CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 7, 2014

Total Value ($000): $1,974,435 (100.0% shares, 0.0% debt)

Holdings (252)

JNJ Johnson & Johnson 2.4%
Value ($000) $47,576 Shares 484,329 Est. Cost $60.95 Unrealized +9.3%
PEP Pepsico, Inc 2.2%
Value ($000) $43,272 Shares 518,231 Est. Cost $56.38 Unrealized +0.9%
CVX Chevron Corp. 2.2%
Value ($000) $43,200 Shares 363,303 Est. Cost $71.55 Unrealized -1.7%
ARCC Ares Capital Corp. 2.2%
Value ($000) $42,463 Shares 2,409,932 Est. Cost $5.28 Unrealized +8.6%
EMR Emerson Electric Company 2.0%
Value ($000) $39,450 Shares 590,574 Est. Cost $41.42 Unrealized +15.4%
MSFT Microsoft Corp. 1.9%
Value ($000) $38,317 Shares 934,800 Est. Cost $27.10 Unrealized +15.4%
DEO Diageo (Adr 1:4) 1.9%
Value ($000) $38,223 Shares 306,788 Est. Cost $117.88 Unrealized
MMM 3M Company 1.8%
Value ($000) $36,508 Shares 269,115 Est. Cost $64.37 Unrealized +18.5%
LMT Lockheed Martin Corp 1.8%
Value ($000) $36,239 Shares 221,997 Est. Cost $74.24 Unrealized +52.7%
RYN Rayonier Inc. 1.8%
Value ($000) $35,800 Shares 779,790 Est. Cost $50.28 Unrealized
Praxair Inc. 1.7%
Value ($000) $33,648 Shares 256,917 Est. Cost $118.27 Unrealized
GlaxoSmithKline Plc (Adr 1:2) 1.7%
Value ($000) $32,690 Shares 611,824 Est. Cost $50.63 Unrealized
MLM Martin Marietta Materials Inc. 1.6%
Value ($000) $32,392 Shares 252,370 Est. Cost $92.75 Unrealized +12.4%
SO Southern Company 1.6%
Value ($000) $31,867 Shares 725,249 Est. Cost $26.20 Unrealized -3.6%
Linear Technology Corp 1.6%
Value ($000) $31,242 Shares 641,653 Est. Cost $39.57 Unrealized
Du Pont E.I. De Nemours & Com 1.6%
Value ($000) $30,625 Shares 456,410 Est. Cost $54.34 Unrealized
KSS Kohl's Corp. 1.5%
Value ($000) $30,007 Shares 528,294 Est. Cost $50.43 Unrealized +6.3%
PFE Pfizer Inc. 1.5%
Value ($000) $29,657 Shares 923,325 Est. Cost $16.67 Unrealized +9.2%
KMI Kinder Morgan Inc. 1.5%
Value ($000) $29,570 Shares 910,115 Est. Cost $19.89 Unrealized -7.3%
Iron Mountain 1.5%
Value ($000) $29,168 Shares 1,057,947 Est. Cost $27.14 Unrealized
Kraft Foods Group, Inc. 1.5%
Value ($000) $28,758 Shares 512,614 Est. Cost $55.50 Unrealized
LQD iShares iBoxx Corporate Bond E 1.4%
Value ($000) $28,321 Shares 242,188 Est. Cost $114.04 Unrealized
GGG Graco inc. 1.4%
Value ($000) $28,049 Shares 375,287 Est. Cost $18.19 Unrealized +16.8%
DLR Digital Realty Trust Inc. 1.4%
Value ($000) $27,967 Shares 526,885 Est. Cost $33.12 Unrealized 0.0%
Plum Creek Timber Co. Inc. 1.4%
Value ($000) $27,737 Shares 659,776 Est. Cost $45.84 Unrealized
BR Broadridge Financial Solutions 1.4%
Value ($000) $27,536 Shares 741,403 Est. Cost $21.05 Unrealized +43.7%
Pepco Holdings, Inc. 1.4%
Value ($000) $26,973 Shares 1,317,041 Est. Cost $19.95 Unrealized
CHRW C.H. Robinson Worldwide Inc. 1.4%
Value ($000) $26,854 Shares 512,575 Est. Cost $42.62 Unrealized -3.5%
PGR Progressive Corp. 1.3%
Value ($000) $26,568 Shares 1,096,946 Est. Cost $17.21 Unrealized -0.4%
GBDC Golub Capital BDC Inc 1.3%
Value ($000) $26,396 Shares 1,479,606 Est. Cost $5.72 Unrealized +12.4%
Fidelity National Financial In 1.3%
Value ($000) $26,278 Shares 835,805 Est. Cost $24.64 Unrealized
NTRS Northern Trust Corporation 1.1%
Value ($000) $20,966 Shares 319,796 Est. Cost $42.13 Unrealized +8.1%
NXPI NXP Semiconductors 1.0%
Value ($000) $20,496 Shares 348,515 Est. Cost $34.44 Unrealized +34.6%
Willis Group Hldg 1.0%
Value ($000) $19,306 Shares 437,482 Est. Cost $41.20 Unrealized
CL Colgate-Palmolive Co. 1.0%
Value ($000) $19,263 Shares 296,952 Est. Cost $47.26 Unrealized +1.4%
AXP American Express Company 0.9%
Value ($000) $18,375 Shares 204,102 Est. Cost $61.79 Unrealized +22.2%
PAYX Paychex, Inc. 0.9%
Value ($000) $17,754 Shares 416,761 Est. Cost $25.28 Unrealized +16.6%
IJJ S&P MidCap 400 Value Index Fun 0.9%
Value ($000) $17,163 Shares 142,530 Est. Cost $112.74 Unrealized
United Technologies Corp. 0.9%
Value ($000) $16,980 Shares 145,324 Est. Cost $96.92 Unrealized
IJK S&P MidCap 400 Growth Index Fu 0.9%
Value ($000) $16,871 Shares 110,324 Est. Cost $146.32 Unrealized
MKL Markel Corp. 0.8%
Value ($000) $15,468 Shares 25,948 Est. Cost $527.96 Unrealized +7.9%
Express Scripts Inc. 0.8%
Value ($000) $15,388 Shares 204,924 Est. Cost $63.01 Unrealized
ITW Illinois Tool Works Inc. 0.8%
Value ($000) $15,339 Shares 188,602 Est. Cost $51.32 Unrealized +19.4%
MAT Mattel Inc 0.7%
Value ($000) $14,414 Shares 359,361 Est. Cost $39.71 Unrealized 0.0%
EXPD Expeditors International of Wa 0.7%
Value ($000) $14,209 Shares 358,533 Est. Cost $32.79 Unrealized +7.1%
WAT Waters Corp. 0.7%
Value ($000) $13,210 Shares 121,850 Est. Cost $97.40 Unrealized +11.3%
Sigma-Aldrich Corp 0.7%
Value ($000) $13,097 Shares 140,250 Est. Cost $81.65 Unrealized
Google Inc. - A 0.7%
Value ($000) $12,972 Shares 11,639 Est. Cost $886.92 Unrealized
Bed Bath & Beyond Inc 0.6%
Value ($000) $12,672 Shares 184,189 Est. Cost $70.85 Unrealized
WFC Wells Fargo & Company 0.6%
Value ($000) $12,492 Shares 251,151 Est. Cost $28.06 Unrealized +19.1%
BRK/B Berkshire Hathaway Inc. - B 0.6%
Value ($000) $12,411 Shares 99,313 Est. Cost $111.12 Unrealized +5.2%
LOW Lowe's Companies Inc. 0.6%
Value ($000) $12,318 Shares 251,906 Est. Cost $33.16 Unrealized +17.7%
Discovery Communications, Inc. 0.6%
Value ($000) $12,308 Shares 159,725 Est. Cost $71.19 Unrealized
TJX TJX Companies 0.6%
Value ($000) $12,256 Shares 202,074 Est. Cost $21.51 Unrealized +19.7%
TMO Thermo Fisher Scientific, Inc. 0.6%
Value ($000) $11,963 Shares 99,497 Est. Cost $79.95 Unrealized +43.2%
HAL Halliburton Co. 0.6%
Value ($000) $11,924 Shares 202,479 Est. Cost $34.39 Unrealized +24.4%
VNQ REIT Index - Vanguard 0.6%
Value ($000) $11,352 Shares 160,752 Est. Cost $68.53 Unrealized
RWR REIT ETF- DJ Wilshire 0.6%
Value ($000) $11,290 Shares 144,685 Est. Cost $78.03 Unrealized
WRB W.R. Berkley Corp 0.6%
Value ($000) $10,928 Shares 262,563 Est. Cost $9.60 Unrealized -3.5%
MA Mastercard Inc. - A 0.5%
Value ($000) $10,177 Shares 136,232 Est. Cost $70.71 Unrealized +2.8%
BRO Brown & Brown Inc. 0.5%
Value ($000) $10,128 Shares 329,249 Est. Cost $13.89 Unrealized -1.5%
Medley Capital Corp. 0.5%
Value ($000) $10,057 Shares 738,972 Est. Cost $13.59 Unrealized
IGLB iShares 10+ Year Credit Bond E 0.5%
Value ($000) $9,737 Shares 167,530 Est. Cost $57.80 Unrealized
THL Credit 0.5%
Value ($000) $9,518 Shares 689,730 Est. Cost $15.19 Unrealized
PNNT PennantPark Investment Corp. 0.5%
Value ($000) $9,434 Shares 853,753 Est. Cost $2.41 Unrealized +8.6%
TCP Capital Corp 0.5%
Value ($000) $9,105 Shares 550,135 Est. Cost $16.72 Unrealized
NMFC New Mountain Finance Corp. 0.5%
Value ($000) $9,060 Shares 622,669 Est. Cost $3.95 Unrealized +7.4%
SLRC Solar Capital, LTD. 0.5%
Value ($000) $9,054 Shares 415,693 Est. Cost $7.35 Unrealized +1.4%
SYK Stryker Corp. 0.5%
Value ($000) $8,913 Shares 109,401 Est. Cost $58.67 Unrealized +17.7%
IYW Dow Jones US Technology - iSha 0.4%
Value ($000) $8,161 Shares 89,621 Est. Cost $74.93 Unrealized
REZ iShares Residential Real Estat 0.4%
Value ($000) $8,084 Shares 161,526 Est. Cost $50.05 Unrealized
HTGC Hercules Technology Growth Cap 0.4%
Value ($000) $7,583 Shares 538,932 Est. Cost $13.02 Unrealized +20.4%
IYF Dow Jones US Financial Sector 0.3%
Value ($000) $6,760 Shares 82,682 Est. Cost $71.78 Unrealized
XOM Exxon Mobil Corp. 0.3%
Value ($000) $6,361 Shares 65,119 Est. Cost $54.33 Unrealized +6.9%
Barclays Capital High Yield Bo 0.3%
Value ($000) $5,891 Shares 142,579 Est. Cost $39.49 Unrealized
HYG High Yield Corporate Bond Fund 0.3%
Value ($000) $5,875 Shares 62,246 Est. Cost $90.88 Unrealized
XLY Consumer Discret Select Sector 0.3%
Value ($000) $5,848 Shares 90,353 Est. Cost $59.11 Unrealized
CYS Investments Inc 0.3%
Value ($000) $5,756 Shares 696,880 Est. Cost $9.13 Unrealized
VCIT Vanguard Interm. Term Corporat 0.3%
Value ($000) $5,678 Shares 66,811 Est. Cost $83.23 Unrealized
iShares Corporate ex Financial 0.3%
Value ($000) $5,661 Shares 57,343 Est. Cost $97.45 Unrealized
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value ($000) $5,562 Shares 163,597 Est. Cost $33.64 Unrealized
Triangle Capital Corp 0.3%
Value ($000) $5,523 Shares 213,312 Est. Cost $27.51 Unrealized
COP ConocoPhillips 0.3%
Value ($000) $5,365 Shares 76,262 Est. Cost $41.77 Unrealized +8.7%
MDU MDU Resources Group Inc. 0.3%
Value ($000) $5,330 Shares 155,338 Est. Cost $6.99 Unrealized +23.8%
NEE NextEra Energy, Inc. 0.3%
Value ($000) $5,286 Shares 55,286 Est. Cost $14.60 Unrealized +13.5%
GD General Dynamics Corp. 0.3%
Value ($000) $5,274 Shares 48,421 Est. Cost $60.24 Unrealized +33.0%
XLI Industrial Select Sector - SPD 0.3%
Value ($000) $5,271 Shares 100,727 Est. Cost $42.64 Unrealized
CBSH Commerce Bancshares, Inc. 0.3%
Value ($000) $5,248 Shares 113,046 Est. Cost $22.46 Unrealized +9.2%
XLE Energy Select Sector - SPDR 0.3%
Value ($000) $5,214 Shares 58,542 Est. Cost $78.71 Unrealized
NVS Novartis AG - ADR 0.3%
Value ($000) $5,096 Shares 59,935 Est. Cost $74.08 Unrealized
BDX Becton, Dickinson and Company 0.3%
Value ($000) $5,089 Shares 43,467 Est. Cost $80.84 Unrealized +13.1%
BF/B Brown-Forman Corp. - B 0.3%
Value ($000) $5,074 Shares 56,574 Est. Cost $22.91 Unrealized +16.8%
ADI Analog Devices, Inc. 0.3%
Value ($000) $5,061 Shares 95,244 Est. Cost $35.61 Unrealized +10.2%
OXY Occidental Petroleum Corp 0.3%
Value ($000) $5,049 Shares 52,989 Est. Cost $59.53 Unrealized +4.9%
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $4,997 Shares 41,981 Est. Cost $66.32 Unrealized +19.5%
HD Home Depot Inc. 0.3%
Value ($000) $4,984 Shares 62,987 Est. Cost $56.05 Unrealized +7.5%
CFR Cullen Frost Bankers, Inc. 0.3%
Value ($000) $4,966 Shares 64,052 Est. Cost $46.21 Unrealized +14.2%
MTB M&T Bank Corp. 0.2%
Value ($000) $4,932 Shares 40,657 Est. Cost $76.23 Unrealized +9.1%
TROW T. Rowe Price Group, Inc. 0.2%
Value ($000) $4,898 Shares 59,483 Est. Cost $48.66 Unrealized +8.0%
PG Procter & Gamble Company 0.2%
Value ($000) $4,884 Shares 60,599 Est. Cost $55.72 Unrealized +1.4%
NKE Nike Inc. - B 0.2%
Value ($000) $4,831 Shares 65,414 Est. Cost $28.05 Unrealized +16.0%
Nordstrom Inc. 0.2%
Value ($000) $4,818 Shares 77,156 Est. Cost $60.26 Unrealized
IEF iShares 7-10 Year Treasury Bon 0.2%
Value ($000) $4,811 Shares 47,290 Est. Cost $101.90 Unrealized
MCD McDonald's Corp. 0.2%
Value ($000) $4,799 Shares 48,957 Est. Cost $71.12 Unrealized -1.2%
GWW W.W. Grainger, Inc. 0.2%
Value ($000) $4,744 Shares 18,776 Est. Cost $204.65 Unrealized +0.5%
ACE Limited 0.2%
Value ($000) $4,726 Shares 47,711 Est. Cost $103.01 Unrealized
Marathon Oil Corp. 0.2%
Value ($000) $4,703 Shares 132,401 Est. Cost $34.89 Unrealized
DCI Donaldson Inc 0.2%
Value ($000) $4,701 Shares 110,879 Est. Cost $30.76 Unrealized +12.3%
KCAP Financial Inc 0.2%
Value ($000) $4,677 Shares 540,055 Est. Cost $10.42 Unrealized
NJR New Jersey Resources Corp. 0.2%
Value ($000) $4,635 Shares 93,078 Est. Cost $14.93 Unrealized +3.8%
CLX The Clorox Company 0.2%
Value ($000) $4,616 Shares 52,443 Est. Cost $60.90 Unrealized +3.0%
Piedmont Natural Gas Co. Inc. 0.2%
Value ($000) $4,525 Shares 127,873 Est. Cost $33.76 Unrealized
LSTR Landstar System Inc. 0.2%
Value ($000) $4,489 Shares 75,797 Est. Cost $52.59 Unrealized
Apollo Investment Corp. 0.2%
Value ($000) $4,453 Shares 535,883 Est. Cost $7.86 Unrealized
IBM International Business Machine 0.2%
Value ($000) $4,405 Shares 22,883 Est. Cost $114.39 Unrealized -4.5%
BANX Stonecastle Financial Corporat 0.2%
Value ($000) $4,394 Shares 178,762 Est. Cost $8.52 Unrealized +0.2%
MVC Capital, Inc. 0.2%
Value ($000) $4,193 Shares 309,461 Est. Cost $12.59 Unrealized
TPVG Triplepoint Venture Growth BDC 0.2%
Value ($000) $4,112 Shares 253,222 Est. Cost $15.98 Unrealized 0.0%
Annaly Capital Management Inc. 0.2%
Value ($000) $4,034 Shares 367,717 Est. Cost $12.48 Unrealized
HRZN Horizon Technology 0.2%
Value ($000) $4,011 Shares 320,594 Est. Cost $3.38 Unrealized +7.0%
MFIN Medallion Financial Corp 0.2%
Value ($000) $3,959 Shares 299,721 Est. Cost $8.88 Unrealized +0.3%
XLV Health Care Select Sector - SP 0.2%
Value ($000) $3,835 Shares 65,574 Est. Cost $48.10 Unrealized
ACWI MSCI All Country World Index F 0.2%
Value ($000) $3,737 Shares 64,282 Est. Cost $58.13 Unrealized
SPDR Nuveen Barclays Capital M 0.2%
Value ($000) $3,713 Shares 159,678 Est. Cost $22.78 Unrealized
Hatteras Financial Corp. 0.2%
Value ($000) $3,662 Shares 194,282 Est. Cost $24.11 Unrealized
Gold Trust - iShares 0.2%
Value ($000) $3,656 Shares 293,907 Est. Cost $12.44 Unrealized
iShares Corporate Bond ETF 202 0.2%
Value ($000) $3,605 Shares 35,016 Est. Cost $100.14 Unrealized
OFS OFS Capital Corp. 0.2%
Value ($000) $3,542 Shares 283,147 Est. Cost $12.62 Unrealized +1.0%
CODI Compass Diversified Holdings 0.2%
Value ($000) $3,538 Shares 187,109 Est. Cost $7.10 Unrealized +15.4%
iShares Corporate ex Financial 0.2%
Value ($000) $3,514 Shares 36,128 Est. Cost $95.88 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $3,493 Shares 36,944 Est. Cost $92.96 Unrealized
MBB iShares MBS Bond ETF 0.2%
Value ($000) $3,487 Shares 32,854 Est. Cost $105.26 Unrealized
SCM Stellus Capital Investment 0.2%
Value ($000) $3,481 Shares 242,081 Est. Cost $14.85 Unrealized -1.4%
PFLT PennantPark Floating Rate Capi 0.2%
Value ($000) $3,420 Shares 247,433 Est. Cost $4.09 Unrealized +3.0%
Gladstone Capital Corporation 0.2%
Value ($000) $3,168 Shares 314,304 Est. Cost $8.17 Unrealized
IGIB iShares Interm. Term Corporate 0.2%
Value ($000) $3,166 Shares 29,032 Est. Cost $107.79 Unrealized
Select Comfort Corporation 0.2%
Value ($000) $3,115 Shares 172,307 Est. Cost $18.08 Unrealized
BlackRock Kelso Capital Corp. 0.2%
Value ($000) $3,064 Shares 334,119 Est. Cost $9.33 Unrealized
SPDR Nuveen Barclays Capital S 0.1%
Value ($000) $2,890 Shares 119,139 Est. Cost $24.10 Unrealized
Ritchie Brothers Auctioneers I 0.1%
Value ($000) $2,677 Shares 110,926 Est. Cost $19.87 Unrealized
XLP Consumer Staples Select Sector 0.1%
Value ($000) $2,558 Shares 59,403 Est. Cost $39.69 Unrealized
NGP Capital Ressources Company 0.1%
Value ($000) $2,558 Shares 378,341 Est. Cost $6.13 Unrealized
ZBRA Zebra Technologies Corp. 0.1%
Value ($000) $2,473 Shares 35,628 Est. Cost $45.78 Unrealized +34.0%
MAIN Main Street Capital Corp. 0.1%
Value ($000) $2,462 Shares 74,934 Est. Cost $29.45 Unrealized +15.5%
Patterson Companies, Inc. 0.1%
Value ($000) $2,435 Shares 58,316 Est. Cost $38.20 Unrealized
MCG Capital Corp. 0.1%
Value ($000) $2,379 Shares 627,656 Est. Cost $5.21 Unrealized
Landauer Inc. 0.1%
Value ($000) $2,374 Shares 52,382 Est. Cost $48.31 Unrealized
GAIN Gladstone Investment Corp. 0.1%
Value ($000) $2,357 Shares 284,979 Est. Cost $2.02 Unrealized +18.9%
Guggenheim BulletShares Invest 0.1%
Value ($000) $2,221 Shares 107,729 Est. Cost $20.62 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $2,215 Shares 108,401 Est. Cost $20.43 Unrealized
Safeguard Scientifics New 0.1%
Value ($000) $2,162 Shares 97,467 Est. Cost $17.60 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $2,160 Shares 94,691 Est. Cost $22.39 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $2,133 Shares 101,271 Est. Cost $20.66 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $2,129 Shares 101,914 Est. Cost $20.47 Unrealized
iShares Corporate ex Financial 0.1%
Value ($000) $2,124 Shares 21,198 Est. Cost $99.09 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $2,122 Shares 101,630 Est. Cost $20.42 Unrealized
GNMA iShares GNMA Bond ETF 0.1%
Value ($000) $2,121 Shares 43,373 Est. Cost $48.41 Unrealized
CMBS iShares CMBS Bond ETF 0.1%
Value ($000) $2,106 Shares 41,193 Est. Cost $51.20 Unrealized
American Capital Ltd. 0.1%
Value ($000) $2,020 Shares 127,906 Est. Cost $12.67 Unrealized
XLB Materials Select Sector - SPDR 0.1%
Value ($000) $1,915 Shares 40,494 Est. Cost $38.63 Unrealized
VGK European ETF - Vanguard 0.1%
Value ($000) $1,894 Shares 32,129 Est. Cost $58.95 Unrealized
Solar Senior Capital Ltd. 0.1%
Value ($000) $1,864 Shares 108,963 Est. Cost $18.40 Unrealized
IDU Dow Jones US Utilities - iShar 0.1%
Value ($000) $1,818 Shares 17,448 Est. Cost $94.55 Unrealized
C & J Energy Services Inc 0.1%
Value ($000) $1,752 Shares 60,075 Est. Cost $19.77 Unrealized
PLOW Douglas Dynamics, Inc. 0.1%
Value ($000) $1,701 Shares 97,664 Est. Cost $14.24 Unrealized +13.8%
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $1,667 Shares 96,144 Est. Cost $18.41 Unrealized
Forward Air Corp. 0.1%
Value ($000) $1,629 Shares 35,320 Est. Cost $38.58 Unrealized
VCA Antech Inc. 0.1%
Value ($000) $1,625 Shares 50,423 Est. Cost $26.42 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $1,499 Shares 66,997 Est. Cost $22.12 Unrealized
Techne Corp. 0.1%
Value ($000) $1,498 Shares 17,550 Est. Cost $69.93 Unrealized
HAE Haemonetics Corporation 0.1%
Value ($000) $1,498 Shares 45,952 Est. Cost $39.83 Unrealized -4.0%
MLI Mueller Industries Inc. 0.1%
Value ($000) $1,495 Shares 49,847 Est. Cost $11.22 Unrealized +8.3%
BMRC Bank of Marin (CA) 0.1%
Value ($000) $1,475 Shares 32,735 Est. Cost $14.57 Unrealized +7.3%
Onebeacon Insurance Group Ltd 0.1%
Value ($000) $1,472 Shares 95,200 Est. Cost $14.61 Unrealized
FELE Franklin Electric Co. Inc. 0.1%
Value ($000) $1,472 Shares 34,617 Est. Cost $28.94 Unrealized +28.3%
THR Thermon Group Holdings Inc 0.1%
Value ($000) $1,468 Shares 63,311 Est. Cost $20.20 Unrealized +27.3%
CULP Culp Inc. 0.1%
Value ($000) $1,461 Shares 74,012 Est. Cost $15.60 Unrealized +2.2%
MORN Morningstar Inc. 0.1%
Value ($000) $1,453 Shares 18,384 Est. Cost $70.76 Unrealized +12.5%
Vocera Communications Inc. 0.1%
Value ($000) $1,453 Shares 88,952 Est. Cost $14.78 Unrealized
Hittite Microwave Corp 0.1%
Value ($000) $1,441 Shares 22,862 Est. Cost $58.32 Unrealized
Guggenheim BulletShares C 0.1%
Value ($000) $1,432 Shares 65,429 Est. Cost $21.78 Unrealized
WST West Pharmaceutical Services, 0.1%
Value ($000) $1,429 Shares 32,447 Est. Cost $33.12 Unrealized +34.5%
RMAX RE/Max Holdings 0.1%
Value ($000) $1,429 Shares 49,568 Est. Cost $22.67 Unrealized +2.6%
Snyders-Lance Inc 0.1%
Value ($000) $1,326 Shares 47,047 Est. Cost $28.58 Unrealized
Cubic Corp 0.1%
Value ($000) $1,293 Shares 25,317 Est. Cost $48.48 Unrealized
TPG Specialty Lending Inc Com 0.1%
Value ($000) $1,273 Shares 76,716 Est. Cost $16.59 Unrealized
iShares S&P AMT-Free Municipal 0.1%
Value ($000) $1,230 Shares 48,445 Est. Cost $25.15 Unrealized
SPY S&P 500 - SPDR 0.1%
Value ($000) $1,224 Shares 6,544 Est. Cost $170.69 Unrealized
iShares S&P AMT-Free Municipal 0.1%
Value ($000) $1,218 Shares 22,085 Est. Cost $54.29 Unrealized
IEI Barclays 3-7 Year Treasury Bon 0.1%
Value ($000) $1,176 Shares 9,743 Est. Cost $120.22 Unrealized
Fifth Street Finance Corp. 0.1%
Value ($000) $1,173 Shares 124,014 Est. Cost $10.23 Unrealized
Varian Medical Systems Inc. 0.1%
Value ($000) $1,083 Shares 12,895 Est. Cost $71.14 Unrealized
MSM MSC Industrial Direct Co. Inc 0.1%
Value ($000) $1,045 Shares 12,074 Est. Cost $79.62 Unrealized +7.0%
TICC Capital Corp. 0.1%
Value ($000) $1,026 Shares 104,903 Est. Cost $9.62 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $937 Shares 5 Est. Cost $165023.42 Unrealized +6.4%
MUB iShares National AMT-Free Muni 0.0%
Value ($000) $827 Shares 7,724 Est. Cost $105.06 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value ($000) $810 Shares 15,115 Est. Cost $54.18 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value ($000) $808 Shares 15,233 Est. Cost $53.04 Unrealized
MHK Mohawk Industries Inc. 0.0%
Value ($000) $764 Shares 5,617 Est. Cost $112.71 Unrealized +27.0%
Graftech International Ltd. 0.0%
Value ($000) $701 Shares 64,167 Est. Cost $7.30 Unrealized
RLI RLI Corp. 0.0%
Value ($000) $685 Shares 15,483 Est. Cost $13.79 Unrealized 0.0%
Potash Corp. of Saskatchewan I 0.0%
Value ($000) $598 Shares 16,523 Est. Cost $35.66 Unrealized
MUNI PIMCO Intermediate Muni Bond E 0.0%
Value ($000) $577 Shares 10,967 Est. Cost $51.93 Unrealized
CF CF Industries Holdings Inc. 0.0%
Value ($000) $558 Shares 2,141 Est. Cost $35.22 Unrealized 0.0%
American Capital Senior Floati 0.0%
Value ($000) $553 Shares 39,380 Est. Cost $14.04 Unrealized
SMG The Scotts Miracle-Gro Company 0.0%
Value ($000) $547 Shares 8,920 Est. Cost $29.98 Unrealized +30.7%
GULTU Gulf Coast Ultra Deep Royalty 0.0%
Value ($000) $530 Shares 173,865 Est. Cost $2.04 Unrealized
MRCC Monroe Capital Corp. 0.0%
Value ($000) $515 Shares 38,034 Est. Cost $3.35 Unrealized +1.9%
WY Weyerhaeuser Co. 0.0%
Value ($000) $479 Shares 16,315 Est. Cost $18.73 Unrealized +1.6%
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $464 Shares 3,182 Est. Cost $153.85 Unrealized
IWN Russell 2000 Value Index - iSh 0.0%
Value ($000) $449 Shares 4,453 Est. Cost $85.90 Unrealized
TLT Barclays 20+ Year Treasury Bon 0.0%
Value ($000) $443 Shares 4,058 Est. Cost $109.17 Unrealized
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $443 Shares 5,100 Est. Cost $76.57 Unrealized
IWO Russell 2000 Growth Index - iS 0.0%
Value ($000) $434 Shares 3,188 Est. Cost $111.50 Unrealized
Statoil ASA ADS 0.0%
Value ($000) $421 Shares 14,902 Est. Cost $22.69 Unrealized
Total SA - ADR 0.0%
Value ($000) $420 Shares 6,403 Est. Cost $48.65 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $410 Shares 4,104 Est. Cost $86.19 Unrealized
Cimarex Energy Co. 0.0%
Value ($000) $398 Shares 3,341 Est. Cost $64.95 Unrealized
Concho Resources, Inc. 0.0%
Value ($000) $389 Shares 3,175 Est. Cost $107.91 Unrealized
Silver Wheaton Corp. 0.0%
Value ($000) $388 Shares 17,089 Est. Cost $20.58 Unrealized
AMG Affiliated Managers Group Inc. 0.0%
Value ($000) $386 Shares 1,928 Est. Cost $153.14 Unrealized +24.2%
EOG EOG Resources 0.0%
Value ($000) $385 Shares 1,962 Est. Cost $62.33 Unrealized +4.0%
BHP BHP Billiton Limited - ADR 0.0%
Value ($000) $377 Shares 5,557 Est. Cost $57.69 Unrealized
RRC Range Resources Corporation 0.0%
Value ($000) $376 Shares 4,528 Est. Cost $77.77 Unrealized +9.5%
Whiting Petroleum Corp. 0.0%
Value ($000) $368 Shares 5,309 Est. Cost $61.95 Unrealized
HNRG Hallador Energy Company 0.0%
Value ($000) $367 Shares 42,926 Est. Cost $8.20 Unrealized 0.0%
Continental Resources, Inc. 0.0%
Value ($000) $367 Shares 2,957 Est. Cost $112.66 Unrealized
E ENI S.p.A. ADS 0.0%
Value ($000) $364 Shares 7,251 Est. Cost $41.09 Unrealized
Hess Corp. 0.0%
Value ($000) $361 Shares 4,353 Est. Cost $82.90 Unrealized
REPYY Repsol S.A. - ADR 0.0%
Value ($000) $360 Shares 14,060 Est. Cost $21.16 Unrealized
RGLD Royal Gold, Inc. 0.0%
Value ($000) $347 Shares 5,548 Est. Cost $54.12 Unrealized +13.6%
Pioneer Natural Resources Co. 0.0%
Value ($000) $342 Shares 1,825 Est. Cost $144.84 Unrealized
FCX Freeport-McMoRan Copper & Gold 0.0%
Value ($000) $342 Shares 10,351 Est. Cost $24.45 Unrealized +16.4%
PCH Potlatch Corp. 0.0%
Value ($000) $338 Shares 8,745 Est. Cost $40.13 Unrealized
MUR Murphy Oil Corp. 0.0%
Value ($000) $338 Shares 5,384 Est. Cost $34.50 Unrealized +12.8%
Yamana Gold, Inc. 0.0%
Value ($000) $328 Shares 37,400 Est. Cost $9.47 Unrealized
Energy XXI Limited - (Bermuda 0.0%
Value ($000) $324 Shares 13,758 Est. Cost $22.17 Unrealized
FNV Franco-Nevada Corp. 0.0%
Value ($000) $323 Shares 7,032 Est. Cost $34.68 Unrealized +20.7%
CM Finance Inc 0.0%
Value ($000) $312 Shares 20,000 Est. Cost $15.60 Unrealized
Barrick Gold Corp. 0.0%
Value ($000) $305 Shares 17,101 Est. Cost $15.74 Unrealized
NGD New Gold, Inc. 0.0%
Value ($000) $304 Shares 62,198 Est. Cost $6.96 Unrealized -17.1%
Harvest Capital Credit Corp 0.0%
Value ($000) $295 Shares 20,000 Est. Cost $15.10 Unrealized
CTRA CABOT OIL & GAS CORP. 0.0%
Value ($000) $286 Shares 8,438 Est. Cost $26.72 Unrealized 0.0%
Eldorado Gold Corp. 0.0%
Value ($000) $286 Shares 51,166 Est. Cost $6.18 Unrealized
VEIRX Vanguard Equity-Income Admiral 0.0%
Value ($000) $277 Shares 4,379 Est. Cost $62.34 Unrealized
ACRE Ares Commercial Real Estate 0.0%
Value ($000) $268 Shares 20,000 Est. Cost $12.80 Unrealized
KO The Coca-Cola Company 0.0%
Value ($000) $253 Shares 6,544 Est. Cost $27.78 Unrealized -4.4%
SAR Saratoga Investment Corporatio 0.0%
Value ($000) $230 Shares 14,936 Est. Cost $17.48 Unrealized -9.9%
UltraShort DJ-UBS Natural Gas 0.0%
Value ($000) $225 Shares 5,139 Est. Cost $43.78 Unrealized
ITA Dow Jones U.S. Aerospace & Def 0.0%
Value ($000) $218 Shares 1,994 Est. Cost $109.33 Unrealized
Powershares short MSCI Emergin 0.0%
Value ($000) $201 Shares 7,613 Est. Cost $26.40 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $139 Shares 11,000 Est. Cost $12.73 Unrealized