Location: New York, NY
CIK: 0001569119 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 8, 2014
Total Value: $149M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | GENERAL ELECTRIC CO | 208,324 | $5.394M | 3.6% | $25.89 | $23.66 | — | COM | 369604103 |
| T | AT&T INC | 143,807 | $5.043M | 3.4% | $35.07 * | $11.31 | +1.4% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 46,732 | $4.591M | 3.1% | $98.24 * | $60.46 | +17.2% | COM | 478160104 |
| SCHD | SCHWAB STRATEGIC TR | 108,516 | $3.999M | 2.7% | $36.85 * | $11.35 | +8.2% | US DIVIDEND EQ | 808524797 |
| BP | BP PLC | 81,685 | $3.929M | 2.6% | $48.10 | $43.84 | +9.7% | SPONSORED ADR | 055622104 |
| MET | METLIFE INC | 72,745 | $3.841M | 2.6% | $52.80 * | $24.66 | +29.3% | COM | 59156R108 |
| XOM | EXXON MOBIL CORP | 38,770 | $3.787M | 2.5% | $97.68 * | $55.06 | +8.4% | COM | 30231G102 |
| PFE | PFIZER INC | 112,638 | $3.618M | 2.4% | $32.12 * | $16.46 | +13.4% | COM | 717081103 |
| MSFT | MICROSOFT CORP | 76,553 | $3.138M | 2.1% | $40.99 * | $26.71 | +28.3% | COM | 594918104 |
| COP | CONOCOPHILLIPS | 43,243 | $3.042M | 2.0% | $70.35 * | $40.52 | +18.4% | COM | 20825C104 |
| SCHB | SCHWAB STRATEGIC TR | 56,763 | $2.595M | 1.7% | $45.72 * | $7.04 | +8.2% | US BRD MKT ETF | 808524102 |
| KO | COCA COLA CO | 64,742 | $2.503M | 1.7% | $38.66 * | $27.12 | -1.4% | COM | 191216100 |
| OXY | OCCIDENTAL PETE CORP DEL | 25,165 | $2.398M | 1.6% | $95.29 * | $58.86 | +9.0% | COM | 674599105 |
| TRV | TRAVELERS COMPANIES INC | 27,089 | $2.305M | 1.5% | $85.09 * | $63.38 | +3.6% | COM | 89417E109 |
| HD | HOME DEPOT INC | 28,981 | $2.293M | 1.5% | $79.12 * | $56.12 | +7.2% | COM | 437076102 |
| WFC | WELLS FARGO & CO NEW | 45,142 | $2.245M | 1.5% | $49.73 * | $27.79 | +28.7% | COM | 949746101 |
| MRK | MERCK & CO INC NEW | 39,314 | $2.232M | 1.5% | $56.77 * | $30.08 | +25.1% | COM | 58933Y105 |
| WM | WASTE MGMT INC DEL | 49,140 | $2.067M | 1.4% | $42.06 * | $31.37 | +5.5% | COM | 94106L109 |
| MMM | 3M CO | 15,185 | $2.06M | 1.4% | $135.66 * | $61.44 | +27.1% | COM | 88579Y101 |
| — | GLAXOSMITHKLINE PLC | 38,364 | $2.05M | 1.4% | $53.44 | $50.48 | — | SPONSORED ADR | 37733W105 |
| DUK | DUKE ENERGY CORP NEW | 28,102 | $2.001M | 1.3% | $71.20 * | $41.78 | +4.8% | COM NEW | 26441C204 |
| AAPL | APPLE INC | 3,696 | $1.984M | 1.3% | $536.80 * | $13.16 | +27.3% | COM | 037833100 |
| BMY | BRISTOL MYERS SQUIBB CO | 37,896 | $1.969M | 1.3% | $51.96 * | $29.24 | +19.9% | COM | 110122108 |
| ING | ING GROEP N V | 79,297 | $1.955M | 1.3% | $24.65 * | $12.33 | +15.6% | SPONSORED ADR | 456837103 |
| — | WELLS FARGO & CO NEW | 1,655 | $1.941M | 1.3% | $1172.81 | $1201.58 | — | PERP PFD CNV A | 949746804 |
| HSBC | HSBC HLDGS PLC | 71,128 | $1.846M | 1.2% | $25.95 * | $54.95 | -7.5% | SPON ADR NEW | 404280406 |
| — | EATON CORP PLC | 23,206 | $1.743M | 1.2% | $75.11 | $75.11 | — | SHS | g29183103 |
| — | GOOGLE INC | 1,518 | $1.692M | 1.1% | $1114.62 | $881.08 | — | CL A | 38259P508 |
| CVX | CHEVRON CORP NEW | 14,071 | $1.673M | 1.1% | $118.90 * | $71.68 | +0.8% | COM | 166764100 |
| — | DOW CHEM CO | 34,183 | $1.661M | 1.1% | $48.59 | $32.50 | — | COM | 260543103 |
| — | BANK OF AMERICA CORPORATION | 1,426 | $1.631M | 1.1% | $1143.76 | $1124.41 | — | 7.25%CNV PFD L | 060505682 |
| VZ | VERIZON COMMUNICATIONS INC | 32,988 | $1.569M | 1.1% | $47.56 * | $26.87 | -3.1% | COM | 92343V104 |
| DE | DEERE & CO | 16,919 | $1.536M | 1.0% | $90.79 * | $67.37 | +8.6% | COM | 244199105 |
| NSC | NORFOLK SOUTHERN CORP | 15,402 | $1.497M | 1.0% | $97.20 * | $57.67 | +30.0% | COM | 655844108 |
| MCD | MCDONALDS CORP | 14,604 | $1.432M | 1.0% | $98.06 * | $71.35 | +1.5% | COM | 580135101 |
| — | NUVEEN NY AMT-FREE MUN INCOM | 105,917 | $1.353M | 0.9% | $12.77 | $12.77 | — | COM | 670656107 |
| SCHM | SCHWAB STRATEGIC TR | 34,295 | $1.324M | 0.9% | $38.61 * | $11.17 | +15.3% | US MID-CAP ETF | 808524508 |
| — | WEINGARTEN RLTY INVS | 42,750 | $1.283M | 0.9% | $30.01 | $29.81 | — | SH BEN INT | 948741103 |
| PG | PROCTER & GAMBLE CO | 15,690 | $1.265M | 0.8% | $80.62 * | $55.90 | +3.6% | COM | 742718109 |
| KEY | KEYCORP NEW | 88,034 | $1.254M | 0.8% | $14.24 * | $7.63 | +19.6% | COM | 493267108 |
| EMR | EMERSON ELEC CO | 18,391 | $1.229M | 0.8% | $66.83 * | $40.95 | +18.8% | COM | 291011104 |
| SCHF | SCHWAB STRATEGIC TR | 38,773 | $1.221M | 0.8% | $31.49 * | $14.41 | +9.3% | INTL EQTY ETF | 808524805 |
| — | TOTAL S A | 18,066 | $1.185M | 0.8% | $65.59 | $49.90 | — | SPONSORED ADR | 89151E109 |
| SO | SOUTHERN CO | 26,811 | $1.178M | 0.8% | $43.94 * | $26.21 | +1.5% | COM | 842587107 |
| — | DEUTSCHE BANK AG | 44,463 | $1.164M | 0.8% | $26.18 | $26.18 | — | NAMEN AKT | d18190898 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,924 | $1.14M | 0.8% | $192.44 * | $118.66 | -3.6% | COM | 459200101 |
| PRU | PRUDENTIAL FINL INC | 12,753 | $1.08M | 0.7% | $84.69 * | $38.68 | +33.3% | COM | 744320102 |
| SLB | SCHLUMBERGER LTD | 10,990 | $1.072M | 0.7% | $97.54 * | $52.90 | +33.7% | COM | 806857108 |
| — | KRAFT FOODS GROUP INC | 19,082 | $1.071M | 0.7% | $56.13 | $54.99 | — | COM | 50076Q106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 15,120 | $1.049M | 0.7% | $69.38 | $65.18 | — | COM | 293792107 |
| XLU | SELECT SECTOR SPDR TR | 24,827 | $1.029M | 0.7% | $41.45 * | $19.60 | +5.8% | SBI INT-UTILS | 81369Y886 |
| — | ASPEN INSURANCE HOLDINGS LTD | 36,521 | $953K | 0.6% | $26.09 | $24.48 | — | SHS | G05384105 |
| — | GEO GROUP INC | 28,650 | $924K | 0.6% | $32.25 | $33.09 | — | COM | 36159R103 |
| LLY | LILLY ELI & CO | 15,695 | $924K | 0.6% | $58.87 * | $40.86 | +15.4% | COM | 532457108 |
| CSCO | CISCO SYS INC | 39,995 | $896K | 0.6% | $22.40 * | $15.35 | +1.1% | COM | 17275R102 |
| TJX | TJX COS INC NEW | 14,760 | $895K | 0.6% | $60.64 * | $21.00 | +22.9% | COM | 872540109 |
| SCHA | SCHWAB STRATEGIC TR | 16,018 | $859K | 0.6% | $53.63 * | $11.11 | +20.7% | US SML CAP ETF | 808524607 |
| PEP | PEPSICO INC | 10,240 | $855K | 0.6% | $83.50 * | $56.08 | +4.8% | COM | 713448108 |
| SLF | SUN LIFE FINL INC | 24,550 | $850K | 0.6% | $34.62 | $28.45 | +21.7% | COM | 866796105 |
| XLK | SELECT SECTOR SPDR TR | 22,855 | $831K | 0.6% | $36.36 * | $16.13 | +12.7% | TECHNOLOGY | 81369Y803 |
| MO | ALTRIA GROUP INC | 21,356 | $799K | 0.5% | $37.41 * | $16.30 | +9.3% | COM | 02209S103 |
| TROW | PRICE T ROWE GROUP INC | 9,600 | $791K | 0.5% | $82.40 * | $47.69 | +12.5% | COM | 74144T108 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,475 | $779K | 0.5% | $120.31 * | $80.74 | +43.5% | COM | 883556102 |
| CVS | CVS CAREMARK CORPORATION | 10,250 | $767K | 0.5% | $74.83 * | $41.98 | +29.1% | COM | 126650100 |
| CAT | CATERPILLAR INC DEL | 7,686 | $764K | 0.5% | $99.40 * | $61.98 | +18.6% | COM | 149123101 |
| PSX | PHILLIPS 66 | 9,885 | $762K | 0.5% | $77.09 * | $40.44 | +25.0% | COM | 718546104 |
| — | TWENTY FIRST CENTY FOX INC | 24,468 | $761K | 0.5% | $31.10 | $33.27 | — | CL B | 90130A200 |
| AFL | AFLAC INC | 11,900 | $750K | 0.5% | $63.03 * | $21.30 | +12.0% | COM | 001055102 |
| INTC | INTEL CORP | 28,516 | $736K | 0.5% | $25.81 * | $17.20 | +12.7% | COM | 458140100 |
| ABT | ABBOTT LABS | 18,757 | $722K | 0.5% | $38.49 * | $28.85 | +6.5% | COM | 002824100 |
| — | TWO HBRS INVT CORP | 69,205 | $709K | 0.5% | $10.24 | $10.32 | — | COM | 90187B101 |
| GIS | GENERAL MLS INC | 13,072 | $677K | 0.5% | $51.79 * | $32.01 | +7.8% | COM | 370334104 |
| MA | MASTERCARD INC | 8,900 | $665K | 0.4% | $74.72 * | $71.93 | -3.3% | CL A | 57636Q104 |
| AXP | AMERICAN EXPRESS CO | 6,921 | $623K | 0.4% | $90.02 * | $60.72 | +25.4% | COM | 025816109 |
| — | SEADRILL LIMITED | 17,525 | $616K | 0.4% | $35.15 | $41.09 | — | SHS | G7945E105 |
| — | TIFFANY & CO NEW | 7,100 | $612K | 0.4% | $86.20 | $92.65 | — | COM | 886547108 |
| HIG | HARTFORD FINL SVCS GROUP INC | 17,355 | $612K | 0.4% | $35.26 * | $23.22 | +18.8% | COM | 416515104 |
| KMB | KIMBERLY CLARK CORP | 5,500 | $606K | 0.4% | $110.18 * | $63.06 | +12.9% | COM | 494368103 |
| FLR | FLUOR CORP NEW | 7,800 | $606K | 0.4% | $77.69 * | $53.56 | +29.1% | COM | 343412102 |
| ABBV | ABBVIE INC | 11,574 | $595K | 0.4% | $51.41 * | $26.55 | +20.8% | COM | 00287Y109 |
| QCOM | QUALCOMM INC | 7,381 | $582K | 0.4% | $78.85 * | $45.77 | +23.9% | COM | 747525103 |
| — | PEPCO HOLDINGS INC | 28,371 | $581K | 0.4% | $20.48 | $19.82 | — | COM | 713291102 |
| JPM | JPMORGAN CHASE & CO | 9,549 | $580K | 0.4% | $60.74 * | $36.97 | +19.6% | COM | 46625H100 |
| V | VISA INC | 2,620 | $566K | 0.4% | $216.03 * | $41.31 | +20.2% | COM CL A | 92826C839 |
| CMCSA | COMCAST CORP NEW | 11,286 | $565K | 0.4% | $50.06 * | $16.88 | +14.1% | CL A | 20030N101 |
| UPS | UNITED PARCEL SERVICE INC | 5,750 | $560K | 0.4% | $97.39 * | $55.38 | +16.2% | CL B | 911312106 |
| BNS | BANK N S HALIFAX | 9,500 | $551K | 0.4% | $58.00 * | $31.90 | +1.7% | COM | 064149107 |
| MDLZ | MONDELEZ INTL INC | 15,693 | $542K | 0.4% | $34.54 * | $23.84 | +12.2% | CL A | 609207105 |
| AIG | AMERICAN INTL GROUP INC | 10,683 | $534K | 0.4% | $49.99 * | $33.30 | +14.5% | COM NEW | 026874784 |
| ORCL | ORACLE CORP | 12,285 | $503K | 0.3% | $40.94 * | $27.79 | +23.7% | COM | 68389X105 |
| PFF | ISHARES | 12,829 | $501K | 0.3% | $39.05 | $40.20 | -2.9% | U.S. PFD STK ETF | 464288687 |
| — | JOHNSON CTLS INC | 10,304 | $488K | 0.3% | $47.36 | $50.41 | — | COM | 478366107 |
| — | RYDEX ETF TRUST | 5,894 | $473K | 0.3% | $80.25 | $80.25 | — | GUG S&P500EQWTTE | 78355W817 |
| META | FACEBOOK INC | 7,498 | $452K | 0.3% | $60.28 | $39.20 | +52.6% | CL A | 30303M102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,311 | $414K | 0.3% | $125.04 | $110.96 | +12.6% | CL B NEW | 084670702 |
| — | HILLSHIRE BRANDS CO | 10,855 | $404K | 0.3% | $37.22 | $33.39 | — | COM | 432589109 |
| — | CHICAGO BRIDGE & IRON CO N V | 4,572 | $398K | 0.3% | $87.05 | $62.39 | — | COM | 167250109 |
| IP | INTL PAPER CO | 8,502 | $390K | 0.3% | $45.87 * | $25.94 | +1.5% | COM | 460146103 |
| F | FORD MTR CO DEL | 24,410 | $381K | 0.3% | $15.61 * | $9.00 | -6.0% | COM PAR $0.01 | 345370860 |
| YUM | YUM BRANDS INC | 5,000 | $377K | 0.3% | $75.40 * | $42.07 | +3.0% | COM | 988498101 |
| HP | HELMERICH & PAYNE INC | 3,500 | $376K | 0.3% | $107.43 | $92.98 | +15.7% | COM | 423452101 |
| VALE | VALE S A | 26,997 | $373K | 0.3% | $13.82 | $15.43 | -10.4% | ADR | 91912E105 |
| IWB | ISHARES | 3,483 | $365K | 0.2% | $104.79 | $89.78 | +16.7% | RUS 1000 ETF | 464287622 |
| ED | CONSOLIDATED EDISON INC | 6,650 | $357K | 0.2% | $53.68 * | $37.34 | -6.8% | COM | 209115104 |
| — | KELLOGG CO | 5,550 | $348K | 0.2% | $62.70 * | $38.95 | +0.5% | COM | 487836108 |
| LOW | LOWES COS INC | 7,010 | $343K | 0.2% | $48.93 * | $33.15 | +19.3% | COM | 548661107 |
| — | UNITED TECHNOLOGIES CORP | 2,888 | $337K | 0.2% | $116.69 | $97.35 | — | COM | 913017109 |
| — | KKR & CO L P DEL | 13,577 | $310K | 0.2% | $22.83 | $24.31 | — | COM UNITS | 48248M102 |
| — | FRISCHS RESTAURANTS INC | 13,000 | $308K | 0.2% | $23.69 | $24.42 | — | COM | 358748101 |
| DIS | DISNEY WALT CO | 3,786 | $303K | 0.2% | $80.03 * | $62.75 | +14.7% | COM DISNEY | 254687106 |
| AMZN | AMAZON COM INC | 901 | $303K | 0.2% | $336.29 * | $15.41 | +9.2% | COM | 023135106 |
| — | BED BATH & BEYOND INC | 4,340 | $299K | 0.2% | $68.89 | $71.69 | — | COM | 075896100 |
| SWK | STANLEY BLACK & DECKER INC | 3,667 | $298K | 0.2% | $81.27 * | $56.98 | +6.0% | COM | 854502101 |
| SBUX | STARBUCKS CORP | 3,899 | $286K | 0.2% | $73.35 * | $30.85 | -5.7% | COM | 855244109 |
| VV | VANGUARD INDEX FDS | 3,295 | $283K | 0.2% | $85.89 | $84.46 | +1.9% | LARGE CAP ETF | 922908637 |
| — | EXPRESS SCRIPTS HLDG CO | 3,638 | $273K | 0.2% | $75.04 | $63.28 | — | COM | 30219G108 |
| — | CHUBB CORP | 3,035 | $271K | 0.2% | $89.29 | $89.85 | — | COM | 171232101 |
| — | LINN ENERGY LLC | 9,232 | $261K | 0.2% | $28.27 | $30.76 | — | UNIT LTD LIAB | 536020100 |
| GATX | GATX CORP | 3,804 | $258K | 0.2% | $67.82 * | $37.44 | +37.7% | COM | 361448103 |
| — | SENIOR HSG PPTYS TR | 11,298 | $254K | 0.2% | $22.48 | $25.81 | — | SH BEN INT | 81721M109 |
| C | CITIGROUP INC | 5,281 | $251K | 0.2% | $47.53 * | $36.09 | -1.8% | COM NEW | 172967424 |
| — | ALPS ETF TR | 13,919 | $246K | 0.2% | $17.67 | $17.61 | — | ALERIAN MLP | 00162Q866 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,357 | $234K | 0.2% | $69.71 | $63.15 | — | COM UNIT RP LP | 559080106 |
| — | NEW YORK CMNTY BANCORP INC | 14,424 | $232K | 0.2% | $16.08 | $16.08 | — | COM | 649445103 |
| SCHE | SCHWAB STRATEGIC TR | 9,514 | $231K | 0.2% | $24.28 | $24.68 | -1.4% | EMRG MKTEQ ETF | 808524706 |
| ABBNY | ABB LTD | 8,767 | $226K | 0.2% | $25.78 * | $24.41 | +1.4% | SPONSORED ADR | 000375204 |
| VOD | VODAFONE GROUP PLC NEW | 5,832 | $215K | 0.1% | $36.87 | $38.55 | -4.5% | SPNSR ADR NO PAR | 92857W308 |
| VOE | VANGUARD INDEX FDS | 2,527 | $209K | 0.1% | $82.71 | $80.16 | +3.3% | MCAP VL IDXVIP | 922908512 |
| BAC | BANK OF AMERICA CORPORATION | 12,120 | $208K | 0.1% | $17.16 * | $10.37 | +30.8% | COM | 060505104 |
| HON | HONEYWELL INTL INC | 2,174 | $202K | 0.1% | $92.92 * | $64.71 | +1.0% | COM | 438516106 |
| — | POWERSHARES ETF TRUST | 3,550 | $201K | 0.1% | $56.62 | $56.62 | — | DYN PHRMA PORT | 73935X799 |
| — | TWENTY FIRST CENTY FOX INC | 6,259 | $200K | 0.1% | $31.95 | $35.15 | — | CL A | 90130A101 |
| — | 22ND CENTY GROUP INC | 44,250 | $144K | 0.1% | $3.25 | $3.25 | — | COM | 90137F103 |
| SAN | BANCO SANTANDER SA | 14,430 | $138K | 0.1% | $9.56 | $9.00 | +6.5% | ADR | 05964H105 |