CIK: 0001539947 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value ($000): $440,351 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SHV | ISHARES TR | 546,486 | $60,370 | 13.7% | $110.13 | — | SHORT TREAS BD | 464288679 |
| MINT | PIMCO ETF TR | 351,321 | $35,181 | 8.0% | $99.59 | — | ENHAN SHRT MA AC | 72201R833 |
| SPY | SPDR S&P 500 ETF TR | 50,162 | $21,443 | 4.9% | $398.94 | — | TR UNIT | 78462F103 |
| FLTR | VANECK ETF TRUST | 800,570 | $20,246 | 4.6% | $25.25 | — | IG FLOATING RATE | 92189F486 |
| VIG | VANGUARD SPECIALIZED FUNDS | 105,970 | $16,466 | 3.7% | $134.84 | — | DIV APP ETF | 921908844 |
| MSFT | MICROSOFT CORP | 48,986 | $15,467 | 3.5% | $110.68 | +193.3% | COM | 594918104 |
| AAPL | APPLE INC | 87,418 | $14,967 | 3.4% | $93.41 | +94.1% | COM | 037833100 |
| BIL | SPDR SER TR | 159,424 | $14,638 | 3.3% | $91.57 | — | BLOOMBERG 1-3 MO | 78468R663 |
| QUAL | ISHARES TR | 101,146 | $13,330 | 3.0% | $127.69 | — | MSCI USA QLT FCT | 46432F339 |
| USMV | ISHARES TR | 169,245 | $12,250 | 2.8% | $73.83 | — | MSCI USA MIN VOL | 46429B697 |
| GOOGL | ALPHABET INC | 88,157 | $11,536 | 2.6% | $107.43 | +19.5% | CAP STK CL A | 02079K305 |
| IJR | ISHARES TR | 103,526 | $9,766 | 2.2% | $93.53 | — | CORE S&P SCP ETF | 464287804 |
| AMZN | AMAZON COM INC | 67,236 | $8,547 | 1.9% | $123.86 | +8.2% | COM | 023135106 |
| NVDA | NVIDIA CORPORATION | 19,399 | $8,438 | 1.9% | $17.90 | +150.2% | COM | 67066G104 |
| VCSH | VANGUARD SCOTTSDALE FDS | 105,729 | $7,946 | 1.8% | $79.56 | — | SHRT TRM CORP BD | 92206C409 |
| GSLC | GOLDMAN SACHS ETF TR | 85,927 | $7,238 | 1.6% | $70.00 | — | ACTIVEBETA US LG | 381430503 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 19,434 | $6,808 | 1.5% | $229.86 | +54.3% | CL B NEW | 084670702 |
| HD | HOME DEPOT INC | 22,462 | $6,787 | 1.5% | $148.74 | +103.7% | COM | 437076102 |
| JNJ | JOHNSON & JOHNSON | 39,018 | $6,077 | 1.4% | $112.25 | +36.6% | COM | 478160104 |
| ITOT | ISHARES TR | 60,904 | $5,737 | 1.3% | $77.63 | — | CORE S&P TTL STK | 464287150 |
| V | VISA INC | 24,081 | $5,539 | 1.3% | $124.90 | +89.1% | COM CL A | 92826C839 |
| WMT | WALMART INC | 34,573 | $5,529 | 1.3% | $32.99 | +57.1% | COM | 931142103 |
| REGN | REGENERON PHARMACEUTICALS | 6,142 | $5,055 | 1.1% | $443.59 | +76.2% | COM | 75886F107 |
| SHW | SHERWIN WILLIAMS CO | 18,644 | $4,755 | 1.1% | $240.96 | +8.8% | COM | 824348106 |
| VCIT | VANGUARD SCOTTSDALE FDS | 59,379 | $4,512 | 1.0% | $77.84 | — | INT-TERM CORP | 92206C870 |
| SPY | SPDR S&P 500 ETF TR | 10,000 | $4,275 | 1.0% | $398.94 | — | Put | 78462F103 |
| IUSV | ISHARES TR | 49,611 | $3,702 | 0.8% | $62.97 | — | CORE S&P US VLU | 464287663 |
| PFE | PFIZER INC | 108,614 | $3,603 | 0.8% | $37.03 | -17.4% | COM | 717081103 |
| AXP | AMERICAN EXPRESS CO | 22,170 | $3,308 | 0.8% | $148.02 | +7.3% | COM | 025816109 |
| FAST | FASTENAL CO | 57,234 | $3,127 | 0.7% | $24.67 | +8.7% | COM | 311900104 |
| VMBS | VANGUARD SCOTTSDALE FDS | 70,760 | $3,098 | 0.7% | $43.86 | — | MTG-BKD SECS ETF | 92206C771 |
| ASML | ASML HOLDING N V | 5,139 | $3,025 | 0.7% | $746.73 | — | N Y REGISTRY SHS | N07059210 |
| UNP | UNION PAC CORP | 14,837 | $3,021 | 0.7% | $188.16 | +9.6% | COM | 907818108 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 26,610 | $2,928 | 0.7% | $86.52 | +28.5% | COM | 45866F104 |
| AMT | AMERICAN TOWER CORP NEW | 17,490 | $2,876 | 0.7% | $212.47 | -21.1% | COM | 03027X100 |
| CVX | CHEVRON CORP NEW | 16,575 | $2,795 | 0.6% | $129.08 | +12.9% | COM | 166764100 |
| MDT | MEDTRONIC PLC | 34,858 | $2,731 | 0.6% | $91.89 | -15.3% | SHS | G5960L103 |
| JPM | JPMORGAN CHASE & CO | 18,811 | $2,728 | 0.6% | $103.66 | +37.3% | COM | 46625H100 |
| ICSH | ISHARES TR | 53,377 | $2,689 | 0.6% | $50.04 | — | BLACKROCK ULTRA | 46434V878 |
| JPST | J P MORGAN EXCHANGE TRADED F | 51,353 | $2,577 | 0.6% | $50.66 | — | ULTRA SHRT INC | 46641Q837 |
| MA | MASTERCARD INCORPORATED | 6,206 | $2,457 | 0.6% | $357.45 | +10.8% | CL A | 57636Q104 |
| TSLA | TESLA INC | 9,767 | $2,444 | 0.6% | $204.65 | +25.5% | COM | 88160R101 |
| DIS | DISNEY WALT CO | 29,835 | $2,418 | 0.5% | $114.29 | -27.0% | COM | 254687106 |
| ARCC | ARES CAPITAL CORP | 118,539 | $2,308 | 0.5% | $14.39 | +7.6% | COM | 04010L103 |
| LMT | LOCKHEED MARTIN CORP | 5,529 | $2,261 | 0.5% | $420.62 | -1.3% | COM | 539830109 |
| CALF | PACER FDS TR | 52,500 | $2,189 | 0.5% | $41.70 | — | PACER US SMALL | 69374H857 |
| VO | VANGUARD INDEX FDS | 10,006 | $2,084 | 0.5% | $220.17 | — | MID CAP ETF | 922908629 |
| AMP | AMERIPRISE FINL INC | 6,176 | $2,036 | 0.5% | $235.22 | +40.5% | COM | 03076C106 |
| BAC | BANK AMERICA CORP | 72,872 | $1,995 | 0.5% | $27.82 | 0.0% | COM | 060505104 |
| AMGN | AMGEN INC | 7,227 | $1,942 | 0.4% | $209.66 | +10.6% | COM | 031162100 |
| RTX | RTX CORPORATION | 25,588 | $1,842 | 0.4% | $60.15 | +35.1% | COM | 75513E101 |
| IVV | ISHARES TR | 4,258 | $1,828 | 0.4% | $375.84 | — | CORE S&P500 ETF | 464287200 |
| CRBG | COREBRIDGE FINL INC | 91,324 | $1,804 | 0.4% | $16.92 | -4.8% | COM | 21871X109 |
| LYB | LYONDELLBASELL INDUSTRIES N | 16,269 | $1,541 | 0.3% | $79.42 | +2.0% | SHS - A - | N53745100 |
| SO | SOUTHERN CO | 22,284 | $1,442 | 0.3% | $60.67 | +5.1% | COM | 842587107 |
| VOT | VANGUARD INDEX FDS | 7,160 | $1,395 | 0.3% | $189.89 | — | MCAP GR IDXVIP | 922908538 |
| ARKK | ARK ETF TR | 31,462 | $1,248 | 0.3% | $61.06 | — | INNOVATION ETF | 00214Q104 |
| SCHX | SCHWAB STRATEGIC TR | 23,966 | $1,213 | 0.3% | $73.83 | — | US LRG CAP ETF | 808524201 |
| CRWD | CROWDSTRIKE HLDGS INC | 6,305 | $1,055 | 0.2% | $139.36 | +11.5% | CL A | 22788C105 |
| GOOG | ALPHABET INC | 7,002 | $923 | 0.2% | $106.69 | +21.0% | CAP STK CL C | 02079K107 |
| GBDC | GOLUB CAP BDC INC | 62,448 | $916 | 0.2% | $10.46 | +2.8% | COM | 38173M102 |
| QQQ | INVESCO QQQ TR | 2,362 | $846 | 0.2% | $270.93 | — | UNIT SER 1 | 46090E103 |
| GLD | SPDR GOLD TR | 4,651 | $797 | 0.2% | $165.21 | — | GOLD SHS | 78463V107 |
| IAU | ISHARES GOLD TR | 22,533 | $788 | 0.2% | $34.06 | — | ISHARES NEW | 464285204 |
| PEP | PEPSICO INC | 4,385 | $743 | 0.2% | $135.33 | +23.5% | COM | 713448108 |
| XOM | EXXON MOBIL CORP | 6,208 | $730 | 0.2% | $75.29 | +34.2% | COM | 30231G102 |
| VOO | VANGUARD INDEX FDS | 1,841 | $723 | 0.2% | $403.40 | — | S&P 500 ETF SHS | 922908363 |
| BSM | BLACK STONE MINERALS L P | 39,767 | $685 | 0.2% | $9.50 | — | COM UNIT | 09225M101 |
| IWF | ISHARES TR | 2,384 | $634 | 0.1% | $245.79 | — | RUS 1000 GRW ETF | 464287614 |
| SCHW | SCHWAB CHARLES CORP | 11,300 | $620 | 0.1% | $58.47 | 0.0% | Put | 808513105 |
| EFA | ISHARES TR | 8,787 | $606 | 0.1% | $66.35 | — | MSCI EAFE ETF | 464287465 |
| IEV | ISHARES TR | 12,313 | $588 | 0.1% | $50.54 | — | EUROPE ETF | 464287861 |
| PG | PROCTER AND GAMBLE CO | 3,903 | $569 | 0.1% | $120.66 | +19.4% | COM | 742718109 |
| UNH | UNITEDHEALTH GROUP INC | 1,042 | $525 | 0.1% | $354.61 | +32.5% | COM | 91324P102 |
| — | NUVEEN PFD & INCOME SECS FD | 84,372 | $521 | 0.1% | $7.49 | — | COM | 67072C105 |
| IWM | ISHARES TR | 2,919 | $516 | 0.1% | $187.27 | — | RUSSELL 2000 ETF | 464287655 |
| ERII | ENERGY RECOVERY INC | 23,800 | $505 | 0.1% | $8.00 | +233.5% | COM | 29270J100 |
| MRK | MERCK & CO INC | 4,612 | $475 | 0.1% | $83.65 | +19.3% | COM | 58933Y105 |
| — | DESTRA MULTI-ALTERNATIVE FD | 73,135 | $437 | 0.1% | $5.98 | — | COMMON SHARES | 25065A502 |
| VCLT | VANGUARD SCOTTSDALE FDS | 6,009 | $430 | 0.1% | $71.62 | — | LG-TERM COR BD | 92206C813 |
| VTI | VANGUARD INDEX FDS | 2,022 | $429 | 0.1% | $210.43 | — | TOTAL STK MKT | 922908769 |
| KBE | SPDR SER TR | 11,602 | $428 | 0.1% | $36.00 | — | S&P BK ETF | 78464A797 |
| DUK | DUKE ENERGY CORP NEW | 4,833 | $427 | 0.1% | $81.27 | +2.8% | COM NEW | 26441C204 |
| COST | COSTCO WHSL CORP NEW | 754 | $426 | 0.1% | $487.14 | +9.3% | COM | 22160K105 |
| VTV | VANGUARD INDEX FDS | 3,015 | $416 | 0.1% | $123.46 | — | VALUE ETF | 922908744 |
| IYW | ISHARES TR | 3,860 | $405 | 0.1% | $108.82 | — | U.S. TECH ETF | 464287721 |
| NKE | NIKE INC | 4,136 | $395 | 0.1% | $94.46 | +4.0% | CL B | 654106103 |
| XLV | SELECT SECTOR SPDR TR | 3,038 | $391 | 0.1% | $123.35 | — | SBI HEALTHCARE | 81369Y209 |
| ADBE | ADOBE INC | 748 | $381 | 0.1% | $408.54 | +28.4% | COM | 00724F101 |
| MTUM | ISHARES TR | 2,698 | $377 | 0.1% | $139.70 | — | MSCI USA MMENTM | 46432F396 |
| IJH | ISHARES TR | 1,505 | $375 | 0.1% | $244.66 | — | CORE S&P MCP ETF | 464287507 |
| XBI | SPDR SER TR | 5,109 | $373 | 0.1% | $83.16 | — | S&P BIOTECH | 78464A870 |
| KKR | KKR & CO INC | 6,003 | $370 | 0.1% | $33.65 | +77.7% | COM | 48251W104 |
| KRE | SPDR SER TR | 8,785 | $367 | 0.1% | $40.83 | — | S&P REGL BKG | 78464A698 |
| BX | BLACKSTONE INC | 3,420 | $366 | 0.1% | $55.30 | +76.2% | COM | 09260D107 |
| CB | CHUBB LIMITED | 1,629 | $339 | 0.1% | $175.05 | +12.4% | COM | H1467J104 |
| KO | COCA COLA CO | 6,024 | $337 | 0.1% | $44.26 | +25.9% | COM | 191216100 |
| LRGE | LEGG MASON ETF INVT | 6,414 | $333 | 0.1% | $40.82 | — | CLEARBRIDEG LR | 524682200 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 32,949 | $311 | 0.1% | $11.68 | — | COM | 670656107 |
| NVO | NOVO-NORDISK A S | 3,322 | $302 | 0.1% | $112.31 | — | ADR | 670100205 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,149 | $302 | 0.1% | $115.77 | +13.8% | COM | 459200101 |
| TOTL | SSGA ACTIVE ETF TR | 7,418 | $287 | 0.1% | $48.85 | — | SPDR TR TACTIC | 78467V848 |
| — | INVESCO VALUE MUN INCOME TR | 27,088 | $282 | 0.1% | $14.11 | — | COM | 46132P108 |
| OXY | OCCIDENTAL PETE CORP | 4,297 | $279 | 0.1% | $57.29 | +5.2% | COM | 674599105 |
| PGR | PROGRESSIVE CORP | 1,999 | $278 | 0.1% | $122.56 | -1.8% | COM | 743315103 |
| AVGO | BROADCOM INC | 335 | $278 | 0.1% | $68.73 | +22.2% | COM | 11135F101 |
| OEF | ISHARES TR | 1,299 | $261 | 0.1% | $200.64 | — | S&P 100 ETF | 464287101 |
| — | COHEN & STEERS REAL ESTATE O | 19,939 | $260 | 0.1% | $13.37 | — | SHS BENFIN INT | 19249Q103 |
| SHEL | SHELL PLC | 4,017 | $259 | 0.1% | $57.05 | — | SPON ADS | 780259305 |
| GIS | GENERAL MLS INC | 4,009 | $257 | 0.1% | $41.22 | +56.6% | COM | 370334104 |
| SCHA | SCHWAB STRATEGIC TR | 6,095 | $252 | 0.1% | $73.51 | — | US SML CAP ETF | 808524607 |
| NOW | SERVICENOW INC | 449 | $251 | 0.1% | $99.98 | +14.1% | COM | 81762P102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 483 | $244 | 0.1% | $535.25 | -1.2% | COM | 883556102 |
| XYL | XYLEM INC | 2,660 | $242 | 0.1% | $108.16 | -7.3% | COM | 98419M100 |
| TGT | TARGET CORP | 2,112 | $234 | 0.1% | $134.98 | -13.8% | COM | 87612E106 |
| AEP | AMERICAN ELEC PWR CO INC | 3,061 | $230 | 0.1% | $73.21 | +1.6% | COM | 025537101 |
| OPFI | OPPFI INC | 91,172 | $230 | 0.1% | $2.85 | -18.4% | COM CL A | 68386H103 |
| KVUE | KENVUE INC | 11,393 | $229 | 0.1% | $21.04 | 0.0% | COM | 49177J102 |
| NCNO | NCINO INC | 7,062 | $225 | 0.1% | $25.46 | +21.2% | COM | 63947X101 |
| PH | PARKER-HANNIFIN CORP | 542 | $211 | 0.0% | $328.44 | +19.2% | COM | 701094104 |
| RIVN | RIVIAN AUTOMOTIVE INC | 8,679 | $211 | 0.0% | $23.35 | 0.0% | COM CL A | 76954A103 |
| — | NUVEEN QUALITY MUNCP INCOME | 20,685 | $210 | 0.0% | $13.61 | — | COM | 67066V101 |
| — | DOUBLELINE OPPORTUNISTIC CR | 14,314 | $209 | 0.0% | $18.94 | — | COM | 258623107 |
| — | MARATHON OIL CORP | 7,800 | $209 | 0.0% | $23.02 | — | COM | 565849106 |
| CTAS | CINTAS CORP | 425 | $204 | 0.0% | $114.71 | +6.4% | COM | 172908105 |
| SCHM | SCHWAB STRATEGIC TR | 2,632 | $178 | 0.0% | $68.01 | — | US MID-CAP ETF | 808524508 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 14,046 | $167 | 0.0% | $18.93 | — | COM BEN SHS | 69355M107 |
| — | NUVEEN AMT FREE QLTY MUN INC | 17,068 | $165 | 0.0% | $11.80 | — | COM | 670657105 |
| — | NUVEEN MUNICIPAL CREDIT INC | 14,889 | $155 | 0.0% | $11.99 | — | COM SH BEN INT | 67070X101 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 14,898 | $151 | 0.0% | $11.93 | — | COM | 09253X102 |
| WBD | WARNER BROS DISCOVERY INC | 13,876 | $151 | 0.0% | $18.55 | -32.7% | COM SER A | 934423104 |
| RSEE | COLLABORATIVE INVESTMNT SER | 5,875 | $145 | 0.0% | $24.76 | — | RAREVIEW SYS EQT | 19423L540 |
| GHTA | COLLABORATIVE INVESTMNT SER | 5,700 | $144 | 0.0% | $25.28 | — | GOOSE HOLLOW TAC | 19423L573 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 14,750 | $137 | 0.0% | $13.67 | — | COM | 670682103 |
| SUSA | ISHARES TR | 1,449 | $130 | 0.0% | $98.29 | — | MSCI USA ESG SLC | 464288802 |
| SHY | ISHARES TR | 1,588 | $129 | 0.0% | $81.08 | — | 1 3 YR TREAS BD | 464287457 |
| — | SABA CAPITAL INCOME & OPRNT | 15,767 | $121 | 0.0% | $8.05 | — | SHS NEW | 78518H202 |
| — | BLACKROCK CR ALLOCATION INCO | 12,119 | $117 | 0.0% | $10.26 | — | COM | 092508100 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 12,029 | $110 | 0.0% | $10.41 | — | COM | 09253W104 |
| IWO | ISHARES TR | 471 | $106 | 0.0% | $210.17 | — | RUS 2000 GRW ETF | 464287648 |
| SPYV | SPDR SER TR | 1,266 | $52 | 0.0% | $38.89 | — | PRTFLO S&P500 VL | 78464A508 |
| RIVN | RIVIAN AUTOMOTIVE INC | 2,000 | $49 | 0.0% | $23.35 | 0.0% | Call | 76954A103 |
| ARKG | ARK ETF TR | 1,486 | $41 | 0.0% | $61.25 | — | GENOMIC REV ETF | 00214Q302 |
| IYH | ISHARES TR | 150 | $41 | 0.0% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| — | BIOCARDIA INC | 77,500 | $33 | 0.0% | $1.94 | — | COM | 09060U507 |
| ICLN | ISHARES TR | 2,131 | $31 | 0.0% | $20.19 | — | GL CLEAN ENE ETF | 464288224 |
| VB | VANGUARD INDEX FDS | 150 | $28 | 0.0% | $173.33 | — | SMALL CP ETF | 922908751 |
| DVY | ISHARES TR | 131 | $14 | 0.0% | $105.00 | — | SELECT DIVID ETF | 464287168 |
| SCHW | SCHWAB CHARLES CORP | 239 | $13 | 0.0% | $58.47 | 0.0% | COM | 808513105 |
| VGSH | VANGUARD SCOTTSDALE FDS | 208 | $12 | 0.0% | $58.58 | — | SHORT TERM TREAS | 92206C102 |
| IBB | ISHARES TR | 97 | $12 | 0.0% | $136.35 | — | ISHARES BIOTECH | 464287556 |
| — | INSEEGO CORP | 27,552 | $12 | 0.0% | $2.81 | — | COM | 45782B104 |
| IEI | ISHARES TR | 93 | $11 | 0.0% | $113.16 | — | 3 7 YR TREAS BD | 464288661 |
| PRNT | ARK ETF TR | 343 | $7 | 0.0% | $34.99 | — | 3D PRINTING ETF | 00214Q500 |
| — | BANK AMERICA CORP | 6 | $7 | 0.0% | $1112.17 | — | 7.25%CNV PFD L | 060505682 |
| GDX | VANECK ETF TRUST | 217 | $6 | 0.0% | $30.11 | — | GOLD MINERS ETF | 92189F106 |
| OXY/WS | OCCIDENTAL PETE CORP | 85 | $4 | 0.0% | $37.32 | — | *W EXP 08/03/202 | 674599162 |