ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: Apr 9, 2020

Total Value ($000): $441,593 (100.0% shares, 0.0% debt)

Holdings (108)

MSFT MICROSOFT CORP 7.7%
Value ($000) $33,862 Shares 214,711 Est. Cost $45.16 Unrealized +246.2%
MA MASTERCARD INC - A 5.2%
Value ($000) $22,945 Shares 94,985 Est. Cost $207.20 Unrealized +38.9%
MRK MERCK & CO. INC. 4.5%
Value ($000) $19,948 Shares 259,270 Est. Cost $60.29 Unrealized +8.0%
WMT WALMART INC 4.3%
Value ($000) $18,773 Shares 165,226 Est. Cost $27.65 Unrealized +27.9%
ABT ABBOTT LABORATORIES 4.1%
Value ($000) $18,159 Shares 230,123 Est. Cost $41.13 Unrealized +83.2%
PYPL PAYPAL HOLDINGS INC 4.1%
Value ($000) $17,899 Shares 186,955 Est. Cost $94.45 Unrealized +16.6%
JPM JPMORGAN CHASE & CO 3.8%
Value ($000) $16,957 Shares 188,343 Est. Cost $85.34 Unrealized +21.4%
LMT LOCKHEED MARTIN CORP 3.8%
Value ($000) $16,803 Shares 49,573 Est. Cost $241.05 Unrealized +38.9%
HD HOME DEPOT INC 3.2%
Value ($000) $14,276 Shares 76,461 Est. Cost $101.67 Unrealized +87.0%
PEP PEPSICO INC 3.2%
Value ($000) $14,099 Shares 117,396 Est. Cost $71.70 Unrealized +57.3%
ADP AUTOMATIC DATA PROCESSING 3.1%
Value ($000) $13,537 Shares 99,044 Est. Cost $77.06 Unrealized +84.2%
AXP AMERICAN EXPRESS CO 2.8%
Value ($000) $12,373 Shares 144,532 Est. Cost $81.85 Unrealized +31.4%
BAC BANK OF AMERICA CORP 2.8%
Value ($000) $12,280 Shares 578,429 Est. Cost $12.69 Unrealized +104.2%
NEE NEXTERA ENERGY INC 2.8%
Value ($000) $12,248 Shares 50,903 Est. Cost $38.59 Unrealized +40.7%
UNH UNITEDHEALTH GROUP INC 2.6%
Value ($000) $11,661 Shares 46,761 Est. Cost $168.98 Unrealized +47.8%
RAYTHEON COMPANY 2.6%
Value ($000) $11,629 Shares 88,668 Est. Cost $141.21 Unrealized
AON PLC SHS CL A 2.5%
Value ($000) $10,843 Shares 65,701 Est. Cost $165.04 Unrealized
HON HONEYWELL INTERNATIONAL INC 2.3%
Value ($000) $10,372 Shares 77,523 Est. Cost $85.47 Unrealized +59.8%
TMO THERMO FISHER SCIENTIFIC INC 2.3%
Value ($000) $10,175 Shares 35,880 Est. Cost $160.69 Unrealized +93.2%
VZ VERIZON COMMUNICATIONS INC 2.1%
Value ($000) $9,485 Shares 176,534 Est. Cost $36.02 Unrealized +13.9%
ADBE ADOBE SYSTEMS INC 2.1%
Value ($000) $9,232 Shares 29,011 Est. Cost $284.20 Unrealized +20.4%
BDX BECTON DICKINSON AND CO 1.7%
Value ($000) $7,637 Shares 33,239 Est. Cost $210.34 Unrealized +6.9%
BA BOEING CO/THE 1.6%
Value ($000) $7,277 Shares 48,794 Est. Cost $141.07 Unrealized +93.4%
EMR EMERSON ELECTRIC CO 1.6%
Value ($000) $6,957 Shares 145,997 Est. Cost $47.51 Unrealized +21.6%
CMCSA COMCAST CORP-CLASS A 1.4%
Value ($000) $6,273 Shares 182,468 Est. Cost $36.16 Unrealized -0.3%
TRV TRAVELERS COS INC/THE 1.3%
Value ($000) $5,890 Shares 59,285 Est. Cost $96.63 Unrealized +13.5%
NOC NORTHROP GRUMMAN CORP 1.3%
Value ($000) $5,884 Shares 19,448 Est. Cost $312.25 Unrealized +1.0%
ORCL ORACLE CORP 1.2%
Value ($000) $5,190 Shares 107,394 Est. Cost $46.32 Unrealized +2.6%
METLIFE INC 1.1%
Value ($000) $4,927 Shares 161,170 Est. Cost $47.66 Unrealized
SNPS SYNOPSYS INC 1.1%
Value ($000) $4,863 Shares 37,756 Est. Cost $142.23 Unrealized 0.0%
APD AIR PRODUCTS & CHEMICALS INC 1.0%
Value ($000) $4,613 Shares 23,109 Est. Cost $146.22 Unrealized +34.8%
SYK STRYKER CORP 1.0%
Value ($000) $4,434 Shares 26,634 Est. Cost $196.25 Unrealized -6.6%
KEURIG DR PEPPER 1.0%
Value ($000) $4,235 Shares 174,491 Est. Cost $28.44 Unrealized
AMZN AMAZON.COM INC 0.9%
Value ($000) $3,921 Shares 2,011 Est. Cost $30.65 Unrealized +215.8%
BMY BRISTOL-MYERS SQUIBB CO 0.9%
Value ($000) $3,768 Shares 67,601 Est. Cost $45.19 Unrealized +7.5%
EW EDWARDS LIFESCIENCES CORP 0.8%
Value ($000) $3,513 Shares 18,625 Est. Cost $70.25 Unrealized +2.7%
JNJ JOHNSON & JOHNSON 0.8%
Value ($000) $3,356 Shares 25,596 Est. Cost $106.27 Unrealized +13.1%
KO COCA-COLA CO/THE 0.7%
Value ($000) $3,153 Shares 71,256 Est. Cost $37.21 Unrealized +20.9%
CVX CHEVRON CORP 0.7%
Value ($000) $3,072 Shares 42,399 Est. Cost $70.84 Unrealized +7.3%
AAPL APPLE INC 0.7%
Value ($000) $3,035 Shares 11,936 Est. Cost $32.18 Unrealized +120.8%
BIIB BIOGEN INC 0.6%
Value ($000) $2,566 Shares 8,112 Est. Cost $277.81 Unrealized +9.2%
PFE PFIZER INC 0.4%
Value ($000) $1,965 Shares 60,209 Est. Cost $23.98 Unrealized +7.7%
UNITED TECHNOLOGIES CORP 0.4%
Value ($000) $1,556 Shares 16,493 Est. Cost $125.72 Unrealized
INTC INTEL CORP 0.3%
Value ($000) $1,356 Shares 25,062 Est. Cost $36.06 Unrealized +45.1%
PG PROCTER & GAMBLE CO/THE 0.3%
Value ($000) $1,308 Shares 11,892 Est. Cost $61.10 Unrealized +69.9%
T AT&T INC 0.3%
Value ($000) $1,263 Shares 43,333 Est. Cost $16.19 Unrealized +12.2%
IBM INTERNATIONAL BUSINESS MACHINE 0.3%
Value ($000) $1,141 Shares 10,283 Est. Cost $98.62 Unrealized -0.3%
GOOGL ALPHABET INC-CL A 0.3%
Value ($000) $1,136 Shares 978 Est. Cost $45.86 Unrealized +46.7%
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $1,019 Shares 876 Est. Cost $42.76 Unrealized +57.5%
MCD MCDONALDS CORP 0.2%
Value ($000) $858 Shares 5,188 Est. Cost $111.88 Unrealized +53.6%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $845 Shares 8,746 Est. Cost $84.98 Unrealized +45.4%
PM PHILIP MORRIS INTERNATIONAL 0.2%
Value ($000) $844 Shares 11,564 Est. Cost $64.89 Unrealized -6.4%
ALL ALLSTATE CORP 0.2%
Value ($000) $826 Shares 9,000 Est. Cost $51.47 Unrealized +83.1%
DE DEERE & CO 0.2%
Value ($000) $783 Shares 5,670 Est. Cost $69.65 Unrealized +109.2%
DOW DOW CHEMICAL CO/THE 0.2%
Value ($000) $783 Shares 26,784 Est. Cost $36.14 Unrealized -15.4%
ABBV ABBVIE INC 0.1%
Value ($000) $596 Shares 7,829 Est. Cost $53.36 Unrealized +25.9%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $558 Shares 3,957 Est. Cost $76.01 Unrealized +90.7%
C CITIGROUP INC 0.1%
Value ($000) $502 Shares 11,923 Est. Cost $40.58 Unrealized +33.5%
SO SOUTHERN CO/THE 0.1%
Value ($000) $486 Shares 8,985 Est. Cost $32.64 Unrealized +54.6%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $475 Shares 2,912 Est. Cost $122.59 Unrealized
MMM 3M CO 0.1%
Value ($000) $473 Shares 3,465 Est. Cost $123.55 Unrealized -14.2%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $447 Shares 14,354 Est. Cost $27.90 Unrealized
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $426 Shares 2,611 Est. Cost $163.20 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $418 Shares 2,289 Est. Cost $162.85 Unrealized +30.5%
WFC WELLS FARGO & CO 0.1%
Value ($000) $401 Shares 13,989 Est. Cost $43.61 Unrealized -16.0%
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $399 Shares 2,474 Est. Cost $97.99 Unrealized +84.4%
META FACEBOOK INC-CLASS A 0.1%
Value ($000) $380 Shares 2,280 Est. Cost $162.81 Unrealized +19.4%
DU PONT (E.I.) DE NEMOURS 0.1%
Value ($000) $364 Shares 10,682 Est. Cost $73.97 Unrealized
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $363 Shares 1,410 Est. Cost $230.91 Unrealized
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $346 Shares 4,329 Est. Cost $44.67 Unrealized +71.4%
CL COLGATE-PALMOLIVE CO 0.1%
Value ($000) $291 Shares 4,391 Est. Cost $50.09 Unrealized +22.8%
WM WASTE MANAGEMENT INC 0.1%
Value ($000) $260 Shares 2,813 Est. Cost $66.23 Unrealized +57.3%
BRAINSTORM CELL THERAPEUTICS 0.1%
Value ($000) $260 Shares 56,050 Est. Cost $4.64 Unrealized
COUPA SOFTWARE INC 0.1%
Value ($000) $254 Shares 1,820 Est. Cost $126.64 Unrealized
PRUDENTIAL FINANCIAL INC 5.625 0.1%
Value ($000) $251 Shares 10,000 Est. Cost $23.60 Unrealized
BRIGHTHOUSE FINANCIAL INC 6.25 0.1%
Value ($000) $243 Shares 10,000 Est. Cost $21.20 Unrealized
PEG PUBLIC SERVICE ENTERPRISE GROU 0.1%
Value ($000) $242 Shares 5,380 Est. Cost $38.15 Unrealized +15.7%
COST COSTCO WHOLESALE CORP 0.1%
Value ($000) $240 Shares 842 Est. Cost $257.11 Unrealized +8.0%
HERCULES CAPITAL INC 6.25 0.1%
Value ($000) $233 Shares 10,000 Est. Cost $23.30 Unrealized
DHR DANAHER CORP 0.1%
Value ($000) $231 Shares 1,667 Est. Cost $95.74 Unrealized +37.2%
ENSTAR GROUP 7 NON CUM SER E 0.1%
Value ($000) $230 Shares 10,000 Est. Cost $23.30 Unrealized
INTU INTUIT INC 0.1%
Value ($000) $229 Shares 996 Est. Cost $164.57 Unrealized +58.5%
AMGN AMGEN INC 0.1%
Value ($000) $228 Shares 1,126 Est. Cost $125.21 Unrealized +45.5%
MRSH MARSH & MCLENNAN COMPANIES INC 0.1%
Value ($000) $226 Shares 2,615 Est. Cost $66.85 Unrealized +45.6%
LHX L3HARRIS TECHNOLOGIES INC 0.1%
Value ($000) $224 Shares 1,245 Est. Cost $180.57 Unrealized +0.8%
BRUNSWICK CORP 6.5 0.1%
Value ($000) $224 Shares 10,000 Est. Cost $25.10 Unrealized
OAKTREE CAPITAL GROUP LLC 0.0%
Value ($000) $220 Shares 10,000 Est. Cost $22.70 Unrealized
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value ($000) $218 Shares 12,000 Est. Cost $23.25 Unrealized
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.0%
Value ($000) $217 Shares 2,114 Est. Cost $103.60 Unrealized
MCHP MICROCHIP TECHNOLOGY INC 0.0%
Value ($000) $214 Shares 3,160 Est. Cost $18.42 Unrealized +127.9%
SPIRIT REALTY CAP INC 6 0.0%
Value ($000) $213 Shares 10,000 Est. Cost $21.70 Unrealized
CSCO CISCO SYSTEMS INC 0.0%
Value ($000) $210 Shares 5,345 Est. Cost $36.35 Unrealized +0.9%
INTERCONTINENTAL EXCHANGE INC 0.0%
Value ($000) $207 Shares 2,560 Est. Cost $85.94 Unrealized
MEDTRONIC PLC COM 0.0%
Value ($000) $204 Shares 2,266 Est. Cost $90.03 Unrealized
ZTS ZOETIS INC 0.0%
Value ($000) $201 Shares 1,712 Est. Cost $99.85 Unrealized +25.5%
AMT AMERICAN TOWER CORP 0.0%
Value ($000) $200 Shares 920 Est. Cost $93.39 Unrealized +111.2%
QVC INC 6.375 PFD 0.0%
Value ($000) $189 Shares 10,000 Est. Cost $21.00 Unrealized
OPTAX AIM TAX-EXEMPT MUNI FUND FD CL 0.0%
Value ($000) $183 Shares 24,577 Est. Cost $7.61 Unrealized
JP MORGAN NY TAX FREE BD FD CL 0.0%
Value ($000) $177 Shares 25,896 Est. Cost $6.91 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $152 Shares 17,500 Est. Cost $7.76 Unrealized
COLONY NORTH INC 7.125 0.0%
Value ($000) $132 Shares 15,000 Est. Cost $23.14 Unrealized
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value ($000) $127 Shares 10,000 Est. Cost $22.90 Unrealized
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $126 Shares 10,000 Est. Cost $25.00 Unrealized
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $91 Shares 10,000 Est. Cost $25.00 Unrealized
MCEWEN MINING 0.0%
Value ($000) $9 Shares 13,500 Est. Cost $3.70 Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized