ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Jan 10, 2020

Total Value ($000): $671,939 (100.0% shares, 0.0% debt)

Holdings (131)

MSFT MICROSOFT CORP 5.3%
Value ($000) $35,558 Shares 225,481 Est. Cost $45.16 Unrealized +208.3%
MA MASTERCARD INC - A 5.0%
Value ($000) $33,610 Shares 112,564 Est. Cost $207.20 Unrealized +31.6%
BA BOEING CO/THE 4.2%
Value ($000) $28,541 Shares 87,613 Est. Cost $141.07 Unrealized +148.8%
JPM JPMORGAN CHASE & CO 4.1%
Value ($000) $27,457 Shares 196,968 Est. Cost $85.34 Unrealized +27.3%
MRK MERCK & CO. INC. 3.7%
Value ($000) $24,848 Shares 273,203 Est. Cost $60.29 Unrealized +12.0%
PYPL PAYPAL HOLDINGS INC 3.3%
Value ($000) $22,431 Shares 207,370 Est. Cost $94.45 Unrealized +10.1%
ABT ABBOTT LABORATORIES 3.3%
Value ($000) $21,897 Shares 252,091 Est. Cost $41.13 Unrealized +83.1%
ADP AUTOMATIC DATA PROCESSING 3.2%
Value ($000) $21,357 Shares 125,264 Est. Cost $77.06 Unrealized +88.3%
WMT WALMART INC 3.2%
Value ($000) $21,293 Shares 179,176 Est. Cost $27.65 Unrealized +31.6%
BAC BANK OF AMERICA CORP 3.1%
Value ($000) $21,090 Shares 598,805 Est. Cost $12.69 Unrealized +119.0%
RAYTHEON COMPANY 3.0%
Value ($000) $19,839 Shares 90,282 Est. Cost $141.21 Unrealized
LMT LOCKHEED MARTIN CORP 2.9%
Value ($000) $19,768 Shares 50,769 Est. Cost $241.05 Unrealized +34.8%
MAR MARRIOTT INTERNATIONAL -CL A 2.9%
Value ($000) $19,159 Shares 126,518 Est. Cost $61.07 Unrealized +110.3%
AXP AMERICAN EXPRESS CO 2.8%
Value ($000) $18,837 Shares 151,315 Est. Cost $81.85 Unrealized +34.5%
HD HOME DEPOT INC 2.6%
Value ($000) $17,425 Shares 79,794 Est. Cost $101.67 Unrealized +91.8%
NKE NIKE INC -CL B 2.6%
Value ($000) $17,306 Shares 170,825 Est. Cost $71.04 Unrealized +22.2%
AON PLC SHS CL A 2.6%
Value ($000) $17,158 Shares 82,376 Est. Cost $134.84 Unrealized
PEP PEPSICO INC 2.4%
Value ($000) $16,449 Shares 120,352 Est. Cost $71.70 Unrealized +57.3%
UNH UNITEDHEALTH GROUP INC 2.2%
Value ($000) $14,470 Shares 49,221 Est. Cost $168.98 Unrealized +40.0%
HON HONEYWELL INTERNATIONAL INC 2.1%
Value ($000) $14,271 Shares 80,629 Est. Cost $85.47 Unrealized +68.4%
NEE NEXTERA ENERGY INC 2.1%
Value ($000) $13,816 Shares 57,055 Est. Cost $38.59 Unrealized +30.0%
TMO THERMO FISHER SCIENTIFIC INC 1.7%
Value ($000) $11,615 Shares 35,753 Est. Cost $160.69 Unrealized +85.7%
TRUIST FINANCIAL CORP 1.7%
Value ($000) $11,546 Shares 205,004 Est. Cost $56.32 Unrealized
VZ VERIZON COMMUNICATIONS INC 1.7%
Value ($000) $11,375 Shares 185,256 Est. Cost $36.02 Unrealized +18.8%
EMR EMERSON ELECTRIC CO 1.7%
Value ($000) $11,129 Shares 145,940 Est. Cost $47.51 Unrealized +32.2%
CSCO CISCO SYSTEMS INC 1.6%
Value ($000) $11,048 Shares 230,367 Est. Cost $36.35 Unrealized +6.1%
BDX BECTON DICKINSON AND CO 1.5%
Value ($000) $10,029 Shares 36,876 Est. Cost $210.34 Unrealized +7.7%
ADBE ADOBE SYSTEMS INC 1.4%
Value ($000) $9,096 Shares 27,579 Est. Cost $281.20 Unrealized +4.6%
ROYAL CARIBBEAN CRUISES LTD 1.3%
Value ($000) $8,823 Shares 66,083 Est. Cost $89.94 Unrealized
METLIFE INC 1.3%
Value ($000) $8,781 Shares 172,270 Est. Cost $47.66 Unrealized
TRV TRAVELERS COS INC/THE 1.2%
Value ($000) $8,309 Shares 60,669 Est. Cost $96.63 Unrealized +23.4%
CMCSA COMCAST CORP-CLASS A 1.2%
Value ($000) $8,235 Shares 183,130 Est. Cost $36.16 Unrealized +4.7%
SYK STRYKER CORP 1.1%
Value ($000) $7,696 Shares 36,660 Est. Cost $196.25 Unrealized -1.0%
GLOBAL PAYMENTS 1.1%
Value ($000) $7,422 Shares 40,655 Est. Cost $165.05 Unrealized
NOC NORTHROP GRUMMAN CORP 1.0%
Value ($000) $6,757 Shares 19,645 Est. Cost $312.25 Unrealized +1.7%
ORCL ORACLE CORP 0.9%
Value ($000) $6,107 Shares 115,271 Est. Cost $46.32 Unrealized +8.9%
KEURIG DR PEPPER 0.8%
Value ($000) $5,418 Shares 187,140 Est. Cost $28.44 Unrealized
CVX CHEVRON CORP 0.7%
Value ($000) $4,997 Shares 41,469 Est. Cost $70.73 Unrealized +26.8%
EW EDWARDS LIFESCIENCES CORP 0.7%
Value ($000) $4,474 Shares 19,178 Est. Cost $70.25 Unrealized +11.2%
BMY BRISTOL-MYERS SQUIBB CO 0.7%
Value ($000) $4,371 Shares 68,101 Est. Cost $45.19 Unrealized 0.0%
AAPL APPLE INC 0.6%
Value ($000) $4,085 Shares 13,910 Est. Cost $32.18 Unrealized +92.7%
KO COCA-COLA CO/THE 0.6%
Value ($000) $4,035 Shares 72,906 Est. Cost $37.21 Unrealized +19.6%
AMZN AMAZON.COM INC 0.6%
Value ($000) $3,901 Shares 2,111 Est. Cost $30.65 Unrealized +188.8%
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $3,584 Shares 24,571 Est. Cost $105.69 Unrealized +8.0%
XOM EXXON MOBIL CORP 0.4%
Value ($000) $2,750 Shares 39,407 Est. Cost $57.84 Unrealized -10.0%
APD AIR PRODUCTS & CHEMICALS INC 0.4%
Value ($000) $2,597 Shares 11,051 Est. Cost $90.76 Unrealized +113.9%
UNITED TECHNOLOGIES CORP 0.4%
Value ($000) $2,453 Shares 16,382 Est. Cost $125.72 Unrealized
BIIB BIOGEN INC 0.4%
Value ($000) $2,374 Shares 8,002 Est. Cost $277.46 Unrealized 0.0%
VRTX VERTEX PHARMACEUTICALS INC 0.3%
Value ($000) $2,284 Shares 10,430 Est. Cost $202.38 Unrealized 0.0%
T AT&T INC 0.2%
Value ($000) $1,574 Shares 40,266 Est. Cost $16.04 Unrealized +17.6%
PG PROCTER & GAMBLE CO/THE 0.2%
Value ($000) $1,498 Shares 11,996 Est. Cost $61.10 Unrealized +72.2%
DOW DOW CHEMICAL CO/THE 0.2%
Value ($000) $1,408 Shares 25,725 Est. Cost $36.37 Unrealized +0.9%
IBM INTERNATIONAL BUSINESS MACHINE 0.2%
Value ($000) $1,378 Shares 10,283 Est. Cost $98.62 Unrealized +1.3%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $1,373 Shares 9,496 Est. Cost $84.98 Unrealized +59.7%
INTC INTEL CORP 0.2%
Value ($000) $1,361 Shares 22,738 Est. Cost $34.39 Unrealized +43.2%
GOOGL ALPHABET INC-CL A 0.2%
Value ($000) $1,329 Shares 992 Est. Cost $45.86 Unrealized +39.6%
C CITIGROUP INC 0.2%
Value ($000) $1,258 Shares 15,745 Est. Cost $40.58 Unrealized +46.0%
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $1,193 Shares 892 Est. Cost $42.76 Unrealized +49.8%
MCD MCDONALDS CORP 0.2%
Value ($000) $1,133 Shares 5,735 Est. Cost $111.88 Unrealized +53.7%
PFE PFIZER INC 0.2%
Value ($000) $1,064 Shares 27,149 Est. Cost $21.74 Unrealized +22.9%
ALL ALLSTATE CORP 0.2%
Value ($000) $1,037 Shares 9,225 Est. Cost $51.47 Unrealized +83.0%
DE DEERE & CO 0.2%
Value ($000) $1,028 Shares 5,934 Est. Cost $69.65 Unrealized +126.8%
PM PHILIP MORRIS INTERNATIONAL 0.1%
Value ($000) $936 Shares 11,003 Est. Cost $65.11 Unrealized -7.8%
AMT AMERICAN TOWER CORP 0.1%
Value ($000) $786 Shares 3,420 Est. Cost $93.39 Unrealized +96.8%
ABBV ABBVIE INC 0.1%
Value ($000) $755 Shares 8,529 Est. Cost $53.36 Unrealized +21.1%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $709 Shares 3,919 Est. Cost $76.01 Unrealized +96.5%
DU PONT (E.I.) DE NEMOURS 0.1%
Value ($000) $668 Shares 10,398 Est. Cost $75.06 Unrealized
WFC WELLS FARGO & CO 0.1%
Value ($000) $665 Shares 12,355 Est. Cost $44.54 Unrealized +0.4%
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $617 Shares 3,284 Est. Cost $97.99 Unrealized +76.1%
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $614 Shares 2,781 Est. Cost $163.20 Unrealized
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $613 Shares 2,912 Est. Cost $122.59 Unrealized
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $593 Shares 5,660 Est. Cost $18.42 Unrealized +133.3%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $575 Shares 2,538 Est. Cost $162.85 Unrealized +33.4%
MMM 3M CO 0.1%
Value ($000) $572 Shares 3,245 Est. Cost $124.74 Unrealized -10.4%
SO SOUTHERN CO/THE 0.1%
Value ($000) $571 Shares 8,966 Est. Cost $32.64 Unrealized +49.8%
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value ($000) $517 Shares 6,518 Est. Cost $62.71 Unrealized
META FACEBOOK INC-CLASS A 0.1%
Value ($000) $510 Shares 2,484 Est. Cost $162.81 Unrealized +18.1%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $496 Shares 14,312 Est. Cost $27.90 Unrealized
AMGN AMGEN INC 0.1%
Value ($000) $493 Shares 2,045 Est. Cost $125.21 Unrealized +45.9%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $483 Shares 1,502 Est. Cost $230.91 Unrealized
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $439 Shares 2,487 Est. Cost $160.04 Unrealized -2.6%
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $421 Shares 4,459 Est. Cost $44.67 Unrealized +66.2%
DHR DANAHER CORP 0.1%
Value ($000) $363 Shares 2,364 Est. Cost $95.74 Unrealized +28.5%
COLONY NORTH INC 7.125 0.1%
Value ($000) $359 Shares 15,000 Est. Cost $23.14 Unrealized
INTU INTUIT INC 0.0%
Value ($000) $333 Shares 1,273 Est. Cost $164.57 Unrealized +52.8%
PEG PUBLIC SERVICE ENTERPRISE GROU 0.0%
Value ($000) $328 Shares 5,555 Est. Cost $38.15 Unrealized +28.8%
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $320 Shares 2,400 Est. Cost $82.72 Unrealized +36.0%
WM WASTE MANAGEMENT INC 0.0%
Value ($000) $318 Shares 2,788 Est. Cost $66.23 Unrealized +54.1%
VIACOMCBS INC 0.0%
Value ($000) $315 Shares 7,500 Est. Cost $42.00 Unrealized
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value ($000) $311 Shares 12,000 Est. Cost $23.25 Unrealized
CL COLGATE-PALMOLIVE CO 0.0%
Value ($000) $302 Shares 4,385 Est. Cost $50.09 Unrealized +18.0%
SBUX STARBUCKS CORP 0.0%
Value ($000) $285 Shares 3,239 Est. Cost $49.35 Unrealized +50.9%
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $285 Shares 2,558 Est. Cost $66.17 Unrealized +43.7%
PRUDENTIAL FINANCIAL INC 5.625 0.0%
Value ($000) $273 Shares 10,000 Est. Cost $23.60 Unrealized
BRUNSWICK CORP 6.5 0.0%
Value ($000) $273 Shares 10,000 Est. Cost $25.10 Unrealized
ENSTAR GROUP 7 NON CUM SER E 0.0%
Value ($000) $273 Shares 10,000 Est. Cost $23.30 Unrealized
BRIGHTHOUSE FINANCIAL INC 6.25 0.0%
Value ($000) $271 Shares 10,000 Est. Cost $21.20 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $271 Shares 17,500 Est. Cost $7.76 Unrealized
OAKTREE CAPITAL GROUP LLC 0.0%
Value ($000) $270 Shares 10,000 Est. Cost $22.70 Unrealized
QVC INC 6.375 PFD 0.0%
Value ($000) $264 Shares 10,000 Est. Cost $21.00 Unrealized
HERCULES CAPITAL INC 6.25 0.0%
Value ($000) $263 Shares 10,000 Est. Cost $23.30 Unrealized
COUPA SOFTWARE INC 0.0%
Value ($000) $263 Shares 1,800 Est. Cost $126.50 Unrealized
IDEXX LABS INC 0.0%
Value ($000) $261 Shares 1,000 Est. Cost $224.00 Unrealized
SPIRIT REALTY CAP INC 6 0.0%
Value ($000) $260 Shares 10,000 Est. Cost $21.70 Unrealized
LQD ISHARES IBOXX $ INVESTMENT GRA 0.0%
Value ($000) $256 Shares 1,997 Est. Cost $128.19 Unrealized
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value ($000) $248 Shares 10,000 Est. Cost $22.90 Unrealized
ZTS ZOETIS INC 0.0%
Value ($000) $243 Shares 1,838 Est. Cost $99.85 Unrealized +18.3%
LHX L3HARRIS TECHNOLOGIES INC 0.0%
Value ($000) $243 Shares 1,228 Est. Cost $180.55 Unrealized -1.6%
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $242 Shares 10,000 Est. Cost $25.00 Unrealized
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $240 Shares 10,000 Est. Cost $25.00 Unrealized
COST COSTCO WHOLESALE CORP 0.0%
Value ($000) $239 Shares 812 Est. Cost $256.34 Unrealized +5.9%
INTERCONTINENTAL EXCHANGE INC 0.0%
Value ($000) $237 Shares 2,560 Est. Cost $85.94 Unrealized
CHUBB LTD 0.0%
Value ($000) $224 Shares 1,437 Est. Cost $132.74 Unrealized
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.0%
Value ($000) $221 Shares 2,047 Est. Cost $103.63 Unrealized
UNUM GROUP 6.25 PFD 0.0%
Value ($000) $216 Shares 8,000 Est. Cost $26.13 Unrealized
PAYX PAYCHEX INC 0.0%
Value ($000) $211 Shares 2,486 Est. Cost $60.45 Unrealized +16.9%
BLACKSTONE GROUP LP/THE 0.0%
Value ($000) $209 Shares 3,741 Est. Cost $55.87 Unrealized
COF CAPITAL ONE FINANCIAL CORP 0.0%
Value ($000) $208 Shares 2,025 Est. Cost $86.78 Unrealized 0.0%
GOLAR LNG PARTNERS LP 8.75 0.0%
Value ($000) $206 Shares 8,000 Est. Cost $25.13 Unrealized
COWEN INC 7.35 0.0%
Value ($000) $206 Shares 8,000 Est. Cost $25.38 Unrealized
MO ALTRIA GROUP INC 0.0%
Value ($000) $206 Shares 4,125 Est. Cost $34.03 Unrealized -15.4%
DTE DTE ENERGY COMPANY 0.0%
Value ($000) $205 Shares 1,580 Est. Cost $80.60 Unrealized +8.5%
PRU PRUDENTIAL FINANCIAL INC 0.0%
Value ($000) $202 Shares 2,153 Est. Cost $62.89 Unrealized +7.1%
D DOMINION RESOURCES INC/VA 0.0%
Value ($000) $200 Shares 2,419 Est. Cost $53.23 Unrealized +17.2%
OPTAX AIM TAX-EXEMPT MUNI FUND FD CL 0.0%
Value ($000) $187 Shares 24,577 Est. Cost $7.61 Unrealized
JP MORGAN NY TAX FREE BD FD CL 0.0%
Value ($000) $179 Shares 25,896 Est. Cost $6.91 Unrealized
OMFCX AIM TAX-EXEMPT MUNI FUND FD CL 0.0%
Value ($000) $95 Shares 12,560 Est. Cost $7.56 Unrealized
MCEWEN MINING 0.0%
Value ($000) $17 Shares 13,500 Est. Cost $3.70 Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized