VAUGHAN & Co SECURITIES, INC. Diversified Active

CIK: 0000805870 · Show all filings

Period: Q4 2019 (Next →)

Filing Date: Feb 4, 2020

Total Value ($000): $110,839,077 (100.0% shares, 0.0% debt)

Holdings (170)

IWO IWO 14.9%
Value ($000) $16,514,219 Shares 77,090 Est. Cost $214219.98 Unrealized —
DES DES 13.6%
Value ($000) $15,072,686 Shares 525,546 Est. Cost $28680.05 Unrealized —
GSLC GSLC 11.0%
Value ($000) $12,163,392 Shares 188,084 Est. Cost $64670.00 Unrealized —
IWF IWF 10.9%
Value ($000) $12,065,825 Shares 68,587 Est. Cost $175920.00 Unrealized —
HDV HDV 10.2%
Value ($000) $11,292,858 Shares 115,151 Est. Cost $98069.99 Unrealized —
EFAV EFAV 5.7%
Value ($000) $6,312,047 Shares 84,680 Est. Cost $74540.00 Unrealized —
IEMG IEMG 3.8%
Value ($000) $4,157,153 Shares 77,328 Est. Cost $53760.00 Unrealized —
DEM DEM 3.4%
Value ($000) $3,809,711 Shares 83,236 Est. Cost $45769.99 Unrealized —
DVY DVY 1.0%
Value ($000) $1,127,814 Shares 10,674 Est. Cost $105659.92 Unrealized —
IJS IJS 0.8%
Value ($000) $836,160 Shares 5,200 Est. Cost $160800.00 Unrealized —
AAPL AAPL 0.7%
Value ($000) $814,291 Shares 2,773 Est. Cost $62.02 Unrealized 0.0%
— TRTN 0.7%
Value ($000) $803,437 Shares 19,986 Est. Cost $40199.99 Unrealized —
AGG AGG 0.7%
Value ($000) $782,881 Shares 6,967 Est. Cost $112369.88 Unrealized —
IEFA IEFA 0.7%
Value ($000) $780,857 Shares 11,969 Est. Cost $65239.95 Unrealized —
PPL PPL 0.7%
Value ($000) $748,636 Shares 20,865 Est. Cost $25.91 Unrealized 0.0%
ICF ICF 0.6%
Value ($000) $707,555 Shares 6,048 Est. Cost $116989.91 Unrealized —
ABBV ABBV 0.6%
Value ($000) $700,174 Shares 7,908 Est. Cost $64.63 Unrealized 0.0%
EPD EPD 0.6%
Value ($000) $690,511 Shares 24,521 Est. Cost $28159.98 Unrealized —
CVX CVX 0.6%
Value ($000) $671,240 Shares 5,570 Est. Cost $89.68 Unrealized 0.0%
IWN IWN 0.6%
Value ($000) $667,973 Shares 5,195 Est. Cost $128579.98 Unrealized —
VZ VZ 0.6%
Value ($000) $650,410 Shares 10,593 Est. Cost $42.79 Unrealized 0.0%
PM PM 0.6%
Value ($000) $641,663 Shares 7,541 Est. Cost $60.01 Unrealized 0.0%
IJT IJT 0.6%
Value ($000) $634,410 Shares 3,282 Est. Cost $193299.81 Unrealized —
BMO BMO 0.6%
Value ($000) $625,580 Shares 8,072 Est. Cost $57.88 Unrealized 0.0%
— MMP 0.6%
Value ($000) $624,550 Shares 9,934 Est. Cost $62869.94 Unrealized —
GT GT 0.6%
Value ($000) $615,666 Shares 39,580 Est. Cost $15.63 Unrealized 0.0%
TU TU 0.5%
Value ($000) $608,043 Shares 15,680 Est. Cost $18.53 Unrealized 0.0%
TPR TPR 0.5%
Value ($000) $603,615 Shares 22,381 Est. Cost $22.49 Unrealized 0.0%
— GSK 0.5%
Value ($000) $597,665 Shares 12,719 Est. Cost $46989.94 Unrealized —
— FUN 0.5%
Value ($000) $588,939 Shares 10,623 Est. Cost $55439.99 Unrealized —
CM CM 0.5%
Value ($000) $584,480 Shares 7,025 Est. Cost $31.67 Unrealized 0.0%
MO MO 0.5%
Value ($000) $562,286 Shares 11,266 Est. Cost $28.79 Unrealized 0.0%
BCE BCE 0.5%
Value ($000) $561,113 Shares 12,106 Est. Cost $31.73 Unrealized 0.0%
PFE PFE 0.5%
Value ($000) $555,768 Shares 14,185 Est. Cost $26.71 Unrealized 0.0%
— PBCT 0.5%
Value ($000) $551,497 Shares 32,633 Est. Cost $16899.98 Unrealized —
CNP CNP 0.5%
Value ($000) $549,354 Shares 20,145 Est. Cost $22.96 Unrealized 0.0%
— NYCB 0.5%
Value ($000) $537,209 Shares 44,693 Est. Cost $12019.98 Unrealized —
CQP CQP 0.5%
Value ($000) $517,410 Shares 12,997 Est. Cost $39809.96 Unrealized —
RCI RCI 0.5%
Value ($000) $502,312 Shares 10,113 Est. Cost $48.19 Unrealized 0.0%
MUB MUB 0.4%
Value ($000) $496,191 Shares 4,356 Est. Cost $113909.78 Unrealized —
JNK JNK 0.4%
Value ($000) $489,534 Shares 4,469 Est. Cost $109539.95 Unrealized —
OLN OLN 0.4%
Value ($000) $483,931 Shares 28,054 Est. Cost $15.22 Unrealized 0.0%
XOM XOM 0.3%
Value ($000) $382,952 Shares 5,488 Est. Cost $52.07 Unrealized 0.0%
ESML ESML 0.3%
Value ($000) $378,909 Shares 13,102 Est. Cost $28919.94 Unrealized —
DHS DHS 0.3%
Value ($000) $287,499 Shares 3,743 Est. Cost $76809.78 Unrealized —
— NLSN 0.3%
Value ($000) $286,656 Shares 14,121 Est. Cost $20299.98 Unrealized —
VWO VWO 0.2%
Value ($000) $237,870 Shares 5,349 Est. Cost $44470.00 Unrealized —
IVW IVW 0.2%
Value ($000) $214,359 Shares 1,107 Est. Cost $193639.56 Unrealized —
PG PG 0.2%
Value ($000) $189,723 Shares 1,519 Est. Cost $105.24 Unrealized 0.0%
CWB CWB 0.2%
Value ($000) $182,484 Shares 3,288 Est. Cost $55500.00 Unrealized —
QQQ QQQ 0.2%
Value ($000) $172,851 Shares 813 Est. Cost $212608.86 Unrealized —
UNP UNP 0.2%
Value ($000) $169,942 Shares 940 Est. Cost $149.35 Unrealized 0.0%
BA BA 0.2%
Value ($000) $167,766 Shares 515 Est. Cost $351.04 Unrealized 0.0%
HON HON 0.1%
Value ($000) $159,300 Shares 900 Est. Cost $143.91 Unrealized 0.0%
JPM JPM 0.1%
Value ($000) $153,479 Shares 1,101 Est. Cost $108.67 Unrealized 0.0%
JNJ JNJ 0.1%
Value ($000) $150,537 Shares 1,032 Est. Cost $114.10 Unrealized 0.0%
IBM IBM 0.1%
Value ($000) $146,907 Shares 1,096 Est. Cost $99.90 Unrealized 0.0%
V V 0.1%
Value ($000) $139,609 Shares 743 Est. Cost $172.55 Unrealized 0.0%
DIS DIS 0.1%
Value ($000) $132,336 Shares 915 Est. Cost $135.71 Unrealized 0.0%
— UTX 0.1%
Value ($000) $125,349 Shares 837 Est. Cost $149759.86 Unrealized —
GOOG GOOG 0.1%
Value ($000) $123,005 Shares 92 Est. Cost $64.05 Unrealized 0.0%
IWD IWD 0.1%
Value ($000) $122,149 Shares 895 Est. Cost $136479.33 Unrealized —
MCD MCD 0.1%
Value ($000) $118,566 Shares 600 Est. Cost $171.93 Unrealized 0.0%
ITOT ITOT 0.1%
Value ($000) $100,530 Shares 1,383 Est. Cost $72689.80 Unrealized —
MMM MMM 0.1%
Value ($000) $95,796 Shares 543 Est. Cost $111.76 Unrealized 0.0%
PFF PFF 0.1%
Value ($000) $95,779 Shares 2,548 Est. Cost $37589.88 Unrealized —
AMZN AMZN 0.1%
Value ($000) $92,392 Shares 50 Est. Cost $88.51 Unrealized 0.0%
EMHY EMHY 0.1%
Value ($000) $88,327 Shares 1,867 Est. Cost $47309.59 Unrealized —
HYG HYG 0.1%
Value ($000) $87,852 Shares 999 Est. Cost $87939.94 Unrealized —
VUG VUG 0.1%
Value ($000) $87,805 Shares 482 Est. Cost $182168.05 Unrealized —
IYH IYH 0.1%
Value ($000) $87,366 Shares 405 Est. Cost $215718.52 Unrealized —
VGT VGT 0.1%
Value ($000) $86,921 Shares 355 Est. Cost $244847.89 Unrealized —
PEP PEP 0.1%
Value ($000) $82,002 Shares 600 Est. Cost $112.78 Unrealized 0.0%
VYM VYM 0.1%
Value ($000) $81,902 Shares 874 Est. Cost $93709.38 Unrealized —
XNTK XNTK 0.1%
Value ($000) $81,650 Shares 1,000 Est. Cost $81650.00 Unrealized —
FDN FDN 0.1%
Value ($000) $76,516 Shares 550 Est. Cost $139120.00 Unrealized —
ELD ELD 0.1%
Value ($000) $76,192 Shares 2,120 Est. Cost $35939.62 Unrealized —
XLU XLU 0.1%
Value ($000) $75,282 Shares 1,165 Est. Cost $64619.74 Unrealized —
XLF XLF 0.1%
Value ($000) $74,887 Shares 2,433 Est. Cost $30779.69 Unrealized —
SYK SYK 0.1%
Value ($000) $73,479 Shares 350 Est. Cost $194.19 Unrealized 0.0%
VNQ VNQ 0.1%
Value ($000) $71,169 Shares 767 Est. Cost $92788.79 Unrealized —
MSFT MSFT 0.1%
Value ($000) $67,180 Shares 426 Est. Cost $139.23 Unrealized 0.0%
IBB IBB 0.1%
Value ($000) $63,267 Shares 525 Est. Cost $120508.57 Unrealized —
DGRW DGRW 0.1%
Value ($000) $60,005 Shares 1,238 Est. Cost $48469.31 Unrealized —
BRK/B BRK B 0.1%
Value ($000) $57,531 Shares 254 Est. Cost $217.17 Unrealized 0.0%
IWS IWS 0.1%
Value ($000) $56,482 Shares 596 Est. Cost $94768.45 Unrealized —
SPHD SPHD 0.1%
Value ($000) $55,741 Shares 1,266 Est. Cost $44029.23 Unrealized —
GOOGL GOOGL 0.0%
Value ($000) $53,575 Shares 40 Est. Cost $64.02 Unrealized 0.0%
BND BND 0.0%
Value ($000) $50,316 Shares 600 Est. Cost $83860.00 Unrealized —
BSV BSV 0.0%
Value ($000) $48,366 Shares 600 Est. Cost $80610.00 Unrealized —
IEF IEF 0.0%
Value ($000) $47,725 Shares 433 Est. Cost $110219.40 Unrealized —
BMY BMY 0.0%
Value ($000) $46,216 Shares 720 Est. Cost $45.19 Unrealized 0.0%
META FB 0.0%
Value ($000) $46,181 Shares 225 Est. Cost $192.35 Unrealized 0.0%
XLK XLK 0.0%
Value ($000) $45,835 Shares 500 Est. Cost $91670.00 Unrealized —
MRK MRK 0.0%
Value ($000) $44,383 Shares 488 Est. Cost $67.55 Unrealized 0.0%
IWP IWP 0.0%
Value ($000) $43,180 Shares 283 Est. Cost $152579.50 Unrealized —
SHY SHY 0.0%
Value ($000) $42,315 Shares 500 Est. Cost $84630.00 Unrealized —
EFA EFA 0.0%
Value ($000) $41,664 Shares 600 Est. Cost $69440.00 Unrealized —
LOW LOW 0.0%
Value ($000) $35,928 Shares 300 Est. Cost $102.36 Unrealized 0.0%
XLV XLV 0.0%
Value ($000) $35,651 Shares 350 Est. Cost $101860.00 Unrealized —
NSC NSC 0.0%
Value ($000) $33,972 Shares 175 Est. Cost $165.56 Unrealized 0.0%
MCHP MCHP 0.0%
Value ($000) $33,719 Shares 322 Est. Cost $42.98 Unrealized 0.0%
IGLB IGLB 0.0%
Value ($000) $32,868 Shares 493 Est. Cost $66669.38 Unrealized —
— STOR 0.0%
Value ($000) $32,249 Shares 866 Est. Cost $37239.03 Unrealized —
CRM CRM 0.0%
Value ($000) $32,202 Shares 198 Est. Cost $154.88 Unrealized 0.0%
KO KO 0.0%
Value ($000) $31,770 Shares 574 Est. Cost $44.51 Unrealized 0.0%
IHI IHI 0.0%
Value ($000) $31,718 Shares 120 Est. Cost $264316.66 Unrealized —
KMB KMB 0.0%
Value ($000) $30,261 Shares 220 Est. Cost $108.78 Unrealized 0.0%
UNH UNH 0.0%
Value ($000) $29,398 Shares 100 Est. Cost $236.60 Unrealized 0.0%
MBB MBB 0.0%
Value ($000) $28,635 Shares 265 Est. Cost $108056.60 Unrealized —
TIP TIP 0.0%
Value ($000) $28,559 Shares 245 Est. Cost $116567.34 Unrealized —
— CP 0.0%
Value ($000) $25,495 Shares 100 Est. Cost $254950.00 Unrealized —
— ATVI 0.0%
Value ($000) $25,312 Shares 426 Est. Cost $59417.84 Unrealized —
FMC FMC 0.0%
Value ($000) $24,955 Shares 250 Est. Cost $77.70 Unrealized 0.0%
VCSH VCSH 0.0%
Value ($000) $24,309 Shares 300 Est. Cost $81030.00 Unrealized —
NEE NEE 0.0%
Value ($000) $24,216 Shares 100 Est. Cost $50.17 Unrealized 0.0%
APD APD 0.0%
Value ($000) $23,499 Shares 100 Est. Cost $194.15 Unrealized 0.0%
IGIB IGIB 0.0%
Value ($000) $23,192 Shares 400 Est. Cost $57980.00 Unrealized —
IP IP 0.0%
Value ($000) $23,025 Shares 500 Est. Cost $31.89 Unrealized 0.0%
CAT CAT 0.0%
Value ($000) $22,152 Shares 150 Est. Cost $123.01 Unrealized 0.0%
HSY HSY 0.0%
Value ($000) $22,047 Shares 150 Est. Cost $128.44 Unrealized 0.0%
HD HD 0.0%
Value ($000) $21,838 Shares 100 Est. Cost $194.99 Unrealized 0.0%
IDV IDV 0.0%
Value ($000) $21,585 Shares 643 Est. Cost $33569.21 Unrealized —
ROK ROK 0.0%
Value ($000) $20,267 Shares 100 Est. Cost $166.41 Unrealized 0.0%
IHF IHF 0.0%
Value ($000) $20,078 Shares 100 Est. Cost $200780.00 Unrealized —
WTV QSY 0.0%
Value ($000) $18,970 Shares 200 Est. Cost $94850.00 Unrealized —
CNI CNI 0.0%
Value ($000) $18,090 Shares 200 Est. Cost $79.98 Unrealized 0.0%
BBH BBH 0.0%
Value ($000) $17,427 Shares 125 Est. Cost $139416.00 Unrealized —
— IR 0.0%
Value ($000) $17,279 Shares 130 Est. Cost $132915.39 Unrealized —
ES ES 0.0%
Value ($000) $17,014 Shares 200 Est. Cost $66.48 Unrealized 0.0%
CLBK CLBK 0.0%
Value ($000) $16,940 Shares 1,000 Est. Cost $16.51 Unrealized 0.0%
GIS GIS 0.0%
Value ($000) $16,068 Shares 300 Est. Cost $42.80 Unrealized 0.0%
AIG AIG 0.0%
Value ($000) $15,399 Shares 300 Est. Cost $45.11 Unrealized 0.0%
WMT WMT 0.0%
Value ($000) $14,855 Shares 125 Est. Cost $36.38 Unrealized 0.0%
UPS UPS 0.0%
Value ($000) $14,632 Shares 125 Est. Cost $92.83 Unrealized 0.0%
CSX CSX 0.0%
Value ($000) $14,472 Shares 200 Est. Cost $21.78 Unrealized 0.0%
T T 0.0%
Value ($000) $14,068 Shares 360 Est. Cost $18.86 Unrealized 0.0%
CL CL 0.0%
Value ($000) $13,768 Shares 200 Est. Cost $59.11 Unrealized 0.0%
XLY XLY 0.0%
Value ($000) $12,542 Shares 100 Est. Cost $125420.00 Unrealized —
— FM 0.0%
Value ($000) $10,986 Shares 362 Est. Cost $30348.07 Unrealized —
CI CI 0.0%
Value ($000) $10,224 Shares 50 Est. Cost $167.70 Unrealized 0.0%
XLP XLP 0.0%
Value ($000) $10,202 Shares 162 Est. Cost $62975.31 Unrealized —
IGM IGM 0.0%
Value ($000) $9,686 Shares 40 Est. Cost $242150.00 Unrealized —
D D 0.0%
Value ($000) $8,282 Shares 100 Est. Cost $62.41 Unrealized 0.0%
DOW DOW 0.0%
Value ($000) $8,154 Shares 149 Est. Cost $36.70 Unrealized 0.0%
MA MA 0.0%
Value ($000) $7,763 Shares 26 Est. Cost $272.58 Unrealized 0.0%
XLI XLI 0.0%
Value ($000) $7,658 Shares 94 Est. Cost $81468.09 Unrealized —
ITA ITA 0.0%
Value ($000) $7,106 Shares 32 Est. Cost $222062.50 Unrealized —
BNDX BNDX 0.0%
Value ($000) $6,506 Shares 115 Est. Cost $56573.91 Unrealized —
VTV VTV 0.0%
Value ($000) $6,352 Shares 53 Est. Cost $119849.05 Unrealized —
PIO PIO 0.0%
Value ($000) $5,621 Shares 182 Est. Cost $30884.62 Unrealized —
DD DD 0.0%
Value ($000) $5,457 Shares 85 Est. Cost $24.51 Unrealized 0.0%
SBUX SBUX 0.0%
Value ($000) $4,835 Shares 55 Est. Cost $74.48 Unrealized 0.0%
IWY IWY 0.0%
Value ($000) $4,829 Shares 50 Est. Cost $96580.00 Unrealized —
— AMLP 0.0%
Value ($000) $4,734 Shares 557 Est. Cost $8499.10 Unrealized —
VOX VOX 0.0%
Value ($000) $4,696 Shares 50 Est. Cost $93920.00 Unrealized —
IWM IWM 0.0%
Value ($000) $4,141 Shares 25 Est. Cost $165640.00 Unrealized —
IJH IJH 0.0%
Value ($000) $4,116 Shares 20 Est. Cost $205800.00 Unrealized —
PEG PEG 0.0%
Value ($000) $3,956 Shares 67 Est. Cost $49.14 Unrealized 0.0%
CGW CGW 0.0%
Value ($000) $3,290 Shares 80 Est. Cost $41125.00 Unrealized —
IYF IYF 0.0%
Value ($000) $2,755 Shares 20 Est. Cost $137750.00 Unrealized —
CTVA CTVA 0.0%
Value ($000) $2,512 Shares 85 Est. Cost $24.50 Unrealized 0.0%
SNY SNY 0.0%
Value ($000) $1,656 Shares 33 Est. Cost $50181.82 Unrealized —
XLRE XLRE 0.0%
Value ($000) $966 Shares 25 Est. Cost $38640.00 Unrealized —
MPC MPC 0.0%
Value ($000) $964 Shares 16 Est. Cost $51.65 Unrealized 0.0%
— LTHM 0.0%
Value ($000) $795 Shares 93 Est. Cost $8548.39 Unrealized —
— GE 0.0%
Value ($000) $558 Shares 50 Est. Cost $11160.00 Unrealized —
EEM EEM 0.0%
Value ($000) $538 Shares 12 Est. Cost $44833.33 Unrealized —
REZI REZI 0.0%
Value ($000) $143 Shares 12 Est. Cost $11.38 Unrealized 0.0%
GTX GTX 0.0%
Value ($000) $69 Shares 7 Est. Cost $10.19 Unrealized 0.0%