NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 15, 2013

Total Value ($000): $313,349 (100.0% shares, 0.0% debt)

Holdings (140)

IEF ISHARES 7-10 YEAR TREASURY ETF 8.3%
Value ($000) $26,136 Shares 254,986 Est. Cost $102.50 Unrealized
AGG ISHARES CORE TOTAL U.S. BOND MARKET 7.7%
Value ($000) $24,244 Shares 226,133 Est. Cost $107.21 Unrealized
BND VANGUARD TOTAL BOND MARKET ETF 7.7%
Value ($000) $24,230 Shares 299,583 Est. Cost $80.88 Unrealized
DYNEGY INC 5.9%
Value ($000) $18,478 Shares 819,416 Est. Cost $22.55 Unrealized
AMT AMERICAN TOWER CORP 4.5%
Value ($000) $14,177 Shares 193,752 Est. Cost $59.51 Unrealized 0.0%
SPY SPDR S&P 500 ETF TRUST 4.3%
Value ($000) $13,358 Shares 83,270 Est. Cost $160.42 Unrealized
EFA ISHARES MSCI EAFE INDEX FUND 3.9%
Value ($000) $12,257 Shares 213,911 Est. Cost $57.30 Unrealized
VTI VANGUARD TOTAL STOCK MARKET ET 3.8%
Value ($000) $12,062 Shares 145,906 Est. Cost $82.67 Unrealized
HYG ISHARES IBOXX H/Y CORP BOND 3.7%
Value ($000) $11,466 Shares 126,164 Est. Cost $90.88 Unrealized
IWM ISHARES RUSSELL 2000 2.9%
Value ($000) $9,085 Shares 93,655 Est. Cost $97.00 Unrealized
TLT ISHARES BARCLAYS 20+ YEAR TREA 2.8%
Value ($000) $8,907 Shares 80,650 Est. Cost $110.44 Unrealized
IEI ISHARES BARCLAYS 3-7 YEAR 2.7%
Value ($000) $8,566 Shares 70,947 Est. Cost $120.74 Unrealized
SHY ISHARES -3 YEAR TREASURY BOND 2.2%
Value ($000) $6,921 Shares 82,124 Est. Cost $84.28 Unrealized
POWERSHARES S&P 500 BUYWRITE 2.2%
Value ($000) $6,863 Shares 340,755 Est. Cost $20.14 Unrealized
POWERSHARES FTSE RAFI US1500 2.0%
Value ($000) $6,205 Shares 76,580 Est. Cost $81.03 Unrealized
POWERSHARES FTSE RAFI US 1K 2.0%
Value ($000) $6,175 Shares 85,761 Est. Cost $72.00 Unrealized
IWV ISHARES RUSSELL 3000 INDEX FUN 1.9%
Value ($000) $6,105 Shares 63,335 Est. Cost $96.39 Unrealized
VNQ VANGUARD REIT ETF 1.9%
Value ($000) $6,095 Shares 88,700 Est. Cost $68.71 Unrealized
IWB ISHARES RUSSELL 1000 INDEX FUN 1.9%
Value ($000) $6,083 Shares 67,636 Est. Cost $89.94 Unrealized
SPDR BARCLAYS HIGH YIELD BOND ETF 1.9%
Value ($000) $6,047 Shares 153,133 Est. Cost $39.49 Unrealized
VGT VANGUARD INFO TECH ETF 1.6%
Value ($000) $4,919 Shares 66,490 Est. Cost $73.98 Unrealized
LQD ISHARES IBOXX INV GR CORP BD ETF 1.4%
Value ($000) $4,525 Shares 39,811 Est. Cost $113.66 Unrealized
POWERSHARES DB BASE METALS F 1.3%
Value ($000) $4,101 Shares 253,798 Est. Cost $16.16 Unrealized
MCHI ISHARES MSCI CHINA ETF 1.3%
Value ($000) $4,015 Shares 98,251 Est. Cost $40.86 Unrealized
POWERSHARES S&P 500 LOW VOLA 1.2%
Value ($000) $3,852 Shares 123,772 Est. Cost $31.12 Unrealized
VEA VANGUARD MSCI EAFE ETF 1.1%
Value ($000) $3,550 Shares 99,717 Est. Cost $35.60 Unrealized
POWERSHARES KBW BANK 1.0%
Value ($000) $3,145 Shares 99,714 Est. Cost $31.54 Unrealized
VTIP VANGUARD SHORT-TERM TIPS 1.0%
Value ($000) $3,010 Shares 61,274 Est. Cost $49.12 Unrealized
POWERSHARES FTSE RAFI EM MKT 1.0%
Value ($000) $2,992 Shares 156,234 Est. Cost $19.15 Unrealized
EFAV ISHARES MSCI EAFE MIN VOL 0.9%
Value ($000) $2,923 Shares 51,103 Est. Cost $57.20 Unrealized
POWERSHARES FTSE RAFI DEV EX 0.8%
Value ($000) $2,549 Shares 69,242 Est. Cost $36.81 Unrealized
ITB ISHARES US HOME CONSTRUCTION 0.8%
Value ($000) $2,470 Shares 110,364 Est. Cost $22.38 Unrealized
POWERSHARES FTSE RAFI DV S-M 0.8%
Value ($000) $2,470 Shares 103,791 Est. Cost $23.80 Unrealized
XLK TECHNOLOGY SELECT SECT SPDR 0.8%
Value ($000) $2,441 Shares 79,818 Est. Cost $30.58 Unrealized
VWO VANGUARD MSCI EMERGING MARKETS 0.8%
Value ($000) $2,414 Shares 62,218 Est. Cost $38.80 Unrealized
TIP ISHARES TIPS BOND ETF 0.8%
Value ($000) $2,406 Shares 21,482 Est. Cost $112.00 Unrealized
XLE ENERGY SELECT SECTOR SPDR 0.6%
Value ($000) $1,971 Shares 25,177 Est. Cost $78.29 Unrealized
POWERSHARES SENIOR LOAN 0.5%
Value ($000) $1,592 Shares 64,311 Est. Cost $24.75 Unrealized
XLF FINANCIAL SELECT SECTOR SPDR 0.5%
Value ($000) $1,566 Shares 80,558 Est. Cost $19.44 Unrealized
EEMV ISHA MSCI EMERG MKT MIN VOL 0.4%
Value ($000) $1,371 Shares 23,998 Est. Cost $57.13 Unrealized
MBB ISHARES MBS ETF 0.4%
Value ($000) $1,255 Shares 11,931 Est. Cost $105.19 Unrealized
XLV HEALTH CARE SELECT SECTOR 0.4%
Value ($000) $1,183 Shares 24,841 Est. Cost $47.62 Unrealized
ISHARES MSCI FRONTIER 100 0.2%
Value ($000) $693 Shares 23,600 Est. Cost $29.36 Unrealized
IGIB ISHARES BARCLAYS INTERMEDIATE CRED 0.2%
Value ($000) $539 Shares 5,000 Est. Cost $107.80 Unrealized
MARKET VECTORS TREASURY-HEDG 0.1%
Value ($000) $465 Shares 18,860 Est. Cost $24.66 Unrealized
MARKET VECTORS AFRICA INDEX 0.1%
Value ($000) $462 Shares 17,100 Est. Cost $27.02 Unrealized
EGSHARES LOW VOL EM MKTS ETF 0.1%
Value ($000) $370 Shares 20,400 Est. Cost $18.14 Unrealized
MARKET VECTORS VIETNAM ETF 0.1%
Value ($000) $320 Shares 17,200 Est. Cost $18.60 Unrealized
SPDR S&P EMERGING EUROPE ETF 0.1%
Value ($000) $269 Shares 7,300 Est. Cost $36.85 Unrealized
GUGGENHEIM FRONTIER MARKETS 0.1%
Value ($000) $266 Shares 16,600 Est. Cost $16.02 Unrealized
XLY CONSUMER DISCRETIONARY SELT 0.1%
Value ($000) $241 Shares 4,272 Est. Cost $56.41 Unrealized
PEOPLE'S UNITED FINANCIAL 0.1%
Value ($000) $240 Shares 16,100 Est. Cost $14.91 Unrealized
VFC VF CORP 0.1%
Value ($000) $232 Shares 1,200 Est. Cost $42.45 Unrealized 0.0%
INTERCONTINENTALEXCHANGE INC 0.1%
Value ($000) $231 Shares 1,300 Est. Cost $177.69 Unrealized
PERRIGO CO 0.1%
Value ($000) $230 Shares 1,900 Est. Cost $121.05 Unrealized
COR AMERISOURCEBERGEN CORP 0.1%
Value ($000) $229 Shares 4,100 Est. Cost $38.92 Unrealized 0.0%
ACTAVIS INC 0.1%
Value ($000) $227 Shares 1,800 Est. Cost $126.11 Unrealized
ADP AUTOMATIC DATA PROCESSING 0.1%
Value ($000) $227 Shares 3,300 Est. Cost $45.09 Unrealized 0.0%
ED CONSOLIDATED EDISON INC 0.1%
Value ($000) $227 Shares 3,900 Est. Cost $37.50 Unrealized 0.0%
KELLOGG CO 0.1%
Value ($000) $225 Shares 3,500 Est. Cost $38.95 Unrealized 0.0%
SPECTRA ENERGY CORP 0.1%
Value ($000) $224 Shares 6,500 Est. Cost $34.46 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $223 Shares 2,600 Est. Cost $59.66 Unrealized 0.0%
CA INC 0.1%
Value ($000) $223 Shares 7,800 Est. Cost $28.59 Unrealized
HSY HERSHEY CO/THE 0.1%
Value ($000) $223 Shares 2,500 Est. Cost $65.69 Unrealized 0.0%
NORDSTROM INC 0.1%
Value ($000) $222 Shares 3,700 Est. Cost $60.00 Unrealized
STERICYCLE INC 0.1%
Value ($000) $221 Shares 2,000 Est. Cost $110.50 Unrealized
M MACY'S INC 0.1%
Value ($000) $221 Shares 4,600 Est. Cost $46.44 Unrealized 0.0%
TGT TARGET CORP 0.1%
Value ($000) $220 Shares 3,200 Est. Cost $47.95 Unrealized 0.0%
LABORATORY CRP OF AMER HLDGS 0.1%
Value ($000) $220 Shares 2,200 Est. Cost $100.00 Unrealized
MRSH MARSH & MCLENNAN COS 0.1%
Value ($000) $220 Shares 5,500 Est. Cost $31.19 Unrealized 0.0%
MYLAN INC 0.1%
Value ($000) $220 Shares 7,100 Est. Cost $30.99 Unrealized
CAG CONAGRA FOODS INC 0.1%
Value ($000) $220 Shares 6,300 Est. Cost $17.69 Unrealized 0.0%
PAYX PAYCHEX INC 0.1%
Value ($000) $219 Shares 6,000 Est. Cost $25.02 Unrealized 0.0%
SYY SYSCO CORP 0.1%
Value ($000) $219 Shares 6,400 Est. Cost $24.40 Unrealized 0.0%
MCK MCKESSON CORP 0.1%
Value ($000) $218 Shares 1,900 Est. Cost $101.46 Unrealized 0.0%
MKC MCCORMICK & CO-NON VTG SHRS 0.1%
Value ($000) $218 Shares 3,100 Est. Cost $28.19 Unrealized 0.0%
FAMILY DOLLAR STORES 0.1%
Value ($000) $218 Shares 3,500 Est. Cost $62.29 Unrealized
CL COLGATE-PALMOLIVE CO 0.1%
Value ($000) $218 Shares 3,800 Est. Cost $44.38 Unrealized 0.0%
CAH CARDINAL HEALTH INC 0.1%
Value ($000) $217 Shares 4,600 Est. Cost $32.61 Unrealized 0.0%
BARD (C.R.) INC 0.1%
Value ($000) $217 Shares 2,000 Est. Cost $108.50 Unrealized
BDX BECTON DICKINSON & CO 0.1%
Value ($000) $217 Shares 2,200 Est. Cost $78.11 Unrealized 0.0%
APARTMENT INVT & MGMT CO -A 0.1%
Value ($000) $216 Shares 7,200 Est. Cost $30.00 Unrealized
CLX CLOROX COMPANY 0.1%
Value ($000) $216 Shares 2,600 Est. Cost $60.00 Unrealized 0.0%
DUN & BRADSTREET CORP 0.1%
Value ($000) $214 Shares 2,200 Est. Cost $97.27 Unrealized
GIS GENERAL MILLS INC 0.1%
Value ($000) $214 Shares 4,400 Est. Cost $31.98 Unrealized 0.0%
PATTERSON COS INC 0.1%
Value ($000) $214 Shares 5,700 Est. Cost $37.54 Unrealized
SO SOUTHERN CO 0.1%
Value ($000) $212 Shares 4,800 Est. Cost $26.74 Unrealized 0.0%
CHUBB CORP 0.1%
Value ($000) $212 Shares 2,500 Est. Cost $84.80 Unrealized
DG DOLLAR GENERAL CORP 0.1%
Value ($000) $212 Shares 4,200 Est. Cost $45.09 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $211 Shares 4,200 Est. Cost $27.04 Unrealized 0.0%
BXP BOSTON PROPERTIES INC 0.1%
Value ($000) $211 Shares 2,000 Est. Cost $64.00 Unrealized 0.0%
VRSN VERISIGN INC 0.1%
Value ($000) $210 Shares 4,700 Est. Cost $45.93 Unrealized 0.0%
D DOMINION RESOURCES INC/VA 0.1%
Value ($000) $210 Shares 3,700 Est. Cost $34.53 Unrealized 0.0%
CROWN CASTLE INTL CORP 0.1%
Value ($000) $210 Shares 2,900 Est. Cost $72.41 Unrealized
DTE DTE ENERGY COMPANY 0.1%
Value ($000) $208 Shares 3,100 Est. Cost $38.29 Unrealized 0.0%
HRL HORMEL FOODS CORP 0.1%
Value ($000) $208 Shares 5,400 Est. Cost $15.25 Unrealized 0.0%
SJM JM SMUCKER CO/THE-NEW COMMON 0.1%
Value ($000) $206 Shares 2,000 Est. Cost $70.84 Unrealized 0.0%
SCANA CORP 0.1%
Value ($000) $206 Shares 4,200 Est. Cost $49.05 Unrealized
SPG SIMON PROPERTY GROUP INC 0.1%
Value ($000) $205 Shares 1,300 Est. Cost $88.80 Unrealized 0.0%
TECO ENERGY INC 0.1%
Value ($000) $203 Shares 11,800 Est. Cost $17.20 Unrealized
HEALTH CARE REIT INC 0.1%
Value ($000) $201 Shares 3,000 Est. Cost $67.00 Unrealized
LLY ELI LILLY & CO 0.1%
Value ($000) $201 Shares 4,100 Est. Cost $42.21 Unrealized 0.0%
PSA PUBLIC STORAGE 0.1%
Value ($000) $199 Shares 1,300 Est. Cost $97.16 Unrealized 0.0%
VTR VENTAS INC 0.1%
Value ($000) $194 Shares 2,800 Est. Cost $49.18 Unrealized 0.0%
CPB CAMPBELL SOUP CO 0.1%
Value ($000) $184 Shares 4,100 Est. Cost $30.86 Unrealized 0.0%
XOM EXXON MOBIL CORP 0.1%
Value ($000) $181 Shares 2,000 Est. Cost $53.69 Unrealized 0.0%
PEG PUBLIC SERVICE ENTERPRISE GP 0.1%
Value ($000) $180 Shares 5,500 Est. Cost $21.73 Unrealized 0.0%
REYNOLDS AMERICAN INC 0.1%
Value ($000) $179 Shares 3,700 Est. Cost $48.38 Unrealized
EIDO ISHARES MSCI INDONESIA INVES 0.1%
Value ($000) $178 Shares 5,700 Est. Cost $31.23 Unrealized
ISHARES MSCI MALAYSIA 0.1%
Value ($000) $177 Shares 11,400 Est. Cost $15.53 Unrealized
GOOGLE INC-CL A 0.1%
Value ($000) $176 Shares 200 Est. Cost $880.00 Unrealized
THD ISHARES MSCI THAILAND CAPPED ETF 0.1%
Value ($000) $173 Shares 2,200 Est. Cost $78.64 Unrealized
EPHE ISHARES MSCI PHILIPPINES 0.1%
Value ($000) $172 Shares 4,900 Est. Cost $35.10 Unrealized
AXP AMERICAN EXPRESS CO 0.1%
Value ($000) $164 Shares 2,200 Est. Cost $59.62 Unrealized 0.0%
PLUM CREEK TIMBER CO 0.1%
Value ($000) $159 Shares 3,400 Est. Cost $46.76 Unrealized
ORLY O'REILLY AUTOMOTIVE INC 0.1%
Value ($000) $158 Shares 1,400 Est. Cost $7.19 Unrealized 0.0%
DGX QUEST DIAGNOSTICS 0.0%
Value ($000) $152 Shares 2,500 Est. Cost $46.22 Unrealized 0.0%
TORCHMARK CORP 0.0%
Value ($000) $150 Shares 2,300 Est. Cost $65.22 Unrealized
FOREST LABORATORIES INC 0.0%
Value ($000) $144 Shares 3,500 Est. Cost $41.14 Unrealized
YAHOO! INC 0.0%
Value ($000) $141 Shares 5,600 Est. Cost $25.18 Unrealized
PNW PINNACLE WEST CAPITAL 0.0%
Value ($000) $133 Shares 2,400 Est. Cost $35.40 Unrealized 0.0%
SYMANTEC CORP 0.0%
Value ($000) $115 Shares 5,100 Est. Cost $22.55 Unrealized
KSS KOHLS CORP 0.0%
Value ($000) $111 Shares 2,200 Est. Cost $49.51 Unrealized 0.0%
INTERPUBLIC GROUP COS, INC. 0.0%
Value ($000) $110 Shares 7,584 Est. Cost $9.16 Unrealized 0.0%
QCOM QUALCOMM INC 0.0%
Value ($000) $104 Shares 1,700 Est. Cost $45.06 Unrealized 0.0%
TRV TRAVELERS COS INC/THE 0.0%
Value ($000) $104 Shares 1,300 Est. Cost $63.44 Unrealized 0.0%
SYK STRYKER CORP 0.0%
Value ($000) $103 Shares 1,600 Est. Cost $56.92 Unrealized 0.0%
DR PEPPER SNAPPLE GROUP INC 0.0%
Value ($000) $101 Shares 2,200 Est. Cost $45.91 Unrealized
HCP INC 0.0%
Value ($000) $100 Shares 2,200 Est. Cost $45.45 Unrealized
PM PHILIP MORRIS INTERNATIONAL 0.0%
Value ($000) $95 Shares 1,100 Est. Cost $49.85 Unrealized 0.0%
AVB AVALONBAY COMMUNITIES INC 0.0%
Value ($000) $81 Shares 600 Est. Cost $87.72 Unrealized 0.0%
PRAXAIR INC 0.0%
Value ($000) $69 Shares 600 Est. Cost $115.00 Unrealized
PGR PROGRESSIVE CORP 0.0%
Value ($000) $48 Shares 1,900 Est. Cost $17.04 Unrealized 0.0%
FIS FIDELITY NATIONAL INFORMATIO 0.0%
Value ($000) $39 Shares 900 Est. Cost $34.36 Unrealized 0.0%
PEPCO HOLDINGS INC 0.0%
Value ($000) $30 Shares 1,500 Est. Cost $20.00 Unrealized
DLTR DOLLAR TREE INC 0.0%
Value ($000) $25 Shares 500 Est. Cost $48.73 Unrealized 0.0%
MSI MOTOROLA SOLUTIONS INC 0.0%
Value ($000) $12 Shares 200 Est. Cost $47.42 Unrealized 0.0%
SIGMA-ALDRICH 0.0%
Value ($000) $8 Shares 100 Est. Cost $80.00 Unrealized
EMC CORP/MASS 0.0%
Value ($000) $5 Shares 200 Est. Cost $25.00 Unrealized
CAREFUSION CORP 0.0%
Value ($000) $4 Shares 100 Est. Cost $40.00 Unrealized