Location: New York, NY
CIK: 0001569119 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $152M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VZ | VERIZON COMMUNICATIONS INC | 116,546 | $5.826M | 3.8% | $49.99 * | $26.82 | +4.3% | COM | 92343V104 |
| — | GENERAL ELECTRIC CO | 198,254 | $5.079M | 3.3% | $25.62 | $23.66 | — | COM | 369604103 |
| JNJ | JOHNSON & JOHNSON | 46,449 | $4.951M | 3.3% | $106.59 * | $60.78 | +28.3% | COM | 478160104 |
| SCHD | SCHWAB STRATEGIC TR | 118,875 | $4.584M | 3.0% | $38.56 * | $11.48 | +12.0% | US DIVIDEND EQ | 808524797 |
| BP | BP PLC | 85,400 | $3.753M | 2.5% | $43.95 | $44.06 | -0.3% | SPONSORED ADR | 055622104 |
| COP | CONOCOPHILLIPS | 47,386 | $3.626M | 2.4% | $76.52 * | $41.78 | +27.1% | COM | 20825C104 |
| XOM | EXXON MOBIL CORP | 37,728 | $3.548M | 2.3% | $94.04 * | $55.06 | +5.8% | COM | 30231G102 |
| MET | METLIFE INC | 64,841 | $3.483M | 2.3% | $53.72 * | $24.66 | +33.4% | COM | 59156R108 |
| MSFT | MICROSOFT CORP | 71,907 | $3.334M | 2.2% | $46.37 * | $26.71 | +47.0% | COM | 594918104 |
| SCHB | SCHWAB STRATEGIC TR | 66,790 | $3.176M | 2.1% | $47.55 * | $7.17 | +10.6% | US BRD MKT ETF | 808524102 |
| PFE | PFIZER INC | 105,527 | $3.12M | 2.0% | $29.57 * | $16.46 | +6.3% | COM | 717081103 |
| HD | HOME DEPOT INC | 28,941 | $2.655M | 1.7% | $91.74 * | $56.18 | +25.6% | COM | 437076102 |
| AAPL | APPLE INC | 25,362 | $2.555M | 1.7% | $100.74 * | $17.88 | +24.4% | COM | 037833100 |
| KO | COCA COLA CO | 58,515 | $2.496M | 1.6% | $42.66 * | $27.12 | +10.4% | COM | 191216100 |
| TRV | TRAVELERS COMPANIES INC | 25,965 | $2.439M | 1.6% | $93.93 * | $63.38 | +15.8% | COM | 89417E109 |
| WFC | WELLS FARGO & CO NEW | 46,940 | $2.435M | 1.6% | $51.87 * | $28.44 | +33.0% | COM | 949746101 |
| DUK | DUKE ENERGY CORP NEW | 31,023 | $2.32M | 1.5% | $74.78 * | $42.28 | +11.2% | COM NEW | 26441C204 |
| MRK | MERCK & CO INC NEW | 38,596 | $2.288M | 1.5% | $59.28 * | $30.17 | +32.2% | COM | 58933Y105 |
| OXY | OCCIDENTAL PETE CORP DEL | 23,749 | $2.283M | 1.5% | $96.13 * | $58.86 | +11.6% | COM | 674599105 |
| WM | WASTE MGMT INC DEL | 47,545 | $2.26M | 1.5% | $47.53 * | $31.44 | +20.9% | COM | 94106L109 |
| BMY | BRISTOL MYERS SQUIBB CO | 42,801 | $2.191M | 1.4% | $51.19 * | $29.80 | +17.6% | COM | 110122108 |
| — | GLAXOSMITHKLINE PLC | 46,640 | $2.144M | 1.4% | $45.97 | $49.78 | — | SPONSORED ADR | 37733W105 |
| ING | ING GROEP N V | 82,197 | $2.062M | 1.4% | $25.09 * | $12.41 | +14.4% | SPONSORED ADR | 456837103 |
| MMM | 3M CO | 14,287 | $2.024M | 1.3% | $141.67 * | $61.44 | +34.4% | COM | 88579Y101 |
| — | DOW CHEM CO | 35,847 | $1.88M | 1.2% | $52.45 | $33.32 | — | COM | 260543103 |
| HSBC | HSBC HLDGS PLC | 67,728 | $1.764M | 1.2% | $26.05 * | $54.92 | -7.4% | SPON ADR NEW | 404280406 |
| CVX | CHEVRON CORP NEW | 14,459 | $1.725M | 1.1% | $119.30 * | $71.85 | +2.6% | COM | 166764100 |
| — | BANK AMER CORP | 1,426 | $1.635M | 1.1% | $1146.56 | $1124.41 | — | 7.25%CNV PFD L | 060505682 |
| — | WELLS FARGO & CO NEW | 1,340 | $1.611M | 1.1% | $1202.24 | $1201.58 | — | PERP PFD CNV A | 949746804 |
| NSC | NORFOLK SOUTHERN CORP | 14,140 | $1.578M | 1.0% | $111.60 * | $57.67 | +51.0% | COM | 655844108 |
| SLB | SCHLUMBERGER LTD | 15,057 | $1.531M | 1.0% | $101.68 * | $59.45 | +25.0% | COM | 806857108 |
| — | GOOGLE INC | 2,401 | $1.413M | 0.9% | $588.50 | $756.59 | — | CL A | 38259P508 |
| DE | DEERE & CO | 16,879 | $1.384M | 0.9% | $82.00 * | $67.43 | -0.7% | COM | 244199105 |
| ETN | EATON CORP PLC | 21,824 | $1.383M | 0.9% | $63.37 * | $54.13 | -10.4% | SHS | G29183103 |
| SCHM | SCHWAB STRATEGIC TR | 35,632 | $1.379M | 0.9% | $38.70 * | $11.27 | +14.4% | US MID-CAP ETF | 808524508 |
| — | WEINGARTEN RLTY INVS | 43,750 | $1.378M | 0.9% | $31.50 | $29.88 | — | SH BEN INT | 948741103 |
| AFL | AFLAC INC | 23,400 | $1.363M | 0.9% | $58.25 * | $22.39 | -0.3% | COM | 001055102 |
| CM | CDN IMPERIAL BK COMM TORONTO | 13,890 | $1.248M | 0.8% | $89.85 * | $25.57 | +2.7% | COM | 136069101 |
| SCHF | SCHWAB STRATEGIC TR | 39,346 | $1.221M | 0.8% | $31.03 * | $14.54 | +6.6% | INTL EQTY ETF | 808524805 |
| BNS | BANK N S HALIFAX | 19,400 | $1.2M | 0.8% | $61.86 * | $33.44 | +4.4% | COM | 064149107 |
| SO | SOUTHERN CO | 27,210 | $1.188M | 0.8% | $43.66 * | $26.22 | +3.2% | COM | 842587107 |
| PRU | PRUDENTIAL FINL INC | 13,198 | $1.161M | 0.8% | $87.97 * | $39.16 | +38.5% | COM | 744320102 |
| — | TOTAL S A | 17,766 | $1.145M | 0.8% | $64.45 | $49.90 | — | SPONSORED ADR | 89151E109 |
| — | DEUTSCHE BANK AG | 42,304 | $1.096M | 0.7% | $25.91 | $26.18 | — | NAMEN AKT | d18190898 |
| KEY | KEYCORP NEW | 81,319 | $1.084M | 0.7% | $13.33 * | $7.63 | +13.1% | COM | 493267108 |
| — | KRAFT FOODS GROUP INC | 19,075 | $1.076M | 0.7% | $56.41 | $55.03 | — | COM | 50076Q106 |
| CSCO | CISCO SYS INC | 42,602 | $1.072M | 0.7% | $25.16 * | $15.50 | +15.2% | COM | 17275R102 |
| EMR | EMERSON ELEC CO | 16,838 | $1.054M | 0.7% | $62.60 * | $41.20 | +12.1% | COM | 291011104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,545 | $1.053M | 0.7% | $189.90 * | $118.66 | -3.8% | COM | 459200101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 25,705 | $1.036M | 0.7% | $40.30 | $53.36 | — | COM | 293792107 |
| INTC | INTEL CORP | 29,173 | $1.016M | 0.7% | $34.83 * | $17.42 | +52.3% | COM | 458140100 |
| TJX | TJX COS INC NEW | 17,060 | $1.009M | 0.7% | $59.14 * | $21.43 | +18.3% | COM | 872540109 |
| KMB | KIMBERLY CLARK CORP | 9,250 | $995K | 0.7% | $107.57 * | $66.54 | +6.0% | COM | 494368103 |
| VOD | VODAFONE GROUP PLC NEW | 30,052 | $988K | 0.6% | $32.88 | $33.35 | -1.4% | SPNSR ADR NO PAR | 92857W308 |
| MO | ALTRIA GROUP INC | 21,091 | $969K | 0.6% | $45.94 * | $16.30 | +37.3% | COM | 02209S103 |
| — | JOHNSON CTLS INC | 21,623 | $951K | 0.6% | $43.98 | $47.71 | — | COM | 478366107 |
| LLY | LILLY ELI & CO | 14,630 | $949K | 0.6% | $64.87 * | $40.86 | +29.3% | COM | 532457108 |
| T | AT&T INC | 26,612 | $938K | 0.6% | $35.25 * | $11.38 | +4.8% | COM | 00206R102 |
| PEP | PEPSICO INC | 9,988 | $930K | 0.6% | $93.11 * | $56.08 | +18.5% | COM | 713448108 |
| ED | CONSOLIDATED EDISON INC | 16,256 | $921K | 0.6% | $56.66 * | $36.79 | +2.1% | COM | 209115104 |
| XLK | SELECT SECTOR SPDR TR | 23,055 | $920K | 0.6% | $39.90 * | $16.17 | +23.4% | TECHNOLOGY | 81369Y803 |
| — | ASPEN INSURANCE HOLDINGS LTD | 35,221 | $918K | 0.6% | $26.06 | $24.52 | — | SHS | G05384105 |
| SLF | SUN LIFE FINL INC | 24,050 | $872K | 0.6% | $36.26 | $28.45 | +27.5% | COM | 866796105 |
| ABBV | ABBVIE INC | 14,655 | $846K | 0.6% | $57.73 * | $27.95 | +31.0% | COM | 00287Y109 |
| C | CITIGROUP INC | 15,952 | $827K | 0.5% | $51.84 * | $36.09 | +6.9% | COM NEW | 172967424 |
| — | POWERSHARES ETF TRUST | 12,769 | $813K | 0.5% | $63.67 | $60.66 | — | DYN PHRMA PORT | 73935X799 |
| CVS | CVS HEALTH CORP | 10,100 | $804K | 0.5% | $79.60 * | $41.98 | +38.3% | COM | 126650100 |
| PG | PROCTER & GAMBLE CO | 9,451 | $791K | 0.5% | $83.69 * | $56.50 | +8.2% | COM | 742718109 |
| — | PEPCO HOLDINGS INC | 28,371 | $759K | 0.5% | $26.75 | $19.82 | — | COM | 713291102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,234 | $759K | 0.5% | $121.75 * | $80.74 | +45.6% | COM | 883556102 |
| — | TWENTY FIRST CENTY FOX INC | 22,618 | $753K | 0.5% | $33.29 | $33.27 | — | CL B | 90130A200 |
| PSX | PHILLIPS 66 | 9,165 | $745K | 0.5% | $81.29 * | $40.44 | +33.5% | COM | 718546104 |
| NVS | NOVARTIS A G | 7,900 | $744K | 0.5% | $94.18 | $90.29 | +4.3% | SPONSORED ADR | 66987V109 |
| PM | PHILIP MORRIS INTL INC | 8,593 | $717K | 0.5% | $83.44 * | $48.23 | -1.0% | COM | 718172109 |
| CAT | CATERPILLAR INC DEL | 6,826 | $676K | 0.4% | $99.03 * | $61.98 | +19.6% | COM | 149123101 |
| META | FACEBOOK INC | 8,478 | $670K | 0.4% | $79.03 | $42.28 | +85.6% | CL A | 30303M102 |
| — | TWO HBRS INVT CORP | 65,810 | $636K | 0.4% | $9.66 | $10.32 | — | COM | 90187B101 |
| GIS | GENERAL MLS INC | 12,572 | $634K | 0.4% | $50.43 * | $32.15 | +6.2% | COM | 370334104 |
| — | KELLOGG CO | 9,553 | $588K | 0.4% | $61.55 * | $39.60 | -1.4% | COM | 487836108 |
| AIG | AMERICAN INTL GROUP INC | 10,880 | $588K | 0.4% | $54.04 * | $33.58 | +23.3% | COM NEW | 026874784 |
| CMCSA | COMCAST CORP NEW | 10,857 | $584K | 0.4% | $53.79 * | $17.18 | +21.5% | CL A | 20030N101 |
| HIG | HARTFORD FINL SVCS GROUP INC | 15,355 | $572K | 0.4% | $37.25 * | $23.22 | +26.6% | COM | 416515104 |
| V | VISA INC | 2,620 | $559K | 0.4% | $213.36 * | $41.31 | +19.3% | COM CL A | 92826C839 |
| — | RYDEX ETF TRUST | 6,342 | $539K | 0.4% | $84.99 | $80.60 | — | GUG S&P500EQWTTE | 78355W817 |
| JPM | JPMORGAN CHASE & CO | 8,871 | $534K | 0.4% | $60.20 * | $36.97 | +20.2% | COM | 46625H100 |
| — | FORTRESS INVESTMENT GROUP LL | 77,600 | $534K | 0.4% | $6.88 | $7.18 | — | CL A | 34958B106 |
| — | KKR & CO L P DEL | 23,590 | $526K | 0.3% | $22.30 | $24.12 | — | COM UNITS | 48248M102 |
| MDLZ | MONDELEZ INTL INC | 15,320 | $525K | 0.3% | $34.27 * | $23.84 | +12.2% | CL A | 609207105 |
| — | BLACKROCK BUILD AMER BD TR | 24,854 | $522K | 0.3% | $21.00 | $21.39 | — | SHS | 09248X100 |
| TROW | PRICE T ROWE GROUP INC | 6,600 | $517K | 0.3% | $78.33 * | $47.69 | +8.2% | COM | 74144T108 |
| AXP | AMERICAN EXPRESS CO | 5,824 | $510K | 0.3% | $87.57 * | $60.72 | +22.5% | COM | 025816109 |
| SCHA | SCHWAB STRATEGIC TR | 9,572 | $492K | 0.3% | $51.40 * | $11.11 | +15.7% | US SML CAP ETF | 808524607 |
| PFF | ISHARES | 12,336 | $488K | 0.3% | $39.56 | $40.20 | -1.7% | U.S. PFD STK ETF | 464288687 |
| ORCL | ORACLE CORP | 12,360 | $473K | 0.3% | $38.27 * | $27.79 | +16.4% | COM | 68389X105 |
| UPS | UNITED PARCEL SERVICE INC | 4,750 | $467K | 0.3% | $98.32 * | $55.38 | +18.9% | CL B | 911312106 |
| QCOM | QUALCOMM INC | 5,911 | $442K | 0.3% | $74.78 * | $45.93 | +18.4% | COM | 747525103 |
| — | TIFFANY & CO NEW | 4,500 | $433K | 0.3% | $96.22 | $92.65 | — | COM | 886547108 |
| MA | MASTERCARD INC | 5,600 | $414K | 0.3% | $73.93 * | $71.93 | -4.1% | CL A | 57636Q104 |
| AP | AMPCO-PITTSBURGH CORP | 20,500 | $410K | 0.3% | $20.00 * | $18.73 | -4.1% | COM | 032037103 |
| IWB | ISHARES TR | 3,512 | $386K | 0.3% | $109.91 | $89.78 | +22.4% | RUS 1000 ETF | 464287622 |
| SBUX | STARBUCKS CORP | 5,025 | $379K | 0.2% | $75.42 * | $30.18 | -0.1% | COM | 855244109 |
| GILD | GILEAD SCIENCES INC | 3,431 | $365K | 0.2% | $106.38 * | $58.20 | +27.1% | COM | 375558103 |
| — | ICONIX BRAND GROUP INC | 9,207 | $340K | 0.2% | $36.93 | $42.02 | — | COM | 451055107 |
| YUM | YUM BRANDS INC | 4,700 | $338K | 0.2% | $71.91 * | $42.07 | -0.8% | COM | 988498101 |
| — | CHUBB CORP | 3,640 | $332K | 0.2% | $91.21 | $90.10 | — | COM | 171232101 |
| DIS | DISNEY WALT CO | 3,687 | $328K | 0.2% | $88.96 * | $62.75 | +27.6% | COM DISNEY | 254687106 |
| — | RYDEX ETF TRUST | 2,511 | $324K | 0.2% | $129.03 | $129.03 | — | GUG S&P500EQWTHC | 78355W841 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,785 | $319K | 0.2% | $84.28 | $65.54 | — | COM UNIT RP LP | 559080106 |
| VV | VANGUARD INDEX FDS | 3,295 | $298K | 0.2% | $90.44 | $84.46 | +7.1% | LARGE CAP ETF | 922908637 |
| SWK | STANLEY BLACK & DECKER INC | 3,345 | $297K | 0.2% | $88.79 * | $56.98 | +17.2% | COM | 854502101 |
| — | UNITED TECHNOLOGIES CORP | 2,802 | $296K | 0.2% | $105.64 | $97.86 | — | COM | 913017109 |
| F | FORD MTR CO DEL | 20,005 | $296K | 0.2% | $14.80 * | $9.00 | -9.6% | COM PAR $0.01 | 345370860 |
| HP | HELMERICH & PAYNE INC | 2,900 | $284K | 0.2% | $97.93 | $92.98 | +5.3% | COM | 423452101 |
| — | RYDEX ETF TRUST | 3,459 | $282K | 0.2% | $81.53 | $81.53 | — | GUG S&P500EQWTEN | 78355W866 |
| SAN | BANCO SANTANDER SA | 28,561 | $271K | 0.2% | $9.49 | $9.93 | -4.3% | ADR | 05964H105 |
| FLR | FLUOR CORP NEW | 4,000 | $267K | 0.2% | $66.75 * | $53.56 | +11.5% | COM | 343412102 |
| — | LINN ENERGY LLC | 8,790 | $265K | 0.2% | $30.15 | $30.76 | — | UNIT LTD LIAB | 536020100 |
| MCD | MCDONALDS CORP | 2,725 | $258K | 0.2% | $94.68 * | $71.35 | -0.2% | COM | 580135101 |
| SCHE | SCHWAB STRATEGIC TR | 10,059 | $255K | 0.2% | $25.35 | $24.71 | +2.8% | EMRG MKTEQ ETF | 808524706 |
| ITA | ISHARES | 2,200 | $237K | 0.2% | $107.73 * | $53.69 | +0.2% | U.S. AER&DEF ETF | 464288760 |
| MLI | MUELLER INDS INC | 8,100 | $231K | 0.2% | $28.52 * | $11.55 | -1.5% | COM | 624756102 |
| GM | GENERAL MTRS CO | 7,210 | $230K | 0.2% | $31.90 * | $26.30 | -7.0% | COM | 37045V100 |
| — | GOOGLE INC | 376 | $217K | 0.1% | $577.13 | $575.92 | — | CL C | 38259P706 |
| GATX | GATX CORP | 3,704 | $216K | 0.1% | $58.32 * | $37.44 | +19.6% | COM | 361448103 |
| VOE | VANGUARD INDEX FDS | 2,527 | $215K | 0.1% | $85.08 | $80.16 | +5.9% | MCAP VL IDXVIP | 922908512 |
| VALE | VALE S A | 18,864 | $208K | 0.1% | $11.03 | $15.43 | -28.6% | ADR | 91912E105 |
| — | TWENTY FIRST CENTY FOX INC | 5,958 | $204K | 0.1% | $34.24 | $35.15 | — | CL A | 90130A101 |
| — | RYDEX ETF TRUST | 4,907 | $204K | 0.1% | $41.57 | $41.57 | — | GUG S&P500EQWTFI | 78355W858 |
| AEP | AMERICAN ELEC PWR INC | 3,859 | $201K | 0.1% | $52.09 * | $34.92 | +0.3% | COM | 025537101 |
| — | DU PONT E I DE NEMOURS & CO | 2,798 | $201K | 0.1% | $71.84 | $71.84 | — | COM | 263534109 |
| BAC | BANK AMER CORP | 10,723 | $183K | 0.1% | $17.07 * | $10.37 | +30.1% | COM | 060505104 |