CIK: 0001133639 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value ($000): $325,505 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AGG | ISHARES CORE TOTAL US BOND MARKET ETF | 231,033 | $24,767 | 7.6% | $107.21 | — | CORE TOTUSBD ETF | 464287226 |
| BND | VANGUARD TOTAL BOND MARKET INDEX F | 306,083 | $24,756 | 7.6% | $80.88 | — | TOTAL BND MRKT | 921937835 |
| IEF | ISHARES 7-10 YEAR TREASURY BOND ETF | 175,149 | $17,885 | 5.5% | $102.50 | — | 7-10 Y TR BD ETF | 464287440 |
| — | DYNEGY INC | 819,416 | $15,831 | 4.9% | $22.55 | — | COM | 26817R108 |
| AMT | AMERICAN TOWER CORPORATION | 193,752 | $14,363 | 4.4% | $59.51 | -8.9% | COM | 03027X100 |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX | 138,606 | $12,149 | 3.7% | $82.67 | — | TOTAL STK MKT | 922908769 |
| EFA | ISHARES MSCI EAFE ETF | 160,687 | $10,252 | 3.1% | $57.30 | — | MSCI EAFE ETF | 464287465 |
| TLT | ISHARES 20+ YEAR TREASURY BOND ETF | 86,150 | $9,166 | 2.8% | $110.18 | — | 20+ YR TR BD ETF | 464287432 |
| HYG | ISHARES IBOXX H/Y CORP BOND | 99,238 | $9,088 | 2.8% | $90.88 | — | IBOXX HI YD ETF | 464288513 |
| — | POWERSHARES SENIOR LOAN | 316,194 | $7,804 | 2.4% | $24.70 | — | SENIOR LN PORT | 73936Q769 |
| TIP | ISHARES TIPS BOND ETF | 66,026 | $7,433 | 2.3% | $112.39 | — | TIPS BD ETF | 464287176 |
| SPY | SPDR S&P 500 ETF TRUST | 43,351 | $7,283 | 2.2% | $160.42 | — | TR UNIT | 78462F103 |
| IGIB | ISHARES INTERMEDIATE CREDIT BOND ETF | 61,445 | $6,632 | 2.0% | $107.92 | — | INTERM CR BD ETF | 464288638 |
| — | POWERSHARES FTSE RAFI US1500 | 72,480 | $6,490 | 2.0% | $81.03 | — | FTSE US1500 SM | 73935X567 |
| — | MARKET VECTORS HI YLD MUNI | 216,471 | $6,327 | 1.9% | $29.23 | — | HG YLD MUN ETF | 57060U878 |
| — | POWERSHARES FTSE RAFI US 1K | 82,842 | $6,254 | 1.9% | $72.00 | — | FTSE RAFI 1000 | 73935X583 |
| IEI | ISHARES BARCLAYS 3-7 YEAR | 50,964 | $6,183 | 1.9% | $120.74 | — | 3-7 YR TR BD ETF | 464288661 |
| — | SPDR BARCLAYS HIGH YIELD BOND ETF | 153,633 | $6,122 | 1.9% | $39.49 | — | BRC HGH YLD BD | 78464A417 |
| VNQ | VANGUARD REIT INDEX FUND ETF | 92,000 | $6,085 | 1.9% | $68.62 | — | REIT ETF | 922908553 |
| IWV | ISHARES RUSSELL 3000 ETF | 60,135 | $6,082 | 1.9% | $96.39 | — | RUSSELL 3000 ETF | 464287689 |
| IWB | ISHARES RUSSELL 1000 ETF | 64,436 | $6,068 | 1.9% | $89.94 | — | RUS 1000 ETF | 464287622 |
| — | POWERSHARES S&P 500 BUYWRITE | 301,901 | $6,050 | 1.9% | $20.14 | — | S&P 500 BUYWRT | 73936G308 |
| IWM | ISHARES RUSSELL 2000 | 52,113 | $5,556 | 1.7% | $97.00 | — | RUSSELL 2000 ETF | 464287655 |
| ITB | ISHARES US HOME CONSTRUCTION | 228,099 | $5,096 | 1.6% | $22.36 | — | US HOME CONS ETF | 464288752 |
| CSM | PROSHARES LARGE CAP CORE PLU | 62,687 | $4,978 | 1.5% | $79.41 | — | PSHS LC COR PLUS | 74347R248 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 103,310 | $4,952 | 1.5% | $47.93 | — | JAPN HEDGE EQT | 97717W851 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORP BD | 43,511 | $4,939 | 1.5% | $113.65 | — | IBOXX INV CP ETF | 464287242 |
| VGT | VANGUARD INFO TECH ETF | 58,630 | $4,731 | 1.5% | $73.98 | — | INF TECH ETF | 92204A702 |
| — | POWERSHARES KBW BANK | 146,068 | $4,665 | 1.4% | $31.67 | — | KBW BK PORT | 73937B746 |
| VTIP | VANGUARD S/T INFL PROT SEC INDEX FUND | 78,377 | $3,874 | 1.2% | $49.19 | — | STRM INFPROIDX | 922020805 |
| VEA | VANGUARD TAX-MANAGED INTERNATIONAL | 93,417 | $3,697 | 1.1% | $35.60 | — | FTSE DEV MKT ETF | 921943858 |
| XLK | TECHNOLOGY SELECT SECT SPDR | 100,679 | $3,226 | 1.0% | $30.88 | — | TECHNOLOGY | 81369Y803 |
| — | POWERSHARES FTSE RAFI EM MKT | 156,234 | $3,172 | 1.0% | $19.15 | — | EMER MRKT PORT | 73936T763 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 56,393 | $2,997 | 0.9% | $53.14 | — | EUROPE HEDGED EQ | 97717X701 |
| — | POWERSHARES FTSE RAFI DV S-M | 103,791 | $2,821 | 0.9% | $23.80 | — | EX US SML PORT | 73936T771 |
| MBB | ISHARES MBS ETF | 23,824 | $2,523 | 0.8% | $105.54 | — | MBS ETF | 464288588 |
| XLE | ENERGY SELECT SECTOR SPDR | 30,105 | $2,496 | 0.8% | $79.04 | — | SBI INT-ENERGY | 81369Y506 |
| MCHI | ISHARES MSCI CHINA ETF | 50,487 | $2,325 | 0.7% | $40.86 | — | CHINA ETF | 46429B671 |
| — | GUGGENHEIM CHINA SMALL CAP E | 88,510 | $2,179 | 0.7% | $24.62 | — | GUGG CHN SML CAP | 18383Q853 |
| YCS | PROSHARES ULTRASHORT YEN | 30,187 | $1,879 | 0.6% | $62.25 | — | ULTRASHORT YEN N | 74347W569 |
| EUO | PROSHARES ULTRASHORT EURO | 100,390 | $1,782 | 0.5% | $17.75 | — | ULTRASHRT EURO | 74347W882 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 89,105 | $1,774 | 0.5% | $19.48 | — | SBI INT-FINL | 81369Y605 |
| XLY | CONSUMER DISCRETIONARY SELT | 25,041 | $1,518 | 0.5% | $59.90 | — | SBI CONS DISCR | 81369Y407 |
| EEMV | ISHA MSCI EMERG MKT MIN VOL | 23,998 | $1,409 | 0.4% | $57.13 | — | EM MK MINVOL ETF | 464286533 |
| EFAV | ISHARES MSCI EAFE MIN VOL | 22,730 | $1,385 | 0.4% | $57.20 | — | EAFE MIN VOL ETF | 46429B689 |
| VWO | VANGUARD MSCI EMERGING MARKETS | 32,710 | $1,313 | 0.4% | $38.80 | — | FTSE EMR MKT ETF | 922042858 |
| XLV | HEALTH CARE SELECT SECTOR | 25,376 | $1,284 | 0.4% | $47.69 | — | SBI HEALTHCARE | 81369Y209 |
| — | GUGGENHEIM SPIN-OFF ETF | 30,980 | $1,273 | 0.4% | $41.09 | — | GUGG SPINOFF ETF | 18383M605 |
| FPX | FIRST TRUST US IPO INDEX FUN | 30,568 | $1,260 | 0.4% | $41.22 | — | SHS | 336920103 |
| — | ISHARES MSCI FRONTIER 100 | 33,777 | $1,064 | 0.3% | $30.01 | — | MSCI FRNTR100ETF | 464286145 |
| — | POWERSHARES FTSE RAFI DEV EX | 25,352 | $1,052 | 0.3% | $36.81 | — | DEV MKTS EX-US | 73936T789 |
| — | ALPS EQ HIGH VOLATILITY PU | 29,968 | $775 | 0.2% | $25.86 | — | US EQTHIVOLPT WR | 00162Q734 |
| — | MARKET VECTORS AFRICA INDEX | 24,483 | $733 | 0.2% | $27.90 | — | AFRICA ETF | 57060U787 |
| THD | ISHARES MSCI THAILAND CAPPED ETF | 9,112 | $679 | 0.2% | $75.51 | — | MSCI THI CAP ETF | 464286624 |
| — | EGSHARES LOW VOL EM MKTS ETF | 29,207 | $519 | 0.2% | $18.03 | — | LOW VOL EM DIV | 268461654 |
| VOX | VANGUARD TELECOM SERVICE ETF | 5,795 | $468 | 0.1% | $80.76 | — | TELCOMM ETF | 92204A884 |
| — | MARKET VECTORS TREASURY-HEDG | 18,860 | $466 | 0.1% | $24.66 | — | HI YLD TREA BD | 57061R775 |
| — | MARKET VECTORS VIETNAM ETF | 24,605 | $441 | 0.1% | $18.40 | — | VIETNAM ETF | 57060U761 |
| — | SPDR S&P EMERGING EUROPE ETF | 10,466 | $421 | 0.1% | $37.87 | — | EUROPE ETF | 78463X608 |
| — | GUGGENHEIM FRONTIER MARKETS | 23,800 | $397 | 0.1% | $16.22 | — | GUGG FRNTR MKT | 18383Q838 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 8,251 | $383 | 0.1% | $46.42 | — | SBI INT-INDS | 81369Y704 |
| — | ISHARES MSCI MALAYSIA | 16,409 | $247 | 0.1% | $15.38 | — | MSCI MALAYSI ETF | 464286830 |
| — | ACTAVIS INC | 1,700 | $245 | 0.1% | $126.11 | — | COM | 00507K103 |
| EPHE | ISHARES MSCI PHILIPPINES | 7,045 | $232 | 0.1% | $34.44 | — | MSCI PHILIPS ETF | 46429B408 |
| D | DOMINION RESOURCES INC/VA | 3,700 | $231 | 0.1% | $34.53 | +2.3% | COM | 25746U109 |
| MRSH | MARSH & MCLENNAN COS | 5,300 | $231 | 0.1% | $31.19 | +8.1% | COM | 571748102 |
| MCK | MCKESSON CORP | 1,800 | $231 | 0.1% | $101.46 | +10.6% | COM | 58155Q103 |
| — | STERICYCLE INC | 2,000 | $231 | 0.1% | $110.50 | — | COM | 858912108 |
| — | SIGMA-ALDRICH | 2,700 | $230 | 0.1% | $84.99 | — | COM | 826552101 |
| — | FAMILY DOLLAR STORES | 3,200 | $230 | 0.1% | $62.29 | — | COM | 307000109 |
| VRSN | VERISIGN INC | 4,500 | $229 | 0.1% | $45.93 | +4.2% | COM | 92343E102 |
| PAYX | PAYCHEX INC | 5,600 | $228 | 0.1% | $25.02 | +8.0% | COM | 704326107 |
| — | LABORATORY CRP OF AMER HLDGS | 2,300 | $228 | 0.1% | $99.96 | — | COM NEW | 50540R409 |
| DG | DOLLAR GENERAL CORP | 4,000 | $226 | 0.1% | $45.09 | +6.0% | COM | 256677105 |
| COR | AMERISOURCEBERGEN CORP | 3,700 | $226 | 0.1% | $38.92 | +8.2% | COM | 03073E105 |
| CL | COLGATE-PALMOLIVE CO | 3,800 | $225 | 0.1% | $44.38 | +0.4% | COM | 194162103 |
| CAH | CARDINAL HEALTH INC | 4,300 | $224 | 0.1% | $32.61 | +11.9% | COM | 14149Y108 |
| ADP | AUTOMATIC DATA PROCESSING | 3,100 | $224 | 0.1% | $45.09 | +7.2% | COM | 053015103 |
| — | CHUBB CORP | 2,500 | $223 | 0.1% | $84.80 | — | COM | 171232101 |
| HRL | HORMEL FOODS CORP | 5,300 | $223 | 0.1% | $15.25 | +3.9% | COM | 440452100 |
| HSY | HERSHEY CO/THE | 2,400 | $222 | 0.1% | $65.69 | +6.1% | COM | 427866108 |
| NTAP | NETAPP INC | 5,200 | $222 | 0.1% | $30.80 | 0.0% | COM | 64110D104 |
| — | PERRIGO CO | 1,800 | $222 | 0.1% | $121.05 | — | COM | 714290103 |
| — | PATTERSON COS INC | 5,500 | $221 | 0.1% | $37.54 | — | COM | 703395103 |
| — | PEOPLE'S UNITED FINANCIAL | 15,300 | $220 | 0.1% | $14.91 | — | COM | 712704105 |
| — | CA INC | 7,400 | $220 | 0.1% | $28.59 | — | COM | 12673P105 |
| BDX | BECTON DICKINSON & CO | 2,200 | $220 | 0.1% | $78.11 | +3.2% | COM | 075887109 |
| — | BARD (C.R.) INC | 1,900 | $219 | 0.1% | $108.50 | — | COM | 067383109 |
| VFC | VF CORP | 1,100 | $219 | 0.1% | $42.45 | +8.7% | COM | 918204108 |
| — | SPECTRA ENERGY CORP | 6,400 | $219 | 0.1% | $34.46 | — | COM | 847560109 |
| — | DUN & BRADSTREET CORP | 2,100 | $218 | 0.1% | $97.27 | — | COM | 26483E100 |
| — | INTERCONTINENTALEXCHANGE INC | 1,200 | $218 | 0.1% | $177.69 | — | COM | 45865V100 |
| JNJ | JOHNSON & JOHNSON | 2,500 | $217 | 0.1% | $59.66 | +6.5% | COM | 478160104 |
| — | MYLAN INC | 5,600 | $214 | 0.1% | $30.99 | — | COM | 628530107 |
| CLX | CLOROX COMPANY | 2,600 | $212 | 0.1% | $60.00 | -1.1% | COM | 189054109 |
| — | CROWN CASTLE INTL CORP | 2,900 | $212 | 0.1% | $72.41 | — | COM | 228227104 |
| GIS | GENERAL MILLS INC | 4,400 | $211 | 0.1% | $31.98 | +2.9% | COM | 370334104 |
| SJM | JM SMUCKER CO/THE-NEW COMMON | 2,000 | $210 | 0.1% | $70.84 | +6.9% | COM NEW | 832696405 |
| ED | CONSOLIDATED EDISON INC | 3,800 | $210 | 0.1% | $37.50 | -3.0% | COM | 209115104 |
| PSA | PUBLIC STORAGE | 1,300 | $209 | 0.1% | $97.16 | +1.3% | COM | 74460D109 |
| — | NORDSTROM INC | 3,700 | $208 | 0.1% | $60.00 | — | COM | 655664100 |
| LLY | ELI LILLY & CO | 4,100 | $206 | 0.1% | $42.21 | -2.9% | COM | 532457108 |
| DTE | DTE ENERGY COMPANY | 3,100 | $205 | 0.1% | $38.29 | -0.6% | COM | 233331107 |
| TGT | TARGET CORP | 3,200 | $205 | 0.1% | $47.95 | -1.6% | COM | 87612E106 |
| SYY | SYSCO CORP | 6,400 | $204 | 0.1% | $24.40 | -1.7% | COM | 871829107 |
| — | APARTMENT INVT & MGMT CO -A | 7,200 | $201 | 0.1% | $30.00 | — | CL A | 03748R101 |
| MKC | MCCORMICK & CO-NON VTG SHRS | 3,100 | $201 | 0.1% | $28.19 | -2.1% | COM NON VTG | 579780206 |
| — | KELLOGG CO | 3,400 | $200 | 0.1% | $38.95 | -0.3% | COM | 487836108 |
| M | MACY'S INC | 4,600 | $199 | 0.1% | $46.44 | +0.6% | COM | 55616P104 |
| SO | SOUTHERN CO | 4,800 | $198 | 0.1% | $26.74 | -5.3% | COM | 842587107 |
| VZ | VERIZON COMMUNICATIONS INC | 4,200 | $196 | 0.1% | $27.04 | -3.4% | COM | 92343V104 |
| — | TECO ENERGY INC | 11,800 | $195 | 0.1% | $17.20 | — | COM | 872375100 |
| — | SCANA CORP | 4,200 | $193 | 0.1% | $49.05 | — | COM | 80589M102 |
| — | PRAXAIR INC | 1,600 | $192 | 0.1% | $118.13 | — | COM | 74005P104 |
| EIDO | ISHARES MSCI INDONESIA INVES | 8,149 | $192 | 0.1% | $28.92 | — | MSCI INDONIA ETF | 46429B309 |
| CAG | CONAGRA FOODS INC | 6,300 | $191 | 0.1% | $17.69 | +0.4% | COM | 205887102 |
| PEG | PUBLIC SERVICE ENTERPRISE GP | 5,500 | $181 | 0.1% | $21.73 | -2.1% | COM | 744573106 |
| — | REYNOLDS AMERICAN INC | 3,700 | $180 | 0.1% | $48.38 | — | COM | 761713106 |
| ORLY | O'REILLY AUTOMOTIVE INC | 1,400 | $179 | 0.1% | $7.19 | +13.6% | COM | 67103H107 |
| — | GOOGLE INC-CL A | 200 | $175 | 0.1% | $880.00 | — | CL A | 38259P508 |
| XOM | EXXON MOBIL CORP | 2,000 | $172 | 0.1% | $53.69 | +0.9% | COM | 30231G102 |
| — | YAHOO! INC | 5,200 | $172 | 0.1% | $25.18 | — | COM | 984332106 |
| AXP | AMERICAN EXPRESS CO | 2,200 | $166 | 0.1% | $59.62 | +6.1% | COM | 025816109 |
| — | TORCHMARK CORP | 2,300 | $166 | 0.1% | $65.22 | — | COM | 891027104 |
| USB | US BANCORP | 4,400 | $161 | 0.0% | $24.34 | 0.0% | COM NEW | 902973304 |
| — | PLUM CREEK TIMBER CO | 3,400 | $159 | 0.0% | $46.76 | — | COM | 729251108 |
| DGX | QUEST DIAGNOSTICS | 2,500 | $154 | 0.0% | $46.22 | +1.0% | COM | 74834L100 |
| CPB | CAMPBELL SOUP CO | 3,700 | $151 | 0.0% | $30.86 | -0.7% | COM | 134429109 |
| — | FOREST LABORATORIES INC | 3,500 | $150 | 0.0% | $41.14 | — | COM | 345838106 |
| MCD | MCDONALD'S CORP | 1,500 | $144 | 0.0% | $70.55 | 0.0% | COM | 580135101 |
| PNW | PINNACLE WEST CAPITAL | 2,400 | $131 | 0.0% | $35.40 | -2.4% | COM | 723484101 |
| — | THE INTERPUBLIC GROUP OF COMPANIES | 7,584 | $130 | 0.0% | $9.16 | +15.0% | COM | 460690100 |
| — | SYMANTEC CORP | 5,100 | $126 | 0.0% | $22.55 | — | COM | 871503108 |
| SPG | SIMON PROPERTY GROUP INC | 800 | $119 | 0.0% | $88.80 | -8.8% | COM | 828806109 |
| QCOM | QUALCOMM INC | 1,700 | $114 | 0.0% | $45.06 | +3.3% | COM | 747525103 |
| KSS | KOHLS CORP | 2,200 | $114 | 0.0% | $49.51 | +5.5% | COM | 500255104 |
| TRV | TRAVELERS COS INC/THE | 1,300 | $110 | 0.0% | $63.44 | -1.0% | COM | 89417E109 |
| SYK | STRYKER CORP | 1,600 | $108 | 0.0% | $56.92 | +4.4% | COM | 863667101 |
| — | DR PEPPER SNAPPLE GROUP INC | 2,200 | $99 | 0.0% | $45.91 | — | COM | 26138E109 |
| BXP | BOSTON PROPERTIES INC | 900 | $96 | 0.0% | $64.00 | -1.9% | COM | 101121101 |
| PM | PHILIP MORRIS INTERNATIONAL | 1,100 | $95 | 0.0% | $49.85 | -5.0% | COM | 718172109 |
| MTB | M & T BANK CORP | 700 | $78 | 0.0% | $82.37 | 0.0% | COM | 55261F104 |
| AVB | AVALONBAY COMMUNITIES INC | 600 | $76 | 0.0% | $87.72 | -0.5% | COM | 053484101 |
| — | CIGNA CORP | 800 | $61 | 0.0% | $76.25 | — | COM | 125509109 |
| — | AIRGAS INC | 500 | $53 | 0.0% | $106.00 | — | COM | 009363102 |
| PGR | PROGRESSIVE CORP | 1,900 | $52 | 0.0% | $17.04 | +2.6% | COM | 743315103 |
| FIS | FIDELITY NATIONAL INFORMATIO | 900 | $42 | 0.0% | $34.36 | +6.6% | COM | 31620M106 |
| DLTR | DOLLAR TREE INC | 500 | $29 | 0.0% | $48.73 | +10.8% | COM | 256746108 |
| — | PEPCO HOLDINGS INC | 1,500 | $28 | 0.0% | $20.00 | — | COM | 713291102 |
| — | POWERSHARES S&P 500 LOW VOLA | 738 | $23 | 0.0% | $31.12 | — | S&P500 LOW VOL | 73937B779 |
| — | EMC CORP/MASS | 900 | $23 | 0.0% | $25.43 | — | COM | 268648102 |
| MSI | MOTOROLA SOLUTIONS INC | 200 | $12 | 0.0% | $47.42 | -1.4% | COM NEW | 620076307 |
| NWSA | NEWS CORP-NEW CL A | 500 | $8 | 0.0% | $14.03 | 0.0% | CL A | 65249B109 |
| MO | ALTRIA GROUP INC | 200 | $7 | 0.0% | $16.17 | 0.0% | COM | 02209S103 |
| — | CAREFUSION CORP | 100 | $4 | 0.0% | $40.00 | — | COM | 14170T101 |