CIK: 0001539947 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 14, 2024
Total Value ($000): $481,739 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SHV | ISHARES TR | 470,957 | $51,866 | 10.8% | $110.13 | — | SHORT TREAS BD | 464288679 |
| MINT | PIMCO ETF TR | 404,037 | $40,319 | 8.4% | $99.61 | — | ENHAN SHRT MA AC | 72201R833 |
| SPY | SPDR S&P 500 ETF TR | 49,494 | $23,525 | 4.9% | $398.94 | — | TR UNIT | 78462F103 |
| IGSB | ISHARES TR | 380,797 | $19,525 | 4.1% | $51.27 | — | ISHS 1-5YR INVS | 464288646 |
| AAPL | APPLE INC | 98,739 | $19,010 | 3.9% | $103.66 | +76.4% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 50,022 | $18,810 | 3.9% | $115.64 | +203.0% | COM | 594918104 |
| VIG | VANGUARD SPECIALIZED FUNDS | 93,227 | $15,886 | 3.3% | $134.84 | — | DIV APP ETF | 921908844 |
| QUAL | ISHARES TR | 106,916 | $15,732 | 3.3% | $128.74 | — | MSCI USA QLT FCT | 46432F339 |
| MTBA | SIMPLIFY EXCHANGE TRADED FUN | 277,648 | $14,352 | 3.0% | $51.69 | — | MBS ETF | 82889N525 |
| ICSH | ISHARES TR | 278,464 | $14,023 | 2.9% | $50.30 | — | BLACKROCK ULTRA | 46434V878 |
| GOOGL | ALPHABET INC | 89,040 | $12,438 | 2.6% | $107.69 | +23.8% | CAP STK CL A | 02079K305 |
| CALF | PACER FDS TR | 250,688 | $12,041 | 2.5% | $46.70 | — | PACER US SMALL | 69374H857 |
| AMZN | AMAZON COM INC | 68,582 | $10,420 | 2.2% | $124.18 | +12.9% | COM | 023135106 |
| NVDA | NVIDIA CORPORATION | 15,963 | $7,905 | 1.6% | $17.90 | +158.8% | COM | 67066G104 |
| GSLC | GOLDMAN SACHS ETF TR | 83,372 | $7,821 | 1.6% | $70.00 | — | ACTIVEBETA US LG | 381430503 |
| HD | HOME DEPOT INC | 22,474 | $7,788 | 1.6% | $148.74 | +97.5% | COM | 437076102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 19,342 | $6,899 | 1.4% | $229.86 | +52.7% | CL B NEW | 084670702 |
| VCSH | VANGUARD SCOTTSDALE FDS | 88,372 | $6,837 | 1.4% | $79.56 | — | SHRT TRM CORP BD | 92206C409 |
| ITOT | ISHARES TR | 62,123 | $6,537 | 1.4% | $78.17 | — | CORE S&P TTL STK | 464287150 |
| V | VISA INC | 24,370 | $6,345 | 1.3% | $126.30 | +92.1% | COM CL A | 92826C839 |
| USMV | ISHARES TR | 79,652 | $6,215 | 1.3% | $73.83 | — | MSCI USA MIN VOL | 46429B697 |
| JNJ | JOHNSON & JOHNSON | 39,235 | $6,150 | 1.3% | $112.25 | +27.9% | COM | 478160104 |
| SHW | SHERWIN WILLIAMS CO | 18,734 | $5,843 | 1.2% | $240.96 | +9.6% | COM | 824348106 |
| VTV | VANGUARD INDEX FDS | 36,976 | $5,528 | 1.1% | $147.38 | — | VALUE ETF | 922908744 |
| REGN | REGENERON PHARMACEUTICALS | 5,699 | $5,005 | 1.0% | $443.59 | +84.6% | COM | 75886F107 |
| AXP | AMERICAN EXPRESS CO | 22,170 | $4,153 | 0.9% | $148.02 | +6.1% | COM | 025816109 |
| ASML | ASML HOLDING N V | 5,233 | $3,961 | 0.8% | $746.91 | — | N Y REGISTRY SHS | N07059210 |
| WMT | WALMART INC | 24,138 | $3,805 | 0.8% | $32.99 | +56.6% | COM | 931142103 |
| FAST | FASTENAL CO | 57,916 | $3,751 | 0.8% | $24.72 | +16.1% | COM | 311900104 |
| UNP | UNION PAC CORP | 14,942 | $3,670 | 0.8% | $188.16 | +11.2% | COM | 907818108 |
| IUSV | ISHARES TR | 41,521 | $3,501 | 0.7% | $62.97 | — | CORE S&P US VLU | 464287663 |
| AVGO | BROADCOM INC | 3,129 | $3,493 | 0.7% | $89.72 | +2.8% | COM | 11135F101 |
| CVX | CHEVRON CORP NEW | 22,987 | $3,429 | 0.7% | $131.51 | +4.8% | COM | 166764100 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 26,683 | $3,427 | 0.7% | $86.52 | +27.6% | COM | 45866F104 |
| JPM | JPMORGAN CHASE & CO | 18,843 | $3,205 | 0.7% | $103.66 | +39.8% | COM | 46625H100 |
| MRK | MERCK & CO INC | 29,291 | $3,193 | 0.7% | $94.74 | +2.2% | COM | 58933Y105 |
| ADBE | ADOBE INC | 5,211 | $3,109 | 0.6% | $552.61 | +4.4% | COM | 00724F101 |
| MCD | MCDONALDS CORP | 9,702 | $2,877 | 0.6% | $258.68 | 0.0% | COM | 580135101 |
| PG | PROCTER AND GAMBLE CO | 19,238 | $2,819 | 0.6% | $136.56 | +3.0% | COM | 742718109 |
| ELV | ELEVANCE HEALTH INC | 5,948 | $2,805 | 0.6% | $446.64 | 0.0% | COM | 036752103 |
| MA | MASTERCARD INCORPORATED | 6,410 | $2,734 | 0.6% | $358.71 | +10.7% | CL A | 57636Q104 |
| EQIX | EQUINIX INC | 3,366 | $2,711 | 0.6% | $733.71 | 0.0% | COM | 29444U700 |
| VO | VANGUARD INDEX FDS | 11,567 | $2,691 | 0.6% | $221.85 | — | MID CAP ETF | 922908629 |
| LMT | LOCKHEED MARTIN CORP | 5,581 | $2,530 | 0.5% | $420.62 | -0.8% | COM | 539830109 |
| BAC | BANK AMERICA CORP | 74,611 | $2,512 | 0.5% | $27.81 | -0.7% | COM | 060505104 |
| TSLA | TESLA INC | 9,828 | $2,442 | 0.5% | $204.65 | +16.1% | COM | 88160R101 |
| DUK | DUKE ENERGY CORP NEW | 25,107 | $2,436 | 0.5% | $83.35 | +0.6% | COM NEW | 26441C204 |
| EOG | EOG RES INC | 19,665 | $2,378 | 0.5% | $115.58 | 0.0% | COM | 26875P101 |
| AMP | AMERIPRISE FINL INC | 6,176 | $2,346 | 0.5% | $235.22 | +41.8% | COM | 03076C106 |
| JPST | J P MORGAN EXCHANGE TRADED F | 45,671 | $2,294 | 0.5% | $50.66 | — | ULTRA SHRT INC | 46641Q837 |
| TPL | TEXAS PACIFIC LAND CORPORATI | 1,431 | $2,250 | 0.5% | $184.83 | 0.0% | COM | 88262P102 |
| AMGN | AMGEN INC | 7,336 | $2,113 | 0.4% | $210.33 | +21.3% | COM | 031162100 |
| RTX | RTX CORPORATION | 24,936 | $2,098 | 0.4% | $60.15 | +25.7% | COM | 75513E101 |
| — | PIMCO DYNAMIC INCOME FD | 116,025 | $2,083 | 0.4% | $17.95 | — | SHS | 72201Y101 |
| ARCC | ARES CAPITAL CORP | 102,870 | $2,060 | 0.4% | $14.39 | +10.9% | COM | 04010L103 |
| IVV | ISHARES TR | 4,153 | $1,983 | 0.4% | $375.84 | — | CORE S&P500 ETF | 464287200 |
| QQQ | INVESCO QQQ TR | 4,287 | $1,756 | 0.4% | $333.16 | — | UNIT SER 1 | 46090E103 |
| CRWD | CROWDSTRIKE HLDGS INC | 6,392 | $1,632 | 0.3% | $140.31 | +49.3% | CL A | 22788C105 |
| JSI | JANUS DETROIT STR TR | 30,767 | $1,580 | 0.3% | $51.36 | — | HENDERSON SECURI | 47103U746 |
| VOT | VANGUARD INDEX FDS | 6,841 | $1,502 | 0.3% | $189.89 | — | MCAP GR IDXVIP | 922908538 |
| DCRE | DOUBLELINE ETF TRUST | 28,557 | $1,453 | 0.3% | $50.89 | — | COMMERCIAL REAL | 25861R303 |
| ARKK | ARK ETF TR | 26,959 | $1,412 | 0.3% | $61.06 | — | INNOVATION ETF | 00214Q104 |
| BIL | SPDR SER TR | 15,042 | $1,375 | 0.3% | $91.57 | — | BLOOMBERG 1-3 MO | 78468R663 |
| VCIT | VANGUARD SCOTTSDALE FDS | 16,512 | $1,342 | 0.3% | $77.84 | — | INT-TERM CORP | 92206C870 |
| SCHX | SCHWAB STRATEGIC TR | 21,765 | $1,228 | 0.3% | $73.83 | — | US LRG CAP ETF | 808524201 |
| GOOG | ALPHABET INC | 7,131 | $1,005 | 0.2% | $107.20 | +25.6% | CAP STK CL C | 02079K107 |
| — | PIMCO DYNAMIC INCOME STRATEG | 47,430 | $971 | 0.2% | $20.48 | — | COM SHS BEN INT | 69346N107 |
| IAU | ISHARES GOLD TR | 22,533 | $879 | 0.2% | $34.06 | — | ISHARES NEW | 464285204 |
| XBI | SPDR SER TR | 9,653 | $862 | 0.2% | $86.05 | — | S&P BIOTECH | 78464A870 |
| GBDC | GOLUB CAP BDC INC | 55,359 | $836 | 0.2% | $10.46 | +9.4% | COM | 38173M102 |
| OEF | ISHARES TR | 3,650 | $815 | 0.2% | $215.29 | — | S&P 100 ETF | 464287101 |
| VOO | VANGUARD INDEX FDS | 1,852 | $809 | 0.2% | $403.40 | — | S&P 500 ETF SHS | 922908363 |
| VMBS | VANGUARD SCOTTSDALE FDS | 17,013 | $789 | 0.2% | $43.86 | — | MTG-BKD SECS ETF | 92206C771 |
| PEP | PEPSICO INC | 4,329 | $735 | 0.2% | $135.33 | +13.6% | COM | 713448108 |
| IWF | ISHARES TR | 2,384 | $723 | 0.2% | $245.79 | — | RUS 1000 GRW ETF | 464287614 |
| GLD | SPDR GOLD TR | 3,709 | $709 | 0.1% | $165.21 | — | GOLD SHS | 78463V107 |
| PFE | PFIZER INC | 23,494 | $676 | 0.1% | $37.03 | -28.7% | COM | 717081103 |
| EFA | ISHARES TR | 8,787 | $662 | 0.1% | $66.35 | — | MSCI EAFE ETF | 464287465 |
| SPEU | SPDR INDEX SHS FDS | 16,188 | $653 | 0.1% | $40.32 | — | PORTFLO EURP ETF | 78463X103 |
| BSM | BLACK STONE MINERALS L P | 39,767 | $635 | 0.1% | $9.50 | — | COM UNIT | 09225M101 |
| XOM | EXXON MOBIL CORP | 6,172 | $617 | 0.1% | $75.29 | +29.6% | COM | 30231G102 |
| MYFW | FIRST WESTN FINL INC | 30,515 | $605 | 0.1% | $16.89 | 0.0% | COM | 33751L105 |
| AMT | AMERICAN TOWER CORP NEW | 2,751 | $594 | 0.1% | $212.47 | -17.6% | COM | 03027X100 |
| IJR | ISHARES TR | 5,411 | $586 | 0.1% | $93.53 | — | CORE S&P SCP ETF | 464287804 |
| UNH | UNITEDHEALTH GROUP INC | 1,055 | $555 | 0.1% | $356.54 | +43.4% | COM | 91324P102 |
| KBWB | INVESCO EXCH TRADED FD TR II | 10,817 | $532 | 0.1% | $49.19 | — | KBW BK ETF | 46138E628 |
| BUR | BURFORD CAP LTD | 32,719 | $506 | 0.1% | $13.16 | 0.0% | ORD SHS | G17977110 |
| COST | COSTCO WHSL CORP NEW | 749 | $494 | 0.1% | $487.14 | +17.7% | COM | 22160K105 |
| IBB | ISHARES TR | 3,563 | $484 | 0.1% | $135.86 | — | ISHARES BIOTECH | 464287556 |
| VTI | VANGUARD INDEX FDS | 2,022 | $480 | 0.1% | $210.43 | — | TOTAL STK MKT | 922908769 |
| IYW | ISHARES TR | 3,860 | $474 | 0.1% | $108.82 | — | U.S. TECH ETF | 464287721 |
| MTUM | ISHARES TR | 2,994 | $470 | 0.1% | $141.40 | — | MSCI USA MMENTM | 46432F396 |
| FDIQ | INVESCO EXCH TRADED FD TR II | 8,342 | $456 | 0.1% | $54.67 | — | KBW REGL BKG | 46138E578 |
| BX | BLACKSTONE INC | 3,474 | $455 | 0.1% | $56.02 | +82.2% | COM | 09260D107 |
| NKE | NIKE INC | 4,142 | $450 | 0.1% | $94.46 | +9.0% | CL B | 654106103 |
| — | DESTRA MULTI-ALTERNATIVE FD | 71,358 | $445 | 0.1% | $5.98 | — | COMMON SHARES | 25065A502 |
| OPFI | OPPFI INC | 86,172 | $441 | 0.1% | $2.85 | +11.6% | COM CL A | 68386H103 |
| ERII | ENERGY RECOVERY INC | 23,245 | $438 | 0.1% | $8.00 | +132.0% | COM | 29270J100 |
| XLV | SELECT SECTOR SPDR TR | 3,038 | $414 | 0.1% | $123.35 | — | SBI HEALTHCARE | 81369Y209 |
| LRGE | LEGG MASON ETF INVT | 6,414 | $383 | 0.1% | $40.82 | — | CLEARBRIDEG LR | 524682200 |
| KKR | KKR & CO INC | 4,538 | $376 | 0.1% | $33.65 | +98.6% | COM | 48251W104 |
| CB | CHUBB LIMITED | 1,629 | $368 | 0.1% | $175.05 | +22.1% | COM | H1467J104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,159 | $353 | 0.1% | $115.77 | +22.2% | COM | 459200101 |
| NVO | NOVO-NORDISK A S | 3,352 | $347 | 0.1% | $112.31 | — | ADR | 670100205 |
| DIS | DISNEY WALT CO | 3,723 | $336 | 0.1% | $114.29 | -24.6% | COM | 254687106 |
| PGR | PROGRESSIVE CORP | 2,012 | $320 | 0.1% | $122.56 | +17.0% | COM | 743315103 |
| KO | COCA COLA CO | 5,164 | $304 | 0.1% | $44.26 | +20.3% | COM | 191216100 |
| XYL | XYLEM INC | 2,660 | $304 | 0.1% | $108.16 | -10.0% | COM | 98419M100 |
| TOTL | SSGA ACTIVE ETF TR | 7,418 | $299 | 0.1% | $48.85 | — | SPDR TR TACTIC | 78467V848 |
| MDT | MEDTRONIC PLC | 3,418 | $282 | 0.1% | $91.89 | -22.2% | SHS | G5960L103 |
| TMO | THERMO FISHER SCIENTIFIC INC | 494 | $262 | 0.1% | $534.04 | -10.0% | COM | 883556102 |
| GIS | GENERAL MLS INC | 4,000 | $261 | 0.1% | $41.22 | +44.4% | COM | 370334104 |
| OXY | OCCIDENTAL PETE CORP | 4,297 | $257 | 0.1% | $57.29 | +2.3% | COM | 674599105 |
| CTAS | CINTAS CORP | 425 | $256 | 0.1% | $114.71 | +14.8% | COM | 172908105 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 24,149 | $254 | 0.1% | $11.68 | — | COM | 670656107 |
| SHEL | SHELL PLC | 3,814 | $251 | 0.1% | $57.05 | — | SPON ADS | 780259305 |
| IJH | ISHARES TR | 903 | $250 | 0.1% | $244.66 | — | CORE S&P MCP ETF | 464287507 |
| PH | PARKER-HANNIFIN CORP | 542 | $250 | 0.1% | $328.44 | +24.0% | COM | 701094104 |
| — | INVESCO VALUE MUN INCOME TR | 21,047 | $247 | 0.1% | $14.11 | — | COM | 46132P108 |
| NOW | SERVICENOW INC | 348 | $246 | 0.1% | $99.98 | +26.1% | COM | 81762P102 |
| — | NUVEEN QUALITY MUNCP INCOME | 20,685 | $237 | 0.0% | $13.61 | — | COM | 67066V101 |
| — | BLACKROCK MUNIYIELD N Y QUAL | 22,718 | $235 | 0.0% | $10.33 | — | COM | 09255E102 |
| RSP | INVESCO EXCHANGE TRADED FD T | 1,484 | $234 | 0.0% | $157.80 | — | S&P500 EQL WGT | 46137V357 |
| MGM | MGM RESORTS INTERNATIONAL | 5,116 | $229 | 0.0% | $39.23 | 0.0% | COM | 552953101 |
| — | DOUBLELINE OPPORTUNISTIC CR | 14,314 | $220 | 0.0% | $18.94 | — | COM | 258623107 |
| AEP | AMERICAN ELEC PWR CO INC | 2,632 | $214 | 0.0% | $73.21 | -2.0% | COM | 025537101 |
| TUA | SIMPLIFY EXCHANGE TRADED FUN | 9,045 | $209 | 0.0% | $23.15 | — | SHORT TERM TREA | 82889N657 |
| DMBS | DOUBLELINE ETF TRUST | 4,200 | $208 | 0.0% | $49.49 | — | MORTGAGE ETF | 25861R402 |
| RIVN | RIVIAN AUTOMOTIVE INC | 8,679 | $204 | 0.0% | $23.35 | -19.5% | COM CL A | 76954A103 |
| CEFS | EXCHANGE LISTED FDS TR | 10,722 | $203 | 0.0% | $18.97 | — | SABA INT RATE | 30151E806 |
| FIXD | FIRST TR EXCHNG TRADED FD VI | 4,556 | $203 | 0.0% | $44.60 | — | TCW OPPORTUNIS | 33740F805 |
| SHOP | SHOPIFY INC | 2,600 | $203 | 0.0% | $63.86 | 0.0% | CL A | 82509L107 |
| SCHM | SCHWAB STRATEGIC TR | 2,632 | $198 | 0.0% | $68.01 | — | US MID-CAP ETF | 808524508 |
| — | NUVEEN MUNICIPAL CREDIT INC | 14,889 | $176 | 0.0% | $11.99 | — | COM SH BEN INT | 67070X101 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 14,898 | $173 | 0.0% | $11.93 | — | COM | 09253X102 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 12,527 | $153 | 0.0% | $18.93 | — | COM BEN SHS | 69355M107 |
| WBD | WARNER BROS DISCOVERY INC | 13,468 | $153 | 0.0% | $18.55 | -41.8% | COM SER A | 934423104 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 14,750 | $146 | 0.0% | $13.67 | — | COM | 670682103 |
| SUSA | ISHARES TR | 1,449 | $146 | 0.0% | $98.29 | — | MSCI USA ESG SLC | 464288802 |
| SHY | ISHARES TR | 1,774 | $146 | 0.0% | $81.18 | — | 1 3 YR TREAS BD | 464287457 |
| GHTA | COLLABORATIVE INVESTMNT SER | 5,000 | $138 | 0.0% | $25.28 | — | GOOSE HOLLOW TAC | 19423L573 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 12,029 | $130 | 0.0% | $10.41 | — | COM | 09253W104 |
| — | BLACKROCK CR ALLOCATION INCO | 12,119 | $125 | 0.0% | $10.26 | — | COM | 092508100 |
| QQQ | INVESCO QQQ TR | 300 | $123 | 0.0% | $333.16 | — | Put | 46090E103 |
| IWO | ISHARES TR | 471 | $119 | 0.0% | $210.17 | — | RUS 2000 GRW ETF | 464287648 |
| — | SABA CAPITAL INCOME & OPRNT | 14,378 | $111 | 0.0% | $8.05 | — | SHS NEW | 78518H202 |
| RSEE | COLLABORATIVE INVESTMNT SER | 4,078 | $106 | 0.0% | $24.76 | — | RAREVIEW SYS EQT | 19423L540 |
| — | NUVEEN PFD & INCOME OPPORTUN | 14,156 | $96 | 0.0% | $6.76 | — | COM | 67073B106 |
| ARKG | ARK ETF TR | 2,266 | $74 | 0.0% | $51.46 | — | GENOMIC REV ETF | 00214Q302 |
| SPYV | SPDR SER TR | 1,266 | $59 | 0.0% | $38.89 | — | PRTFLO S&P500 VL | 78464A508 |
| — | BIOCARDIA INC | 77,500 | $51 | 0.0% | $1.94 | — | COM | 09060U507 |
| RIVN | RIVIAN AUTOMOTIVE INC | 2,000 | $47 | 0.0% | $23.35 | -19.5% | Call | 76954A103 |
| IYH | ISHARES TR | 150 | $43 | 0.0% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| PEY | INVESCO EXCHANGE TRADED FD T | 2,000 | $42 | 0.0% | $21.14 | — | HIG YLD EQ DIV | 46137V563 |
| ICLN | ISHARES TR | 2,131 | $33 | 0.0% | $20.19 | — | GL CLEAN ENE ETF | 464288224 |
| VB | VANGUARD INDEX FDS | 150 | $32 | 0.0% | $173.33 | — | SMALL CP ETF | 922908751 |
| IEI | ISHARES TR | 226 | $26 | 0.0% | $115.50 | — | 3 7 YR TREAS BD | 464288661 |
| RFL | RAFAEL HLDGS INC | 10,000 | $18 | 0.0% | $1.77 | 0.0% | COM CL B | 75062E106 |
| DVY | ISHARES TR | 131 | $15 | 0.0% | $105.00 | — | SELECT DIVID ETF | 464287168 |
| VBR | VANGUARD INDEX FDS | 54 | $10 | 0.0% | $179.96 | — | SM CP VAL ETF | 922908611 |
| VGSH | VANGUARD SCOTTSDALE FDS | 160 | $9 | 0.0% | $58.58 | — | SHORT TERM TREAS | 92206C102 |
| PRNT | ARK ETF TR | 343 | $8 | 0.0% | $34.99 | — | 3D PRINTING ETF | 00214Q500 |
| — | BANK AMERICA CORP | 6 | $7 | 0.0% | $1112.17 | — | 7.25%CNV PFD L | 060505682 |
| OXY/WS | OCCIDENTAL PETE CORP | 85 | $3 | 0.0% | $37.32 | — | *W EXP 08/03/202 | 674599162 |