Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 5, 2017
Total Value: $510M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SDY | SPDR SERIES TRUST | 1,793,913 | $158M | 31.0% | $88.14 | $66.57 | — | S&P DIVID ETF | 78464A763 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 470,355 | $42.3M | 8.3% | $89.94 | $66.40 | — | DIV APP ETF | 921908844 |
| VYM | VANGUARD WHITEHALL FDS INC | 416,261 | $32.32M | 6.3% | $77.65 | $59.20 | — | HIGH DIV YLD | 921946406 |
| VO | VANGUARD INDEX FDS | 221,950 | $30.9M | 6.1% | $139.24 | $115.87 | — | MID CAP ETF | 922908629 |
| VTI | VANGUARD INDEX FDS | 159,528 | $19.35M | 3.8% | $121.32 | $104.08 | — | TOTAL STK MKT | 922908769 |
| — | EATON VANCE TAX ADVT DIV INC | 844,470 | $17.86M | 3.5% | $21.15 | $17.73 | — | COM | 27828G107 |
| IJK | ISHARES TR | 78,458 | $14.98M | 2.9% | $190.90 | $152.29 | — | S&P MC 400GR ETF | 464287606 |
| AAPL | APPLE INC | 97,836 | $14.05M | 2.8% | $143.66 * | $55.74 | -45.4% | COM | 037833100 |
| SPY | SPDR S&P 500 ETF TR | 53,519 | $12.62M | 2.5% | $235.75 | $176.46 | — | TR UNIT | 78462F103 |
| META | FACEBOOK INC | 87,093 | $12.37M | 2.4% | $142.06 * | $98.18 | +35.2% | CL A | 30303M102 |
| EL | LAUDER ESTEE COS INC | 79,576 | $6.747M | 1.3% | $84.79 * | $74.71 | -1.1% | CL A | 518439104 |
| JNJ | JOHNSON & JOHNSON | 43,943 | $5.473M | 1.1% | $124.55 * | $70.73 | +32.1% | COM | 478160104 |
| PG | PROCTER AND GAMBLE CO | 57,969 | $5.209M | 1.0% | $89.86 * | $65.07 | +7.6% | COM | 742718109 |
| DVY | ISHARES TR | 52,598 | $4.792M | 0.9% | $91.11 | $69.02 | — | SELECT DIVID ETF | 464287168 |
| — | GENERAL ELECTRIC CO | 148,704 | $4.431M | 0.9% | $29.80 | $25.02 | — | COM | 369604103 |
| XOM | EXXON MOBIL CORP | 44,081 | $3.615M | 0.7% | $82.01 * | $77.81 | -27.9% | COM | 30231G102 |
| CVS | CVS HEALTH CORP | 44,422 | $3.487M | 0.7% | $78.50 * | $48.30 | +25.4% | COM | 126650100 |
| T | AT&T INC | 80,725 | $3.354M | 0.7% | $41.55 * | $17.20 | -2.7% | COM | 00206R102 |
| GOOGL | ALPHABET INC | 3,794 | $3.217M | 0.6% | $847.92 * | $37.16 | +12.3% | CAP STK CL A | 02079K305 |
| — | IAC INTERACTIVECORP | 43,433 | $3.202M | 0.6% | $73.72 | $50.51 | — | COM | 44919P508 |
| VB | VANGUARD INDEX FDS | 23,667 | $3.154M | 0.6% | $133.27 | $122.75 | — | SMALL CP ETF | 922908751 |
| VWO | VANGUARD INTL EQUITY INDEX F | 74,531 | $2.96M | 0.6% | $39.72 | $34.13 | — | FTSE EMR MKT ETF | 922042858 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 17,584 | $2.931M | 0.6% | $166.69 | $105.28 | +58.9% | CL B NEW | 084670702 |
| VXUS | VANGUARD STAR FD | 57,054 | $2.834M | 0.6% | $49.67 | $46.00 | — | VG TL INTL STK F | 921909768 |
| GOOG | ALPHABET INC | 3,406 | $2.825M | 0.6% | $829.42 * | $35.66 | +14.2% | CAP STK CL C | 02079K107 |
| DIS | DISNEY WALT CO | 23,273 | $2.639M | 0.5% | $113.39 * | $63.69 | +61.7% | COM DISNEY | 254687106 |
| MS | MORGAN STANLEY | 52,703 | $2.258M | 0.4% | $42.84 * | $19.16 | +79.4% | COM NEW | 617446448 |
| MSFT | MICROSOFT CORP | 34,116 | $2.247M | 0.4% | $65.86 * | $29.24 | +97.8% | COM | 594918104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 12,144 | $2.115M | 0.4% | $174.16 * | $156.21 | -26.8% | COM | 459200101 |
| JPM | JPMORGAN CHASE & CO | 23,265 | $2.044M | 0.4% | $87.86 * | $43.59 | +59.9% | COM | 46625H100 |
| IVV | ISHARES TR | 8,259 | $1.96M | 0.4% | $237.32 | $195.34 | — | CORE S&P500 ETF | 464287200 |
| VZ | VERIZON COMMUNICATIONS INC | 39,447 | $1.923M | 0.4% | $48.75 * | $32.77 | -4.1% | COM | 92343V104 |
| — | CELGENE CORP | 15,062 | $1.874M | 0.4% | $124.42 | $88.74 | — | COM | 151020104 |
| XLK | SELECT SECTOR SPDR TR | 33,117 | $1.765M | 0.3% | $53.30 | $45.69 | — | TECHNOLOGY | 81369Y803 |
| ROST | ROSS STORES INC | 26,755 | $1.762M | 0.3% | $65.86 * | $49.92 | +22.5% | COM | 778296103 |
| CSCO | CISCO SYS INC | 52,047 | $1.759M | 0.3% | $33.80 * | $19.26 | +28.4% | COM | 17275R102 |
| AMZN | AMAZON COM INC | 1,807 | $1.602M | 0.3% | $886.55 * | $48.78 | -14.6% | COM | 023135106 |
| PEP | PEPSICO INC | 13,913 | $1.556M | 0.3% | $111.84 * | $67.43 | +21.5% | COM | 713448108 |
| NFLX | NETFLIX INC | 10,292 | $1.521M | 0.3% | $147.78 * | $12.11 | +15.9% | COM | 64110L106 |
| MMM | 3M CO | 7,539 | $1.443M | 0.3% | $191.40 * | $95.32 | +19.2% | COM | 88579Y101 |
| WFC | WELLS FARGO & CO NEW | 25,912 | $1.442M | 0.3% | $55.65 * | $36.37 | +22.0% | COM | 949746101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 48,902 | $1.35M | 0.3% | $27.61 | $28.79 | — | COM | 293792107 |
| HD | HOME DEPOT INC | 8,913 | $1.309M | 0.3% | $146.86 * | $68.88 | +66.0% | COM | 437076102 |
| GS | GOLDMAN SACHS GROUP INC | 5,646 | $1.297M | 0.3% | $229.72 * | $135.46 | +47.7% | COM | 38141G104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 16,755 | $1.289M | 0.3% | $76.93 | $70.49 | — | COM UNIT RP LP | 559080106 |
| MO | ALTRIA GROUP INC | 17,777 | $1.27M | 0.2% | $71.44 * | $25.24 | +52.8% | COM | 02209S103 |
| — | BLACKSTONE GROUP L P | 41,945 | $1.246M | 0.2% | $29.71 | $27.35 | — | COM UNIT LTD | 09253U108 |
| VT | VANGUARD INTL EQUITY INDEX F | 18,960 | $1.237M | 0.2% | $65.24 | $59.21 | — | TT WRLD ST ETF | 922042742 |
| — | FEDERAL REALTY INVT TR | 9,034 | $1.206M | 0.2% | $133.50 | $133.50 | — | SH BEN INT NEW | 313747206 |
| PFE | PFIZER INC | 34,824 | $1.191M | 0.2% | $34.20 * | $20.88 | +2.5% | COM | 717081103 |
| REGN | REGENERON PHARMACEUTICALS | 3,000 | $1.163M | 0.2% | $387.67 * | $231.58 | +59.2% | COM | 75886F107 |
| CVX | CHEVRON CORP NEW | 10,612 | $1.139M | 0.2% | $107.33 * | $93.39 | -17.8% | COM | 166764100 |
| MRK | MERCK & CO INC | 16,812 | $1.068M | 0.2% | $63.53 * | $38.34 | +20.1% | COM | 58933Y105 |
| KO | COCA COLA CO | 23,348 | $991K | 0.2% | $42.44 * | $33.90 | -7.0% | COM | 191216100 |
| ACRE | ARES COML REAL ESTATE CORP | 72,547 | $971K | 0.2% | $13.38 | $13.38 | — | COM | 04013V108 |
| PM | PHILIP MORRIS INTL INC | 7,987 | $902K | 0.2% | $112.93 * | $70.95 | -7.6% | COM | 718172109 |
| CL | COLGATE PALMOLIVE CO | 12,092 | $885K | 0.2% | $73.19 * | $67.60 | -15.9% | COM | 194162103 |
| — | POWERSHARES QQQ TRUST | 6,606 | $875K | 0.2% | $132.46 | $80.79 | — | UNIT SER 1 | 73935A104 |
| — | EATON VANCE TX ADV GLB DIV O | 36,985 | $853K | 0.2% | $23.06 | $24.20 | — | COM | 27828U106 |
| — | CITRIX SYS INC | 10,000 | $834K | 0.2% | $83.40 | $63.80 | — | COM | 177376100 |
| VOO | VANGUARD INDEX FDS | 3,794 | $821K | 0.2% | $216.39 | $195.33 | — | S&P 500 ETF SHS | 922908363 |
| DEO | DIAGEO P L C | 7,037 | $813K | 0.2% | $115.53 | $116.67 | — | SPON ADR NEW | 25243Q205 |
| INTC | INTEL CORP | 22,181 | $800K | 0.2% | $36.07 * | $22.19 | +33.8% | COM | 458140100 |
| CNQ | CANADIAN NAT RES LTD | 24,000 | $787K | 0.2% | $32.79 * | $10.28 | -1.6% | COM | 136385101 |
| ED | CONSOLIDATED EDISON INC | 10,104 | $785K | 0.2% | $77.69 * | $48.74 | +12.2% | COM | 209115104 |
| BA | BOEING CO | 4,291 | $759K | 0.1% | $176.88 * | $95.86 | +65.6% | COM | 097023105 |
| NEE | NEXTERA ENERGY INC | 5,907 | $758K | 0.1% | $128.32 * | $36.93 | -31.9% | COM | 65339F101 |
| KRE | SPDR SERIES TRUST | 13,200 | $721K | 0.1% | $54.62 | $37.65 | — | S&P REGL BKG | 78464A698 |
| IAT | ISHARES TR | 15,825 | $709K | 0.1% | $44.80 | $31.79 | — | US REGNL BKS ETF | 464288778 |
| BMY | BRISTOL MYERS SQUIBB CO | 12,972 | $705K | 0.1% | $54.35 * | $33.17 | +20.4% | COM | 110122108 |
| BDX | BECTON DICKINSON & CO | 3,825 | $702K | 0.1% | $183.53 * | $78.58 | +94.2% | COM | 075887109 |
| — | FORTRESS TRANS INFRST INVS L | 46,972 | $700K | 0.1% | $14.90 | $9.91 | — | COM REP LTD LIAB | 34960P101 |
| BK | BANK NEW YORK MELLON CORP | 14,477 | $684K | 0.1% | $47.25 * | $26.34 | +40.4% | COM | 064058100 |
| GLD | SPDR GOLD TRUST | 5,751 | $683K | 0.1% | $118.76 | $117.41 | — | GOLD SHS | 78463V107 |
| AMT | AMERICAN TOWER CORP NEW | 5,610 | $682K | 0.1% | $121.57 * | $87.85 | 0.0% | COM | 03027X100 |
| — | SPDR SERIES TRUST | 18,000 | $665K | 0.1% | $36.94 | $36.18 | — | BLOOMBERG BRCLYS | 78464A417 |
| MCD | MCDONALDS CORP | 4,899 | $635K | 0.1% | $129.62 * | $80.90 | +25.7% | COM | 580135101 |
| — | DOUBLELINE OPPORTUNISTIC CR | 25,917 | $618K | 0.1% | $23.85 | $25.83 | — | COM | 258623107 |
| VBR | VANGUARD INDEX FDS | 4,895 | $601K | 0.1% | $122.78 | $82.05 | — | SM CP VAL ETF | 922908611 |
| UNP | UNION PAC CORP | 5,646 | $598K | 0.1% | $105.92 * | $71.86 | +22.0% | COM | 907818108 |
| RF | REGIONS FINL CORP NEW | 39,840 | $579K | 0.1% | $14.53 * | $5.68 | +86.6% | COM | 7591EP100 |
| — | UNILEVER N V | 11,482 | $570K | 0.1% | $49.64 | $38.55 | — | N Y SHS NEW | 904784709 |
| VBK | VANGUARD INDEX FDS | 3,980 | $560K | 0.1% | $140.70 | $126.47 | — | SML CP GRW ETF | 922908595 |
| C | CITIGROUP INC | 9,230 | $552K | 0.1% | $59.80 * | $35.28 | +26.6% | COM NEW | 172967424 |
| UNH | UNITEDHEALTH GROUP INC | 3,358 | $551K | 0.1% | $164.09 * | $83.84 | +69.5% | COM | 91324P102 |
| BIV | VANGUARD BD INDEX FD INC | 6,555 | $548K | 0.1% | $83.60 | $85.21 | — | INTERMED TERM | 921937819 |
| AXP | AMERICAN EXPRESS CO | 6,798 | $538K | 0.1% | $79.14 * | $58.44 | +18.4% | COM | 025816109 |
| — | TWITTER INC | 35,980 | $538K | 0.1% | $14.95 | $29.06 | — | COM | 90184L102 |
| IJT | ISHARES TR | 3,356 | $514K | 0.1% | $153.16 | $117.11 | — | SP SMCP600GR ETF | 464287887 |
| AMGN | AMGEN INC | 3,128 | $513K | 0.1% | $164.00 * | $93.43 | +36.1% | COM | 031162100 |
| EFA | ISHARES TR | 8,086 | $504K | 0.1% | $62.33 | $59.79 | — | MSCI EAFE ETF | 464287465 |
| FE | FIRSTENERGY CORP | 15,667 | $499K | 0.1% | $31.85 * | $21.45 | -0.4% | COM | 337932107 |
| ASH | ASHLAND GLOBAL HLDGS INC | 4,000 | $495K | 0.1% | $123.75 * | $49.37 | +1.7% | COM | 044186104 |
| RITM | NEW RESIDENTIAL INVT CORP | 28,603 | $486K | 0.1% | $16.99 | $16.99 | — | COM NEW | 64828T201 |
| — | GLOBAL X FDS | 60,000 | $478K | 0.1% | $7.97 | $7.97 | — | MSCI GREECE ETF | 37950E366 |
| STWD | STARWOOD PPTY TR INC | 21,160 | $478K | 0.1% | $22.59 | $22.59 | — | COM | 85571B105 |
| MDLZ | MONDELEZ INTL INC | 11,079 | $477K | 0.1% | $43.05 * | $28.32 | +26.7% | CL A | 609207105 |
| KMB | KIMBERLY CLARK CORP | 3,617 | $476K | 0.1% | $131.60 * | $81.74 | +13.3% | COM | 494368103 |
| DVN | DEVON ENERGY CORP NEW | 11,239 | $469K | 0.1% | $41.73 * | $26.97 | +15.1% | COM | 25179M103 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,487 | $465K | 0.1% | $312.71 | $248.87 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | YAHOO INC | 9,600 | $446K | 0.1% | $46.46 | $50.52 | — | COM | 984332106 |
| VNQ | VANGUARD INDEX FDS | 5,347 | $442K | 0.1% | $82.66 | $73.64 | — | REIT ETF | 922908553 |
| CMCSA | COMCAST CORP NEW | 11,753 | $442K | 0.1% | $37.61 * | $26.19 | +14.2% | CL A | 20030N101 |
| IJH | ISHARES TR | 2,561 | $438K | 0.1% | $171.03 | $136.05 | — | CORE S&P MCP ETF | 464287507 |
| DLS | WISDOMTREE TR | 6,551 | $429K | 0.1% | $65.49 | $52.68 | — | INTL SMCAP DIV | 97717W760 |
| AFL | AFLAC INC | 5,840 | $423K | 0.1% | $72.43 * | $53.10 | -45.7% | COM | 001055102 |
| IYM | ISHARES TR | 4,700 | $419K | 0.1% | $89.15 | $83.19 | — | U.S. BAS MTL ETF | 464287838 |
| DG | DOLLAR GEN CORP NEW | 6,000 | $418K | 0.1% | $69.67 * | $56.86 | +14.8% | COM | 256677105 |
| — | UNITED TECHNOLOGIES CORP | 3,720 | $417K | 0.1% | $112.10 | $101.93 | — | COM | 913017109 |
| ADP | AUTOMATIC DATA PROCESSING IN | 4,010 | $411K | 0.1% | $102.49 * | $57.59 | +46.6% | COM | 053015103 |
| IYW | ISHARES TR | 3,000 | $406K | 0.1% | $135.33 | $92.41 | — | U.S. TECH ETF | 464287721 |
| HON | HONEYWELL INTL INC | 3,144 | $393K | 0.1% | $125.00 * | $64.15 | +43.3% | COM | 438516106 |
| IWF | ISHARES TR | 3,364 | $383K | 0.1% | $113.85 | $97.01 | — | RUS 1000 GRW ETF | 464287614 |
| MGK | VANGUARD WORLD FD | 4,000 | $383K | 0.1% | $95.75 | $72.78 | — | MEGA GRWTH IND | 921910816 |
| — | VMWARE INC | 4,000 | $369K | 0.1% | $92.25 | $82.29 | — | CL A COM | 928563402 |
| MAR | MARRIOTT INTL INC NEW | 3,917 | $369K | 0.1% | $94.20 * | $50.17 | +60.2% | CL A | 571903202 |
| ORCL | ORACLE CORP | 8,173 | $365K | 0.1% | $44.66 * | $33.22 | +9.8% | COM | 68389X105 |
| TRV | TRAVELERS COMPANIES INC | 3,023 | $364K | 0.1% | $120.41 * | $71.94 | +37.5% | COM | 89417E109 |
| XLI | SELECT SECTOR SPDR TR | 5,585 | $363K | 0.1% | $65.00 | $55.40 | — | SBI INT-INDS | 81369Y704 |
| EMR | EMERSON ELEC CO | 6,056 | $363K | 0.1% | $59.94 * | $48.60 | -1.4% | COM | 291011104 |
| GIS | GENERAL MLS INC | 6,127 | $362K | 0.1% | $59.08 * | $37.04 | +20.5% | COM | 370334104 |
| V | VISA INC | 3,960 | $352K | 0.1% | $88.89 * | $59.87 | +35.1% | COM CL A | 92826C839 |
| IWB | ISHARES TR | 2,667 | $350K | 0.1% | $131.23 | $98.37 | — | RUS 1000 ETF | 464287622 |
| KHC | KRAFT HEINZ CO | 3,829 | $348K | 0.1% | $90.89 * | $48.94 | +22.4% | COM | 500754106 |
| BIDU | BAIDU INC | 2,001 | $345K | 0.1% | $172.41 | $227.89 | — | SPON ADR REP A | 056752108 |
| VEU | VANGUARD INTL EQUITY INDEX F | 7,002 | $335K | 0.1% | $47.84 | $43.11 | — | ALLWRLD EX US | 922042775 |
| WMT | WAL-MART STORES INC | 4,618 | $333K | 0.1% | $72.11 * | $34.83 | -43.2% | COM | 931142103 |
| SBUX | STARBUCKS CORP | 5,613 | $328K | 0.1% | $58.44 * | $36.17 | +29.4% | COM | 855244109 |
| LQD | ISHARES TR | 2,782 | $328K | 0.1% | $117.90 | $120.63 | — | IBOXX INV CP ETF | 464287242 |
| — | MFA FINL INC | 39,800 | $322K | 0.1% | $8.09 | $8.09 | — | COM | 55272X102 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,000 | $319K | 0.1% | $79.75 | $79.75 | — | SHRT TRM CORP BD | 92206C409 |
| BSV | VANGUARD BD INDEX FD INC | 4,005 | $319K | 0.1% | $79.65 | $79.79 | — | SHORT TRM BOND | 921937827 |
| CB | CHUBB LIMITED | 2,304 | $314K | 0.1% | $136.28 * | $98.33 | +16.9% | COM | H1467J104 |
| IWD | ISHARES TR | 2,719 | $313K | 0.1% | $115.12 | $102.13 | — | RUS 1000 VAL ETF | 464287598 |
| XLE | SELECT SECTOR SPDR TR | 4,349 | $304K | 0.1% | $69.90 | $71.33 | — | SBI INT-ENERGY | 81369Y506 |
| PSX | PHILLIPS 66 | 3,807 | $302K | 0.1% | $79.33 * | $51.80 | +10.5% | COM | 718546104 |
| — | RAYTHEON CO | 1,965 | $300K | 0.1% | $152.67 | $93.24 | — | COM NEW | 755111507 |
| — | ISHARES GOLD TRUST | 25,000 | $300K | 0.1% | $12.00 | $11.88 | — | ISHARES | 464285105 |
| — | DU PONT E I DE NEMOURS & CO | 3,643 | $293K | 0.1% | $80.43 | $61.67 | — | COM | 263534109 |
| — | POWERSHARES ETF TRUST | 6,730 | $285K | 0.1% | $42.35 | $41.65 | — | DYN BIOT & GEN | 73935X856 |
| LLY | LILLY ELI & CO | 3,364 | $283K | 0.1% | $84.13 * | $54.14 | +28.4% | COM | 532457108 |
| PNC | PNC FINL SVCS GROUP INC | 2,291 | $275K | 0.1% | $120.03 * | $61.84 | +47.6% | COM | 693475105 |
| XLY | SELECT SECTOR SPDR TR | 3,079 | $271K | 0.1% | $88.02 | $75.74 | — | SBI CONS DISCR | 81369Y407 |
| BAC | BANK AMER CORP | 11,334 | $267K | 0.1% | $23.56 * | $12.02 | +61.2% | COM | 060505104 |
| IWO | ISHARES TR | 1,654 | $267K | 0.1% | $161.43 | $150.24 | — | RUS 2000 GRW ETF | 464287648 |
| ABBV | ABBVIE INC | 4,081 | $266K | 0.1% | $65.18 * | $32.29 | +34.6% | COM | 00287Y109 |
| USB | US BANCORP DEL | 5,022 | $259K | 0.1% | $51.57 * | $31.25 | +21.8% | COM NEW | 902973304 |
| — | ACELRX PHARMACEUTICALS INC | 80,660 | $254K | 0.0% | $3.15 | $6.28 | — | COM | 00444T100 |
| COST | COSTCO WHSL CORP NEW | 1,477 | $248K | 0.0% | $167.91 * | $93.17 | +53.3% | COM | 22160K105 |
| EW | EDWARDS LIFESCIENCES CORP | 2,599 | $244K | 0.0% | $93.88 * | $35.89 | -12.8% | COM | 28176E108 |
| — | LENDINGCLUB CORP | 44,255 | $243K | 0.0% | $5.49 | $9.13 | — | COM | 52603A109 |
| — | PRAXAIR INC | 2,029 | $241K | 0.0% | $118.78 | $112.99 | — | COM | 74005P104 |
| PAA | PLAINS ALL AMERN PIPELINE L | 7,500 | $237K | 0.0% | $31.60 | $37.69 | — | UNIT LTD PARTN | 726503105 |
| XLP | SELECT SECTOR SPDR TR | 4,323 | $236K | 0.0% | $54.59 | $49.92 | — | SBI CONS STPLS | 81369Y308 |
| WPC | W P CAREY INC | 3,758 | $234K | 0.0% | $62.27 | $62.27 | — | COM | 92936U109 |
| ISRG | INTUITIVE SURGICAL INC | 300 | $230K | 0.0% | $766.67 * | $465.43 | -83.0% | COM NEW | 46120E602 |
| HNNA | HENNESSY ADVISORS INC | 13,500 | $227K | 0.0% | $16.81 * | $11.34 | +62.1% | COM | 425885100 |
| IYJ | ISHARES TR | 1,800 | $227K | 0.0% | $126.11 | $122.59 | — | U.S. INDS ETF | 464287754 |
| AOS | SMITH A O | 4,250 | $217K | 0.0% | $51.06 * | $27.68 | +54.0% | COM | 831865209 |
| ADSK | AUTODESK INC | 2,498 | $216K | 0.0% | $86.47 * | $83.68 | 0.0% | COM | 052769106 |
| EZM | WISDOMTREE TR | 6,000 | $212K | 0.0% | $35.33 | $55.22 | — | MDCP EARN FUND | 97717W570 |
| SLB | SCHLUMBERGER LTD | 2,679 | $209K | 0.0% | $78.01 * | $61.07 | +3.7% | COM | 806857108 |
| IJS | ISHARES TR | 1,500 | $208K | 0.0% | $138.67 | $140.00 | — | SP SMCP600VL ETF | 464287879 |
| IIPR | INNOVATIVE INDL PPTYS INC | 12,000 | $205K | 0.0% | $17.08 | $18.17 | — | COM | 45781V101 |
| — | XILINX INC | 3,500 | $203K | 0.0% | $58.00 | $35.88 | — | COM | 983919101 |
| — | BUCKEYE PARTNERS L P | 2,923 | $200K | 0.0% | $68.42 | $68.79 | — | UNIT LTD PARTN | 118230101 |
| — | BLACKROCK MUNI N Y INTER DUR | 10,000 | $138K | 0.0% | $13.80 | $14.00 | — | COM | 09255F109 |
| — | SIRIUS XM HLDGS INC | 16,994 | $88,000 | 0.0% | $5.18 | $3.51 | — | COM | 82968B103 |
| CERS | CERUS CORP | 17,050 | $76,000 | 0.0% | $4.46 * | $5.43 | -21.9% | COM | 157085101 |
| — | CHESAPEAKE ENERGY CORP | 11,314 | $67,000 | 0.0% | $5.92 | $15.22 | — | COM | 165167107 |
| — | NAVIOS MARITIME ACQUIS CORP | 24,640 | $42,000 | 0.0% | $1.70 | $1.58 | — | SHS | Y62159101 |
| — | THESTREET INC | 15,824 | $12,000 | 0.0% | $0.76 | $0.76 | — | COM | 88368Q103 |