CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

Location: St. Louis, MO

CIK: 0001442056 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 17, 2013

Total Value: $1.613B (100.0% shares, 0.0% debt)

Holdings (254)

ARCC Ares Capital Corp. 2.3%
Value $37.07M Shares 2,144,130 Est. Cost $5.23 Unrealized +2.5%
JNJ Johnson & Johnson 2.2%
Value $35.27M Shares 406,816 Est. Cost $59.94 Unrealized +6.0%
VNQ REIT Index - Vanguard 2.1%
Value $33.91M Shares 512,702 Est. Cost $68.53 Unrealized
PEP Pepsico, Inc 2.1%
Value $33.75M Shares 424,483 Est. Cost $56.18 Unrealized +1.0%
MSFT Microsoft Corp. 2.1%
Value $33.73M Shares 1,013,603 Est. Cost $26.73 Unrealized +1.0%
DEO Diageo (Adr 1:4) 2.0%
Value $32.9M Shares 258,905 Est. Cost $116.03 Unrealized
EMR Emerson Electric Company 2.0%
Value $32.71M Shares 505,548 Est. Cost $40.32 Unrealized +8.7%
LMT Lockheed Martin Corp 1.9%
Value $29.98M Shares 235,078 Est. Cost $72.38 Unrealized +18.9%
CVX Chevron Corp. 1.7%
Value $27.26M Shares 224,326 Est. Cost $71.30 Unrealized +2.5%
MMM 3M Company 1.7%
Value $27.19M Shares 227,685 Est. Cost $62.53 Unrealized +5.5%
BR Broadridge Financial Solutions 1.6%
Value $26.14M Shares 823,252 Est. Cost $20.61 Unrealized +14.9%
GBDC Golub Capital BDC Inc 1.6%
Value $25.69M Shares 1,482,619 Est. Cost $5.70 Unrealized +3.3%
Praxair Inc. 1.6%
Value $25.44M Shares 211,624 Est. Cost $115.65 Unrealized
GlaxoSmithKline Plc (Adr 1:2) 1.5%
Value $24.9M Shares 496,258 Est. Cost $49.99 Unrealized
RYN Rayonier Inc. 1.5%
Value $23.86M Shares 428,801 Est. Cost $55.41 Unrealized
Du Pont E.I. De Nemours & Com 1.5%
Value $23.85M Shares 407,340 Est. Cost $52.98 Unrealized
Fidelity National Financial In 1.5%
Value $23.72M Shares 891,762 Est. Cost $24.06 Unrealized
KSS Kohl's Corp. 1.4%
Value $23.02M Shares 444,790 Est. Cost $49.73 Unrealized +5.0%
SO Southern Company 1.4%
Value $22.99M Shares 558,241 Est. Cost $26.59 Unrealized -4.7%
Plum Creek Timber Co. Inc. 1.4%
Value $22.96M Shares 490,231 Est. Cost $46.68 Unrealized
Iron Mountain 1.4%
Value $22.9M Shares 847,400 Est. Cost $26.65 Unrealized
CHRW C.H. Robinson Worldwide Inc. 1.4%
Value $22.86M Shares 383,709 Est. Cost $42.82 Unrealized +2.2%
Willis Group Hldg 1.4%
Value $22.44M Shares 517,982 Est. Cost $41.01 Unrealized
PFE Pfizer Inc. 1.4%
Value $22.44M Shares 781,149 Est. Cost $16.45 Unrealized -0.6%
Kraft Foods Group, Inc. 1.4%
Value $22.39M Shares 426,552 Est. Cost $55.59 Unrealized
MLM Martin Marietta Materials Inc. 1.3%
Value $21.4M Shares 217,994 Est. Cost $92.65 Unrealized -3.6%
RLI RLI Corp. 1.3%
Value $21.17M Shares 242,129 Est. Cost $11.16 Unrealized +11.5%
KMI Kinder Morgan Inc. 1.3%
Value $20.84M Shares 585,976 Est. Cost $20.61 Unrealized -2.1%
GGG Graco inc. 1.2%
Value $19.93M Shares 269,126 Est. Cost $16.98 Unrealized +16.8%
LQD iShares iBoxx Corporate Bond E 1.2%
Value $19.93M Shares 175,545 Est. Cost $113.58 Unrealized
Pepco Holdings, Inc. 1.2%
Value $19.39M Shares 1,050,241 Est. Cost $19.96 Unrealized
Barclays Capital High Yield Bo 1.1%
Value $18.17M Shares 456,008 Est. Cost $39.49 Unrealized
Linear Technology Corp 1.1%
Value $17.88M Shares 450,760 Est. Cost $36.84 Unrealized
HYG High Yield Corporate Bond Fund 1.1%
Value $17.43M Shares 190,368 Est. Cost $90.88 Unrealized
PGR Progressive Corp. 1.1%
Value $17.18M Shares 630,730 Est. Cost $17.04 Unrealized +2.6%
PAYX Paychex, Inc. 1.0%
Value $15.92M Shares 391,761 Est. Cost $25.02 Unrealized +8.0%
IYW Dow Jones US Technology - iSha 1.0%
Value $15.5M Shares 196,686 Est. Cost $74.93 Unrealized
IYF Dow Jones US Financial Sector 0.9%
Value $14.4M Shares 196,454 Est. Cost $71.78 Unrealized
AXP American Express Company 0.8%
Value $13.69M Shares 181,331 Est. Cost $60.35 Unrealized +4.8%
United Technologies Corp. 0.8%
Value $13.45M Shares 124,747 Est. Cost $93.86 Unrealized
ITW Illinois Tool Works Inc. 0.8%
Value $12.62M Shares 165,434 Est. Cost $49.97 Unrealized +9.6%
EXPD Expeditors International of Wa 0.8%
Value $12.43M Shares 282,031 Est. Cost $31.93 Unrealized +10.5%
MKL Markel Corp. 0.7%
Value $12.03M Shares 23,241 Est. Cost $523.84 Unrealized +0.3%
Landauer Inc. 0.7%
Value $11.75M Shares 229,242 Est. Cost $48.31 Unrealized
PNNT PennantPark Investment Corp. 0.7%
Value $11.61M Shares 1,029,494 Est. Cost $2.41 Unrealized +4.7%
WRB W.R. Berkley Corp 0.7%
Value $11.43M Shares 266,640 Est. Cost $9.58 Unrealized -0.1%
Express Scripts Inc. 0.7%
Value $11.32M Shares 183,105 Est. Cost $61.74 Unrealized
WAT Waters Corp. 0.7%
Value $11.27M Shares 106,114 Est. Cost $96.12 Unrealized +6.7%
THL Credit 0.7%
Value $11.07M Shares 709,030 Est. Cost $15.19 Unrealized
TMO Thermo Fisher Scientific, Inc. 0.7%
Value $11.02M Shares 119,594 Est. Cost $79.95 Unrealized +8.6%
Sigma-Aldrich Corp 0.7%
Value $10.98M Shares 128,755 Est. Cost $80.57 Unrealized
DJP DJ-UBS Commodity Index Total R 0.7%
Value $10.64M Shares 285,512 Est. Cost $36.71 Unrealized
Medley Capital Corp. 0.7%
Value $10.59M Shares 768,172 Est. Cost $13.59 Unrealized
Discovery Communications, Inc. 0.6%
Value $10.46M Shares 133,906 Est. Cost $69.77 Unrealized
Google Inc. - A 0.6%
Value $10.44M Shares 11,915 Est. Cost $879.99 Unrealized
Bed Bath & Beyond Inc 0.6%
Value $10.39M Shares 134,318 Est. Cost $71.28 Unrealized
LOW Lowe's Companies Inc. 0.6%
Value $10.26M Shares 215,395 Est. Cost $32.16 Unrealized +13.2%
TJX TJX Companies 0.6%
Value $10.09M Shares 178,964 Est. Cost $20.86 Unrealized +8.0%
BRK/B Berkshire Hathaway Inc. - B 0.6%
Value $9.791M Shares 86,259 Est. Cost $110.30 Unrealized +4.6%
MA Mastercard Inc. - A 0.6%
Value $9.743M Shares 14,482 Est. Cost $51.99 Unrealized +12.1%
XLE Energy Select Sector - SPDR 0.6%
Value $9.739M Shares 117,465 Est. Cost $78.71 Unrealized
XLV Health Care Select Sector - SP 0.6%
Value $9.446M Shares 186,721 Est. Cost $48.10 Unrealized
HTGC Hercules Technology Growth Cap 0.6%
Value $9.249M Shares 606,483 Est. Cost $13.02 Unrealized +11.4%
WFC Wells Fargo & Company 0.6%
Value $9.194M Shares 222,511 Est. Cost $27.49 Unrealized +9.8%
SLRC Solar Capital, LTD. 0.6%
Value $9.188M Shares 414,233 Est. Cost $7.35 Unrealized -0.8%
HAL Halliburton Co. 0.5%
Value $8.699M Shares 180,673 Est. Cost $33.41 Unrealized +11.7%
IJJ S&P MidCap 400 Value Index Fun 0.5%
Value $8.69M Shares 80,450 Est. Cost $108.02 Unrealized
TCP Capital Corp 0.5%
Value $8.267M Shares 509,353 Est. Cost $16.71 Unrealized
XLI Industrial Select Sector - SPD 0.5%
Value $7.796M Shares 168,003 Est. Cost $42.64 Unrealized
NMFC New Mountain Finance Corp. 0.5%
Value $7.285M Shares 505,565 Est. Cost $3.91 Unrealized +1.1%
Triangle Capital Corp 0.4%
Value $6.823M Shares 232,312 Est. Cost $27.51 Unrealized
XLY Consumer Discret Select Sector 0.4%
Value $6.614M Shares 109,092 Est. Cost $57.02 Unrealized
SYK Stryker Corp. 0.4%
Value $6.049M Shares 89,502 Est. Cost $57.14 Unrealized +4.0%
IGIB iShares Interm. Term Corporate 0.4%
Value $5.866M Shares 54,348 Est. Cost $107.77 Unrealized
IJK S&P MidCap 400 Growth Index Fu 0.4%
Value $5.847M Shares 42,029 Est. Cost $139.12 Unrealized
MBB iShares MBS Bond ETF 0.3%
Value $5.468M Shares 51,628 Est. Cost $105.36 Unrealized
BRO Brown & Brown Inc. 0.3%
Value $5.443M Shares 169,555 Est. Cost $14.02 Unrealized +3.2%
XLP Consumer Staples Select Sector 0.3%
Value $5.369M Shares 134,910 Est. Cost $39.69 Unrealized
CYS Investments Inc 0.3%
Value $5.308M Shares 652,880 Est. Cost $9.21 Unrealized
HD Home Depot Inc. 0.3%
Value $4.935M Shares 65,061 Est. Cost $56.05 Unrealized +3.2%
iShares Corporate ex Fin 0.3%
Value $4.778M Shares 48,209 Est. Cost $97.27 Unrealized
XOM Exxon Mobil Corp. 0.3%
Value $4.775M Shares 55,503 Est. Cost $53.73 Unrealized +0.8%
MFIN Medallion Financial Corp 0.3%
Value $4.737M Shares 318,330 Est. Cost $8.88 Unrealized +3.2%
VCIT Vanguard Interm. Term Corporat 0.3%
Value $4.655M Shares 55,796 Est. Cost $83.04 Unrealized
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value $4.592M Shares 136,093 Est. Cost $33.59 Unrealized
HRZN Horizon Technology 0.3%
Value $4.425M Shares 332,194 Est. Cost $3.38 Unrealized +0.7%
DECK Deckers Outdoor Corp. 0.3%
Value $4.368M Shares 66,264 Est. Cost $9.07 Unrealized +6.9%
MVC Capital, Inc. 0.3%
Value $4.184M Shares 320,400 Est. Cost $12.59 Unrealized
COP ConocoPhillips 0.3%
Value $4.149M Shares 59,686 Est. Cost $40.30 Unrealized +10.4%
Gladstone Capital Corporation 0.3%
Value $4.145M Shares 474,807 Est. Cost $8.17 Unrealized
PFLT PennantPark Floating Rate Capi 0.3%
Value $4.144M Shares 300,733 Est. Cost $4.09 Unrealized -1.6%
Annaly Capital Management Inc. 0.3%
Value $4.108M Shares 354,717 Est. Cost $12.57 Unrealized
Apollo Investment Corp. 0.2%
Value $3.891M Shares 477,362 Est. Cost $7.74 Unrealized
CODI Compass Diversified Holdings 0.2%
Value $3.853M Shares 216,200 Est. Cost $7.10 Unrealized +6.9%
GWW W.W. Grainger, Inc. 0.2%
Value $3.772M Shares 14,412 Est. Cost $202.83 Unrealized +4.9%
LSTR Landstar System Inc. 0.2%
Value $3.746M Shares 66,921 Est. Cost $51.78 Unrealized
NKE Nike Inc. - B 0.2%
Value $3.668M Shares 50,490 Est. Cost $26.67 Unrealized +4.8%
IEF iShares 7-10 Year Treasury Bon 0.2%
Value $3.61M Shares 35,352 Est. Cost $102.43 Unrealized
KCAP Financial Inc 0.2%
Value $3.486M Shares 389,509 Est. Cost $11.13 Unrealized
CBSH Commerce Bancshares, Inc. 0.2%
Value $3.444M Shares 78,601 Est. Cost $21.67 Unrealized +7.3%
ADP Automatic Data Processing, Inc 0.2%
Value $3.441M Shares 47,536 Est. Cost $45.41 Unrealized +6.4%
NVS Novartis AG - ADR 0.2%
Value $3.435M Shares 44,776 Est. Cost $71.36 Unrealized
OXY Occidental Petroleum Corp 0.2%
Value $3.403M Shares 36,382 Est. Cost $58.01 Unrealized +2.1%
NXPI NXP Semiconductors 0.2%
Value $3.334M Shares 89,606 Est. Cost $26.26 Unrealized +19.6%
GD General Dynamics Corp. 0.2%
Value $3.331M Shares 38,058 Est. Cost $57.32 Unrealized +13.3%
NEE NextEra Energy, Inc. 0.2%
Value $3.329M Shares 41,527 Est. Cost $14.22 Unrealized +4.4%
CL Colgate-Palmolive Co. 0.2%
Value $3.325M Shares 56,063 Est. Cost $44.40 Unrealized +0.4%
MDU MDU Resources Group Inc. 0.2%
Value $3.313M Shares 118,439 Est. Cost $6.65 Unrealized +9.1%
Hatteras Financial Corp. 0.2%
Value $3.298M Shares 176,282 Est. Cost $24.64 Unrealized
PG Procter & Gamble Company 0.2%
Value $3.278M Shares 43,372 Est. Cost $55.10 Unrealized +2.0%
APD Air Products & Chemicals Inc. 0.2%
Value $3.276M Shares 30,736 Est. Cost $62.54 Unrealized +12.1%
MTB M&T Bank Corp. 0.2%
Value $3.265M Shares 29,172 Est. Cost $73.91 Unrealized +11.5%
SCM Stellus Capital Investment 0.2%
Value $3.258M Shares 217,486 Est. Cost $14.87 Unrealized +0.5%
MCG Capital Corp. 0.2%
Value $3.244M Shares 643,656 Est. Cost $5.21 Unrealized
CFR Cullen Frost Bankers, Inc. 0.2%
Value $3.243M Shares 45,968 Est. Cost $44.22 Unrealized +12.1%
BDX Becton, Dickinson and Company 0.2%
Value $3.232M Shares 32,313 Est. Cost $78.39 Unrealized +2.8%
ADI Analog Devices, Inc. 0.2%
Value $3.224M Shares 68,521 Est. Cost $34.56 Unrealized +6.2%
BF/B Brown-Forman Corp. - B 0.2%
Value $3.195M Shares 46,895 Est. Cost $22.69 Unrealized +0.5%
TROW T. Rowe Price Group, Inc. 0.2%
Value $3.13M Shares 43,517 Est. Cost $47.67 Unrealized -0.3%
WMT Wal-Mart Stores Inc. 0.2%
Value $3.101M Shares 41,925 Est. Cost $19.96 Unrealized -0.9%
Marathon Oil Corp. 0.2%
Value $3.075M Shares 88,161 Est. Cost $34.62 Unrealized
MCD McDonald's Corp. 0.2%
Value $3.072M Shares 31,932 Est. Cost $71.63 Unrealized -1.5%
DCI Donaldson Inc 0.2%
Value $3.052M Shares 80,052 Est. Cost $29.59 Unrealized +1.9%
OFS OFS Capital Corp. 0.2%
Value $3.052M Shares 241,053 Est. Cost $12.66 Unrealized -4.5%
CLX The Clorox Company 0.2%
Value $3.05M Shares 37,318 Est. Cost $59.93 Unrealized -1.0%
NGP Capital Ressources Company 0.2%
Value $3.045M Shares 409,869 Est. Cost $6.13 Unrealized
Nordstrom Inc. 0.2%
Value $3.024M Shares 53,813 Est. Cost $59.47 Unrealized
iShares Corporate Bond ETF 202 0.2%
Value $2.938M Shares 29,428 Est. Cost $99.84 Unrealized
iShares Corporate ex Financial 0.2%
Value $2.905M Shares 30,265 Est. Cost $95.70 Unrealized
Piedmont Natural Gas Co. Inc. 0.2%
Value $2.883M Shares 87,686 Est. Cost $33.61 Unrealized
MAIN Main Street Capital Corp. 0.2%
Value $2.82M Shares 94,234 Est. Cost $29.45 Unrealized +1.1%
iShares Corporate ex Financial 0.2%
Value $2.814M Shares 30,647 Est. Cost $92.88 Unrealized
IBM International Business Machine 0.2%
Value $2.813M Shares 15,193 Est. Cost $117.85 Unrealized -5.3%
NJR New Jersey Resources Corp. 0.2%
Value $2.784M Shares 63,200 Est. Cost $14.79 Unrealized -1.9%
BlackRock Kelso Capital Corp. 0.2%
Value $2.735M Shares 288,547 Est. Cost $9.36 Unrealized
Solar Senior Capital Ltd. 0.2%
Value $2.645M Shares 146,272 Est. Cost $18.40 Unrealized
NPO EnPro Industries, Inc. 0.2%
Value $2.551M Shares 42,370 Est. Cost $49.52 Unrealized +17.0%
XLB Materials Select Sector - SPDR 0.1%
Value $2.406M Shares 57,274 Est. Cost $38.63 Unrealized
American Capital Ltd. 0.1%
Value $2.347M Shares 170,708 Est. Cost $12.67 Unrealized
IDU Dow Jones US Utilities - iShar 0.1%
Value $2.181M Shares 23,229 Est. Cost $94.55 Unrealized
GAIN Gladstone Investment Corp. 0.1%
Value $2.058M Shares 291,979 Est. Cost $2.02 Unrealized +0.7%
Patterson Companies, Inc. 0.1%
Value $2.051M Shares 51,034 Est. Cost $37.71 Unrealized
ZBRA Zebra Technologies Corp. 0.1%
Value $2.044M Shares 44,856 Est. Cost $45.66 Unrealized +1.0%
FDUS Fidus Investment Corp. 0.1%
Value $2.007M Shares 103,443 Est. Cost $4.67 Unrealized +6.0%
Ritchie Brothers Auctioneers I 0.1%
Value $1.997M Shares 98,937 Est. Cost $19.40 Unrealized
TICC Capital Corp. 0.1%
Value $1.99M Shares 204,301 Est. Cost $9.62 Unrealized
VCSH Vanguard Short-Term Corporate 0.1%
Value $1.847M Shares 23,202 Est. Cost $79.11 Unrealized
Full Circle Capital Corp. 0.1%
Value $1.843M Shares 215,559 Est. Cost $7.90 Unrealized
iShares Corporate ex Fin 0.1%
Value $1.794M Shares 17,845 Est. Cost $98.93 Unrealized
Guggenheim BulletShares C 0.1%
Value $1.792M Shares 79,221 Est. Cost $22.32 Unrealized
SPDR Nuveen Barclays Capital M 0.1%
Value $1.787M Shares 78,229 Est. Cost $22.85 Unrealized
CMBS iShares CMBS Bond ETF 0.1%
Value $1.782M Shares 34,555 Est. Cost $51.21 Unrealized
Guggenheim BulletShares C 0.1%
Value $1.778M Shares 85,129 Est. Cost $20.59 Unrealized
GNMA iShares GNMA Bond ETF 0.1%
Value $1.77M Shares 36,378 Est. Cost $48.35 Unrealized
Guggenheim BulletShares C 0.1%
Value $1.761M Shares 85,504 Est. Cost $20.41 Unrealized
IWN Russell 2000 Value Index - iSh 0.1%
Value $1.748M Shares 19,073 Est. Cost $85.90 Unrealized
Guggenheim BulletShares C 0.1%
Value $1.741M Shares 85,093 Est. Cost $20.35 Unrealized
SPDR Nuveen Barclays Capital S 0.1%
Value $1.716M Shares 70,852 Est. Cost $23.98 Unrealized
Vocera Communications Inc. 0.1%
Value $1.562M Shares 83,993 Est. Cost $14.70 Unrealized
Forward Air Corp. 0.1%
Value $1.454M Shares 36,064 Est. Cost $38.31 Unrealized
WST West Pharmaceutical Services, 0.1%
Value $1.438M Shares 34,954 Est. Cost $33.12 Unrealized +8.5%
THR Thermon Group Holdings Inc 0.1%
Value $1.43M Shares 61,871 Est. Cost $20.08 Unrealized +5.4%
Hittite Microwave Corp 0.1%
Value $1.386M Shares 21,210 Est. Cost $57.99 Unrealized
FELE Franklin Electric Co. Inc. 0.1%
Value $1.355M Shares 34,387 Est. Cost $28.79 Unrealized +14.8%
Techne Corp. 0.1%
Value $1.341M Shares 16,746 Est. Cost $69.31 Unrealized
MLI Mueller Industries Inc. 0.1%
Value $1.322M Shares 23,751 Est. Cost $10.20 Unrealized +6.5%
MORN Morningstar Inc. 0.1%
Value $1.32M Shares 16,652 Est. Cost $69.29 Unrealized +11.6%
Onebeacon Insurance Group Ltd 0.1%
Value $1.32M Shares 89,443 Est. Cost $14.53 Unrealized
Graftech International Ltd. 0.1%
Value $1.315M Shares 155,579 Est. Cost $7.30 Unrealized
VCA Antech Inc. 0.1%
Value $1.305M Shares 47,510 Est. Cost $26.09 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value $1.284M Shares 30,899 Est. Cost $14.51 Unrealized +1.2%
Cubic Corp 0.1%
Value $1.256M Shares 23,398 Est. Cost $48.21 Unrealized
Guggenheim BulletShares C 0.1%
Value $1.255M Shares 56,414 Est. Cost $22.08 Unrealized
ETFs Platinum Trust 0.1%
Value $1.239M Shares 9,026 Est. Cost $134.22 Unrealized
GOOD Gladstone Commercial Corp. 0.1%
Value $1.232M Shares 68,613 Est. Cost $18.62 Unrealized
IWO Russell 2000 Growth Index - iS 0.1%
Value $1.231M Shares 9,785 Est. Cost $111.50 Unrealized
Snyders-Lance Inc 0.1%
Value $1.212M Shares 42,056 Est. Cost $28.60 Unrealized
Guggenheim BulletShares C 0.1%
Value $1.207M Shares 55,170 Est. Cost $21.77 Unrealized
HAE Haemonetics Corporation 0.1%
Value $1.203M Shares 30,166 Est. Cost $40.51 Unrealized +3.6%
C & J Energy Services Inc 0.1%
Value $1.138M Shares 56,695 Est. Cost $19.38 Unrealized
PLOW Douglas Dynamics, Inc. 0.1%
Value $1.127M Shares 76,517 Est. Cost $13.73 Unrealized +6.2%
SMG The Scotts Miracle-Gro Company 0.1%
Value $1.057M Shares 19,203 Est. Cost $29.98 Unrealized +13.9%
Fifth Street Finance Corp. 0.1%
Value $1.038M Shares 100,931 Est. Cost $10.45 Unrealized
Safeguard Scientifics New 0.1%
Value $1.027M Shares 65,467 Est. Cost $15.69 Unrealized
IGSB iShares Barclays 1-3 Year Inve 0.1%
Value $1.004M Shares 9,540 Est. Cost $105.03 Unrealized
IVE S&P 500 Value Index - iShares 0.1%
Value $972K Shares 12,413 Est. Cost $76.57 Unrealized
VWO Vanguard MSCI Emerging Markets 0.1%
Value $873K Shares 21,740 Est. Cost $38.79 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.1%
Value $852K Shares 5 Est. Cost $165023.42 Unrealized +4.8%
MHK Mohawk Industries Inc. 0.1%
Value $818K Shares 6,278 Est. Cost $112.71 Unrealized +8.2%
iShares S&P AMT-Free Municipal 0.1%
Value $811K Shares 14,761 Est. Cost $53.91 Unrealized
Cimarex Energy Co. 0.0%
Value $752K Shares 7,798 Est. Cost $64.95 Unrealized
Varian Medical Systems Inc. 0.0%
Value $740K Shares 9,899 Est. Cost $68.19 Unrealized
IEI Barclays 3-7 Year Treasury Bon 0.0%
Value $724K Shares 5,964 Est. Cost $120.73 Unrealized
SPY S&P 500 - SPDR 0.0%
Value $695K Shares 4,137 Est. Cost $162.24 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value $628K Shares 7,023 Est. Cost $85.51 Unrealized
IGLB iShares 10+ Year Credit Bond E 0.0%
Value $580K Shares 10,443 Est. Cost $55.54 Unrealized
Royal Dutch Shell PLC - Cl A 0.0%
Value $540K Shares 8,226 Est. Cost $63.84 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value $540K Shares 21,483 Est. Cost $24.92 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value $536K Shares 10,075 Est. Cost $52.98 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value $535K Shares 10,005 Est. Cost $54.49 Unrealized
WY Weyerhaeuser Co. 0.0%
Value $530K Shares 18,504 Est. Cost $18.73 Unrealized -5.8%
Physical Palladium Shares - ET 0.0%
Value $528K Shares 7,462 Est. Cost $66.61 Unrealized
MUB iShares National AMT-Free Muni 0.0%
Value $528K Shares 5,057 Est. Cost $104.98 Unrealized
Southwestern Energy Co. 0.0%
Value $510K Shares 14,027 Est. Cost $36.52 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value $510K Shares 3,380 Est. Cost $153.85 Unrealized
EZU MSCI EMU Index - iShares 0.0%
Value $510K Shares 13,507 Est. Cost $37.76 Unrealized
Pioneer Natural Resources Co. 0.0%
Value $493K Shares 2,610 Est. Cost $144.84 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value $483K Shares 9,357 Est. Cost $51.68 Unrealized
Silver Wheaton Corp. 0.0%
Value $463K Shares 18,677 Est. Cost $20.58 Unrealized
Total SA - ADR 0.0%
Value $459K Shares 7,917 Est. Cost $48.65 Unrealized
BP BP PLC (Adr 1:6) 0.0%
Value $458K Shares 10,893 Est. Cost $41.76 Unrealized
SM SM Energy Company 0.0%
Value $456K Shares 5,903 Est. Cost $54.11 Unrealized +13.5%
Energy XXI Limited - (Bermuda 0.0%
Value $433K Shares 14,335 Est. Cost $22.15 Unrealized
AMG Affiliated Managers Group Inc. 0.0%
Value $426K Shares 2,334 Est. Cost $153.14 Unrealized +12.3%
IMO Imperial Oil Ltd. 0.0%
Value $422K Shares 9,599 Est. Cost $30.07 Unrealized +7.7%
FNV Franco-Nevada Corp. 0.0%
Value $421K Shares 9,303 Est. Cost $34.68 Unrealized +6.1%
BHP BHP Billiton Limited - ADR 0.0%
Value $418K Shares 6,279 Est. Cost $57.69 Unrealized
Aberdeen Asia Pacific Prime In 0.0%
Value $418K Shares 68,916 Est. Cost $6.07 Unrealized
GULTU Gulf Coast Ultra Deep Royalty 0.0%
Value $410K Shares 188,181 Est. Cost $2.04 Unrealized
MOS The Mosaic Company 0.0%
Value $410K Shares 9,536 Est. Cost $44.14 Unrealized -17.7%
FCX Freeport-McMoRan Copper & Gold 0.0%
Value $392K Shares 11,865 Est. Cost $24.45 Unrealized +5.0%
REPYY Repsol S.A. - ADR 0.0%
Value $387K Shares 15,602 Est. Cost $21.16 Unrealized
Potash Corp. of Saskatchewan I 0.0%
Value $387K Shares 12,372 Est. Cost $36.68 Unrealized
SQM Soc Quimica Y Minera Chile (Ad 0.0%
Value $387K Shares 12,678 Est. Cost $36.59 Unrealized
KO The Coca-Cola Company 0.0%
Value $386K Shares 10,186 Est. Cost $27.78 Unrealized -3.6%
Yamana Gold, Inc. 0.0%
Value $379K Shares 36,437 Est. Cost $9.51 Unrealized
E ENI S.p.A. ADS 0.0%
Value $370K Shares 8,031 Est. Cost $41.09 Unrealized
Eldorado Gold Corp. 0.0%
Value $369K Shares 55,018 Est. Cost $6.18 Unrealized
Statoil ASA ADS 0.0%
Value $368K Shares 16,216 Est. Cost $22.69 Unrealized
Deltic Timber Corp. 0.0%
Value $361K Shares 5,549 Est. Cost $57.87 Unrealized
RGLD Royal Gold, Inc. 0.0%
Value $355K Shares 7,305 Est. Cost $54.12 Unrealized -4.2%
Contango Oil & Gas Company 0.0%
Value $353K Shares 9,612 Est. Cost $33.78 Unrealized
MUR Murphy Oil Corp. 0.0%
Value $353K Shares 5,852 Est. Cost $34.50 Unrealized +9.4%
Barrick Gold Corp. 0.0%
Value $347K Shares 18,646 Est. Cost $15.74 Unrealized
Agrium Inc. 0.0%
Value $343K Shares 4,084 Est. Cost $86.88 Unrealized
NGD New Gold, Inc. 0.0%
Value $337K Shares 56,300 Est. Cost $7.13 Unrealized -4.5%
NEM Newmont Mining Corp. 0.0%
Value $325K Shares 11,559 Est. Cost $25.34 Unrealized -10.8%
Peabody Energy Corp. 0.0%
Value $321K Shares 18,625 Est. Cost $14.71 Unrealized
Leucadia National Corp. 0.0%
Value $311K Shares 11,405 Est. Cost $26.21 Unrealized
PCH Potlatch Corp. 0.0%
Value $300K Shares 7,553 Est. Cost $40.40 Unrealized
Harvest Capital Credit Corp 0.0%
Value $299K Shares 20,000 Est. Cost $15.10 Unrealized
General Electric Company 0.0%
Value $295K Shares 12,359 Est. Cost $23.19 Unrealized
iShares MSCI Japan Index 0.0%
Value $294K Shares 24,628 Est. Cost $11.94 Unrealized
YCS ProShares UltraShort Yen ETF 0.0%
Value $276K Shares 4,439 Est. Cost $62.18 Unrealized
SAR Saratoga Investment Corporatio 0.0%
Value $265K Shares 14,085 Est. Cost $17.49 Unrealized +4.3%
MUNI PIMCO Intermediate Muni Bond E 0.0%
Value $264K Shares 5,060 Est. Cost $51.85 Unrealized
MRCC Monroe Capital Corp. 0.0%
Value $258K Shares 19,870 Est. Cost $3.45 Unrealized 0.0%
JPM JP Morgan Chase & Company 0.0%
Value $253K Shares 4,889 Est. Cost $36.24 Unrealized +6.3%
ACRE Ares Commercial Real Estate 0.0%
Value $249K Shares 20,000 Est. Cost $12.80 Unrealized
ISE-Revere Natural Gas Index F 0.0%
Value $237K Shares 12,689 Est. Cost $16.08 Unrealized
PSEC Prospect Capital Corp 0.0%
Value $218K Shares 19,539 Est. Cost $2.26 Unrealized +6.9%
DXJ Japan Total Divend Fund - Wisd 0.0%
Value $218K Shares 4,542 Est. Cost $45.62 Unrealized
Australian Dollar Trust - Curr 0.0%
Value $215K Shares 2,302 Est. Cost $93.40 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value $140K Shares 11,000 Est. Cost $12.73 Unrealized