CIK: 0001540569 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 12, 2014
Total Value ($000): $617,502 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AGG | iShares Core US Aggregate Bond | 1,091,740 | $119,120 | 19.3% | $109.10 | — | Common | 464287226 |
| VTV | Vanguard Value ETF | 412,151 | $33,467 | 5.4% | $81.20 | — | Common | 922908744 |
| VGK | Vanguard FTSE Europe ETF | 587,005 | $32,414 | 5.2% | $59.31 | — | Common | 922042874 |
| AAPL | Apple Inc. | 264,614 | $26,660 | 4.3% | $17.90 | +20.8% | Common | 037833100 |
| VUG | Vanguard Growth ETF | 237,588 | $23,680 | 3.8% | $99.67 | — | Common | 922908736 |
| XOM | Exxon Mobil Corp. | 157,647 | $14,827 | 2.4% | $55.01 | +11.8% | Common | 30231G102 |
| PEP | Pepsico Inc. | 154,661 | $14,397 | 2.3% | $56.79 | +14.2% | Common | 713448108 |
| JPM | JPMorgan Chase & Co | 238,942 | $14,394 | 2.3% | $37.24 | +15.8% | Common | 46625H100 |
| — | Google Inc Cl C | 23,769 | $13,875 | 2.2% | $713.77 | — | Common | 38259P508 |
| PNC | PNC Financial Services Group | 158,579 | $13,571 | 2.2% | $49.17 | +21.7% | Common | 693475105 |
| PRU | Prudential Financial Inc | 152,766 | $13,434 | 2.2% | $41.00 | +34.0% | Common | 744320102 |
| MMM | 3M Company | 92,891 | $13,161 | 2.1% | $63.52 | +31.5% | Common | 88579Y101 |
| NVS | Novartis AG ADS | 136,902 | $12,887 | 2.1% | $72.80 | — | Common | 66987V109 |
| JNJ | Johnson & Johnson | 120,407 | $12,834 | 2.1% | $61.17 | +23.5% | Common | 478160104 |
| DIS | Walt Disney Co. | 131,873 | $11,741 | 1.9% | $56.92 | +39.3% | Common | 254687106 |
| VFC | V F Corporation | 169,107 | $11,166 | 1.8% | $50.34 | +18.8% | Common | 918204108 |
| COST | Costco Wholesale | 84,747 | $10,621 | 1.7% | $88.28 | +10.0% | Common | 22160K105 |
| QCOM | QUALCOMM Inc | 141,408 | $10,573 | 1.7% | $46.46 | +19.3% | Common | 747525103 |
| SYK | Stryker Corp | 125,787 | $10,157 | 1.6% | $58.20 | +23.6% | Common | 863667101 |
| V | Visa Inc. | 47,129 | $10,056 | 1.6% | $41.26 | +20.3% | Common | 92826C839 |
| SLB | Schlumberger Ltd. | 98,876 | $10,055 | 1.6% | $54.36 | +46.2% | Common | 806857108 |
| ORCL | Oracle Corp | 255,966 | $9,798 | 1.6% | $28.26 | +21.1% | Common | 68389X105 |
| — | Covidien Ltd | 113,188 | $9,792 | 1.6% | $89.13 | — | Common | G2554F113 |
| HON | Honeywell International | 104,134 | $9,697 | 1.6% | $67.11 | 0.0% | Common | 438516106 |
| TROW | T. Rowe Price | 123,431 | $9,677 | 1.6% | $48.75 | +7.9% | Common | 74144T108 |
| UNP | Union Pacific Corp | 89,172 | $9,668 | 1.6% | $80.32 | 0.0% | Common | 907818108 |
| BWA | Borg Warner Inc | 164,395 | $8,649 | 1.4% | $43.43 | +6.7% | Common | 099724106 |
| — | EMC Corp. | 260,184 | $7,613 | 1.2% | $24.05 | — | Common | 268648102 |
| PG | Procter & Gamble Co. | 90,067 | $7,542 | 1.2% | $55.56 | +7.5% | Common | 742718109 |
| ALL | Allstate Corporation | 121,078 | $7,431 | 1.2% | $44.50 | +5.5% | Common | 020002101 |
| VZ | Verizon Communications | 142,531 | $7,125 | 1.2% | $26.93 | +3.2% | Common | 92343V104 |
| GILD | Gilead Sciences Inc | 66,868 | $7,118 | 1.2% | $36.93 | +84.2% | Common | 375558103 |
| EIX | Edison International | 126,231 | $7,059 | 1.1% | $30.96 | +18.8% | Common | 281020107 |
| — | Wyndham Worldwide Corp | 85,011 | $6,908 | 1.1% | $73.92 | — | Common | 98310W108 |
| — | Praxair Inc | 50,613 | $6,529 | 1.1% | $130.94 | — | Common | 74005P104 |
| KMI | Kinder Morgan Inc. | 170,186 | $6,525 | 1.1% | $19.02 | +12.7% | Common | 49456B101 |
| OXY | Occidental Petroleum Corp. | 66,668 | $6,410 | 1.0% | $59.20 | +14.9% | Common | 674599105 |
| WYNN | Wynn Resorts Ltd | 33,556 | $6,278 | 1.0% | $173.12 | -3.8% | Common | 983134107 |
| UPS | United Parcel Service B | 52,370 | $5,147 | 0.8% | $56.20 | +18.0% | Common | 911312106 |
| BND | Vanguard Total Bond Market ETF | 50,310 | $4,122 | 0.7% | $81.93 | — | Common | 921937835 |
| CVX | Chevron Corp. | 32,257 | $3,849 | 0.6% | $72.33 | +8.5% | Common | 166764100 |
| SPY | SPDR S&P 500 ETF | 10,772 | $2,122 | 0.3% | $170.61 | — | Common | 78462F103 |
| AMGN | Amgen Inc. | 12,473 | $1,752 | 0.3% | $73.57 | +28.5% | Common | 031162100 |
| CL | Colgate-Palmolive Co | 24,202 | $1,578 | 0.3% | $44.52 | +13.8% | Common | 194162103 |
| WFC | Wells Fargo & Co. | 25,388 | $1,317 | 0.2% | $34.10 | +9.7% | Common | 949746101 |
| — | Guggenheim S&P 500 Equal Weigh | 15,595 | $1,182 | 0.2% | $65.42 | — | Common | 78355W106 |
| IBM | International Business Machine | 5,846 | $1,110 | 0.2% | $117.88 | -3.0% | Common | 459200101 |
| PM | Philip Morris Int'l | 11,871 | $990 | 0.2% | $49.03 | -2.3% | Common | 718172109 |
| EFA | iShares MSCI EAFE ETF | 13,214 | $847 | 0.1% | $64.31 | — | Common | 464287465 |
| HYG | iShares iBoxx High Yield Corpo | 8,927 | $821 | 0.1% | $91.59 | — | Common | 464288513 |
| IWV | iShares Russell 3000 ETF | 6,722 | $785 | 0.1% | $101.16 | — | Common | 464287689 |
| — | DIRECTV Group | 8,869 | $767 | 0.1% | $61.48 | — | Common | 25490A309 |
| KO | Coca-Cola | 17,476 | $746 | 0.1% | $27.91 | +3.4% | Common | 191216100 |
| — | Allergan Inc | 4,141 | $738 | 0.1% | $106.73 | — | Common | 018490102 |
| COP | ConocoPhillips | 9,320 | $713 | 0.1% | $40.14 | +41.2% | Common | 20825C104 |
| T | AT&T Corp | 20,062 | $707 | 0.1% | $11.37 | +4.7% | Common | 00206R102 |
| CAT | Caterpillar Inc. | 6,997 | $693 | 0.1% | $62.18 | +27.5% | Common | 149123101 |
| PFE | Pfizer Inc. | 22,922 | $678 | 0.1% | $16.73 | +4.3% | Common | 717081103 |
| — | General Electric Co. | 26,349 | $675 | 0.1% | $23.43 | — | Common | 369604103 |
| NEE | NextEra Energy Inc. | 7,177 | $674 | 0.1% | $14.16 | +26.6% | Common | 65339F101 |
| IWF | iShares Russell 1000 Growth ET | 7,275 | $667 | 0.1% | $78.24 | — | Common | 464287614 |
| IJH | iShares Core S&P MidCap ETF | 4,813 | $658 | 0.1% | $125.79 | — | Common | 464287507 |
| GLD | SPDR Gold Shares | 5,583 | $649 | 0.1% | $128.21 | — | Common | 78463V107 |
| META | Facebook Inc. | 8,175 | $646 | 0.1% | $40.59 | +79.5% | Common | 30303M102 |
| MO | Altria Group | 13,485 | $620 | 0.1% | $17.75 | +16.5% | Common | 02209S103 |
| BRK/B | Berkshire Hathaway Cl B | 4,242 | $586 | 0.1% | $110.02 | +21.1% | Common | 084670702 |
| MSFT | Microsoft Corp. | 12,185 | $565 | 0.1% | $29.26 | +28.7% | Common | 594918104 |
| DE | Deere & Co | 6,670 | $547 | 0.1% | $68.04 | +2.0% | Common | 244199105 |
| NOC | Northrop Grumman Corp | 3,696 | $487 | 0.1% | $73.36 | +42.6% | Common | 666807102 |
| SBUX | Starbucks Corp | 6,196 | $468 | 0.1% | $24.37 | +26.6% | Common | 855244109 |
| HSIC | Henry Schein Inc. | 4,013 | $467 | 0.1% | $36.66 | +26.4% | Common | 806407102 |
| AMZN | Amazon.com Inc | 1,445 | $466 | 0.1% | $14.05 | +18.4% | Common | 023135106 |
| VTI | Vanguard Total Stock Market ET | 4,421 | $448 | 0.1% | $98.04 | — | Common | 922908769 |
| INTC | Intel Corp. | 11,959 | $416 | 0.1% | $19.26 | +33.7% | Common | 458140100 |
| BRK/A | Berkshire Hathaway Cl A | 2 | $414 | 0.1% | $165023.42 | +21.1% | Common | 084670108 |
| BAX | Baxter International Inc | 5,527 | $397 | 0.1% | $30.49 | +9.7% | Common | 071813109 |
| VET | Vermillion Energy Inc. | 6,400 | $389 | 0.1% | $49.78 | +28.5% | Common | 923725105 |
| PSX | Phillips 66 | 4,703 | $382 | 0.1% | $42.07 | +31.0% | Common | 718546104 |
| TDG | TransDigm Group Inc | 2,030 | $374 | 0.1% | $70.58 | +58.1% | Common | 893641100 |
| MDLZ | Mondelez International Inc. | 10,576 | $362 | 0.1% | $26.43 | +7.2% | Common | 609207105 |
| ADBE | Adobe Systems Inc | 5,138 | $355 | 0.1% | $45.56 | +55.6% | Common | 00724F101 |
| BAC | Bank of America Corp. | 20,748 | $354 | 0.1% | $11.15 | +12.7% | Common | 060505104 |
| MRK | Merck & Co | 5,839 | $346 | 0.1% | $36.25 | +8.6% | Common | 58933Y105 |
| DVY | iShares DJ Select Dividend ETF | 4,275 | $316 | 0.1% | $66.35 | — | Common | 464287168 |
| — | PowerShares Senior Loan ETF | 12,700 | $308 | 0.0% | $24.86 | — | Common | 73936Q769 |
| — | Raytheon Company | 3,034 | $308 | 0.0% | $77.09 | — | Common | 755111507 |
| HD | Home Depot Inc. | 3,229 | $296 | 0.0% | $65.73 | 0.0% | Common | 437076102 |
| CATY | Cathay General Bancorp | 11,508 | $286 | 0.0% | $14.04 | +31.4% | Common | 149150104 |
| — | PowerShares QQQ ETF | 2,900 | $286 | 0.0% | $80.11 | — | Common | 73935A104 |
| — | Central Gold-Trust | 6,800 | $281 | 0.0% | $44.60 | — | Common | 153546106 |
| BA | Boeing Co | 2,197 | $280 | 0.0% | $85.90 | +27.2% | Common | 097023105 |
| — | Energizer Holdings | 2,256 | $278 | 0.0% | $100.62 | — | Common | 29266R108 |
| IWP | iShares Russell MidCap Growth | 3,100 | $274 | 0.0% | $78.67 | — | Common | 464287481 |
| IVE | iShares S&P 500 Value ETF | 3,000 | $270 | 0.0% | $81.71 | — | Common | 464287408 |
| CSCO | Cisco Systems Inc | 10,607 | $267 | 0.0% | $15.44 | +14.6% | Common | 17275R102 |
| — | PowerShares FTSE RAFI U.S. 100 | 3,020 | $266 | 0.0% | $84.77 | — | Common | 73935X583 |
| — | Guggenheim BulletShares 2014 H | 9,850 | $260 | 0.0% | $26.60 | — | Common | 18383M431 |
| — | Discover Financial Services | 3,970 | $256 | 0.0% | $56.35 | — | Common | 254709108 |
| AMT | American Tower Corp | 2,710 | $254 | 0.0% | $54.19 | +33.8% | Common | 03027X100 |
| PHYS | Sprott Physical Gold Trust | 25,000 | $249 | 0.0% | $9.96 | — | Common | 85207H104 |
| — | United Technologies Corp | 2,362 | $249 | 0.0% | $107.94 | — | Common | 913017109 |
| LMT | Lockheed Martin Corp | 1,296 | $237 | 0.0% | $113.36 | +10.2% | Common | 539830109 |
| — | Crescent Point Energy Corp. | 6,500 | $235 | 0.0% | $36.46 | — | Common | 22576C101 |
| BTE | Baytex Energy Corp | 6,200 | $235 | 0.0% | $31.51 | +19.0% | Common | 07317Q105 |
| — | Express Scripts | 3,227 | $228 | 0.0% | $74.35 | — | Common | 30219G108 |
| — | Stericycle Inc | 1,935 | $226 | 0.0% | $110.59 | — | Common | 858912108 |
| — | Seadrill Ltd | 8,410 | $225 | 0.0% | $40.70 | — | Common | G7945E105 |
| VWO | Vanguard FTSE Emerging Markets | 5,243 | $219 | 0.0% | $41.16 | — | Common | 922042858 |
| — | Royal Dutch Shell Cl A ADS | 2,773 | $211 | 0.0% | $82.22 | — | Common | 780259206 |
| — | Tortoise MLP | 7,000 | $203 | 0.0% | $29.20 | — | Common | 89148B101 |
| — | Mannkind Corp | 33,250 | $197 | 0.0% | $6.30 | — | Common | 56400P201 |
| — | Nuveen CA Dividend Advantage M | 10,693 | $152 | 0.0% | $14.21 | — | Common | 67066Y105 |
| — | Pier 1 Imports Inc | 10,924 | $130 | 0.0% | $11.90 | — | Common | 720279108 |
| — | Amarin Corp. PLC | 13,000 | $14 | 0.0% | $1.08 | — | Common | 023111206 |
| — | Zogenix Inc. | 10,000 | $12 | 0.0% | $1.20 | — | Common | 98978L105 |
| — | American Apparel Inc | 11,000 | $9 | 0.0% | $0.82 | — | Common | 023850100 |