CIK: 0001589282 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $331,263 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 161,000 | $46,805 | 14.1% | — | — | Put | 78462F953 |
| SPY | SPDR S&P 500 ETF TR | 150,494 | $43,752 | 13.2% | $195.18 | — | TR UNIT | 78462F103 |
| EFA | ISHARES TR | 252,294 | $17,154 | 5.2% | $66.07 | — | MSCI EAFE ETF | 464287465 |
| COM | DIREXION SHS ETF TR | 600,518 | $15,109 | 4.6% | $25.00 | — | AUSPCE CMD STG | 25460E307 |
| CRM | SALESFORCE COM INC | 92,914 | $14,776 | 4.5% | $61.16 | +139.7% | COM | 79466L302 |
| VEA | VANGUARD TAX MANAGED INTL FD | 280,328 | $12,130 | 3.7% | $38.93 | — | FTSE DEV MKT ETF | 921943858 |
| ABBV | ABBVIE INC | 116,751 | $11,042 | 3.3% | $42.52 | +62.7% | COM | 00287Y109 |
| IEFA | ISHARES TR | 156,914 | $10,055 | 3.0% | $18.43 | — | CORE MSCI EAFE | 46432F842 |
| AAPL | APPLE INC | 38,500 | $8,691 | 2.6% | $37.77 | +30.4% | COM | 037833100 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 20 | $6,400 | 1.9% | $308211.47 | +0.5% | CL A | 084670108 |
| NXPI | NXP SEMICONDUCTORS N V | 72,400 | $6,190 | 1.9% | $97.71 | -12.8% | COM | N6596X109 |
| VOO | VANGUARD INDEX FDS | 22,542 | $6,020 | 1.8% | $234.29 | — | S&P 500 ETF SHS | 922908363 |
| META | FACEBOOK INC | 35,577 | $5,851 | 1.8% | $141.99 | +26.6% | CL A | 30303M102 |
| EEM | ISHARES TR | 131,140 | $5,629 | 1.7% | $41.98 | — | MSCI EMG MKT ETF | 464287234 |
| VWO | VANGUARD INTL EQUITY INDEX F | 136,151 | $5,582 | 1.7% | $39.60 | — | FTSE EMR MKT ETF | 922042858 |
| NVDA | NVIDIA CORP | 15,353 | $4,315 | 1.3% | $6.44 | 0.0% | COM | 67066G104 |
| BOND | PIMCO ETF TR | 40,831 | $4,180 | 1.3% | $105.34 | — | ACTIVE BD ETF | 72201R775 |
| IEMG | ISHARES INC | 66,607 | $3,449 | 1.0% | $20.33 | — | CORE MSCI EMKT | 46434G103 |
| TIP | ISHARES TR | 30,310 | $3,353 | 1.0% | $112.50 | — | TIPS BD ETF | 464287176 |
| IWM | ISHARES TR | 19,456 | $3,279 | 1.0% | $128.83 | — | RUSSELL 2000 ETF | 464287655 |
| CVX | CHEVRON CORP NEW | 26,546 | $3,246 | 1.0% | $76.67 | +14.7% | COM | 166764100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 14,145 | $3,029 | 0.9% | $201.65 | +1.7% | CL B NEW | 084670702 |
| SCHE | SCHWAB STRATEGIC TR | 111,377 | $2,864 | 0.9% | $22.26 | — | EMRG MKTEQ ETF | 808524706 |
| AMZN | AMAZON COM INC | 1,429 | $2,862 | 0.9% | $58.31 | +61.3% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 22,745 | $2,601 | 0.8% | $66.79 | +50.9% | COM | 594918104 |
| IVV | ISHARES TR | 8,672 | $2,539 | 0.8% | $232.28 | — | CORE S&P500 ETF | 464287200 |
| CEFS | EXCHANGE LISTED FDS TR | 125,497 | $2,522 | 0.8% | $20.98 | — | SABA INT RATE | 30151E806 |
| PRF | INVESCO EXCHANGE TRADED FD T | 20,723 | $2,461 | 0.7% | $112.58 | — | FTSE RAFI 1000 | 46137V613 |
| QQQ | INVESCO QQQ TR | 13,121 | $2,438 | 0.7% | $181.69 | — | UNIT SER 1 | 46090E103 |
| USMV | ISHARES TR | 42,672 | $2,434 | 0.7% | $52.25 | — | MIN VOL USA ETF | 46429B697 |
| GOOG | ALPHABET INC | 2,006 | $2,394 | 0.7% | $57.55 | +3.3% | CAP STK CL C | 02079K107 |
| — | PRIMO WTR CORP | 115,924 | $2,092 | 0.6% | $18.05 | — | COM | 74165N105 |
| XOM | EXXON MOBIL CORP | 21,679 | $1,843 | 0.6% | $54.57 | +6.6% | COM | 30231G102 |
| VEU | VANGUARD INTL EQUITY INDEX F | 34,925 | $1,818 | 0.5% | $48.91 | — | ALLWRLD EX US | 922042775 |
| IWB | ISHARES TR | 11,140 | $1,801 | 0.5% | $112.36 | — | RUS 1000 ETF | 464287622 |
| — | ISHARES GOLD TRUST | 156,965 | $1,794 | 0.5% | $12.22 | — | ISHARES | 464285105 |
| — | SQUARE INC | 17,000 | $1,683 | 0.5% | — | — | Call | 852234903 |
| BA | BOEING CO | 3,790 | $1,410 | 0.4% | $227.36 | +49.1% | COM | 097023105 |
| MMM | 3M CO | 6,209 | $1,308 | 0.4% | $137.81 | -4.1% | COM | 88579Y101 |
| GOOGL | ALPHABET INC | 1,055 | $1,273 | 0.4% | $52.50 | +14.4% | CAP STK CL A | 02079K305 |
| AXP | AMERICAN EXPRESS CO | 11,551 | $1,230 | 0.4% | $76.79 | +22.6% | COM | 025816109 |
| JPM | JPMORGAN CHASE & CO | 10,159 | $1,146 | 0.3% | $74.57 | +24.2% | COM | 46625H100 |
| AMGN | AMGEN INC | 5,122 | $1,062 | 0.3% | $138.03 | +14.0% | COM | 031162100 |
| HD | HOME DEPOT INC | 5,079 | $1,052 | 0.3% | $135.20 | +24.2% | COM | 437076102 |
| CAT | CATERPILLAR INC DEL | 6,676 | $1,018 | 0.3% | $106.55 | +13.1% | COM | 149123101 |
| — | FEDERAL REALTY INVT TR | 7,834 | $991 | 0.3% | $126.50 | — | SH BEN INT NEW | 313747206 |
| FLOT | ISHARES TR | 18,812 | $960 | 0.3% | $51.03 | — | FLTG RATE NT ETF | 46429B655 |
| HTBK | HERITAGE COMMERCE CORP | 63,682 | $950 | 0.3% | $10.74 | +47.3% | COM | 426927109 |
| — | NIKE INC | 11,000 | $932 | 0.3% | — | — | Call | 654106903 |
| ADBE | ADOBE SYS INC | 3,320 | $896 | 0.3% | $192.84 | +33.7% | COM | 00724F101 |
| — | UNITED TECHNOLOGIES CORP | 6,133 | $857 | 0.3% | $119.16 | — | COM | 913017109 |
| TJX | TJX COS INC NEW | 7,611 | $853 | 0.3% | $31.90 | +45.7% | COM | 872540109 |
| ALL | ALLSTATE CORP | 8,494 | $838 | 0.3% | $75.17 | +9.2% | COM | 020002101 |
| JNJ | JOHNSON & JOHNSON | 6,037 | $834 | 0.3% | $107.58 | +0.4% | COM | 478160104 |
| — | BGC PARTNERS INC | 69,502 | $822 | 0.2% | $11.83 | — | CL A | 05541T101 |
| INTC | INTEL CORP | 16,940 | $801 | 0.2% | $34.23 | +21.3% | COM | 458140100 |
| BP | BP PLC | 16,696 | $770 | 0.2% | $40.82 | — | SPONSORED ADR | 055622104 |
| V | VISA INC | 4,976 | $747 | 0.2% | $99.11 | +36.3% | COM CL A | 92826C839 |
| NKE | NIKE INC | 8,630 | $731 | 0.2% | $65.82 | +10.9% | CL B | 654106103 |
| — | VARIAN MED SYS INC | 6,421 | $719 | 0.2% | $100.03 | — | COM | 92220P105 |
| BAC | BANK AMER CORP | 24,413 | $719 | 0.2% | $24.60 | +3.5% | COM | 060505104 |
| — | BIOGEN INC | 2,000 | $707 | 0.2% | — | — | Put | 09062X953 |
| — | BIOGEN INC | 2,000 | $707 | 0.2% | — | — | Call | 09062X903 |
| WMT | WALMART INC | 7,339 | $689 | 0.2% | $27.54 | -0.7% | COM | 931142103 |
| GLD | SPDR GOLD TRUST | 6,001 | $677 | 0.2% | $119.33 | — | GOLD SHS | 78463V107 |
| CSCO | CISCO SYS INC | 13,246 | $644 | 0.2% | $28.45 | +26.7% | COM | 17275R102 |
| UNP | UNION PAC CORP | 3,802 | $619 | 0.2% | $92.94 | +37.5% | COM | 907818108 |
| WFC | WELLS FARGO CO NEW | 11,763 | $618 | 0.2% | $43.51 | +6.9% | COM | 949746101 |
| LOW | LOWES COS INC | 5,376 | $617 | 0.2% | $82.50 | +10.3% | COM | 548661107 |
| ROK | ROCKWELL AUTOMATION INC | 3,279 | $615 | 0.2% | $142.51 | +9.6% | COM | 773903109 |
| — | VISA INC | 4,000 | $600 | 0.2% | — | — | Call | 92826C909 |
| NFLX | NETFLIX INC | 1,561 | $584 | 0.2% | $30.80 | +17.9% | COM | 64110L106 |
| SCHF | SCHWAB STRATEGIC TR | 17,191 | $576 | 0.2% | $27.24 | — | INTL EQTY ETF | 808524805 |
| IJR | ISHARES TR | 6,570 | $573 | 0.2% | $78.21 | — | CORE S&P SCP ETF | 464287804 |
| PFE | PFIZER INC | 12,684 | $559 | 0.2% | $24.13 | +14.6% | COM | 717081103 |
| — | RED HAT INC | 4,000 | $545 | 0.2% | — | — | Call | 756577902 |
| F | FORD MTR CO DEL | 55,323 | $512 | 0.2% | $7.27 | -5.7% | COM PAR $0.01 | 345370860 |
| VB | VANGUARD INDEX FDS | 3,061 | $498 | 0.2% | $124.29 | — | SMALL CP ETF | 922908751 |
| UNH | UNITEDHEALTH GROUP INC | 1,862 | $495 | 0.1% | $192.76 | +19.6% | COM | 91324P102 |
| — | ROCKWELL COLLINS INC | 3,471 | $488 | 0.1% | $130.60 | — | COM | 774341101 |
| IWD | ISHARES TR | 3,760 | $476 | 0.1% | $117.48 | — | RUS 1000 VAL ETF | 464287598 |
| — | CORESITE RLTY CORP | 4,267 | $474 | 0.1% | $89.99 | — | COM | 21870Q105 |
| ORCL | ORACLE CORP | 9,147 | $472 | 0.1% | $40.34 | +8.0% | COM | 68389X105 |
| FDX | FEDEX CORP | 1,918 | $462 | 0.1% | $218.71 | -3.0% | COM | 31428X106 |
| — | DOWDUPONT INC | 7,060 | $454 | 0.1% | $66.19 | — | COM | 26078J100 |
| AMP | AMERIPRISE FINL INC | 3,018 | $446 | 0.1% | $119.99 | +3.7% | COM | 03076C106 |
| — | AETNA INC NEW | 2,174 | $441 | 0.1% | $202.85 | — | COM | 00817Y108 |
| TSLA | TESLA INC | 1,636 | $433 | 0.1% | $21.28 | -2.1% | COM | 88160R101 |
| HON | HONEYWELL INTL INC | 2,516 | $419 | 0.1% | $113.38 | +7.3% | COM | 438516106 |
| — | DISCOVER FINL SVCS | 5,379 | $411 | 0.1% | $65.01 | — | COM | 254709108 |
| SPIP | SPDR SERIES TRUST | 7,550 | $411 | 0.1% | $54.59 | — | BLOMBRG BRC TIPS | 78464A656 |
| KMB | KIMBERLY CLARK CORP | 3,580 | $407 | 0.1% | $90.69 | -4.6% | COM | 494368103 |
| MS | MORGAN STANLEY | 8,720 | $406 | 0.1% | $36.63 | +6.3% | COM NEW | 617446448 |
| — | APPLE INC | 1,800 | $406 | 0.1% | — | — | Call | 037833900 |
| — | PAYPAL HLDGS INC | 4,600 | $404 | 0.1% | — | — | Call | 70450Y903 |
| NOC | NORTHROP GRUMMAN CORP | 1,256 | $399 | 0.1% | $242.63 | +11.2% | COM | 666807102 |
| — | SALESFORCE COM INC | 2,500 | $398 | 0.1% | — | — | Call | 79466L902 |
| PEP | PEPSICO INC | 3,528 | $394 | 0.1% | $89.57 | +0.8% | COM | 713448108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 8,675 | $383 | 0.1% | $44.15 | — | SPONSORED ADR | 874039100 |
| PYPL | PAYPAL HLDGS INC | 4,362 | $383 | 0.1% | $74.80 | +17.5% | COM | 70450Y103 |
| AGG | ISHARES TR | 3,590 | $379 | 0.1% | $108.64 | — | CORE US AGGBD ET | 464287226 |
| WDAY | WORKDAY INC | 2,502 | $365 | 0.1% | $79.32 | +75.2% | CL A | 98138H101 |
| DHR | DANAHER CORP DEL | 3,235 | $352 | 0.1% | $84.52 | +4.2% | COM | 235851102 |
| C | CITIGROUP INC | 4,912 | $352 | 0.1% | $56.26 | -2.7% | COM NEW | 172967424 |
| IONS | IONIS PHARMACEUTICALS INC | 6,804 | $351 | 0.1% | $46.98 | 0.0% | COM | 462222100 |
| WY | WEYERHAEUSER CO | 10,708 | $346 | 0.1% | $23.66 | +9.5% | COM | 962166104 |
| ABT | ABBOTT LABS | 4,670 | $343 | 0.1% | $48.82 | +18.5% | COM | 002824100 |
| SBUX | STARBUCKS CORP | 6,012 | $342 | 0.1% | $45.07 | 0.0% | COM | 855244109 |
| IWF | ISHARES TR | 2,171 | $339 | 0.1% | $137.33 | — | RUS 1000 GRW ETF | 464287614 |
| MU | MICRON TECHNOLOGY INC | 7,170 | $324 | 0.1% | $49.21 | 0.0% | COM | 595112103 |
| NSC | NORFOLK SOUTHERN CORP | 1,793 | $324 | 0.1% | $115.32 | +27.6% | COM | 655844108 |
| DIS | DISNEY WALT CO | 2,715 | $317 | 0.1% | $106.57 | 0.0% | COM DISNEY | 254687106 |
| MBB | ISHARES TR | 2,998 | $310 | 0.1% | $108.27 | — | MBS ETF | 464288588 |
| PG | PROCTER AND GAMBLE CO | 3,654 | $304 | 0.1% | $67.79 | 0.0% | COM | 742718109 |
| T | AT&T INC | 8,886 | $298 | 0.1% | $15.14 | -4.4% | COM | 00206R102 |
| AMT | AMERICAN TOWER CORP NEW | 2,034 | $296 | 0.1% | $115.29 | +4.8% | COM | 03027X100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,958 | $296 | 0.1% | $100.93 | +0.3% | COM | 459200101 |
| MA | MASTERCARD INCORPORATED | 1,321 | $294 | 0.1% | $200.34 | 0.0% | CL A | 57636Q104 |
| SF | STIFEL FINL CORP | 5,741 | $294 | 0.1% | $32.24 | 0.0% | COM | 860630102 |
| FCX | FREEPORT-MCMORAN INC | 21,116 | $294 | 0.1% | $13.78 | 0.0% | CL B | 35671D857 |
| — | RAYTHEON CO | 1,408 | $291 | 0.1% | $190.94 | — | COM NEW | 755111507 |
| — | HARRIS CORP DEL | 1,666 | $282 | 0.1% | $135.60 | — | COM | 413875105 |
| — | CIGNA CORPORATION | 1,346 | $280 | 0.1% | $208.02 | — | COM | 125509109 |
| IVW | ISHARES TR | 1,582 | $280 | 0.1% | $162.45 | — | S&P 500 GRWT ETF | 464287309 |
| NMRK | NEWMARK GROUP INC | 25,000 | $280 | 0.1% | $13.62 | -15.2% | CL A | 65158N102 |
| IGIB | ISHARES TR | 5,154 | $274 | 0.1% | $81.36 | — | INTRM TR CRP ETF | 464288638 |
| KLAC | KLA-TENCOR CORP | 2,685 | $273 | 0.1% | $98.18 | 0.0% | COM | 482480100 |
| LLY | LILLY ELI & CO | 2,535 | $272 | 0.1% | $75.28 | +19.9% | COM | 532457108 |
| MRK | MERCK & CO INC | 3,656 | $259 | 0.1% | $50.65 | 0.0% | COM | 58933Y105 |
| HSIC | SCHEIN HENRY INC | 3,040 | $258 | 0.1% | $62.28 | 0.0% | COM | 806407102 |
| — | OPUS BK IRVINE CALIF | 9,235 | $253 | 0.1% | $24.15 | — | COM | 684000102 |
| — | ISHARES TR | 6,500 | $252 | 0.1% | $38.77 | — | EUR DEV RE ETF | 464288471 |
| — | BLACKROCK INC | 527 | $248 | 0.1% | $515.66 | — | COM | 09247X101 |
| SNA | SNAP ON INC | 1,349 | $248 | 0.1% | $124.36 | +15.8% | COM | 833034101 |
| — | LAM RESEARCH CORP | 1,619 | $246 | 0.1% | $184.58 | — | COM | 512807108 |
| GLP | GLOBAL PARTNERS LP | 13,500 | $246 | 0.1% | $16.67 | — | COM UNITS | 37946R109 |
| GD | GENERAL DYNAMICS CORP | 1,177 | $241 | 0.1% | $171.46 | -3.6% | COM | 369550108 |
| IWN | ISHARES TR | 1,800 | $239 | 0.1% | $132.78 | — | RUS 2000 VAL ETF | 464287630 |
| JPST | JP MORGAN EXCHANGE TRADED FD | 4,745 | $238 | 0.1% | $50.16 | — | ULTRA SHRT INC | 46641Q837 |
| IP | INTL PAPER CO | 4,592 | $226 | 0.1% | $36.71 | -2.9% | COM | 460146103 |
| PM | PHILIP MORRIS INTL INC | 2,766 | $226 | 0.1% | $55.49 | 0.0% | COM | 718172109 |
| ARCC | ARES CAP CORP | 13,149 | $226 | 0.1% | $8.47 | 0.0% | COM | 04010L103 |
| CCL | CARNIVAL CORP | 3,523 | $225 | 0.1% | $56.85 | 0.0% | UNIT 99/99/9999 | 143658300 |
| — | INGERSOLL-RAND PLC | 2,110 | $216 | 0.1% | $102.37 | — | SHS | G47791101 |
| IWR | ISHARES TR | 965 | $213 | 0.1% | $220.73 | — | RUS MID CAP ETF | 464287499 |
| — | UBS AG JERSEY BRH | 8,675 | $209 | 0.1% | $24.09 | — | ALERIAN INFRST | 902641646 |
| TXN | TEXAS INSTRS INC | 1,915 | $205 | 0.1% | $79.89 | +13.0% | COM | 882508104 |
| VNQ | VANGUARD INDEX FDS | 2,535 | $205 | 0.1% | $80.87 | — | REAL ESTATE ETF | 922908553 |
| ELV | ANTHEM INC | 732 | $201 | 0.1% | $235.52 | 0.0% | COM | 036752103 |
| — | UNITED STATES STL CORP NEW | 6,550 | $200 | 0.1% | $30.53 | — | COM | 912909108 |
| — | ANNALY CAP MGMT INC | 12,909 | $132 | 0.0% | $10.23 | — | COM | 035710409 |
| — | WESTERN ASSET HIGH INCM OPP | 26,366 | $126 | 0.0% | $4.95 | — | COM | 95766K109 |
| — | ENBRIDGE ENERGY PARTNERS L P | 10,839 | $119 | 0.0% | $10.98 | — | COM | 29250R106 |
| — | RIGEL PHARMACEUTICALS INC | 17,000 | $55 | 0.0% | $2.71 | — | COM NEW | 766559603 |
| — | AK STL HLDG CORP | 10,000 | $49 | 0.0% | $4.90 | — | COM | 001547108 |
| UUUU | ENERGY FUELS INC | 10,000 | $33 | 0.0% | $2.95 | 0.0% | COM NEW | 292671708 |
| — | GREAT PANTHER SILVER LTD | 15,000 | $13 | 0.0% | $0.87 | — | COM | 39115V101 |