Location: Santa Barbara, CA
CIK: 0001645382 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: Apr 15, 2016
Total Value: $371M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| DBEF | DBX ETF TR | 2,634,529 | $67.29M | 18.1% | $25.54 | $28.00 | -8.8% | XTRAK MSCI EAFE | 233051200 |
| VTV | VANGUARD INDEX FDS | 360,129 | $29.67M | 8.0% | $82.39 | $85.25 | -3.4% | VALUE ETF | 922908744 |
| VUG | VANGUARD INDEX FDS | 272,867 | $29.05M | 7.8% | $106.45 * | $18.17 | -2.3% | GROWTH ETF | 922908736 |
| VWO | VANGUARD INTL EQUITY INDEX F | 544,275 | $18.82M | 5.1% | $34.58 | $39.39 | -12.2% | FTSE EMR MKT ETF | 922042858 |
| SPSB | SPDR SERIES TRUST | 578,627 | $17.72M | 4.8% | $30.63 | $30.42 | +0.7% | BARC SHT TR CP | 78464A474 |
| SPIB | SPDR SERIES TRUST | 481,705 | $16.51M | 4.4% | $34.27 | $34.16 | +0.3% | INTR TRM CORP BD | 78464A375 |
| DWM | WISDOMTREE TR | 344,151 | $15.76M | 4.2% | $45.79 | $53.55 | -14.5% | INTL EQUITY FD | 97717W703 |
| SCZ | ISHARES TR | 268,980 | $13.39M | 3.6% | $49.80 | $51.92 | -4.1% | EAFE SML CP ETF | 464288273 |
| VTI | VANGUARD INDEX FDS | 127,072 | $13.32M | 3.6% | $104.82 | $105.84 | -1.0% | TOTAL STK MKT | 922908769 |
| BND | VANGUARD BD INDEX FD INC | 143,859 | $11.91M | 3.2% | $82.80 | $82.10 | +0.9% | TOTAL BND MRKT | 921937835 |
| RWX | SPDR INDEX SHS FDS | 217,763 | $9.028M | 2.4% | $41.46 | $43.45 | -4.6% | DJ INTL RL ETF | 78463X863 |
| VB | VANGUARD INDEX FDS | 71,612 | $7.984M | 2.1% | $111.49 | $120.03 | -7.1% | SMALL CP ETF | 922908751 |
| AAPL | APPLE INC | 61,294 | $6.68M | 1.8% | $108.98 * | $27.00 | -8.5% | COM | 037833100 |
| EFA | ISHARES TR | 110,398 | $6.31M | 1.7% | $57.16 | $65.08 | -12.2% | MSCI EAFE ETF | 464287465 |
| VNQ | VANGUARD INDEX FDS | 74,013 | $6.202M | 1.7% | $83.80 | $79.40 | +5.5% | REIT ETF | 922908553 |
| DLN | WISDOMTREE TR | 81,219 | $5.961M | 1.6% | $73.39 * | $37.09 | -1.1% | LARGECAP DIVID | 97717W307 |
| JNJ | JOHNSON & JOHNSON | 27,785 | $3.006M | 0.8% | $108.19 * | $76.08 | +8.6% | COM | 478160104 |
| — | MB FINANCIAL INC NEW | 90,861 | $2.948M | 0.8% | $32.45 | $32.37 | — | COM | 55264U108 |
| SPY | SPDR S&P 500 ETF TR | 13,485 | $2.771M | 0.7% | $205.49 | $204.77 | +0.4% | TR UNIT | 78462F103 |
| WFC | WELLS FARGO & CO NEW | 54,341 | $2.628M | 0.7% | $48.36 * | $41.32 | -11.1% | COM | 949746101 |
| AMGN | AMGEN INC | 17,135 | $2.569M | 0.7% | $149.93 * | $117.09 | -4.2% | COM | 031162100 |
| IWD | ISHARES TR | 25,253 | $2.495M | 0.7% | $98.80 | $104.87 | -5.8% | RUS 1000 VAL ETF | 464287598 |
| MRK | MERCK & CO INC NEW | 46,333 | $2.451M | 0.7% | $52.90 * | $37.31 | +0.2% | COM | 58933Y105 |
| XOM | EXXON MOBIL CORP | 28,548 | $2.386M | 0.6% | $83.58 * | $53.62 | +1.5% | COM | 30231G102 |
| IWF | ISHARES TR | 20,882 | $2.084M | 0.6% | $99.80 * | $25.15 | -0.8% | RUS 1000 GRW ETF | 464287614 |
| IWV | ISHARES TR | 17,143 | $2.072M | 0.6% | $120.87 | $123.80 | -2.4% | RUSSELL 3000 ETF | 464287689 |
| ISRG | INTUITIVE SURGICAL INC | 3,135 | $1.884M | 0.5% | $600.96 * | $55.94 | +19.4% | COM NEW | 46120E602 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 12,514 | $1.775M | 0.5% | $141.84 | $137.58 | +3.1% | CL B NEW | 084670702 |
| CME | CME GROUP INC | 17,815 | $1.711M | 0.5% | $96.04 * | $62.99 | +6.1% | COM | 12572Q105 |
| VZ | VERIZON COMMUNICATIONS INC | 31,179 | $1.686M | 0.5% | $54.07 * | $29.51 | +10.1% | COM | 92343V104 |
| CVX | CHEVRON CORP NEW | 16,274 | $1.553M | 0.4% | $95.43 * | $62.91 | +0.1% | COM | 166764100 |
| — | GENERAL ELECTRIC CO | 48,204 | $1.532M | 0.4% | $31.78 | $25.70 | — | COM | 369604103 |
| NFLX | NETFLIX INC | 13,400 | $1.37M | 0.4% | $102.24 * | $9.82 | +4.1% | COM | 64110L106 |
| DEM | WISDOMTREE TR | 36,577 | $1.274M | 0.3% | $34.83 | $41.58 | -16.2% | EMER MKT HIGH FD | 97717W315 |
| PEP | PEPSICO INC | 12,417 | $1.272M | 0.3% | $102.44 * | $71.36 | +7.0% | COM | 713448108 |
| GOOG | ALPHABET INC | 1,616 | $1.204M | 0.3% | $745.05 * | $35.59 | +3.9% | CAP STK CL C | 02079K107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,731 | $1.171M | 0.3% | $151.47 * | $98.76 | -3.1% | COM | 459200101 |
| MO | ALTRIA GROUP INC | 18,364 | $1.151M | 0.3% | $62.68 * | $25.64 | +26.5% | COM | 02209S103 |
| IP | INTL PAPER CO | 27,118 | $1.113M | 0.3% | $41.04 * | $28.15 | -9.1% | COM | 460146103 |
| PFE | PFIZER INC | 36,898 | $1.094M | 0.3% | $29.65 * | $20.73 | -11.0% | COM | 717081103 |
| MSFT | MICROSOFT CORP | 19,733 | $1.09M | 0.3% | $55.24 * | $40.63 | +19.9% | COM | 594918104 |
| — | MYLAN N V | 23,438 | $1.086M | 0.3% | $46.34 | $54.06 | — | SHS EURO | N59465109 |
| NVS | NOVARTIS A G | 14,825 | $1.074M | 0.3% | $72.45 | $81.17 | -10.8% | SPONSORED ADR | 66987V109 |
| BMY | BRISTOL MYERS SQUIBB CO | 16,750 | $1.07M | 0.3% | $63.88 * | $46.00 | -0.8% | COM | 110122108 |
| VEA | VANGUARD TAX MANAGED INTL FD | 28,788 | $1.033M | 0.3% | $35.88 | $41.35 | -13.2% | FTSE DEV MKT ETF | 921943858 |
| GOOGL | ALPHABET INC | 1,299 | $991K | 0.3% | $762.89 * | $36.67 | +3.2% | CAP STK CL A | 02079K305 |
| TSLA | TESLA MTRS INC | 4,229 | $972K | 0.3% | $229.84 * | $13.15 | +16.5% | COM | 88160R101 |
| VDE | VANGUARD WORLD FDS | 10,880 | $934K | 0.3% | $85.85 | $80.08 | +7.2% | ENERGY ETF | 92204A306 |
| EEM | ISHARES TR | 26,178 | $897K | 0.2% | $34.27 | $41.83 | -18.1% | MSCI EMG MKT ETF | 464287234 |
| VSS | VANGUARD INTL EQUITY INDEX F | 9,175 | $857K | 0.2% | $93.41 | $104.59 | -10.7% | FTSE SMCAP ETF | 922042718 |
| INTC | INTEL CORP | 26,003 | $841K | 0.2% | $32.34 * | $24.85 | +3.8% | COM | 458140100 |
| KO | COCA COLA CO | 17,103 | $793K | 0.2% | $46.37 * | $29.08 | +17.4% | COM | 191216100 |
| PG | PROCTER & GAMBLE CO | 9,594 | $790K | 0.2% | $82.34 * | $59.88 | +5.3% | COM | 742718109 |
| UPS | UNITED PARCEL SERVICE INC | 7,477 | $789K | 0.2% | $105.52 * | $67.72 | +8.9% | CL B | 911312106 |
| T | AT&T INC | 20,018 | $784K | 0.2% | $39.16 * | $12.42 | +19.1% | COM | 00206R102 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 28,950 | $758K | 0.2% | $26.18 | $23.87 | +9.8% | SPONSORED ADR | 874039100 |
| — | JPMORGAN CHASE & CO | 26,375 | $714K | 0.2% | $27.07 | $28.97 | — | ALERIAN ML ETN | 46625H365 |
| — | ISHARES TR | 19,420 | $710K | 0.2% | $36.56 | $38.14 | — | INTL DEVPPTY ETF | 464288422 |
| MCD | MCDONALDS CORP | 5,595 | $703K | 0.2% | $125.65 * | $74.68 | +32.9% | COM | 580135101 |
| — | TIME WARNER INC | 9,436 | $685K | 0.2% | $72.59 | $82.08 | — | COM NEW | 887317303 |
| EMB | ISHARES TR | 6,027 | $665K | 0.2% | $110.34 | $111.64 | -1.2% | JP MOR EM MK ETF | 464288281 |
| META | FACEBOOK INC | 5,816 | $664K | 0.2% | $114.17 | $97.04 | +16.8% | CL A | 30303M102 |
| PNC | PNC FINL SVCS GROUP INC | 7,717 | $653K | 0.2% | $84.62 * | $67.69 | -9.0% | COM | 693475105 |
| DIS | DISNEY WALT CO | 6,506 | $646K | 0.2% | $99.29 * | $100.00 | -8.5% | COM DISNEY | 254687106 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 2,771 | $610K | 0.2% | $220.14 * | $186.69 | -18.8% | COM | 018581108 |
| IWM | ISHARES TR | 5,421 | $600K | 0.2% | $110.68 | $124.74 | -11.3% | RUSSELL 2000 ETF | 464287655 |
| — | POWERSHARES QQQ TRUST | 5,467 | $597K | 0.2% | $109.20 | $107.12 | — | UNIT SER 1 | 73935A104 |
| ABBV | ABBVIE INC | 10,363 | $592K | 0.2% | $57.13 * | $42.12 | -9.6% | COM | 00287Y109 |
| — | TIME WARNER CABLE INC | 2,876 | $588K | 0.2% | $204.45 | $154.03 | — | COM | 88732J207 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,305 | $584K | 0.2% | $176.70 | $179.92 | -1.8% | UT SER 1 | 78467X109 |
| TRV | TRAVELERS COMPANIES INC | 4,723 | $551K | 0.1% | $116.66 * | $81.20 | +16.1% | COM | 89417E109 |
| IGSB | ISHARES TR | 5,228 | $551K | 0.1% | $105.39 * | $52.71 | +0.0% | 1-3 YR CR BD ETF | 464288646 |
| TAP | MOLSON COORS BREWING CO | 5,665 | $545K | 0.1% | $96.20 * | $57.32 | +31.8% | CL B | 60871R209 |
| JPM | JPMORGAN CHASE & CO | 9,188 | $544K | 0.1% | $59.21 * | $47.72 | -4.7% | COM | 46625H100 |
| AMZN | AMAZON COM INC | 910 | $540K | 0.1% | $593.41 * | $26.33 | +12.7% | COM | 023135106 |
| VOO | VANGUARD INDEX FDS | 2,688 | $507K | 0.1% | $188.62 | $188.50 | +0.0% | S&P 500 ETF SHS | 922908363 |
| VBK | VANGUARD INDEX FDS | 4,215 | $502K | 0.1% | $119.10 | $124.39 | -4.3% | SML CP GRW ETF | 922908595 |
| HD | HOME DEPOT INC | 3,728 | $497K | 0.1% | $133.32 * | $88.91 | +18.9% | COM | 437076102 |
| CSCO | CISCO SYS INC | 17,343 | $494K | 0.1% | $28.48 * | $20.38 | +2.9% | COM | 17275R102 |
| VBR | VANGUARD INDEX FDS | 4,793 | $488K | 0.1% | $101.82 | $109.72 | -7.1% | SM CP VAL ETF | 922908611 |
| NOC | NORTHROP GRUMMAN CORP | 2,461 | $487K | 0.1% | $197.89 * | $134.61 | +25.7% | COM | 666807102 |
| DHI | D R HORTON INC | 16,022 | $484K | 0.1% | $30.21 * | $25.15 | +7.8% | COM | 23331A109 |
| WTRE | WISDOMTREE TR | 17,100 | $466K | 0.1% | $27.25 | $29.30 | -7.0% | GLB EX US RL EST | 97717W331 |
| — | SPDR SERIES TRUST | 12,895 | $442K | 0.1% | $34.28 | $39.22 | — | BRC HGH YLD BD | 78464A417 |
| GILD | GILEAD SCIENCES INC | 4,808 | $442K | 0.1% | $91.93 * | $72.62 | -10.6% | COM | 375558103 |
| AMAT | APPLIED MATLS INC | 20,837 | $441K | 0.1% | $21.16 * | $18.01 | +5.2% | COM | 038222105 |
| SHW | SHERWIN WILLIAMS CO | 1,525 | $434K | 0.1% | $284.59 * | $79.84 | +8.6% | COM | 824348106 |
| CHD | CHURCH & DWIGHT INC | 4,519 | $417K | 0.1% | $92.28 * | $36.39 | +11.5% | COM | 171340102 |
| MET | METLIFE INC | 9,395 | $413K | 0.1% | $43.96 * | $33.13 | -15.2% | COM | 59156R108 |
| CMF | ISHARES TR | 3,410 | $407K | 0.1% | $119.35 * | $58.31 | +2.3% | CALIF MUN BD ETF | 464288356 |
| DEO | DIAGEO P L C | 3,756 | $405K | 0.1% | $107.83 | $113.62 | -5.1% | SPON ADR NEW | 25243Q205 |
| CMI | CUMMINS INC | 3,676 | $404K | 0.1% | $109.90 * | $102.82 | -17.6% | COM | 231021106 |
| BWZ | SPDR SERIES TRUST | 12,900 | $403K | 0.1% | $31.24 | $30.78 | +1.6% | SHRT INTL ETF | 78464A334 |
| VGK | VANGUARD INTL EQUITY INDEX F | 8,200 | $398K | 0.1% | $48.54 | $56.49 | -14.1% | FTSE EUROPE ETF | 922042874 |
| CVS | CVS HEALTH CORP | 3,789 | $393K | 0.1% | $103.72 * | $75.22 | +2.8% | COM | 126650100 |
| SDY | SPDR SERIES TRUST | 4,842 | $387K | 0.1% | $79.93 | $78.37 | +2.0% | S&P DIVID ETF | 78464A763 |
| ORCL | ORACLE CORP | 9,192 | $376K | 0.1% | $40.91 * | $35.36 | -0.1% | COM | 68389X105 |
| MMM | 3M CO | 2,173 | $362K | 0.1% | $166.59 * | $92.76 | +8.8% | COM | 88579Y101 |
| V | VISA INC | 4,615 | $353K | 0.1% | $76.49 * | $67.02 | +6.6% | COM CL A | 92826C839 |
| SCHX | SCHWAB STRATEGIC TR | 7,180 | $351K | 0.1% | $48.89 * | $8.37 | -2.8% | US LRG CAP ETF | 808524201 |
| COST | COSTCO WHSL CORP NEW | 2,164 | $341K | 0.1% | $157.58 * | $120.58 | +10.3% | COM | 22160K105 |
| — | AON PLC | 3,133 | $327K | 0.1% | $104.37 | $104.37 | — | SHS CL A | G0408V102 |
| WMT | WAL-MART STORES INC | 4,720 | $323K | 0.1% | $68.43 * | $20.26 | -5.4% | COM | 931142103 |
| MUB | ISHARES TR | 2,875 | $321K | 0.1% | $111.65 | $111.29 | +0.3% | NATIONAL MUN ETF | 464288414 |
| VOD | VODAFONE GROUP PLC NEW | 9,734 | $312K | 0.1% | $32.05 | $34.86 | -8.1% | SPNSR ADR NO PAR | 92857W308 |
| LOW | LOWES COS INC | 4,103 | $311K | 0.1% | $75.80 * | $58.85 | +7.5% | COM | 548661107 |
| VT | VANGUARD INTL EQUITY INDEX F | 5,344 | $308K | 0.1% | $57.63 | $54.50 | +5.9% | TT WRLD ST ETF | 922042742 |
| SBUX | STARBUCKS CORP | 5,051 | $302K | 0.1% | $59.79 * | $47.41 | +2.6% | COM | 855244109 |
| SCHW | SCHWAB CHARLES CORP NEW | 10,264 | $288K | 0.1% | $28.06 * | $27.89 | -11.2% | COM | 808513105 |
| SLB | SCHLUMBERGER LTD | 3,854 | $284K | 0.1% | $73.69 * | $63.45 | -11.9% | COM | 806857108 |
| ABT | ABBOTT LABS | 6,756 | $283K | 0.1% | $41.89 * | $35.50 | -1.8% | COM | 002824100 |
| ROST | ROSS STORES INC | 4,860 | $281K | 0.1% | $57.82 * | $45.67 | +15.2% | COM | 778296103 |
| SO | SOUTHERN CO | 5,382 | $278K | 0.1% | $51.65 * | $28.33 | +21.3% | COM | 842587107 |
| NKE | NIKE INC | 4,494 | $276K | 0.1% | $61.42 * | $53.20 | +2.0% | CL B | 654106103 |
| LLY | LILLY ELI & CO | 3,609 | $260K | 0.1% | $72.04 * | $68.46 | -10.8% | COM | 532457108 |
| — | GLAXOSMITHKLINE PLC | 6,408 | $260K | 0.1% | $40.57 | $38.77 | — | SPONSORED ADR | 37733W105 |
| EFX | EQUIFAX INC | 2,262 | $259K | 0.1% | $114.50 * | $90.00 | +15.9% | COM | 294429105 |
| — | ZAYO GROUP HLDGS INC | 10,683 | $259K | 0.1% | $24.24 | $25.35 | — | COM | 98919V105 |
| GPC | GENUINE PARTS CO | 2,588 | $257K | 0.1% | $99.30 * | $67.65 | +10.9% | COM | 372460105 |
| — | ALLERGAN PLC | 946 | $254K | 0.1% | $268.50 | $271.38 | — | SHS | G0177J108 |
| PM | PHILIP MORRIS INTL INC | 2,590 | $254K | 0.1% | $98.07 * | $55.87 | +8.0% | COM | 718172109 |
| UNH | UNITEDHEALTH GROUP INC | 1,926 | $248K | 0.1% | $128.76 * | $101.16 | +9.0% | COM | 91324P102 |
| CLX | CLOROX CO DEL | 1,956 | $247K | 0.1% | $126.28 * | $80.44 | +18.7% | COM | 189054109 |
| BWX | SPDR SERIES TRUST | 4,400 | $245K | 0.1% | $55.68 * | $26.60 | +4.8% | BRCLYS INTL ETF | 78464A516 |
| — | CENTURYLINK INC | 7,550 | $241K | 0.1% | $31.92 | $31.92 | — | COM | 156700106 |
| PSX | PHILLIPS 66 | 2,776 | $240K | 0.1% | $86.46 * | $56.03 | +6.9% | COM | 718546104 |
| — | EATON VANCE TAX MNGD GBL DV | 27,214 | $239K | 0.1% | $8.78 | $9.69 | — | COM | 27829F108 |
| TM | TOYOTA MOTOR CORP | 2,238 | $238K | 0.1% | $106.34 | $133.87 | -20.6% | SP ADR REP2COM | 892331307 |
| VPL | VANGUARD INTL EQUITY INDEX F | 4,300 | $238K | 0.1% | $55.35 | $62.84 | -12.0% | FTSE PACIFIC ETF | 922042866 |
| ACN | ACCENTURE PLC IRELAND | 2,056 | $237K | 0.1% | $115.27 * | $87.70 | +12.4% | SHS CLASS A | G1151C101 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 4,407 | $236K | 0.1% | $53.55 | $58.67 | -8.8% | ADR | 881624209 |
| BAX | BAXTER INTL INC | 5,713 | $235K | 0.1% | $41.13 * | $31.60 | +11.0% | COM | 071813109 |
| — | WESTPAC BKG CORP | 10,029 | $233K | 0.1% | $23.23 | $24.10 | — | SPONSORED ADR | 961214301 |
| MKC | MCCORMICK & CO INC | 2,318 | $231K | 0.1% | $99.65 * | $37.28 | +10.7% | COM NON VTG | 579780206 |
| — | BAXALTA INC | 5,693 | $230K | 0.1% | $40.40 | $31.50 | — | COM | 07177M103 |
| VEU | VANGUARD INTL EQUITY INDEX F | 5,300 | $229K | 0.1% | $43.21 | $50.70 | -14.9% | ALLWRLD EX US | 922042775 |
| BAC | BANK AMER CORP | 16,752 | $226K | 0.1% | $13.49 * | $13.56 | -19.6% | COM | 060505104 |
| UNP | UNION PAC CORP | 2,836 | $226K | 0.1% | $79.69 * | $81.36 | -21.3% | COM | 907818108 |
| SYY | SYSCO CORP | 4,725 | $221K | 0.1% | $46.77 * | $33.38 | +9.0% | COM | 871829107 |
| — | KANSAS CITY SOUTHERN | 2,476 | $212K | 0.1% | $85.62 | $85.62 | — | COM NEW | 485170302 |
| SNY | SANOFI | 5,257 | $211K | 0.1% | $40.14 | $49.62 | -19.1% | SPONSORED ADR | 80105N105 |
| CRS | CARPENTER TECHNOLOGY CORP | 6,100 | $209K | 0.1% | $34.26 * | $24.77 | +16.4% | COM | 144285103 |
| FLR | FLUOR CORP NEW | 3,900 | $209K | 0.1% | $53.59 * | $42.95 | +14.5% | COM | 343412102 |
| AZN | ASTRAZENECA PLC | 7,429 | $209K | 0.1% | $28.13 | $31.74 | — | SPONSORED ADR | 046353108 |
| EXPD | EXPEDITORS INTL WASH INC | 4,220 | $206K | 0.1% | $48.82 * | $40.40 | +6.5% | COM | 302130109 |
| IYY | ISHARES TR | 2,000 | $205K | 0.1% | $102.50 * | $51.45 | -0.4% | DOW JONES US ETF | 464287846 |
| CAH | CARDINAL HEALTH INC | 2,446 | $200K | 0.1% | $81.77 * | $65.52 | -5.5% | COM | 14149Y108 |
| — | NUVEEN CA DIVIDEND ADV MUN F | 11,590 | $187K | 0.1% | $16.13 | $16.13 | — | COM | 67066Y105 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 39,059 | $179K | 0.0% | $4.58 | $6.81 | -32.6% | SPONSORED ADR | 606822104 |
| — | NUVEEN CAL AMT-FREE MUN INC | 10,138 | $162K | 0.0% | $15.98 | $15.98 | — | COM | 670651108 |
| SAN | BANCO SANTANDER SA | 33,314 | $145K | 0.0% | $4.35 | $6.51 | -33.0% | ADR | 05964H105 |
| — | UNITED STATES OIL FUND LP | 14,422 | $140K | 0.0% | $9.71 | $9.71 | — | UNITS | 91232N108 |
| — | EATON VANCE TX MGD DIV EQ IN | 12,499 | $133K | 0.0% | $10.64 | $11.19 | — | COM | 27828N102 |
| — | ZIOPHARM ONCOLOGY INC | 17,110 | $127K | 0.0% | $7.42 | $10.28 | — | COM | 98973P101 |
| — | AVON PRODS INC | 21,008 | $101K | 0.0% | $4.81 | $4.81 | — | COM | 054303102 |
| — | SIENTRA INC | 12,407 | $85,000 | 0.0% | $6.85 | $6.85 | — | COM | 82621J105 |
| — | NUMEREX CORP PA | 10,000 | $61,000 | 0.0% | $6.10 | $6.10 | — | CL A | 67053A102 |
| — | SYNTHETIC BIOLOGICS INC | 23,180 | $55,000 | 0.0% | $2.37 | $2.29 | — | COM | 87164U102 |