CIK: 0001539947 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 15, 2019
Total Value ($000): $268,390 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IGSB | ISHARES TR | 427,480 | $22,943 | 8.5% | $51.76 | — | SH TR CRPORT ETF | 464288646 |
| BOND | PIMCO ETF TR | 107,622 | $11,720 | 4.4% | $103.34 | — | ACTIVE BD ETF | 72201R775 |
| ITOT | ISHARES TR | 159,259 | $10,682 | 4.0% | $57.91 | — | CORE S&P TTL STK | 464287150 |
| MINT | PIMCO ETF TR | 99,604 | $10,133 | 3.8% | $101.66 | — | ENHAN SHRT MA AC | 72201R833 |
| AAPL | APPLE INC | 44,941 | $10,065 | 3.8% | $20.08 | +150.1% | COM | 037833100 |
| SHV | ISHARES TR | 83,199 | $9,203 | 3.4% | $110.38 | — | SHORT TREAS BD | 464288679 |
| MSFT | MICROSOFT CORP | 59,035 | $8,208 | 3.1% | $58.94 | +120.4% | COM | 594918104 |
| GOOGL | ALPHABET INC | 5,981 | $7,304 | 2.7% | $39.01 | +50.7% | CAP STK CL A | 02079K305 |
| VIG | VANGUARD GROUP | 51,966 | $6,214 | 2.3% | $103.17 | — | DIV APP ETF | 921908844 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 27,875 | $5,799 | 2.2% | $196.02 | +5.1% | CL B NEW | 084670702 |
| HD | HOME DEPOT INC | 24,676 | $5,725 | 2.1% | $106.66 | +75.4% | COM | 437076102 |
| PFF | ISHARES TR | 136,964 | $5,140 | 1.9% | $36.87 | — | PFD AND INCM SEC | 464288687 |
| AMZN | AMAZON COM INC | 2,782 | $4,829 | 1.8% | $40.57 | +128.5% | COM | 023135106 |
| USB | US BANCORP DEL | 78,036 | $4,319 | 1.6% | $29.40 | +39.9% | COM NEW | 902973304 |
| V | VISA INC | 24,954 | $4,292 | 1.6% | $84.74 | +101.0% | COM CL A | 92826C839 |
| JNJ | JOHNSON & JOHNSON | 31,451 | $4,069 | 1.5% | $94.93 | +15.9% | COM | 478160104 |
| DIS | DISNEY WALT CO | 30,039 | $3,915 | 1.5% | $101.37 | +32.4% | COM DISNEY | 254687106 |
| VMBS | VANGUARD SCOTTSDALE FDS | 72,958 | $3,886 | 1.4% | $52.71 | — | MORTG-BACK SEC | 92206C771 |
| IBM | INTERNATIONAL BUSINESS MACHS | 26,273 | $3,821 | 1.4% | $115.75 | -11.5% | COM | 459200101 |
| VZ | VERIZON COMMUNICATIONS INC | 61,925 | $3,738 | 1.4% | $27.98 | +44.5% | COM | 92343V104 |
| — | UNITED TECHNOLOGIES CORP | 26,644 | $3,637 | 1.4% | $120.15 | — | COM | 913017109 |
| JPST | JP MORGAN EXCHANGE TRADED FD | 71,263 | $3,593 | 1.3% | $50.42 | — | ULTRA SHRT INC | 46641Q837 |
| C | CITIGROUP INC | 50,539 | $3,491 | 1.3% | $46.77 | +15.8% | COM NEW | 172967424 |
| WMT | WALMART INC | 29,204 | $3,466 | 1.3% | $28.46 | +21.1% | COM | 931142103 |
| IXUS | ISHARES TR | 58,772 | $3,395 | 1.3% | $56.01 | — | CORE MSCI TOTAL | 46432F834 |
| XOM | EXXON MOBIL CORP | 45,919 | $3,242 | 1.2% | $57.06 | -5.8% | COM | 30231G102 |
| — | PACWEST BANCORP DEL | 81,501 | $2,962 | 1.1% | $43.10 | — | COM | 695263103 |
| HDV | ISHARES TR | 31,110 | $2,929 | 1.1% | $94.16 | — | CORE HIGH DV ETF | 46429B663 |
| IJR | ISHARES TR | 36,758 | $2,861 | 1.1% | $74.66 | — | CORE S&P SCP ETF | 464287804 |
| — | DOUBLELINE OPPORTUNISTIC CR | 137,213 | $2,842 | 1.1% | $19.98 | — | COM | 258623107 |
| UNH | UNITEDHEALTH GROUP INC | 12,597 | $2,738 | 1.0% | $174.37 | +24.5% | COM | 91324P102 |
| SPY | SPDR S&P 500 ETF TR | 9,103 | $2,702 | 1.0% | $253.33 | — | TR UNIT | 78462F103 |
| VCSH | VANGUARD SCOTTSDALE FDS | 32,237 | $2,613 | 1.0% | $80.00 | — | SHRT TRM CORP BD | 92206C409 |
| — | GREAT AJAX CORP | 162,012 | $2,511 | 0.9% | $13.71 | — | COM | 38983D300 |
| REGN | REGENERON PHARMACEUTICALS | 8,730 | $2,422 | 0.9% | $384.79 | -23.5% | COM | 75886F107 |
| — | BLACKROCK DEBT STRAT FD INC | 223,963 | $2,408 | 0.9% | $10.11 | — | COM NEW | 09255R202 |
| GS | GOLDMAN SACHS GROUP INC | 11,236 | $2,328 | 0.9% | $179.59 | 0.0% | COM | 38141G104 |
| — | ENVESTNET INC | 39,512 | $2,240 | 0.8% | $65.44 | — | COM | 29404K106 |
| XYZ | SQUARE INC | 33,547 | $2,078 | 0.8% | $54.21 | +25.3% | CL A | 852234103 |
| ILMN | ILLUMINA INC | 6,765 | $2,058 | 0.8% | $255.41 | +15.4% | COM | 452327109 |
| STZ | CONSTELLATION BRANDS INC | 9,695 | $2,010 | 0.7% | $181.83 | -0.5% | CL A | 21036P108 |
| BABA | ALIBABA GROUP HLDG LTD | 11,974 | $2,002 | 0.7% | $142.97 | — | SPONSORED ADS | 01609W102 |
| WY | WEYERHAEUSER CO | 71,419 | $1,978 | 0.7% | $20.04 | +2.4% | COM | 962166104 |
| — | BLACKROCK CORPOR HI YLD FD I | 179,097 | $1,925 | 0.7% | $9.43 | — | COM | 09255P107 |
| FDX | FEDEX CORP | 13,187 | $1,920 | 0.7% | $183.01 | -21.7% | COM | 31428X106 |
| — | RIVERNORTH OPPORTUNISTIC MUN | 84,751 | $1,884 | 0.7% | $21.11 | — | COM | 76883F108 |
| — | BLACKSTONE GSO STRATEGIC CR | 128,632 | $1,878 | 0.7% | $14.26 | — | COM SHS BEN IN | 09257R101 |
| GSLC | GOLDMAN SACHS ETF TR | 30,277 | $1,813 | 0.7% | $53.54 | — | EQUITY ETF | 381430503 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 130,493 | $1,756 | 0.7% | $12.77 | — | COM | 670656107 |
| — | BROOKFIELD REAL ASSETS INCOM | 75,329 | $1,702 | 0.6% | $19.47 | — | SHS BEN INT | 112830104 |
| — | INSEEGO CORP | 298,827 | $1,434 | 0.5% | $2.86 | — | COM | 45782B104 |
| BP | BP PLC | 31,599 | $1,200 | 0.4% | $42.26 | — | SPONSORED ADR | 055622104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 41,964 | $1,199 | 0.4% | $27.89 | — | COM | 293792107 |
| — | DOUBLELINE INCOME SOLUTIONS | 59,089 | $1,177 | 0.4% | $17.44 | — | COM | 258622109 |
| — | BLACKROCK MUNIYIELD QLTY FD | 85,045 | $1,154 | 0.4% | $12.42 | — | COM | 09254E103 |
| IJH | ISHARES TR | 5,812 | $1,123 | 0.4% | $166.08 | — | CORE S&P MCP ETF | 464287507 |
| — | NUVEEN QUALITY MUNCP INCOME | 77,504 | $1,113 | 0.4% | $13.50 | — | COM | 67066V101 |
| BX | BLACKSTONE GROUP INC | 20,196 | $986 | 0.4% | $39.22 | 0.0% | COM CL A | 09260D107 |
| PFE | PFIZER INC | 25,249 | $907 | 0.3% | $25.54 | +5.8% | COM | 717081103 |
| ET | ENERGY TRANSFER LP | 69,190 | $905 | 0.3% | $14.49 | — | COM UT LTD PTN | 29273V100 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,146 | $869 | 0.3% | $37.85 | -2.9% | COM | 110122108 |
| — | BLACKROCK MUN 2030 TAR TERM | 36,681 | $868 | 0.3% | $22.89 | — | COM SHS BEN IN | 09257P105 |
| TGT | TARGET CORP | 8,040 | $860 | 0.3% | $42.57 | +88.8% | COM | 87612E106 |
| VT | VANGUARD INTL EQUITY INDEX F | 11,394 | $852 | 0.3% | $69.25 | — | TT WRLD ST ETF | 922042742 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 59,754 | $847 | 0.3% | $13.59 | — | COM | 09253X102 |
| — | PIMCO DYNMIC CREDIT AND MRT | 32,744 | $802 | 0.3% | $21.05 | — | COM SHS | 72202D106 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 57,153 | $778 | 0.3% | $13.03 | — | COM | 09255C106 |
| — | BLACKROCK MULTI-SECTOR INC T | 44,150 | $758 | 0.3% | $16.81 | — | COM | 09258A107 |
| MRK | MERCK & CO INC | 8,962 | $754 | 0.3% | $45.35 | +44.4% | COM | 58933Y105 |
| SYK | STRYKER CORP | 3,482 | $753 | 0.3% | $89.24 | +124.3% | COM | 863667101 |
| — | BLACKROCK MUNIYIELD CALI QLT | 51,433 | $740 | 0.3% | $12.97 | — | COM | 09254N103 |
| AMGN | AMGEN INC | 3,796 | $735 | 0.3% | $130.20 | +21.4% | COM | 031162100 |
| — | INVESCO VALUE MUN INCOME TR | 42,781 | $657 | 0.2% | $14.29 | — | COM | 46132P108 |
| CVX | CHEVRON CORP NEW | 5,277 | $626 | 0.2% | $76.09 | +20.3% | COM | 166764100 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $624 | 0.2% | $263970.66 | +17.2% | CL A | 084670108 |
| — | CREDIT SUISSE ASSET MGMT INC | 193,963 | $611 | 0.2% | $2.88 | — | COM | 224916106 |
| — | CENTRIC BRANDS INC | 235,000 | $590 | 0.2% | $3.43 | — | COM | 15644G104 |
| JPM | JPMORGAN CHASE & CO | 4,899 | $577 | 0.2% | $74.55 | +27.5% | COM | 46625H100 |
| — | NUVEEN ARIZONA QLTY MUN INC | 42,872 | $577 | 0.2% | $12.88 | — | COM | 67061W104 |
| — | NUVEEN MUN HIGH INCOME OPP F | 39,988 | $571 | 0.2% | $13.67 | — | COM | 670682103 |
| INTC | INTEL CORP | 10,965 | $565 | 0.2% | $40.65 | +5.8% | COM | 458140100 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 38,925 | $559 | 0.2% | $13.01 | — | COM | 69346J106 |
| MCD | MCDONALDS CORP | 2,475 | $531 | 0.2% | $143.43 | +28.8% | COM | 580135101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 36,605 | $524 | 0.2% | $13.02 | — | COM | 670657105 |
| GOOG | ALPHABET INC | 430 | $524 | 0.2% | $48.83 | +20.3% | CAP STK CL C | 02079K107 |
| — | PORTOLA PHARMACEUTICALS INC | 19,500 | $523 | 0.2% | $27.13 | — | COM | 737010108 |
| REGN | REGENERON PHARMACEUTICALS | 1,800 | $499 | 0.2% | $384.79 | -23.5% | Call | 75886F107 |
| — | BLACKROCK 2022 GBL INCM OPP | 51,344 | $493 | 0.2% | $8.70 | — | COM | 09258P104 |
| VRP | INVESCO EXCHNG TRADED FD TR | 18,110 | $460 | 0.2% | $23.60 | — | VAR RATE PFD | 46138G870 |
| RITM | NEW RESIDENTIAL INVT CORP | 27,465 | $431 | 0.2% | $15.69 | — | COM NEW | 64828T201 |
| — | BLACKROCK CR ALLCTN INC TR | 31,495 | $429 | 0.2% | $11.28 | — | COM | 092508100 |
| — | NUVEEN AMT FREE MUN CR INC F | 25,492 | $426 | 0.2% | $13.99 | — | COM | 67071L106 |
| — | WESTERN ASSET EMRG MKT DEBT | 29,738 | $413 | 0.2% | $12.34 | — | COM | 95766A101 |
| — | RIVERNORTH MARKETPLACE LENDI | 21,046 | $402 | 0.1% | $19.10 | — | COM | 76882B108 |
| — | MORGAN STANLEY EM MKTS DM DE | 60,875 | $401 | 0.1% | $6.08 | — | COM | 617477104 |
| PM | PHILIP MORRIS INTL INC | 5,096 | $387 | 0.1% | $56.44 | +0.5% | COM | 718172109 |
| KKR | KKR & CO INC | 14,241 | $382 | 0.1% | $22.90 | +7.7% | CL A | 48251W104 |
| — | NUVEEN MUN VALUE FD INC | 35,427 | $372 | 0.1% | $9.27 | — | COM | 670928100 |
| — | EATON VANCE MUNI INCOME TRUS | 27,782 | $358 | 0.1% | $12.20 | — | SH BEN INT | 27826U108 |
| — | NUVEEN CR STRATEGIES INCM FD | 46,537 | $348 | 0.1% | $7.48 | — | COM SHS | 67073D102 |
| IEFA | ISHARES TR | 5,524 | $337 | 0.1% | $61.33 | — | CORE MSCI EAFE | 46432F842 |
| — | NUVEEN NORTH CAROLINA QLTY M | 24,259 | $328 | 0.1% | $12.72 | — | COM | 67060P100 |
| NKE | NIKE INC | 3,475 | $326 | 0.1% | $77.70 | +1.4% | CL B | 654106103 |
| — | TEMPLETON EMERG MKTS INCOME | 34,787 | $316 | 0.1% | $9.65 | — | COM | 880192109 |
| — | NUVEEN SELECT TAX FREE INCM | 19,493 | $306 | 0.1% | $14.63 | — | SH BEN INT | 67062F100 |
| VOT | VANGUARD INDEX FDS | 2,035 | $301 | 0.1% | $147.91 | — | MCAP GR IDXVIP | 922908538 |
| MO | ALTRIA GROUP INC | 7,102 | $290 | 0.1% | $31.33 | -11.9% | COM | 02209S103 |
| T | AT&T INC | 7,526 | $285 | 0.1% | $15.08 | +12.7% | COM | 00206R102 |
| SHM | SPDR SERIES TRUST | 5,731 | $281 | 0.1% | $48.86 | — | NUVEEN BLMBRG SR | 78468R739 |
| META | FACEBOOK INC | 1,558 | $277 | 0.1% | $174.30 | +8.3% | CL A | 30303M102 |
| DUK | DUKE ENERGY CORP NEW | 2,861 | $274 | 0.1% | $70.54 | 0.0% | COM NEW | 26441C204 |
| MDT | MEDTRONIC PLC | 2,505 | $272 | 0.1% | $76.41 | +14.6% | SHS | G5960L103 |
| VTI | VANGUARD INDEX FDS | 1,795 | $271 | 0.1% | $127.59 | — | TOTAL STK MKT | 922908769 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 29,501 | $271 | 0.1% | $9.02 | — | COM | 09253R105 |
| IYH | ISHARES TR | 1,433 | $271 | 0.1% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| — | INVESCO QUALITY MUNI INC TRS | 20,955 | $268 | 0.1% | $12.12 | — | COM | 46133G107 |
| OKE | ONEOK INC NEW | 3,623 | $267 | 0.1% | $43.86 | +6.2% | COM | 682680103 |
| WFC | WELLS FARGO CO NEW | 5,283 | $266 | 0.1% | $39.79 | 0.0% | COM | 949746101 |
| — | ROYAL DUTCH SHELL PLC | 4,298 | $253 | 0.1% | $65.52 | — | SPONS ADR A | 780259206 |
| PYPL | PAYPAL HLDGS INC | 2,439 | $253 | 0.1% | $97.62 | +12.6% | COM | 70450Y103 |
| PG | PROCTER & GAMBLE CO | 1,995 | $248 | 0.1% | $100.99 | 0.0% | COM | 742718109 |
| UNP | UNION PACIFIC CORP | 1,531 | $248 | 0.1% | $147.50 | -1.1% | COM | 907818108 |
| ACN | ACCENTURE PLC IRELAND | 1,269 | $244 | 0.1% | $176.52 | 0.0% | SHS CLASS A | G1151C101 |
| CMCSA | COMCAST CORP NEW | 5,158 | $233 | 0.1% | $37.51 | 0.0% | CL A | 20030N101 |
| IGIB | ISHARES TR | 3,906 | $226 | 0.1% | $55.04 | — | INTRM TR CRP ETF | 464288638 |
| GIS | GENERAL MLS INC | 4,036 | $222 | 0.1% | $41.22 | +5.3% | COM | 370334104 |
| KO | COCA COLA CO | 3,989 | $217 | 0.1% | $43.96 | 0.0% | COM | 191216100 |
| — | NUVEEN SELECT TAX FREE INCM | 14,404 | $216 | 0.1% | $13.95 | — | SH BEN INT | 67063C106 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 5,590 | $214 | 0.1% | $32.52 | — | ROBO GLB ETF | 301505707 |
| XYL | XYLEM INC | 2,660 | $212 | 0.1% | $67.22 | +8.3% | COM | 98419M100 |
| SUSA | ISHARES TR | 1,575 | $195 | 0.1% | $121.90 | — | MSCI USA ESG SLC | 464288802 |
| IDV | ISHARES TR | 6,260 | $192 | 0.1% | $30.67 | — | INTL SEL DIV ETF | 464288448 |
| — | LEXINGTON REALTY TRUST | 18,337 | $188 | 0.1% | $8.94 | — | COM | 529043101 |
| MUNI | PIMCO ETF TR | 3,360 | $186 | 0.1% | $54.76 | — | INTER MUN BD ACT | 72201R866 |
| VWO | VANGUARD INTL EQUITY INDEX F | 4,572 | $184 | 0.1% | $42.45 | — | FTSE EMR MKT ETF | 922042858 |
| — | PIMCO NEW YORK MUN FD II | 14,582 | $174 | 0.1% | $11.93 | — | COM | 72200Y102 |
| — | TYME TECHNOLOGIES INC | 140,000 | $167 | 0.1% | $5.49 | — | COM | 90238J103 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 446 | $157 | 0.1% | $352.02 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | DOMINION ENERGY INC | 1,489 | $157 | 0.1% | $105.44 | — | UNIT 99/99/9999 | 25746U133 |
| SPEM | SPDR INDEX SHS FDS | 4,294 | $147 | 0.1% | $32.36 | — | PORTFOLIO EMG MK | 78463X509 |
| VCIT | VANGUARD SCOTTSDALE FDS | 1,494 | $136 | 0.1% | $89.69 | — | INT-TERM CORP | 92206C870 |
| IJT | ISHARES TR | 735 | $131 | 0.0% | $182.31 | — | S&P SML 600 GWT | 464287887 |
| IYW | ISHARES TR | 635 | $130 | 0.0% | $198.43 | — | U.S. TECH ETF | 464287721 |
| VO | VANGUARD INDEX FDS | 733 | $123 | 0.0% | $167.53 | — | MID CAP ETF | 922908629 |
| VB | VANGUARD INDEX FDS | 787 | $121 | 0.0% | $156.18 | — | SMALL CP ETF | 922908751 |
| REFR | RESEARCH FRONTIERS INC | 37,378 | $120 | 0.0% | $0.97 | +290.8% | COM | 760911107 |
| GSIE | GOLDMAN SACHS ETF TR | 3,762 | $106 | 0.0% | $28.66 | — | ACTIVEBETA INT | 381430107 |
| TRAK | PARK CITY GROUP INC | 17,850 | $103 | 0.0% | $9.89 | -43.3% | COM NEW | 700215304 |
| GEM | GOLDMAN SACHS ETF TR | 3,094 | $97 | 0.0% | $32.80 | — | ACTIVEBETA EME | 381430206 |
| XBI | SPDR SERIES TRUST | 1,150 | $88 | 0.0% | $87.83 | — | S&P BIOTECH | 78464A870 |
| IWO | ISHARES TR | 458 | $88 | 0.0% | $200.87 | — | RUS 2000 GRW ETF | 464287648 |
| — | ROYCE MICRO-CAP TR INC | 10,674 | $86 | 0.0% | $7.46 | — | COM | 780915104 |
| — | GABELLI EQUITY TR INC | 14,206 | $85 | 0.0% | $5.63 | — | COM | 362397101 |
| GXC | SPDR INDEX SHS FDS | 935 | $84 | 0.0% | $95.19 | — | S&P CHINA ETF | 78463X400 |
| SPYG | SPDR SERIES TRUST | 2,130 | $83 | 0.0% | $38.83 | — | PRTFLO S&P500 GW | 78464A409 |
| D | DOMINION ENERGY INC | 1,000 | $81 | 0.0% | $58.40 | 0.0% | COM | 25746U109 |
| KRE | SPDR SERIES TRUST | 1,504 | $79 | 0.0% | $51.32 | — | S&P REGL BKG | 78464A698 |
| IUSV | ISHARES TR | 1,368 | $79 | 0.0% | $56.29 | — | CORE S&P US VLU | 464287663 |
| MLSS | MILESTONE SCIENTIFIC INC | 84,029 | $70 | 0.0% | $0.96 | -37.0% | COM NEW | 59935P209 |
| IYJ | ISHARES TR | 375 | $60 | 0.0% | $157.33 | — | US INDUSTRIALS | 464287754 |
| SPYV | SPDR SERIES TRUST | 1,825 | $58 | 0.0% | $31.23 | — | PRTFLO S&P500 VL | 78464A508 |
| IEF | ISHARES TR | 477 | $54 | 0.0% | $113.21 | — | BARCLAYS 7 10 YR | 464287440 |
| LDUR | PIMCO ETF TR | 525 | $53 | 0.0% | $100.95 | — | ENHNCD LW DUR AC | 72201R718 |
| IEI | ISHARES TR | 421 | $53 | 0.0% | $125.89 | — | 3 7 YR TREAS BD | 464288661 |
| IBB | ISHARES TR | 502 | $50 | 0.0% | $109.56 | — | NASDAQ BIOTECH | 464287556 |
| SPHY | SPDR SERIES TRUST | 1,895 | $50 | 0.0% | $26.39 | — | PORTFLI HIGH YLD | 78468R606 |
| VUG | VANGUARD INDEX FDS | 285 | $47 | 0.0% | $164.91 | — | GROWTH ETF | 922908736 |
| VEU | VANGUARD INTL EQUITY INDEX F | 861 | $43 | 0.0% | $51.10 | — | ALLWRLD EX US | 922042775 |
| IXN | ISHARES TR | 150 | $28 | 0.0% | $180.00 | — | GLOBAL TECH ETF | 464287291 |
| EMB | ISHARES TR | 236 | $27 | 0.0% | $114.41 | — | JPMORGAN USD EMG | 464288281 |
| VGIT | VANGUARD SCOTTSDALE FDS | 406 | $27 | 0.0% | $66.67 | — | INTER TERM TREAS | 92206C706 |
| VOO | VANGUARD INDEX FDS | 97 | $26 | 0.0% | $263.36 | — | S&P 500 ETF SHS | 922908363 |
| INDA | ISHARES TR | 459 | $15 | 0.0% | $34.86 | — | MSCI INDIA ETF | 46429B598 |
| EBND | SPDR SERIES TRUST | 527 | $14 | 0.0% | $28.46 | — | BLOMBRG BRC EMRG | 78464A391 |
| GERN | GERON CORP | 10,200 | $14 | 0.0% | $3.46 | -61.3% | COM | 374163103 |
| DVY | ISHARES TR | 131 | $13 | 0.0% | $99.24 | — | SELECT DIVID ETF | 464287168 |
| — | CBL & ASSOC PPTYS INC | 10,000 | $13 | 0.0% | $1.30 | — | COM | 124830100 |
| IWM | ISHARES TR | 84 | $13 | 0.0% | $154.76 | — | RUSSELL 2000 ETF | 464287655 |
| IWR | ISHARES TR | 200 | $11 | 0.0% | $55.00 | — | RUS MID CAP ETF | 464287499 |
| — | WELLS FARGO CO NEW | 4 | $6 | 0.0% | $1500.00 | — | PERP PFD CNV A | 949746804 |
| — | ROYAL DUTCH SHELL PLC | 95 | $6 | 0.0% | $66.93 | — | SPON ADR B | 780259107 |
| EDIV | SPDR INDEX SHS FDS | 175 | $5 | 0.0% | $34.29 | — | S&P EM MKT DIV | 78463X533 |
| ITA | ISHARES TR | 24 | $5 | 0.0% | $208.33 | — | US AER DEF ETF | 464288760 |
| FLOT | ISHARES TR | 58 | $3 | 0.0% | $51.72 | — | FLTG RATE NT ETF | 46429B655 |
| EWX | SPDR INDEX SHS FDS | 43 | $2 | 0.0% | $46.51 | — | S&P EMKTSC ETF | 78463X756 |
| TIP | ISHARES TR | 11 | $1 | 0.0% | $90.91 | — | TIPS BD ETF | 464287176 |