CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 4, 2014

Total Value ($000): $1,807,652 (100.0% shares, 0.0% debt)

Holdings (255)

CVX Chevron Corp. 2.3%
Value ($000) $41,092 Shares 328,969 Est. Cost $71.68 Unrealized +1.1%
JNJ Johnson & Johnson 2.2%
Value ($000) $40,546 Shares 442,687 Est. Cost $60.42 Unrealized +8.8%
ARCC Ares Capital Corp. 2.2%
Value ($000) $40,404 Shares 2,273,701 Est. Cost $5.25 Unrealized +5.2%
PEP Pepsico, Inc 2.1%
Value ($000) $38,725 Shares 466,903 Est. Cost $56.32 Unrealized +2.5%
EMR Emerson Electric Company 2.1%
Value ($000) $38,060 Shares 542,319 Est. Cost $40.86 Unrealized +17.9%
LMT Lockheed Martin Corp 2.1%
Value ($000) $37,784 Shares 254,167 Est. Cost $74.24 Unrealized +30.9%
DEO Diageo (Adr 1:4) 2.0%
Value ($000) $36,952 Shares 279,051 Est. Cost $117.22 Unrealized
MMM 3M Company 1.9%
Value ($000) $34,777 Shares 247,961 Est. Cost $63.36 Unrealized +14.7%
BR Broadridge Financial Solutions 1.9%
Value ($000) $34,343 Shares 869,015 Est. Cost $21.05 Unrealized +37.7%
MSFT Microsoft Corp. 1.8%
Value ($000) $32,133 Shares 858,934 Est. Cost $26.73 Unrealized +12.3%
Fidelity National Financial In 1.7%
Value ($000) $31,065 Shares 957,324 Est. Cost $24.64 Unrealized
Praxair Inc. 1.7%
Value ($000) $30,642 Shares 235,656 Est. Cost $117.12 Unrealized
VNQ REIT Index - Vanguard 1.7%
Value ($000) $30,524 Shares 472,796 Est. Cost $68.53 Unrealized
GBDC Golub Capital BDC Inc 1.7%
Value ($000) $30,241 Shares 1,582,486 Est. Cost $5.72 Unrealized +5.7%
GlaxoSmithKline Plc (Adr 1:2) 1.6%
Value ($000) $29,731 Shares 556,867 Est. Cost $50.36 Unrealized
Iron Mountain 1.6%
Value ($000) $29,280 Shares 964,742 Est. Cost $27.10 Unrealized
Du Pont E.I. De Nemours & Com 1.6%
Value ($000) $28,710 Shares 441,890 Est. Cost $53.92 Unrealized
Linear Technology Corp 1.5%
Value ($000) $27,907 Shares 612,665 Est. Cost $39.14 Unrealized
KSS Kohl's Corp. 1.5%
Value ($000) $27,503 Shares 484,635 Est. Cost $50.15 Unrealized +9.3%
SO Southern Company 1.5%
Value ($000) $26,306 Shares 639,898 Est. Cost $26.33 Unrealized -6.7%
PFE Pfizer Inc. 1.4%
Value ($000) $26,180 Shares 854,718 Est. Cost $16.55 Unrealized +6.5%
RYN Rayonier Inc. 1.4%
Value ($000) $25,367 Shares 602,551 Est. Cost $51.57 Unrealized
Kraft Foods Group, Inc. 1.4%
Value ($000) $25,310 Shares 469,478 Est. Cost $55.44 Unrealized
Plum Creek Timber Co. Inc. 1.4%
Value ($000) $25,201 Shares 541,845 Est. Cost $46.67 Unrealized
CHRW C.H. Robinson Worldwide Inc. 1.4%
Value ($000) $24,689 Shares 423,124 Est. Cost $42.94 Unrealized +2.7%
LQD iShares iBoxx Corporate Bond E 1.4%
Value ($000) $24,678 Shares 216,113 Est. Cost $113.69 Unrealized
Willis Group Hldg 1.4%
Value ($000) $24,452 Shares 545,688 Est. Cost $41.20 Unrealized
MLM Martin Marietta Materials Inc. 1.3%
Value ($000) $24,205 Shares 242,193 Est. Cost $92.27 Unrealized -3.8%
KMI Kinder Morgan Inc. 1.3%
Value ($000) $24,136 Shares 670,438 Est. Cost $20.42 Unrealized -6.7%
Pepco Holdings, Inc. 1.2%
Value ($000) $22,361 Shares 1,168,915 Est. Cost $19.88 Unrealized
GGG Graco inc. 1.2%
Value ($000) $21,505 Shares 275,275 Est. Cost $17.08 Unrealized +26.7%
PGR Progressive Corp. 1.2%
Value ($000) $20,815 Shares 763,295 Est. Cost $17.24 Unrealized +5.4%
PAYX Paychex, Inc. 1.0%
Value ($000) $18,508 Shares 406,506 Est. Cost $25.18 Unrealized +16.8%
NTRS Northern Trust Corporation 1.0%
Value ($000) $18,150 Shares 293,257 Est. Cost $41.82 Unrealized 0.0%
IJK S&P MidCap 400 Growth Index Fu 1.0%
Value ($000) $18,032 Shares 120,060 Est. Cost $146.32 Unrealized
AXP American Express Company 1.0%
Value ($000) $17,191 Shares 189,479 Est. Cost $60.73 Unrealized +14.1%
United Technologies Corp. 0.8%
Value ($000) $15,238 Shares 133,898 Est. Cost $95.22 Unrealized
NXPI NXP Semiconductors 0.8%
Value ($000) $15,185 Shares 330,615 Est. Cost $33.79 Unrealized +8.3%
ITW Illinois Tool Works Inc. 0.8%
Value ($000) $14,247 Shares 169,450 Est. Cost $50.20 Unrealized +18.4%
MKL Markel Corp. 0.8%
Value ($000) $13,849 Shares 23,864 Est. Cost $524.33 Unrealized +3.5%
EXPD Expeditors International of Wa 0.8%
Value ($000) $13,775 Shares 311,290 Est. Cost $32.43 Unrealized +14.8%
Express Scripts Inc. 0.7%
Value ($000) $13,325 Shares 189,709 Est. Cost $62.04 Unrealized
TMO Thermo Fisher Scientific, Inc. 0.7%
Value ($000) $13,137 Shares 117,982 Est. Cost $79.95 Unrealized +19.6%
IYW Dow Jones US Technology - iSha 0.7%
Value ($000) $13,081 Shares 147,912 Est. Cost $74.93 Unrealized
Sigma-Aldrich Corp 0.7%
Value ($000) $12,700 Shares 135,090 Est. Cost $81.20 Unrealized
Google Inc. - A 0.7%
Value ($000) $12,658 Shares 11,295 Est. Cost $879.99 Unrealized
WRB W.R. Berkley Corp 0.7%
Value ($000) $12,195 Shares 281,060 Est. Cost $9.60 Unrealized +2.3%
IJJ S&P MidCap 400 Value Index Fun 0.7%
Value ($000) $12,014 Shares 103,366 Est. Cost $109.84 Unrealized
LOW Lowe's Companies Inc. 0.6%
Value ($000) $11,724 Shares 236,615 Est. Cost $32.78 Unrealized +19.4%
THL Credit 0.6%
Value ($000) $11,461 Shares 695,030 Est. Cost $15.19 Unrealized
TJX TJX Companies 0.6%
Value ($000) $11,161 Shares 175,126 Est. Cost $20.86 Unrealized +23.2%
WAT Waters Corp. 0.6%
Value ($000) $11,111 Shares 111,109 Est. Cost $96.33 Unrealized +4.6%
Bed Bath & Beyond Inc 0.6%
Value ($000) $11,102 Shares 138,256 Est. Cost $71.53 Unrealized
MA Mastercard Inc. - A 0.6%
Value ($000) $11,040 Shares 13,214 Est. Cost $51.99 Unrealized +32.8%
Barclays Capital High Yield Bo 0.6%
Value ($000) $10,878 Shares 268,204 Est. Cost $39.49 Unrealized
Discovery Communications, Inc. 0.6%
Value ($000) $10,783 Shares 128,584 Est. Cost $69.77 Unrealized
PNNT PennantPark Investment Corp. 0.6%
Value ($000) $10,671 Shares 919,901 Est. Cost $2.41 Unrealized +7.8%
BRK/B Berkshire Hathaway Inc. - B 0.6%
Value ($000) $10,624 Shares 89,610 Est. Cost $110.50 Unrealized +4.6%
WFC Wells Fargo & Company 0.6%
Value ($000) $10,524 Shares 231,816 Est. Cost $27.62 Unrealized +11.4%
Medley Capital Corp. 0.6%
Value ($000) $10,390 Shares 750,172 Est. Cost $13.59 Unrealized
IYF Dow Jones US Financial Sector 0.6%
Value ($000) $10,222 Shares 127,525 Est. Cost $71.78 Unrealized
HYG High Yield Corporate Bond Fund 0.6%
Value ($000) $10,147 Shares 109,248 Est. Cost $90.88 Unrealized
HAL Halliburton Co. 0.5%
Value ($000) $9,364 Shares 184,509 Est. Cost $33.57 Unrealized +23.0%
SLRC Solar Capital, LTD. 0.5%
Value ($000) $9,341 Shares 414,233 Est. Cost $7.35 Unrealized +0.8%
XLY Consumer Discret Select Sector 0.5%
Value ($000) $9,259 Shares 138,540 Est. Cost $59.11 Unrealized
TCP Capital Corp 0.5%
Value ($000) $9,231 Shares 550,135 Est. Cost $16.72 Unrealized
HTGC Hercules Technology Growth Cap 0.5%
Value ($000) $8,953 Shares 545,945 Est. Cost $13.02 Unrealized +24.0%
NMFC New Mountain Finance Corp. 0.5%
Value ($000) $8,906 Shares 592,152 Est. Cost $3.94 Unrealized +3.5%
XLI Industrial Select Sector - SPD 0.5%
Value ($000) $8,395 Shares 160,635 Est. Cost $42.64 Unrealized
XLE Energy Select Sector - SPDR 0.5%
Value ($000) $8,232 Shares 93,004 Est. Cost $78.71 Unrealized
IGIB iShares Interm. Term Corporate 0.4%
Value ($000) $7,741 Shares 71,758 Est. Cost $107.79 Unrealized
SYK Stryker Corp. 0.4%
Value ($000) $7,597 Shares 101,110 Est. Cost $57.82 Unrealized +9.1%
BRO Brown & Brown Inc. 0.3%
Value ($000) $6,228 Shares 198,393 Est. Cost $14.02 Unrealized +0.4%
MBB iShares MBS Bond ETF 0.3%
Value ($000) $6,183 Shares 59,132 Est. Cost $105.26 Unrealized
Triangle Capital Corp 0.3%
Value ($000) $5,898 Shares 213,312 Est. Cost $27.51 Unrealized
XOM Exxon Mobil Corp. 0.3%
Value ($000) $5,729 Shares 56,609 Est. Cost $53.77 Unrealized +4.0%
HD Home Depot Inc. 0.3%
Value ($000) $5,338 Shares 64,826 Est. Cost $56.05 Unrealized +4.8%
iShares Corporate ex Fin 0.3%
Value ($000) $5,017 Shares 51,298 Est. Cost $97.30 Unrealized
CYS Investments Inc 0.3%
Value ($000) $4,942 Shares 666,880 Est. Cost $9.17 Unrealized
VCIT Vanguard Interm. Term Corporat 0.3%
Value ($000) $4,926 Shares 59,561 Est. Cost $83.02 Unrealized
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value ($000) $4,890 Shares 145,550 Est. Cost $33.59 Unrealized
COP ConocoPhillips 0.3%
Value ($000) $4,857 Shares 68,743 Est. Cost $41.37 Unrealized +17.0%
XLV Health Care Select Sector - SP 0.3%
Value ($000) $4,743 Shares 85,561 Est. Cost $48.10 Unrealized
HRZN Horizon Technology 0.3%
Value ($000) $4,720 Shares 332,194 Est. Cost $3.38 Unrealized +2.9%
NKE Nike Inc. - B 0.3%
Value ($000) $4,669 Shares 59,366 Est. Cost $27.60 Unrealized +19.1%
ADP Automatic Data Processing, Inc 0.3%
Value ($000) $4,618 Shares 57,151 Est. Cost $46.43 Unrealized +10.8%
XLP Consumer Staples Select Sector 0.3%
Value ($000) $4,535 Shares 105,511 Est. Cost $39.69 Unrealized
BANX Stonecastle Financial Corporat 0.2%
Value ($000) $4,467 Shares 181,879 Est. Cost $8.52 Unrealized 0.0%
CBSH Commerce Bancshares, Inc. 0.2%
Value ($000) $4,464 Shares 99,404 Est. Cost $22.18 Unrealized +8.6%
TROW T. Rowe Price Group, Inc. 0.2%
Value ($000) $4,438 Shares 52,979 Est. Cost $48.18 Unrealized +4.8%
GD General Dynamics Corp. 0.2%
Value ($000) $4,429 Shares 46,358 Est. Cost $59.36 Unrealized +15.7%
MFIN Medallion Financial Corp 0.2%
Value ($000) $4,417 Shares 307,830 Est. Cost $8.88 Unrealized +11.8%
GWW W.W. Grainger, Inc. 0.2%
Value ($000) $4,406 Shares 17,250 Est. Cost $204.57 Unrealized +4.3%
CL Colgate-Palmolive Co. 0.2%
Value ($000) $4,401 Shares 67,492 Est. Cost $45.08 Unrealized +7.4%
MDU MDU Resources Group Inc. 0.2%
Value ($000) $4,399 Shares 143,987 Est. Cost $6.86 Unrealized +13.8%
NVS Novartis AG - ADR 0.2%
Value ($000) $4,363 Shares 54,280 Est. Cost $72.94 Unrealized
ACE Limited 0.2%
Value ($000) $4,360 Shares 42,109 Est. Cost $103.54 Unrealized
BF/B Brown-Forman Corp. - B 0.2%
Value ($000) $4,354 Shares 57,612 Est. Cost $22.91 Unrealized +4.1%
BDX Becton, Dickinson and Company 0.2%
Value ($000) $4,332 Shares 39,210 Est. Cost $79.69 Unrealized +7.6%
ADI Analog Devices, Inc. 0.2%
Value ($000) $4,307 Shares 84,560 Est. Cost $35.15 Unrealized +7.1%
NEE NextEra Energy, Inc. 0.2%
Value ($000) $4,304 Shares 50,265 Est. Cost $14.40 Unrealized +6.2%
MVC Capital, Inc. 0.2%
Value ($000) $4,271 Shares 316,378 Est. Cost $12.59 Unrealized
DCI Donaldson Inc 0.2%
Value ($000) $4,270 Shares 98,240 Est. Cost $30.28 Unrealized +10.0%
PG Procter & Gamble Company 0.2%
Value ($000) $4,262 Shares 52,348 Est. Cost $55.60 Unrealized +4.3%
CFR Cullen Frost Bankers, Inc. 0.2%
Value ($000) $4,220 Shares 56,691 Est. Cost $45.35 Unrealized +10.7%
CLX The Clorox Company 0.2%
Value ($000) $4,210 Shares 45,381 Est. Cost $60.62 Unrealized +5.3%
Landauer Inc. 0.2%
Value ($000) $4,197 Shares 79,772 Est. Cost $48.31 Unrealized
APD Air Products & Chemicals Inc. 0.2%
Value ($000) $4,183 Shares 37,424 Est. Cost $64.74 Unrealized +15.6%
OXY Occidental Petroleum Corp 0.2%
Value ($000) $4,175 Shares 43,896 Est. Cost $58.93 Unrealized +7.5%
MTB M&T Bank Corp. 0.2%
Value ($000) $4,174 Shares 35,855 Est. Cost $75.30 Unrealized +8.1%
IEF iShares 7-10 Year Treasury Bon 0.2%
Value ($000) $4,165 Shares 41,967 Est. Cost $101.93 Unrealized
Nordstrom Inc. 0.2%
Value ($000) $4,136 Shares 66,918 Est. Cost $59.92 Unrealized
PFLT PennantPark Floating Rate Capi 0.2%
Value ($000) $4,129 Shares 300,733 Est. Cost $4.09 Unrealized -1.3%
LSTR Landstar System Inc. 0.2%
Value ($000) $3,991 Shares 69,478 Est. Cost $51.99 Unrealized
CODI Compass Diversified Holdings 0.2%
Value ($000) $3,908 Shares 199,092 Est. Cost $7.10 Unrealized +14.4%
Gladstone Capital Corporation 0.2%
Value ($000) $3,886 Shares 406,052 Est. Cost $8.17 Unrealized
MCD McDonald's Corp. 0.2%
Value ($000) $3,878 Shares 39,972 Est. Cost $71.31 Unrealized -1.8%
Marathon Oil Corp. 0.2%
Value ($000) $3,874 Shares 109,732 Est. Cost $34.75 Unrealized
NJR New Jersey Resources Corp. 0.2%
Value ($000) $3,726 Shares 80,590 Est. Cost $14.85 Unrealized +1.3%
IBM International Business Machine 0.2%
Value ($000) $3,698 Shares 19,713 Est. Cost $115.23 Unrealized -7.7%
Piedmont Natural Gas Co. Inc. 0.2%
Value ($000) $3,696 Shares 111,473 Est. Cost $33.52 Unrealized
Annaly Capital Management Inc. 0.2%
Value ($000) $3,666 Shares 367,717 Est. Cost $12.48 Unrealized
Apollo Investment Corp. 0.2%
Value ($000) $3,618 Shares 426,884 Est. Cost $7.74 Unrealized
SCM Stellus Capital Investment 0.2%
Value ($000) $3,431 Shares 229,522 Est. Cost $14.86 Unrealized -0.6%
OFS OFS Capital Corp. 0.2%
Value ($000) $3,426 Shares 267,051 Est. Cost $12.61 Unrealized -3.1%
KCAP Financial Inc 0.2%
Value ($000) $3,310 Shares 410,161 Est. Cost $10.98 Unrealized
SPDR Nuveen Barclays Capital M 0.2%
Value ($000) $3,166 Shares 140,390 Est. Cost $22.72 Unrealized
iShares Corporate Bond ETF 202 0.2%
Value ($000) $3,106 Shares 31,278 Est. Cost $99.81 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $3,095 Shares 32,260 Est. Cost $95.72 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $2,992 Shares 32,827 Est. Cost $92.76 Unrealized
Hatteras Financial Corp. 0.2%
Value ($000) $2,880 Shares 176,282 Est. Cost $24.64 Unrealized
NGP Capital Ressources Company 0.2%
Value ($000) $2,826 Shares 378,341 Est. Cost $6.13 Unrealized
MCG Capital Corp. 0.2%
Value ($000) $2,762 Shares 627,656 Est. Cost $5.21 Unrealized
American Capital Ltd. 0.1%
Value ($000) $2,670 Shares 170,708 Est. Cost $12.67 Unrealized
Solar Senior Capital Ltd. 0.1%
Value ($000) $2,665 Shares 146,272 Est. Cost $18.40 Unrealized
IEI Barclays 3-7 Year Treasury Bon 0.1%
Value ($000) $2,614 Shares 21,778 Est. Cost $120.22 Unrealized
BlackRock Kelso Capital Corp. 0.1%
Value ($000) $2,602 Shares 278,851 Est. Cost $9.36 Unrealized
SPDR Nuveen Barclays Capital S 0.1%
Value ($000) $2,584 Shares 106,361 Est. Cost $24.09 Unrealized
ZBRA Zebra Technologies Corp. 0.1%
Value ($000) $2,490 Shares 46,037 Est. Cost $45.78 Unrealized +9.5%
MAIN Main Street Capital Corp. 0.1%
Value ($000) $2,482 Shares 75,934 Est. Cost $29.45 Unrealized +5.9%
NPO EnPro Industries, Inc. 0.1%
Value ($000) $2,365 Shares 41,029 Est. Cost $49.52 Unrealized +15.9%
Ritchie Brothers Auctioneers I 0.1%
Value ($000) $2,359 Shares 102,882 Est. Cost $19.53 Unrealized
GAIN Gladstone Investment Corp. 0.1%
Value ($000) $2,353 Shares 291,979 Est. Cost $2.02 Unrealized +5.8%
XLB Materials Select Sector - SPDR 0.1%
Value ($000) $2,308 Shares 49,933 Est. Cost $38.63 Unrealized
Patterson Companies, Inc. 0.1%
Value ($000) $2,190 Shares 53,151 Est. Cost $37.85 Unrealized
VCSH Vanguard Short-Term Corporate 0.1%
Value ($000) $1,958 Shares 24,544 Est. Cost $79.15 Unrealized
IDU Dow Jones US Utilities - iShar 0.1%
Value ($000) $1,947 Shares 20,321 Est. Cost $94.55 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $1,924 Shares 84,911 Est. Cost $22.34 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $1,897 Shares 90,648 Est. Cost $20.61 Unrealized
iShares Corporate ex Fin 0.1%
Value ($000) $1,883 Shares 18,963 Est. Cost $98.96 Unrealized
CMBS iShares CMBS Bond ETF 0.1%
Value ($000) $1,879 Shares 36,806 Est. Cost $51.20 Unrealized
GNMA iShares GNMA Bond ETF 0.1%
Value ($000) $1,876 Shares 38,772 Est. Cost $48.35 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $1,876 Shares 91,169 Est. Cost $20.42 Unrealized
TICC Capital Corp. 0.1%
Value ($000) $1,874 Shares 181,244 Est. Cost $9.62 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $1,866 Shares 90,836 Est. Cost $20.37 Unrealized
THR Thermon Group Holdings Inc 0.1%
Value ($000) $1,693 Shares 61,946 Est. Cost $20.08 Unrealized +29.6%
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $1,651 Shares 91,894 Est. Cost $18.45 Unrealized
WST West Pharmaceutical Services, 0.1%
Value ($000) $1,617 Shares 32,961 Est. Cost $33.12 Unrealized +33.4%
Techne Corp. 0.1%
Value ($000) $1,597 Shares 16,870 Est. Cost $69.31 Unrealized
VCA Antech Inc. 0.1%
Value ($000) $1,549 Shares 49,383 Est. Cost $26.29 Unrealized
MLI Mueller Industries Inc. 0.1%
Value ($000) $1,524 Shares 24,192 Est. Cost $10.22 Unrealized +14.8%
FELE Franklin Electric Co. Inc. 0.1%
Value ($000) $1,518 Shares 33,995 Est. Cost $28.79 Unrealized +24.7%
Full Circle Capital Corp. 0.1%
Value ($000) $1,518 Shares 215,559 Est. Cost $7.90 Unrealized
Safeguard Scientifics New 0.1%
Value ($000) $1,516 Shares 75,467 Est. Cost $16.27 Unrealized
Forward Air Corp. 0.1%
Value ($000) $1,499 Shares 34,132 Est. Cost $38.31 Unrealized
CULP Culp Inc. 0.1%
Value ($000) $1,454 Shares 71,097 Est. Cost $15.59 Unrealized 0.0%
Graftech International Ltd. 0.1%
Value ($000) $1,445 Shares 128,645 Est. Cost $7.30 Unrealized
Onebeacon Insurance Group Ltd 0.1%
Value ($000) $1,376 Shares 86,966 Est. Cost $14.53 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value ($000) $1,373 Shares 31,646 Est. Cost $14.53 Unrealized +5.1%
PLOW Douglas Dynamics, Inc. 0.1%
Value ($000) $1,355 Shares 80,571 Est. Cost $13.82 Unrealized +12.9%
Hittite Microwave Corp 0.1%
Value ($000) $1,351 Shares 21,891 Est. Cost $58.11 Unrealized
C & J Energy Services Inc 0.1%
Value ($000) $1,346 Shares 58,270 Est. Cost $19.48 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $1,345 Shares 60,334 Est. Cost $22.10 Unrealized
HAE Haemonetics Corporation 0.1%
Value ($000) $1,339 Shares 31,787 Est. Cost $40.54 Unrealized +1.5%
Vocera Communications Inc. 0.1%
Value ($000) $1,334 Shares 85,456 Est. Cost $14.72 Unrealized
RMAX RE/Max Holdings 0.1%
Value ($000) $1,312 Shares 40,900 Est. Cost $22.55 Unrealized 0.0%
Guggenheim BulletShares C 0.1%
Value ($000) $1,283 Shares 58,648 Est. Cost $21.77 Unrealized
Snyders-Lance Inc 0.1%
Value ($000) $1,277 Shares 44,564 Est. Cost $28.60 Unrealized
Cubic Corp 0.1%
Value ($000) $1,274 Shares 24,193 Est. Cost $48.36 Unrealized
MORN Morningstar Inc. 0.1%
Value ($000) $1,231 Shares 15,770 Est. Cost $69.29 Unrealized +14.8%
National Interstate Corporatio 0.1%
Value ($000) $1,159 Shares 50,392 Est. Cost $23.00 Unrealized
Fifth Street Finance Corp. 0.1%
Value ($000) $1,147 Shares 124,014 Est. Cost $10.23 Unrealized
SMG The Scotts Miracle-Gro Company 0.1%
Value ($000) $1,130 Shares 18,163 Est. Cost $29.98 Unrealized +27.8%
SPY S&P 500 - SPDR 0.1%
Value ($000) $1,104 Shares 5,979 Est. Cost $169.14 Unrealized
ETFs Platinum Trust 0.1%
Value ($000) $1,104 Shares 8,246 Est. Cost $134.22 Unrealized
IGLB iShares 10+ Year Credit Bond E 0.1%
Value ($000) $1,058 Shares 19,237 Est. Cost $55.29 Unrealized
iShares S&P AMT-Free Municipal 0.1%
Value ($000) $1,044 Shares 41,249 Est. Cost $25.11 Unrealized
iShares S&P AMT-Free Municipal 0.1%
Value ($000) $1,029 Shares 18,717 Est. Cost $54.13 Unrealized
MSM MSC Industrial Direct Co. Inc 0.0%
Value ($000) $903 Shares 11,167 Est. Cost $79.17 Unrealized 0.0%
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $889 Shares 5 Est. Cost $165023.42 Unrealized +5.1%
Varian Medical Systems Inc. 0.0%
Value ($000) $882 Shares 11,358 Est. Cost $69.41 Unrealized
MHK Mohawk Industries Inc. 0.0%
Value ($000) $847 Shares 5,691 Est. Cost $112.71 Unrealized +21.2%
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $731 Shares 7,401 Est. Cost $86.19 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value ($000) $686 Shares 12,887 Est. Cost $53.03 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value ($000) $686 Shares 12,804 Est. Cost $54.29 Unrealized
MUB iShares National AMT-Free Muni 0.0%
Value ($000) $680 Shares 6,554 Est. Cost $104.70 Unrealized
IWO Russell 2000 Growth Index - iS 0.0%
Value ($000) $664 Shares 4,902 Est. Cost $111.50 Unrealized
MOS The Mosaic Company 0.0%
Value ($000) $599 Shares 12,669 Est. Cost $42.21 Unrealized -13.9%
Potash Corp. of Saskatchewan I 0.0%
Value ($000) $562 Shares 17,056 Est. Cost $35.66 Unrealized
WY Weyerhaeuser Co. 0.0%
Value ($000) $561 Shares 17,758 Est. Cost $18.73 Unrealized +0.5%
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $548 Shares 6,410 Est. Cost $76.57 Unrealized
Southwestern Energy Co. 0.0%
Value ($000) $530 Shares 13,486 Est. Cost $36.52 Unrealized
Royal Dutch Shell PLC - Cl A 0.0%
Value ($000) $511 Shares 7,166 Est. Cost $63.84 Unrealized
Physical Palladium Shares - ET 0.0%
Value ($000) $499 Shares 7,166 Est. Cost $66.61 Unrealized
MUNI PIMCO Intermediate Muni Bond E 0.0%
Value ($000) $484 Shares 9,349 Est. Cost $51.81 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $482 Shares 3,182 Est. Cost $153.85 Unrealized
IWN Russell 2000 Value Index - iSh 0.0%
Value ($000) $478 Shares 4,804 Est. Cost $85.90 Unrealized
MRCC Monroe Capital Corp. 0.0%
Value ($000) $464 Shares 38,034 Est. Cost $3.35 Unrealized -3.2%
Pioneer Natural Resources Co. 0.0%
Value ($000) $451 Shares 2,451 Est. Cost $144.84 Unrealized
SPTI SPDR Barclays Intermediate Ter 0.0%
Value ($000) $444 Shares 7,513 Est. Cost $59.10 Unrealized
Contango Oil & Gas Company 0.0%
Value ($000) $425 Shares 8,992 Est. Cost $33.78 Unrealized
AMG Affiliated Managers Group Inc. 0.0%
Value ($000) $422 Shares 1,948 Est. Cost $153.14 Unrealized +26.1%
KO The Coca-Cola Company 0.0%
Value ($000) $421 Shares 10,198 Est. Cost $27.78 Unrealized -3.0%
FCX Freeport-McMoRan Copper & Gold 0.0%
Value ($000) $420 Shares 11,131 Est. Cost $24.45 Unrealized +23.0%
EZU MSCI EMU Index - iShares 0.0%
Value ($000) $417 Shares 10,066 Est. Cost $37.76 Unrealized
IUSV Russell 3000 Value Index Fund 0.0%
Value ($000) $414 Shares 3,351 Est. Cost $123.55 Unrealized
Total SA - ADR 0.0%
Value ($000) $413 Shares 6,744 Est. Cost $48.65 Unrealized
RRC Range Resources Corporation 0.0%
Value ($000) $404 Shares 4,787 Est. Cost $77.77 Unrealized 0.0%
BHP BHP Billiton Limited - ADR 0.0%
Value ($000) $400 Shares 5,865 Est. Cost $57.69 Unrealized
Hess Corp. 0.0%
Value ($000) $383 Shares 4,620 Est. Cost $82.90 Unrealized
Statoil ASA ADS 0.0%
Value ($000) $379 Shares 15,715 Est. Cost $22.69 Unrealized
REPYY Repsol S.A. - ADR 0.0%
Value ($000) $373 Shares 14,756 Est. Cost $21.16 Unrealized
GULTU Gulf Coast Ultra Deep Royalty 0.0%
Value ($000) $373 Shares 179,480 Est. Cost $2.04 Unrealized
E ENI S.p.A. ADS 0.0%
Value ($000) $369 Shares 7,606 Est. Cost $41.09 Unrealized
Energy XXI Limited - (Bermuda 0.0%
Value ($000) $369 Shares 13,618 Est. Cost $22.15 Unrealized
Cimarex Energy Co. 0.0%
Value ($000) $368 Shares 3,507 Est. Cost $64.95 Unrealized
MUR Murphy Oil Corp. 0.0%
Value ($000) $365 Shares 5,629 Est. Cost $34.50 Unrealized +17.0%
FNV Franco-Nevada Corp. 0.0%
Value ($000) $362 Shares 8,878 Est. Cost $34.68 Unrealized +5.2%
Silver Wheaton Corp. 0.0%
Value ($000) $361 Shares 17,868 Est. Cost $20.58 Unrealized
Concho Resources, Inc. 0.0%
Value ($000) $359 Shares 3,327 Est. Cost $107.91 Unrealized
Agrium Inc. 0.0%
Value ($000) $358 Shares 3,913 Est. Cost $86.88 Unrealized
Continental Resources, Inc. 0.0%
Value ($000) $348 Shares 3,089 Est. Cost $112.66 Unrealized
EOG EOG Resources 0.0%
Value ($000) $345 Shares 2,054 Est. Cost $62.33 Unrealized 0.0%
Whiting Petroleum Corp. 0.0%
Value ($000) $343 Shares 5,537 Est. Cost $61.95 Unrealized
SM SM Energy Company 0.0%
Value ($000) $336 Shares 4,047 Est. Cost $54.11 Unrealized +40.0%
RGLD Royal Gold, Inc. 0.0%
Value ($000) $326 Shares 7,086 Est. Cost $54.12 Unrealized -12.8%
WTI W&T Offshore Inc. 0.0%
Value ($000) $317 Shares 19,841 Est. Cost $17.86 Unrealized 0.0%
Barrick Gold Corp. 0.0%
Value ($000) $315 Shares 17,880 Est. Cost $15.74 Unrealized
SQM Soc Quimica Y Minera Chile (Ad 0.0%
Value ($000) $314 Shares 12,126 Est. Cost $36.59 Unrealized
General Electric Company 0.0%
Value ($000) $313 Shares 11,155 Est. Cost $23.19 Unrealized
PCH Potlatch Corp. 0.0%
Value ($000) $307 Shares 7,364 Est. Cost $40.40 Unrealized
Yamana Gold, Inc. 0.0%
Value ($000) $306 Shares 35,444 Est. Cost $9.51 Unrealized
Eldorado Gold Corp. 0.0%
Value ($000) $303 Shares 53,167 Est. Cost $6.18 Unrealized
Harvest Capital Credit Corp 0.0%
Value ($000) $300 Shares 20,000 Est. Cost $15.10 Unrealized
NGD New Gold, Inc. 0.0%
Value ($000) $285 Shares 54,314 Est. Cost $7.13 Unrealized -23.7%
Leucadia National Corp. 0.0%
Value ($000) $285 Shares 10,043 Est. Cost $26.21 Unrealized
iShares MSCI Japan Index 0.0%
Value ($000) $276 Shares 22,724 Est. Cost $11.94 Unrealized
VEIRX Vanguard Equity-Income Admiral 0.0%
Value ($000) $273 Shares 4,379 Est. Cost $62.34 Unrealized
ACRE Ares Commercial Real Estate 0.0%
Value ($000) $262 Shares 20,000 Est. Cost $12.80 Unrealized
VWO Vanguard MSCI Emerging Markets 0.0%
Value ($000) $260 Shares 6,311 Est. Cost $38.79 Unrealized
JPM JP Morgan Chase & Company 0.0%
Value ($000) $250 Shares 4,279 Est. Cost $36.24 Unrealized +9.4%
YCS ProShares UltraShort Yen ETF 0.0%
Value ($000) $235 Shares 3,308 Est. Cost $62.18 Unrealized
SAR Saratoga Investment Corporatio 0.0%
Value ($000) $234 Shares 14,936 Est. Cost $17.48 Unrealized -1.5%
SPDR S&P Oil & Gas Explor & Pr 0.0%
Value ($000) $211 Shares 3,081 Est. Cost $68.48 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $131 Shares 11,000 Est. Cost $12.73 Unrealized