CIK: 0001540569 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 17, 2015
Total Value ($000): $524,604 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTV | VANGUARD INDEX FDS | 685,594 | $52,619 | 10.0% | $19688.02 | — | VALUE ETF | 922908744 |
| VUG | VANGUARD INDEX FDS | 370,207 | $37,128 | 7.1% | $19675.57 | — | GROWTH ETF | 922908736 |
| AAPL | APPLE INC | 255,756 | $28,210 | 5.4% | $18.06 | +45.6% | COM | 037833100 |
| — | GOOGLE INC | 26,262 | $16,527 | 3.2% | $49894.22 | — | CL A | 38259P508 |
| PEP | PEPSICO INC | 162,820 | $15,354 | 2.9% | $57.41 | +21.1% | COM | 713448108 |
| JPM | JPMORGAN CHASE & CO | 248,228 | $15,134 | 2.9% | $37.59 | +32.0% | COM | 46625H100 |
| PNC | PNC FINL SVCS GROUP INC | 165,155 | $14,732 | 2.8% | $49.80 | +35.9% | COM | 693475105 |
| MMM | 3M CO | 95,931 | $13,600 | 2.6% | $64.83 | +35.0% | COM | 88579Y101 |
| XOM | EXXON MOBIL CORP | 176,749 | $13,141 | 2.5% | $54.97 | -10.7% | COM | 30231G102 |
| DIS | DISNEY WALT CO | 124,859 | $12,761 | 2.4% | $57.17 | +74.4% | COM DISNEY | 254687106 |
| NVS | NOVARTIS A G | 137,402 | $12,630 | 2.4% | $1851.93 | — | SPONSORED ADR | 66987V109 |
| V | VISA INC | 177,825 | $12,387 | 2.4% | $56.25 | +18.0% | COM CL A | 92826C839 |
| JNJ | JOHNSON & JOHNSON | 130,838 | $12,214 | 2.3% | $62.16 | +16.6% | COM | 478160104 |
| COST | COSTCO WHSL CORP NEW | 84,003 | $12,144 | 2.3% | $89.58 | +33.5% | COM | 22160K105 |
| SYK | STRYKER CORP | 124,909 | $11,754 | 2.2% | $58.76 | +49.6% | COM | 863667101 |
| VFC | V F CORP | 167,661 | $11,436 | 2.2% | $50.71 | +35.1% | COM | 918204108 |
| UNP | UNION PAC CORP | 127,505 | $11,273 | 2.1% | $81.44 | -11.4% | COM | 907818108 |
| HON | HONEYWELL INTL INC | 113,746 | $10,771 | 2.1% | $67.61 | +8.5% | COM | 438516106 |
| ORCL | ORACLE CORP | 272,938 | $9,859 | 1.9% | $28.73 | +14.6% | COM | 68389X105 |
| ALL | ALLSTATE CORP | 161,593 | $9,411 | 1.8% | $47.09 | +5.7% | COM | 020002101 |
| AMT | AMERICAN TOWER CORP NEW | 106,396 | $9,361 | 1.8% | $74.07 | -1.5% | COM | 03027X100 |
| — | BLACKROCK INC | 30,764 | $9,151 | 1.7% | $19060.99 | — | COM | 09247X101 |
| MDT | MEDTRONIC PLC | 129,718 | $8,683 | 1.7% | $58.15 | -2.0% | SHS | G5960L103 |
| HOLX | HOLOGIC INC | 219,856 | $8,603 | 1.6% | $30.69 | +29.2% | COM | 436440101 |
| EIX | EDISON INTL | 131,772 | $8,311 | 1.6% | $31.36 | +25.3% | COM | 281020107 |
| QCOM | QUALCOMM INC | 149,973 | $8,058 | 1.5% | $46.85 | -5.8% | COM | 747525103 |
| SLB | SCHLUMBERGER LTD | 112,558 | $7,763 | 1.5% | $56.04 | +5.1% | COM | 806857108 |
| BABA | ALIBABA GROUP HLDG LTD | 129,322 | $7,626 | 1.5% | $58.97 | — | SPONSORED ADS | 01609W102 |
| TSN | TYSON FOODS INC | 174,466 | $7,519 | 1.4% | $32.01 | +4.1% | CL A | 902494103 |
| VZ | VERIZON COMMUNICATIONS INC | 162,868 | $7,086 | 1.4% | $27.00 | +0.0% | COM | 92343V104 |
| — | E M C CORP MASS | 286,821 | $6,930 | 1.3% | $2030.19 | — | COM | 268648102 |
| KMI | KINDER MORGAN INC DEL | 242,025 | $6,699 | 1.3% | $20.74 | -5.8% | COM | 49456B101 |
| — | WYNDHAM WORLDWIDE CORP | 92,073 | $6,620 | 1.3% | $3418.77 | — | COM | 98310W108 |
| M | MACYS INC | 102,870 | $5,279 | 1.0% | $64.53 | -2.8% | COM | 55616P104 |
| EFA | ISHARES TR | 90,254 | $5,173 | 1.0% | $58.26 | — | MSCI EAFE ETF | 464287465 |
| — | PRAXAIR INC | 50,692 | $5,164 | 1.0% | $10877.70 | — | COM | 74005P104 |
| UPS | UNITED PARCEL SERVICE INC | 49,631 | $4,898 | 0.9% | $56.20 | +20.6% | CL B | 911312106 |
| QAI | INDEXIQ ETF TR | 113,670 | $3,274 | 0.6% | $2345.17 | — | HEDGE MLTI ETF | 45409B107 |
| SCHV | SCHWAB STRATEGIC TR | 72,814 | $2,899 | 0.6% | $39.81 | — | US LCAP VA ETF | 808524409 |
| AGG | ISHARES TR | 26,425 | $2,896 | 0.6% | $109.34 | — | CORE US AGGBD ET | 464287226 |
| — | RYDEX ETF TRUST | 46,605 | $2,308 | 0.4% | $49.52 | — | GUG S&P500EQWTEN | 78355W866 |
| SPY | SPDR S&P 500 ETF TR | 11,427 | $2,190 | 0.4% | $13539.60 | — | TR UNIT | 78462F103 |
| CVX | CHEVRON CORP NEW | 24,256 | $1,913 | 0.4% | $71.66 | -24.9% | COM | 166764100 |
| AMGN | AMGEN INC | 13,537 | $1,872 | 0.4% | $78.32 | +48.4% | COM | 031162100 |
| T | AT&T INC | 51,146 | $1,666 | 0.3% | $11.95 | +2.7% | COM | 00206R102 |
| SCHF | SCHWAB STRATEGIC TR | 55,921 | $1,531 | 0.3% | $27.38 | — | INTL EQTY ETF | 808524805 |
| IYE | ISHARES TR | 43,910 | $1,507 | 0.3% | $34.32 | — | U.S. ENERGY ETF | 464287796 |
| — | RYDEX ETF TRUST | 35,910 | $1,480 | 0.3% | $41.21 | — | GUG S&P500EQWTFI | 78355W858 |
| XLI | SELECT SECTOR SPDR TR | 28,650 | $1,429 | 0.3% | $49.88 | — | SBI INT-INDS | 81369Y704 |
| XLE | SELECT SECTOR SPDR TR | 22,110 | $1,353 | 0.3% | $61.19 | — | SBI INT-ENERGY | 81369Y506 |
| VWO | VANGUARD INTL EQUITY INDEX F | 40,085 | $1,326 | 0.3% | $36.24 | — | FTSE EMR MKT ETF | 922042858 |
| — | POWERSHARES ETF TRUST II | 56,145 | $1,294 | 0.2% | $23.88 | — | SENIOR LN PORT | 73936Q769 |
| SCHE | SCHWAB STRATEGIC TR | 61,117 | $1,236 | 0.2% | $20.22 | — | EMRG MKTEQ ETF | 808524706 |
| WFC | WELLS FARGO & CO NEW | 23,160 | $1,189 | 0.2% | $34.79 | +18.1% | COM | 949746101 |
| — | RYDEX ETF TRUST | 16,082 | $1,183 | 0.2% | $65.74 | — | GUG S&P500 EQ WT | 78355W106 |
| — | RYDEX ETF TRUST | 10,075 | $1,130 | 0.2% | $112.16 | — | GUG S&P500EQWTHC | 78355W841 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,572 | $1,098 | 0.2% | $110.96 | -14.1% | COM | 459200101 |
| PM | PHILIP MORRIS INTL INC | 13,169 | $1,045 | 0.2% | $48.51 | +0.8% | COM | 718172109 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 13,186 | $972 | 0.2% | $80470.08 | — | DIV APP ETF | 921908844 |
| SCHX | SCHWAB STRATEGIC TR | 21,215 | $971 | 0.2% | $4714.22 | — | US LRG CAP ETF | 808524201 |
| EMB | ISHARES TR | 8,116 | $864 | 0.2% | $106.46 | — | JP MOR EM MK ETF | 464288281 |
| MO | ALTRIA GROUP INC | 15,096 | $821 | 0.2% | $19.50 | +38.5% | COM | 02209S103 |
| IWF | ISHARES TR | 8,722 | $811 | 0.2% | $1634.42 | — | RUS 1000 GRW ETF | 464287614 |
| AMZN | AMAZON COM INC | 1,501 | $768 | 0.1% | $15.46 | +63.5% | COM | 023135106 |
| IWV | ISHARES TR | 6,722 | $766 | 0.1% | $101.16 | — | RUSSELL 3000 ETF | 464287689 |
| — | POWERSHARES QQQ TRUST | 7,931 | $739 | 0.1% | $54996.54 | — | UNIT SER 1 | 73935A104 |
| CL | COLGATE PALMOLIVE CO | 11,580 | $735 | 0.1% | $45.86 | +11.9% | COM | 194162103 |
| — | GENERAL ELECTRIC CO | 29,130 | $735 | 0.1% | $3048.84 | — | COM | 369604103 |
| META | FACEBOOK INC | 7,805 | $702 | 0.1% | $41.08 | +121.8% | CL A | 30303M102 |
| IWP | ISHARES TR | 7,782 | $690 | 0.1% | $5225.35 | — | RUS MD CP GR ETF | 464287481 |
| KO | COCA COLA CO | 16,793 | $674 | 0.1% | $27.95 | +3.2% | COM | 191216100 |
| PG | PROCTER & GAMBLE CO | 8,372 | $602 | 0.1% | $55.66 | +1.2% | COM | 742718109 |
| PFE | PFIZER INC | 19,034 | $598 | 0.1% | $16.81 | +22.5% | COM | 717081103 |
| — | SPDR SERIES TRUST | 16,375 | $584 | 0.1% | $35.66 | — | BRC HGH YLD BD | 78464A417 |
| XLB | SELECT SECTOR SPDR TR | 14,045 | $561 | 0.1% | $39.94 | — | SBI MATERIALS | 81369Y100 |
| MSFT | MICROSOFT CORP | 12,249 | $542 | 0.1% | $31.22 | +24.7% | COM | 594918104 |
| HSIC | SCHEIN HENRY INC | 4,013 | $533 | 0.1% | $36.66 | +51.1% | COM | 806407102 |
| — | POWERSHARES GLOBAL ETF TRUST | 29,650 | $528 | 0.1% | $17.81 | — | FDM HG YLD RAFI | 73936T557 |
| IJH | ISHARES TR | 3,750 | $512 | 0.1% | $22118.21 | — | CORE S&P MCP ETF | 464287507 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,830 | $499 | 0.1% | $110.02 | +24.5% | CL B NEW | 084670702 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 53,500 | $491 | 0.1% | $9.54 | — | UNIT | 85207H104 |
| SCHZ | SCHWAB STRATEGIC TR | 9,380 | $489 | 0.1% | $52.13 | — | US AGGREGATE B | 808524839 |
| XLK | SELECT SECTOR SPDR TR | 11,995 | $474 | 0.1% | $39.52 | — | TECHNOLOGY | 81369Y803 |
| LQD | ISHARES TR | 4,025 | $467 | 0.1% | $19212.88 | — | IBOXX INV CP ETF | 464287242 |
| MBB | ISHARES TR | 3,975 | $436 | 0.1% | $31328.56 | — | MBS ETF | 464288588 |
| TDG | TRANSDIGM GROUP INC | 2,030 | $431 | 0.1% | $70.58 | +102.6% | COM | 893641100 |
| NEE | NEXTERA ENERGY INC | 4,343 | $424 | 0.1% | $15.24 | +27.6% | COM | 65339F101 |
| GLD | SPDR GOLD TRUST | 3,937 | $421 | 0.1% | $5177.72 | — | GOLD SHS | 78463V107 |
| DE | DEERE & CO | 5,680 | $420 | 0.1% | $68.04 | +7.8% | COM | 244199105 |
| MDLZ | MONDELEZ INTL INC | 9,864 | $413 | 0.1% | $26.82 | +26.9% | CL A | 609207105 |
| ADBE | ADOBE SYS INC | 5,000 | $411 | 0.1% | $45.56 | +77.9% | COM | 00724F101 |
| NOC | NORTHROP GRUMMAN CORP | 2,439 | $405 | 0.1% | $74.44 | +90.2% | COM | 666807102 |
| HYG | ISHARES TR | 4,834 | $403 | 0.1% | $90.34 | — | IBOXX HI YD ETF | 464288513 |
| SRLN | SSGA ACTIVE ETF TR | 8,400 | $401 | 0.1% | $47.74 | — | BLKSTN GSOSRLN | 78467V608 |
| COP | CONOCOPHILLIPS | 8,291 | $398 | 0.1% | $40.14 | -8.3% | COM | 20825C104 |
| XLF | SELECT SECTOR SPDR TR | 17,450 | $395 | 0.1% | $12868.52 | — | SBI INT-FINL | 81369Y605 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $390 | 0.1% | $165023.42 | +24.8% | CL A | 084670108 |
| — | RYDEX ETF TRUST | 4,835 | $381 | 0.1% | $78.80 | — | GUG S&P500 EQ WT | 78355W833 |
| IVE | ISHARES TR | 4,514 | $379 | 0.1% | $2919.44 | — | S&P 500 VAL ETF | 464287408 |
| VTI | VANGUARD INDEX FDS | 3,609 | $356 | 0.1% | $32229.03 | — | TOTAL STK MKT | 922908769 |
| INTC | INTEL CORP | 11,448 | $345 | 0.1% | $19.54 | +15.8% | COM | 458140100 |
| HD | HOME DEPOT INC | 2,969 | $343 | 0.1% | $69.06 | +31.0% | COM | 437076102 |
| — | RYDEX ETF TRUST | 4,755 | $340 | 0.1% | $71.50 | — | GUG S&P500EQWTMA | 78355W825 |
| IYW | ISHARES TR | 3,382 | $334 | 0.1% | $98.76 | — | U.S. TECH ETF | 464287721 |
| — | RAYTHEON CO | 3,059 | $334 | 0.1% | $8620.14 | — | COM NEW | 755111507 |
| USB | US BANCORP DEL | 7,987 | $328 | 0.1% | $29.40 | +1.4% | COM NEW | 902973304 |
| IYT | ISHARES TR | 2,335 | $327 | 0.1% | $140.04 | — | TRANS AVG ETF | 464287192 |
| CATY | CATHAY GEN BANCORP | 10,343 | $310 | 0.1% | $14.04 | +61.5% | COM | 149150104 |
| IBB | ISHARES TR | 1,005 | $305 | 0.1% | $303.48 | — | NASDQ BIOTEC ETF | 464287556 |
| MRK | MERCK & CO INC NEW | 6,183 | $305 | 0.1% | $36.66 | +4.7% | COM | 58933Y105 |
| DVY | ISHARES TR | 3,860 | $281 | 0.1% | $69.76 | — | SELECT DIVID ETF | 464287168 |
| LMT | LOCKHEED MARTIN CORP | 1,331 | $276 | 0.1% | $114.57 | +34.3% | COM | 539830109 |
| LLY | LILLY ELI & CO | 3,233 | $271 | 0.1% | $63.98 | +10.1% | COM | 532457108 |
| VT | VANGUARD INTL EQUITY INDEX F | 4,731 | $262 | 0.0% | $59.98 | — | TT WRLD ST ETF | 922042742 |
| — | EXPRESS SCRIPTS HLDG CO | 3,214 | $260 | 0.0% | $4563.75 | — | COM | 30219G108 |
| CSCO | CISCO SYS INC | 9,745 | $256 | 0.0% | $15.91 | +23.0% | COM | 17275R102 |
| TSLA | TESLA MTRS INC | 1,003 | $249 | 0.0% | $16.99 | 0.0% | COM | 88160R101 |
| CAT | CATERPILLAR INC DEL | 3,764 | $246 | 0.0% | $63.16 | -6.4% | COM | 149123101 |
| — | POWERSHARES ETF TRUST | 2,895 | $240 | 0.0% | $84.77 | — | FTSE RAFI 1000 | 73935X583 |
| BND | VANGUARD BD INDEX FD INC | 2,890 | $237 | 0.0% | $22727.64 | — | TOTAL BND MRKT | 921937835 |
| — | STERICYCLE INC | 1,690 | $235 | 0.0% | $110.59 | — | COM | 858912108 |
| IWD | ISHARES TR | 2,519 | $235 | 0.0% | $93.29 | — | RUS 1000 VAL ETF | 464287598 |
| PSX | PHILLIPS 66 | 3,048 | $234 | 0.0% | $42.07 | +28.5% | COM | 718546104 |
| VEA | VANGUARD TAX MANAGED INTL FD | 6,543 | $233 | 0.0% | $35.61 | — | FTSE DEV MKT ETF | 921943858 |
| EFG | ISHARES TR | 3,655 | $233 | 0.0% | $63.75 | — | EAFE GRWTH ETF | 464288885 |
| PRU | PRUDENTIAL FINL INC | 3,020 | $230 | 0.0% | $41.47 | +27.8% | COM | 744320102 |
| BA | BOEING CO | 1,748 | $229 | 0.0% | $90.12 | +36.8% | COM | 097023105 |
| — | UNITED TECHNOLOGIES CORP | 2,552 | $227 | 0.0% | $39870.73 | — | COM | 913017109 |
| EBND | SPDR SERIES TRUST | 8,865 | $218 | 0.0% | $24.59 | — | BRCLY EM LOCL | 78464A391 |
| CMF | ISHARES TR | 1,775 | $208 | 0.0% | $117.18 | — | CALI AMT-FRE ETF | 464288356 |
| — | DISCOVER FINL SVCS | 3,970 | $206 | 0.0% | $56.35 | — | COM | 254709108 |
| IWS | ISHARES TR | 2,985 | $200 | 0.0% | $67.00 | — | RUS MDCP VAL ETF | 464287473 |
| BAC | BANK AMER CORP | 10,378 | $162 | 0.0% | $11.15 | +20.6% | COM | 060505104 |
| — | VIRNETX HLDG CORP | 40,434 | $144 | 0.0% | $3600.09 | — | COM | 92823T108 |
| — | ISHARES GOLD TRUST | 13,000 | $140 | 0.0% | $11448.03 | — | ISHARES | 464285105 |
| — | MANNKIND CORP | 33,250 | $107 | 0.0% | $6.30 | — | COM | 56400P201 |
| — | PIER 1 IMPORTS INC | 10,000 | $69 | 0.0% | $11.90 | — | COM | 720279108 |
| — | AMARIN CORP PLC | 13,000 | $25 | 0.0% | $1.08 | — | SPONS ADR NEW | 023111206 |
| — | AMERICAN INTL GROUP INC | 80,539 | $0 | 0.0% | $0.30 | — | *W EXP 01/19/202 | 026874156 |