | +23.0% | COM | 806857108 |
| XLU | SELECT SECTOR SPDR TR | 24,191 | $919 | 0.6% | $37.14 | — | SBI INT-UTILS | 81369Y886 |
| TJX | TJX COS INC NEW | 14,200 | $905 | 0.6% | $20.82 | +23.5% | COM | 872540109 |
| — | ASPEN INSURANCE HOLDINGS LTD | 36,521 | $894 | 0.6% | $24.48 | — | SHS | G05384105 |
| SLF | SUN LIFE FINL INC | 24,550 | $867 | 0.6% | $28.45 | +19.6% | COM | 866796105 |
| CSCO | CISCO SYS INC | 38,153 | $856 | 0.6% | $15.35 | -1.0% | COM | 17275R102 |
| PEP | PEPSICO INC | 10,168 | $843 | 0.6% | $56.08 | +3.0% | COM | 713448108 |
| PSX | PHILLIPS 66 | 10,555 | $814 | 0.6% | $40.44 | +7.4% | COM | 718546104 |
| TROW | PRICE T ROWE GROUP INC | 9,600 | $804 | 0.5% | $47.69 | +5.9% | COM | 74144T108 |
| LLY | LILLY ELI & CO | 15,695 | $800 | 0.5% | $40.86 | -3.1% | COM | 532457108 |
| MO | ALTRIA GROUP INC | 20,794 | $798 | 0.5% | $16.28 | +5.3% | COM | 02209S103 |
| XLK | SELECT SECTOR SPDR TR | 21,421 | $766 | 0.5% | $32.56 | — | TECHNOLOGY | 81369Y803 |
| AFL | AFLAC INC | 11,400 | $762 | 0.5% | $21.18 | +16.2% | COM | 001055102 |
| — | TWENTY FIRST CENTY FOX INC | 21,721 | $752 | 0.5% | $33.55 | — | CL B | 90130A200 |
| — | SEADRILL LIMITED | 18,276 | $751 | 0.5% | $41.09 | — | SHS | G7945E105 |
| INTC | INTEL CORP | 28,350 | $736 | 0.5% | $17.20 | +4.2% | COM | 458140100 |
| CVS | CVS CAREMARK CORPORATION | 10,250 | $734 | 0.5% | $41.98 | +10.3% | COM | 126650100 |
| ABT | ABBOTT LABS | 19,009 | $729 | 0.5% | $28.85 | +1.3% | COM | 002824100 |
| MA | MASTERCARD INC | 870 | $727 | 0.5% | $64.72 | +6.7% | CL A | 57636Q104 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,292 | $701 | 0.5% | $79.76 | +19.9% | COM | 883556102 |
| CAT | CATERPILLAR INC DEL | 7,325 | $665 | 0.5% | $61.60 | +1.7% | COM | 149123101 |
| GIS | GENERAL MLS INC | 13,072 | $652 | 0.4% | $32.01 | +2.7% | COM | 370334104 |
| VALE | VALE S A | 42,372 | $646 | 0.4% | $14.34 | — | ADR | 91912E105 |
| — | TIFFANY & CO NEW | 6,940 | $644 | 0.4% | $92.80 | — | COM | 886547108 |
| — | TWO HBRS INVT CORP | 69,205 | $642 | 0.4% | $10.32 | — | COM | 90187B101 |
| FLR | FLUOR CORP NEW | 7,800 | $626 | 0.4% | $53.56 | +26.3% | COM | 343412102 |
| ABBV | ABBVIE INC | 11,724 | $619 | 0.4% | $26.55 | +14.5% | COM | 00287Y109 |
| UPS | UNITED PARCEL SERVICE INC | 5,800 | $609 | 0.4% | $55.38 | +16.4% | CL B | 911312106 |
| AXP | AMERICAN EXPRESS CO | 6,674 | $606 | 0.4% | $60.17 | +15.1% | COM | 025816109 |
| KMB | KIMBERLY CLARK CORP | 5,500 | $575 | 0.4% | $63.06 | +5.2% | COM | 494368103 |
| — | PEPCO HOLDINGS INC | 29,371 | $562 | 0.4% | $19.82 | — | COM | 713291102 |
| HIG | HARTFORD FINL SVCS GROUP INC | 15,272 | $553 | 0.4% | $22.68 | +17.9% | COM | 416515104 |
| MDLZ | MONDELEZ INTL INC | 15,513 | $548 | 0.4% | $23.82 | +7.2% | CL A | 609207105 |
| JPM | JPMORGAN CHASE & CO | 9,310 | $544 | 0.4% | $36.84 | +7.6% | COM | 46625H100 |
| V | VISA INC | 2,420 | $539 | 0.4% | $40.50 | +14.3% | COM CL A | 92826C839 |
| — | WESTERN GAS PARTNERS LP | 8,450 | $521 | 0.4% | $63.67 | — | COM UNIT LP IN | 958254104 |
| — | FRISCHS RESTAURANTS INC | 19,900 | $510 | 0.3% | $24.42 | — | COM | 358748101 |
| AIG | AMERICAN INTL GROUP INC | 9,980 | $509 | 0.3% | $32.98 | +14.8% | COM NEW | 026874784 |
| QCOM | QUALCOMM INC | 6,789 | $504 | 0.3% | $45.06 | +11.8% | COM | 747525103 |
| PFF | ISHARES | 13,277 | $489 | 0.3% | $39.12 | — | U.S. PFD STK ETF | 464288687 |
| CMCSA | COMCAST CORP NEW | 8,929 | $464 | 0.3% | $16.06 | +14.4% | CL A | 20030N101 |
| — | CHICAGO BRIDGE & IRON CO N V | 5,521 | $459 | 0.3% | $62.39 | — | COM | 167250109 |
| ORCL | ORACLE CORP | 11,721 | $448 | 0.3% | $27.58 | +4.4% | COM | 68389X105 |
| — | VODAFONE GROUP PLC NEW | 11,200 | $440 | 0.3% | $28.71 | — | SPONS ADR NEW | 92857W209 |
| META | FACEBOOK INC | 7,748 | $423 | 0.3% | $39.20 | +27.2% | CL A | 30303M102 |
| IP | INTL PAPER CO | 8,502 | $417 | 0.3% | $25.94 | +0.3% | COM | 460146103 |
| — | JOHNSON CTLS INC | 7,994 | $410 | 0.3% | $51.29 | — | COM | 478366107 |
| SCHE | SCHWAB STRATEGIC TR | 16,531 | $407 | 0.3% | $23.76 | — | EMRG MKTEQ ETF | 808524706 |
| F | FORD MTR CO DEL | 24,678 | $381 | 0.3% | $9.00 | 0.0% | COM PAR $0.01 | 345370860 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,095 | $367 | 0.2% | $110.55 | +4.6% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 903 | $360 | 0.2% | $15.41 | +16.7% | COM | 023135106 |
| IWB | ISHARES | 3,483 | $359 | 0.2% | $90.43 | — | RUS 1000 ETF | 464287622 |
| — | BED BATH & BEYOND INC | 4,340 | $349 | 0.2% | $71.69 | — | COM | 075896100 |
| LOW | LOWES COS INC | 7,010 | $347 | 0.2% | $33.15 | +18.0% | COM | 548661107 |
| ED | CONSOLIDATED EDISON INC | 6,224 | $344 | 0.2% | $37.50 | -4.3% | COM | 209115104 |
| — | KELLOGG CO | 5,549 | $339 | 0.2% | $38.95 | -3.0% | COM | 487836108 |
| — | LINN ENERGY LLC | 10,990 | $338 | 0.2% | $30.76 | — | UNIT LTD LIAB | 536020100 |
| — | HILLSHIRE BRANDS CO | 9,955 | $333 | 0.2% | $33.04 | — | COM | 432589109 |
| — | KKR & CO L P DEL | 13,655 | $332 | 0.2% | $24.31 | — | COM UNITS | 48248M102 |
| — | UNITED TECHNOLOGIES CORP | 2,802 | $319 | 0.2% | $96.76 | — | COM | 913017109 |
| — | KINDER MORGAN ENERGY PARTNER | 3,720 | $300 | 0.2% | $80.65 | — | UT LTD PARTNER | 494550106 |
| SWK | STANLEY BLACK & DECKER INC | 3,652 | $295 | 0.2% | $56.98 | +5.7% | COM | 854502101 |
| — | ALPS ETF TR | 16,079 | $286 | 0.2% | $17.61 | — | ALERIAN MLP | 00162Q866 |
| — | CHUBB CORP | 2,922 | $282 | 0.2% | $89.88 | — | COM | 171232101 |
| — | AEGON N V | 10,800 | $268 | 0.2% | $25.09 | — | NY REGISTRY SH | 007924103 |
| C | CITIGROUP INC | 5,028 | $262 | 0.2% | $36.04 | +4.5% | COM NEW | 172967424 |
| DIS | DISNEY WALT CO | 3,285 | $251 | 0.2% | $61.69 | 0.0% | COM DISNEY | 254687106 |
| — | SENIOR HSG PPTYS TR | 11,289 | $251 | 0.2% | $25.81 | — | SH BEN INT | 81721M109 |
| SLM | SLM CORP | 9,480 | $249 | 0.2% | $7.81 | +17.8% | COM | 78442P106 |
| SBUX | STARBUCKS CORP | 3,171 | $249 | 0.2% | $31.21 | 0.0% | COM | 855244109 |
| GATX | GATX CORP | 4,670 | $244 | 0.2% | $37.44 | +0.9% | COM | 361448103 |
| — | EXPRESS SCRIPTS HLDG CO | 3,244 | $228 | 0.2% | $61.85 | — | COM | 30219G108 |
| — | TWENTY FIRST CENTY FOX INC | 6,259 | $220 | 0.1% | $35.15 | — | CL A | 90130A101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,357 | $212 | 0.1% | $63.15 | — | COM UNIT RP LP | 559080106 |
| BAC | BANK OF AMERICA CORPORATION | 11,544 | $180 | 0.1% | $10.22 | +14.3% | COM | 060505104 |