CIK: 0001569119 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value ($000): $152,284 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VZ | VERIZON COMMUNICATIONS INC | 116,546 | $5,826 | 3.8% | $26.82 | +3.6% | COM | 92343V104 |
| — | GENERAL ELECTRIC CO | 198,254 | $5,079 | 3.3% | $23.66 | — | COM | 369604103 |
| JNJ | JOHNSON & JOHNSON | 46,449 | $4,951 | 3.3% | $60.78 | +24.3% | COM | 478160104 |
| SCHD | SCHWAB STRATEGIC TR | 118,875 | $4,584 | 3.0% | $34.83 | — | US DIVIDEND EQ | 808524797 |
| BP | BP PLC | 85,400 | $3,753 | 2.5% | $44.59 | — | SPONSORED ADR | 055622104 |
| COP | CONOCOPHILLIPS | 47,386 | $3,626 | 2.4% | $41.78 | +35.7% | COM | 20825C104 |
| XOM | EXXON MOBIL CORP | 37,728 | $3,548 | 2.3% | $55.06 | +11.7% | COM | 30231G102 |
| MET | METLIFE INC | 64,841 | $3,483 | 2.3% | $24.66 | +34.9% | COM | 59156R108 |
| MSFT | MICROSOFT CORP | 71,907 | $3,334 | 2.2% | $26.71 | +41.0% | COM | 594918104 |
| SCHB | SCHWAB STRATEGIC TR | 66,790 | $3,176 | 2.1% | $44.03 | — | US BRD MKT ETF | 808524102 |
| PFE | PFIZER INC | 105,527 | $3,120 | 2.0% | $16.46 | +6.0% | COM | 717081103 |
| HD | HOME DEPOT INC | 28,941 | $2,655 | 1.7% | $56.18 | +17.0% | COM | 437076102 |
| AAPL | APPLE INC | 25,362 | $2,555 | 1.7% | $17.88 | +20.9% | COM | 037833100 |
| KO | COCA COLA CO | 58,515 | $2,496 | 1.6% | $27.12 | +6.4% | COM | 191216100 |
| TRV | TRAVELERS COMPANIES INC | 25,965 | $2,439 | 1.6% | $63.38 | +14.4% | COM | 89417E109 |
| WFC | WELLS FARGO & CO NEW | 46,940 | $2,435 | 1.6% | $28.44 | +31.5% | COM | 949746101 |
| DUK | DUKE ENERGY CORP NEW | 31,023 | $2,320 | 1.5% | $42.28 | +8.0% | COM NEW | 26441C204 |
| MRK | MERCK & CO INC NEW | 38,596 | $2,288 | 1.5% | $30.17 | +30.5% | COM | 58933Y105 |
| OXY | OCCIDENTAL PETE CORP DEL | 23,749 | $2,283 | 1.5% | $58.86 | +15.6% | COM | 674599105 |
| WM | WASTE MGMT INC DEL | 47,545 | $2,260 | 1.5% | $31.44 | +15.9% | COM | 94106L109 |
| BMY | BRISTOL MYERS SQUIBB CO | 42,801 | $2,191 | 1.4% | $29.80 | +14.8% | COM | 110122108 |
| — | GLAXOSMITHKLINE PLC | 46,640 | $2,144 | 1.4% | $49.78 | — | SPONSORED ADR | 37733W105 |
| ING | ING GROEP N V | 82,197 | $2,062 | 1.4% | $23.74 | — | SPONSORED ADR | 456837103 |
| MMM | 3M CO | 14,287 | $2,024 | 1.3% | $61.44 | +35.9% | COM | 88579Y101 |
| — | DOW CHEM CO | 35,847 | $1,880 | 1.2% | $33.32 | — | COM | 260543103 |
| HSBC | HSBC HLDGS PLC | 67,728 | $1,764 | 1.2% | $25.72 | — | SPON ADR NEW | 404280406 |
| CVX | CHEVRON CORP NEW | 14,459 | $1,725 | 1.1% | $71.85 | +9.3% | COM | 166764100 |
| — | BANK AMER CORP | 1,426 | $1,635 | 1.1% | $1124.41 | — | 7.25%CNV PFD L | 060505682 |
| — | WELLS FARGO & CO NEW | 1,340 | $1,611 | 1.1% | $1201.58 | — | PERP PFD CNV A | 949746804 |
| NSC | NORFOLK SOUTHERN CORP | 14,140 | $1,578 | 1.0% | $57.67 | +43.2% | COM | 655844108 |
| SLB | SCHLUMBERGER LTD | 15,057 | $1,531 | 1.0% | $59.45 | +33.7% | COM | 806857108 |
| — | GOOGLE INC | 2,401 | $1,413 | 0.9% | $756.59 | — | CL A | 38259P508 |
| DE | DEERE & CO | 16,879 | $1,384 | 0.9% | $67.43 | +2.9% | COM | 244199105 |
| ETN | EATON CORP PLC | 21,824 | $1,383 | 0.9% | $54.13 | 0.0% | SHS | G29183103 |
| SCHM | SCHWAB STRATEGIC TR | 35,632 | $1,379 | 0.9% | $34.60 | — | US MID-CAP ETF | 808524508 |
| — | WEINGARTEN RLTY INVS | 43,750 | $1,378 | 0.9% | $29.88 | — | SH BEN INT | 948741103 |
| AFL | AFLAC INC | 23,400 | $1,363 | 0.9% | $22.39 | +3.8% | COM | 001055102 |
| CM | CDN IMPERIAL BK COMM TORONTO | 13,890 | $1,248 | 0.8% | $25.57 | +6.1% | COM | 136069101 |
| SCHF | SCHWAB STRATEGIC TR | 39,346 | $1,221 | 0.8% | $28.71 | — | INTL EQTY ETF | 808524805 |
| BNS | BANK N S HALIFAX | 19,400 | $1,200 | 0.8% | $33.44 | +12.2% | COM | 064149107 |
| SO | SOUTHERN CO | 27,210 | $1,188 | 0.8% | $26.22 | +3.4% | COM | 842587107 |
| PRU | PRUDENTIAL FINL INC | 13,198 | $1,161 | 0.8% | $39.16 | +40.3% | COM | 744320102 |
| — | TOTAL S A | 17,766 | $1,145 | 0.8% | $49.90 | — | SPONSORED ADR | 89151E109 |
| — | DEUTSCHE BANK AG | 42,304 | $1,096 | 0.7% | $26.18 | — | NAMEN AKT | d18190898 |
| KEY | KEYCORP NEW | 81,319 | $1,084 | 0.7% | $7.63 | +15.7% | COM | 493267108 |
| — | KRAFT FOODS GROUP INC | 19,075 | $1,076 | 0.7% | $55.03 | — | COM | 50076Q106 |
| CSCO | CISCO SYS INC | 42,602 | $1,072 | 0.7% | $15.50 | +14.2% | COM | 17275R102 |
| EMR | EMERSON ELEC CO | 16,838 | $1,054 | 0.7% | $41.20 | +15.9% | COM | 291011104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,545 | $1,053 | 0.7% | $118.66 | -3.6% | COM | 459200101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 25,705 | $1,036 | 0.7% | $53.36 | — | COM | 293792107 |
| INTC | INTEL CORP | 29,173 | $1,016 | 0.7% | $17.42 | +47.8% | COM | 458140100 |
| TJX | TJX COS INC NEW | 17,060 | $1,009 | 0.7% | $21.43 | +12.5% | COM | 872540109 |
| KMB | KIMBERLY CLARK CORP | 9,250 | $995 | 0.7% | $66.54 | +6.5% | COM | 494368103 |
| VOD | VODAFONE GROUP PLC NEW | 30,052 | $988 | 0.6% | $32.88 | — | SPNSR ADR NO PAR | 92857W308 |
| MO | ALTRIA GROUP INC | 21,091 | $969 | 0.6% | $16.30 | +26.9% | COM | 02209S103 |
| — | JOHNSON CTLS INC | 21,623 | $951 | 0.6% | $47.71 | — | COM | 478366107 |
| LLY | LILLY ELI & CO | 14,630 | $949 | 0.6% | $40.86 | +25.7% | COM | 532457108 |
| T | AT&T INC | 26,612 | $938 | 0.6% | $11.38 | +4.6% | COM | 00206R102 |
| PEP | PEPSICO INC | 9,988 | $930 | 0.6% | $56.08 | +15.7% | COM | 713448108 |
| ED | CONSOLIDATED EDISON INC | 16,256 | $921 | 0.6% | $36.79 | +1.8% | COM | 209115104 |
| XLK | SELECT SECTOR SPDR TR | 23,055 | $920 | 0.6% | $32.87 | — | TECHNOLOGY | 81369Y803 |
| — | ASPEN INSURANCE HOLDINGS LTD | 35,221 | $918 | 0.6% | $24.52 | — | SHS | G05384105 |
| SLF | SUN LIFE FINL INC | 24,050 | $872 | 0.6% | $28.45 | +32.1% | COM | 866796105 |
| ABBV | ABBVIE INC | 14,655 | $846 | 0.6% | $27.95 | +25.8% | COM | 00287Y109 |
| C | CITIGROUP INC | 15,952 | $827 | 0.5% | $36.09 | +3.7% | COM NEW | 172967424 |
| — | POWERSHARES ETF TRUST | 12,769 | $813 | 0.5% | $60.66 | — | DYN PHRMA PORT | 73935X799 |
| CVS | CVS HEALTH CORP | 10,100 | $804 | 0.5% | $41.98 | +36.9% | COM | 126650100 |
| PG | PROCTER & GAMBLE CO | 9,451 | $791 | 0.5% | $56.50 | +5.7% | COM | 742718109 |
| — | PEPCO HOLDINGS INC | 28,371 | $759 | 0.5% | $19.82 | — | COM | 713291102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,234 | $759 | 0.5% | $80.74 | +45.3% | COM | 883556102 |
| — | TWENTY FIRST CENTY FOX INC | 22,618 | $753 | 0.5% | $33.27 | — | CL B | 90130A200 |
| PSX | PHILLIPS 66 | 9,165 | $745 | 0.5% | $40.44 | +36.3% | COM | 718546104 |
| NVS | NOVARTIS A G | 7,900 | $744 | 0.5% | $94.18 | — | SPONSORED ADR | 66987V109 |
| PM | PHILIP MORRIS INTL INC | 8,593 | $717 | 0.5% | $48.23 | -0.7% | COM | 718172109 |
| CAT | CATERPILLAR INC DEL | 6,826 | $676 | 0.4% | $61.98 | +27.9% | COM | 149123101 |
| META | FACEBOOK INC | 8,478 | $670 | 0.4% | $42.28 | +72.3% | CL A | 30303M102 |
| — | TWO HBRS INVT CORP | 65,810 | $636 | 0.4% | $10.32 | — | COM | 90187B101 |
| GIS | GENERAL MLS INC | 12,572 | $634 | 0.4% | $32.15 | +10.3% | COM | 370334104 |
| — | KELLOGG CO | 9,553 | $588 | 0.4% | $39.60 | +2.3% | COM | 487836108 |
| AIG | AMERICAN INTL GROUP INC | 10,880 | $588 | 0.4% | $33.58 | +24.4% | COM NEW | 026874784 |
| CMCSA | COMCAST CORP NEW | 10,857 | $584 | 0.4% | $17.18 | +23.3% | CL A | 20030N101 |
| HIG | HARTFORD FINL SVCS GROUP INC | 15,355 | $572 | 0.4% | $23.22 | +22.6% | COM | 416515104 |
| V | VISA INC | 2,620 | $559 | 0.4% | $41.31 | +20.1% | COM CL A | 92826C839 |
| — | RYDEX ETF TRUST | 6,342 | $539 | 0.4% | $80.60 | — | GUG S&P500EQWTTE | 78355W817 |
| JPM | JPMORGAN CHASE & CO | 8,871 | $534 | 0.4% | $36.97 | +16.7% | COM | 46625H100 |
| — | FORTRESS INVESTMENT GROUP LL | 77,600 | $534 | 0.4% | $7.18 | — | CL A | 34958B106 |
| — | KKR & CO L P DEL | 23,590 | $526 | 0.3% | $24.12 | — | COM UNITS | 48248M102 |
| MDLZ | MONDELEZ INTL INC | 15,320 | $525 | 0.3% | $23.84 | +18.8% | CL A | 609207105 |
| — | BLACKROCK BUILD AMER BD TR | 24,854 | $522 | 0.3% | $21.39 | — | SHS | 09248X100 |
| TROW | PRICE T ROWE GROUP INC | 6,600 | $517 | 0.3% | $47.69 | +10.3% | COM | 74144T108 |
| AXP | AMERICAN EXPRESS CO | 5,824 | $510 | 0.3% | $60.72 | +26.0% | COM | 025816109 |
| SCHA | SCHWAB STRATEGIC TR | 9,572 | $492 | 0.3% | $45.78 | — | US SML CAP ETF | 808524607 |
| PFF | ISHARES | 12,336 | $488 | 0.3% | $39.12 | — | U.S. PFD STK ETF | 464288687 |
| ORCL | ORACLE CORP | 12,360 | $473 | 0.3% | $27.79 | +23.1% | COM | 68389X105 |
| UPS | UNITED PARCEL SERVICE INC | 4,750 | $467 | 0.3% | $55.38 | +19.8% | CL B | 911312106 |
| QCOM | QUALCOMM INC | 5,911 | $442 | 0.3% | $45.93 | +20.7% | COM | 747525103 |
| — | TIFFANY & CO NEW | 4,500 | $433 | 0.3% | $92.65 | — | COM | 886547108 |
| MA | MASTERCARD INC | 5,600 | $414 | 0.3% | $71.93 | -1.2% | CL A | 57636Q104 |
| AP | AMPCO-PITTSBURGH CORP | 20,500 | $410 | 0.3% | $18.73 | +1.3% | COM | 032037103 |
| IWB | ISHARES TR | 3,512 | $386 | 0.3% | $90.43 | — | RUS 1000 ETF | 464287622 |
| SBUX | STARBUCKS CORP | 5,025 | $379 | 0.2% | $30.18 | +2.2% | COM | 855244109 |
| GILD | GILEAD SCIENCES INC | 3,431 | $365 | 0.2% | $58.20 | +16.9% | COM | 375558103 |
| — | ICONIX BRAND GROUP INC | 9,207 | $340 | 0.2% | $42.02 | — | COM | 451055107 |
| YUM | YUM BRANDS INC | 4,700 | $338 | 0.2% | $42.07 | +2.0% | COM | 988498101 |
| — | CHUBB CORP | 3,640 | $332 | 0.2% | $90.10 | — | COM | 171232101 |
| DIS | DISNEY WALT CO | 3,687 | $328 | 0.2% | $62.75 | +26.4% | COM DISNEY | 254687106 |
| — | RYDEX ETF TRUST | 2,511 | $324 | 0.2% | $129.03 | — | GUG S&P500EQWTHC | 78355W841 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,785 | $319 | 0.2% | $65.54 | — | COM UNIT RP LP | 559080106 |
| VV | VANGUARD INDEX FDS | 3,295 | $298 | 0.2% | $85.89 | — | LARGE CAP ETF | 922908637 |
| SWK | STANLEY BLACK & DECKER INC | 3,345 | $297 | 0.2% | $56.98 | +17.5% | COM | 854502101 |
| — | UNITED TECHNOLOGIES CORP | 2,802 | $296 | 0.2% | $97.86 | — | COM | 913017109 |
| F | FORD MTR CO DEL | 20,005 | $296 | 0.2% | $9.00 | +4.2% | COM PAR $0.01 | 345370860 |
| HP | HELMERICH & PAYNE INC | 2,900 | $284 | 0.2% | $92.98 | +14.3% | COM | 423452101 |
| — | RYDEX ETF TRUST | 3,459 | $282 | 0.2% | $81.53 | — | GUG S&P500EQWTEN | 78355W866 |
| SAN | BANCO SANTANDER SA | 28,561 | $271 | 0.2% | $9.49 | — | ADR | 05964H105 |
| FLR | FLUOR CORP NEW | 4,000 | $267 | 0.2% | $53.56 | +22.6% | COM | 343412102 |
| — | LINN ENERGY LLC | 8,790 | $265 | 0.2% | $30.76 | — | UNIT LTD LIAB | 536020100 |
| MCD | MCDONALDS CORP | 2,725 | $258 | 0.2% | $71.35 | -0.1% | COM | 580135101 |
| SCHE | SCHWAB STRATEGIC TR | 10,059 | $255 | 0.2% | $23.89 | — | EMRG MKTEQ ETF | 808524706 |
| ITA | ISHARES | 2,200 | $237 | 0.2% | $107.73 | — | U.S. AER&DEF ETF | 464288760 |
| MLI | MUELLER INDS INC | 8,100 | $231 | 0.2% | $11.55 | -0.1% | COM | 624756102 |
| GM | GENERAL MTRS CO | 7,210 | $230 | 0.2% | $26.30 | +0.8% | COM | 37045V100 |
| — | GOOGLE INC | 376 | $217 | 0.1% | $575.92 | — | CL C | 38259P706 |
| GATX | GATX CORP | 3,704 | $216 | 0.1% | $37.44 | +31.8% | COM | 361448103 |
| VOE | VANGUARD INDEX FDS | 2,527 | $215 | 0.1% | $82.71 | — | MCAP VL IDXVIP | 922908512 |
| VALE | VALE S A | 18,864 | $208 | 0.1% | $14.34 | — | ADR | 91912E105 |
| — | RYDEX ETF TRUST | 4,907 | $204 | 0.1% | $41.57 | — | GUG S&P500EQWTFI | 78355W858 |
| — | TWENTY FIRST CENTY FOX INC | 5,958 | $204 | 0.1% | $35.15 | — | CL A | 90130A101 |
| AEP | AMERICAN ELEC PWR INC | 3,859 | $201 | 0.1% | $34.92 | +1.1% | COM | 025537101 |
| — | DU PONT E I DE NEMOURS & CO | 2,798 | $201 | 0.1% | $71.84 | — | COM | 263534109 |
| BAC | BANK AMER CORP | 10,723 | $183 | 0.1% | $10.37 | +21.3% | COM | 060505104 |