CIK: 0001539947 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value ($000): $388,710 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SHV | ISHARES TR | 464,904 | $51,139 | 13.2% | $110.05 | — | SHORT TREAS BD | 464288679 |
| BIL | SPDR SER TR | 301,014 | $27,573 | 7.1% | $91.55 | — | BLOOMBERG 1-3 MO | 78468R663 |
| VIG | VANGUARD SPECIALIZED FUNDS | 172,617 | $23,331 | 6.0% | $133.71 | — | DIV APP ETF | 921908844 |
| AAPL | APPLE INC | 92,813 | $12,827 | 3.3% | $87.82 | +75.7% | COM | 037833100 |
| ITOT | ISHARES TR | 148,291 | $11,795 | 3.0% | $77.63 | — | CORE S&P TTL STK | 464287150 |
| MSFT | MICROSOFT CORP | 48,425 | $11,278 | 2.9% | $96.38 | +166.5% | COM | 594918104 |
| AMZN | AMAZON COM INC | 93,362 | $10,550 | 2.7% | $124.04 | +1.9% | COM | 023135106 |
| ICSH | ISHARES TR | 206,830 | $10,344 | 2.7% | $50.04 | — | BLACKROCK ULTRA | 46434V878 |
| VCSH | VANGUARD SCOTTSDALE FDS | 138,653 | $10,299 | 2.6% | $80.00 | — | SHRT TRM CORP BD | 92206C409 |
| HYG | ISHARES TR | 132,000 | $9,423 | 2.4% | — | — | Put | 464288513 |
| GOOGL | ALPHABET INC | 91,831 | $8,784 | 2.3% | $107.33 | +2.5% | CAP STK CL A | 02079K305 |
| HD | HOME DEPOT INC | 24,541 | $6,772 | 1.7% | $148.74 | +82.0% | COM | 437076102 |
| JNJ | JOHNSON & JOHNSON | 41,457 | $6,772 | 1.7% | $112.25 | +36.2% | COM | 478160104 |
| MBB | ISHARES TR | 73,642 | $6,744 | 1.7% | $91.58 | — | MBS ETF | 464288588 |
| QUAL | ISHARES TR | 63,530 | $6,603 | 1.7% | $134.63 | — | MSCI USA QLT FCT | 46432F339 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 24,371 | $6,508 | 1.7% | $229.86 | +23.8% | CL B NEW | 084670702 |
| MINT | PIMCO ETF TR | 60,550 | $5,986 | 1.5% | $101.61 | — | ENHAN SHRT MA AC | 72201R833 |
| SPY | SPDR S&P 500 ETF TR | 16,500 | $5,893 | 1.5% | $300.01 | — | Put | 78462F103 |
| JPST | J P MORGAN EXCHANGE TRADED F | 110,315 | $5,533 | 1.4% | $50.67 | — | ULTRA SHRT INC | 46641Q837 |
| PFE | PFIZER INC | 116,813 | $5,112 | 1.3% | $37.03 | +9.1% | COM | 717081103 |
| WMT | WALMART INC | 38,096 | $4,941 | 1.3% | $32.99 | +27.3% | COM | 931142103 |
| IUSV | ISHARES TR | 74,211 | $4,646 | 1.2% | $62.97 | — | CORE S&P US VLU | 464287663 |
| SPY | SPDR S&P 500 ETF TR | 12,411 | $4,433 | 1.1% | $300.01 | — | TR UNIT | 78462F103 |
| NVDA | NVIDIA CORPORATION | 35,967 | $4,366 | 1.1% | $17.90 | -11.8% | COM | 67066G104 |
| REGN | REGENERON PHARMACEUTICALS | 6,036 | $4,158 | 1.1% | $427.17 | +46.5% | COM | 75886F107 |
| SHW | SHERWIN WILLIAMS CO | 20,158 | $4,127 | 1.1% | $240.96 | -4.7% | COM | 824348106 |
| AMT | AMERICAN TOWER CORP NEW | 19,075 | $4,095 | 1.1% | $212.47 | +7.7% | COM | 03027X100 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 48,559 | $3,975 | 1.0% | $60.15 | +39.4% | COM | 75513E101 |
| JPM | JPMORGAN CHASE & CO | 34,717 | $3,628 | 0.9% | $103.66 | +1.9% | COM | 46625H100 |
| IGIB | ISHARES TR | 68,383 | $3,302 | 0.8% | $51.54 | — | ISHS 5-10YR INVT | 464288638 |
| DIS | DISNEY WALT CO | 34,519 | $3,256 | 0.8% | $115.05 | -9.1% | COM | 254687106 |
| V | VISA INC | 18,170 | $3,228 | 0.8% | $97.81 | +102.8% | COM CL A | 92826C839 |
| MDT | MEDTRONIC PLC | 38,221 | $3,086 | 0.8% | $92.23 | -12.4% | SHS | G5960L103 |
| GSLC | GOLDMAN SACHS ETF TR | 42,426 | $3,013 | 0.8% | $60.35 | — | ACTIVEBETA US LG | 381430503 |
| AXP | AMERICAN EXPRESS CO | 22,208 | $2,996 | 0.8% | $148.02 | -2.1% | COM | 025816109 |
| BX | BLACKSTONE INC | 32,759 | $2,742 | 0.7% | $44.49 | +96.2% | COM | 09260D107 |
| — | BLACKROCK CR ALLOCATION INCO | 284,527 | $2,714 | 0.7% | $10.26 | — | COM | 092508100 |
| FAST | FASTENAL CO | 58,787 | $2,707 | 0.7% | $24.63 | -5.8% | COM | 311900104 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 203,567 | $2,685 | 0.7% | $18.93 | — | COM BEN SHS | 69355M107 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 29,480 | $2,664 | 0.7% | $86.52 | +10.7% | COM | 45866F104 |
| VTV | VANGUARD INDEX FDS | 21,416 | $2,644 | 0.7% | $123.46 | — | VALUE ETF | 922908744 |
| CVX | CHEVRON CORP NEW | 18,298 | $2,629 | 0.7% | $129.08 | +2.9% | COM | 166764100 |
| NFE | NEW FORTRESS ENERGY INC | 58,399 | $2,553 | 0.7% | $43.08 | +16.5% | COM CL A | 644393100 |
| SUI | SUN CMNTYS INC | 18,283 | $2,474 | 0.6% | $168.64 | — | COM | 866674104 |
| — | GREAT AJAX CORP | 323,770 | $2,432 | 0.6% | $10.97 | — | COM | 38983D300 |
| TPL | TEXAS PACIFIC LAND CORPORATI | 1,346 | $2,392 | 0.6% | $125.11 | +48.4% | COM | 88262P102 |
| ASML | ASML HOLDING N V | 5,737 | $2,383 | 0.6% | $753.48 | — | N Y REGISTRY SHS | N07059210 |
| IVV | ISHARES TR | 5,866 | $2,104 | 0.5% | $375.69 | — | CORE S&P500 ETF | 464287200 |
| VZ | VERIZON COMMUNICATIONS INC | 52,571 | $1,996 | 0.5% | $30.58 | +17.0% | COM | 92343V104 |
| — | NUVEEN AMT FREE QLTY MUN INC | 165,383 | $1,753 | 0.5% | $11.80 | — | COM | 670657105 |
| — | DOUBLELINE YIELD OPPORTUNITI | 121,248 | $1,636 | 0.4% | $18.16 | — | COM | 25862D105 |
| CHTR | CHARTER COMMUNICATIONS INC N | 5,128 | $1,556 | 0.4% | $487.53 | -12.3% | CL A | 16119P108 |
| AMP | AMERIPRISE FINL INC | 6,176 | $1,556 | 0.4% | $235.22 | +6.6% | COM | 03076C106 |
| VBR | VANGUARD INDEX FDS | 10,715 | $1,537 | 0.4% | $143.44 | — | SM CP VAL ETF | 922908611 |
| VMBS | VANGUARD SCOTTSDALE FDS | 33,981 | $1,532 | 0.4% | $45.08 | — | MTG-BKD SECS ETF | 92206C771 |
| XYZ | BLOCK INC | 26,787 | $1,473 | 0.4% | $87.65 | -19.2% | CL A | 852234103 |
| BSM | BLACK STONE MINERALS L P | 93,831 | $1,468 | 0.4% | $9.50 | — | COM UNIT | 09225M101 |
| — | DOUBLELINE OPPORTUNISTIC CR | 99,839 | $1,443 | 0.4% | $18.94 | — | COM | 258623107 |
| — | COHEN & STEERS REAL ESTATE O | 106,410 | $1,423 | 0.4% | $13.37 | — | SHS BENFIN INT | 19249Q103 |
| — | NUVEEN PFD & INCOME SECS FD | 210,460 | $1,383 | 0.4% | $7.93 | — | COM | 67072C105 |
| OWL | BLUE OWL CAPITAL INC | 146,146 | $1,349 | 0.3% | $12.40 | -10.4% | COM CL A | 09581B103 |
| LYB | LYONDELLBASELL INDUSTRIES N | 17,371 | $1,308 | 0.3% | $79.53 | -15.1% | SHS - A - | N53745100 |
| SCHX | SCHWAB STRATEGIC TR | 30,617 | $1,297 | 0.3% | $73.83 | — | US LRG CAP ETF | 808524201 |
| IJR | ISHARES TR | 13,890 | $1,211 | 0.3% | $80.44 | — | CORE S&P SCP ETF | 464287804 |
| SHOP | SHOPIFY INC | 39,813 | $1,073 | 0.3% | $51.29 | -33.7% | CL A | 82509L107 |
| ARCC | ARES CAPITAL CORP | 56,894 | $960 | 0.2% | $13.92 | 0.0% | COM | 04010L103 |
| MYFW | FIRST WESTN FINL INC | 38,336 | $945 | 0.2% | $32.47 | -15.9% | COM | 33751L105 |
| GLD | SPDR GOLD TR | 5,823 | $901 | 0.2% | $164.38 | — | GOLD SHS | 78463V107 |
| VGSH | VANGUARD SCOTTSDALE FDS | 15,409 | $890 | 0.2% | $58.58 | — | SHORT TERM TREAS | 92206C102 |
| FAF | FIRST AMERN FINL CORP | 18,877 | $870 | 0.2% | $59.14 | -19.2% | COM | 31847R102 |
| SCHW | SCHWAB CHARLES CORP | 11,069 | $796 | 0.2% | $65.53 | +1.0% | COM | 808513105 |
| — | WESTERN ASSET DIVERSIFIED IN | 54,457 | $685 | 0.2% | $12.58 | — | COM SHS BEN INT | 95790K109 |
| MFA | MFA FINL INC | 84,170 | $655 | 0.2% | $10.75 | — | COM | 55272X607 |
| OPFI | OPPFI INC | 283,875 | $653 | 0.2% | $2.85 | 0.0% | COM CL A | 68386H103 |
| TD | TORONTO DOMINION BK ONT | 10,500 | $644 | 0.2% | $72.62 | -10.9% | COM NEW | 891160509 |
| IAU | ISHARES GOLD TR | 19,691 | $621 | 0.2% | $33.72 | — | ISHARES NEW | 464285204 |
| — | INVESCO VALUE MUN INCOME TR | 52,530 | $605 | 0.2% | $14.11 | — | COM | 46132P108 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 55,590 | $604 | 0.2% | $11.93 | — | COM | 09253X102 |
| DUK | DUKE ENERGY CORP NEW | 6,453 | $600 | 0.2% | $81.27 | +15.7% | COM NEW | 26441C204 |
| VUSB | VANGUARD BD INDEX FDS | 11,994 | $587 | 0.2% | $49.19 | — | VANGUARD ULTRA | 92203C303 |
| ERII | ENERGY RECOVERY INC | 26,800 | $583 | 0.1% | $8.00 | +181.3% | COM | 29270J100 |
| UNH | UNITEDHEALTH GROUP INC | 1,144 | $578 | 0.1% | $346.07 | +43.1% | COM | 91324P102 |
| — | RIVERNORTH OPPORTUNISTIC MUN | 36,940 | $576 | 0.1% | $21.11 | — | COM | 76883F108 |
| PEP | PEPSICO INC | 3,529 | $576 | 0.1% | $118.95 | +29.8% | COM | 713448108 |
| DX | DYNEX CAP INC | 48,787 | $568 | 0.1% | $14.61 | — | COM | 26817Q886 |
| GOOG | ALPHABET INC | 5,780 | $556 | 0.1% | $108.70 | +2.0% | CAP STK CL C | 02079K107 |
| PG | PROCTER AND GAMBLE CO | 4,347 | $549 | 0.1% | $119.54 | +9.2% | COM | 742718109 |
| VTI | VANGUARD INDEX FDS | 2,933 | $526 | 0.1% | $211.52 | — | TOTAL STK MKT | 922908769 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 52,483 | $515 | 0.1% | $12.60 | — | COM | 670656107 |
| KO | COCA COLA CO | 9,159 | $513 | 0.1% | $44.26 | +26.6% | COM | 191216100 |
| ARKK | ARK ETF TR | 13,233 | $499 | 0.1% | $93.03 | — | INNOVATION ETF | 00214Q104 |
| NVDA | NVIDIA CORPORATION | 4,000 | $486 | 0.1% | $17.90 | -11.8% | Call | 67066G104 |
| — | NUVEEN QUALITY MUNCP INCOME | 43,390 | $477 | 0.1% | $13.61 | — | COM | 67066V101 |
| — | NUVEEN ARIZONA QLTY MUN INC | 32,901 | $412 | 0.1% | $13.03 | — | COM | 67061W104 |
| NEE | NEXTERA ENERGY INC | 4,796 | $376 | 0.1% | $66.23 | +16.4% | COM | 65339F101 |
| AMGN | AMGEN INC | 1,659 | $374 | 0.1% | $161.09 | +35.3% | COM | 031162100 |
| UNP | UNION PAC CORP | 1,821 | $355 | 0.1% | $172.29 | +18.5% | COM | 907818108 |
| VHT | VANGUARD WORLD FDS | 1,576 | $353 | 0.1% | $232.86 | — | HEALTH CAR ETF | 92204A504 |
| TOTL | SSGA ACTIVE ETF TR | 8,791 | $353 | 0.1% | $48.85 | — | SPDR TR TACTIC | 78467V848 |
| LMT | LOCKHEED MARTIN CORP | 866 | $335 | 0.1% | $349.00 | +9.1% | COM | 539830109 |
| — | BLACKROCK CAP ALLOCATION TR | 23,870 | $325 | 0.1% | $13.62 | — | COM | 09260U109 |
| MO | ALTRIA GROUP INC | 7,667 | $310 | 0.1% | $31.30 | +5.6% | COM | 02209S103 |
| GIS | GENERAL MLS INC | 4,000 | $306 | 0.1% | $41.22 | +64.4% | COM | 370334104 |
| CB | CHUBB LIMITED | 1,573 | $286 | 0.1% | $156.82 | +15.9% | COM | H1467J104 |
| — | BIOCARDIA INC | 142,186 | $276 | 0.1% | $1.94 | — | COM | 09060U507 |
| BEAM | BEAM THERAPEUTICS INC | 5,690 | $271 | 0.1% | $83.54 | -31.7% | COM | 07373V105 |
| MRK | MERCK & CO INC | 3,103 | $267 | 0.1% | $65.17 | +23.4% | COM | 58933Y105 |
| — | BLACKSTONE STRATEGIC CREDIT | 24,921 | $265 | 0.1% | $12.97 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 25,812 | $265 | 0.1% | $13.67 | — | COM | 670682103 |
| NKE | NIKE INC | 3,194 | $265 | 0.1% | $93.04 | +9.2% | CL B | 654106103 |
| DHR | DANAHER CORPORATION | 1,021 | $264 | 0.1% | $226.23 | +6.4% | COM | 235851102 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 26,892 | $264 | 0.1% | $13.03 | — | COM | 09255C106 |
| DBRG | DIGITALBRIDGE GROUP INC | 20,761 | $260 | 0.1% | $19.04 | 0.0% | CL A NEW | 25401T603 |
| KKR | KKR & CO INC | 6,003 | $258 | 0.1% | $33.29 | +47.7% | COM | 48251W104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,149 | $255 | 0.1% | $115.77 | -0.1% | COM | 459200101 |
| IYW | ISHARES TR | 3,460 | $254 | 0.1% | $110.67 | — | U.S. TECH ETF | 464287721 |
| AEP | AMERICAN ELEC PWR CO INC | 2,880 | $249 | 0.1% | $72.72 | +19.8% | COM | 025537101 |
| XLV | SELECT SECTOR SPDR TR | 2,002 | $242 | 0.1% | $116.88 | — | SBI HEALTHCARE | 81369Y209 |
| PMT | PENNYMAC MTG INVT TR | 20,497 | $241 | 0.1% | $17.38 | — | COM | 70931T103 |
| MUB | ISHARES TR | 2,340 | $240 | 0.1% | $106.41 | — | NATIONAL MUN ETF | 464288414 |
| XYL | XYLEM INC | 2,660 | $232 | 0.1% | $108.16 | -19.3% | COM | 98419M100 |
| XOM | EXXON MOBIL CORP | 2,642 | $231 | 0.1% | $33.65 | +141.8% | COM | 30231G102 |
| SCHA | SCHWAB STRATEGIC TR | 6,095 | $230 | 0.1% | $73.51 | — | US SML CAP ETF | 808524607 |
| EQIX | EQUINIX INC | 392 | $223 | 0.1% | $671.37 | -9.2% | COM | 29444U700 |
| — | NUVEEN MORTGAGE AND INCOME F | 13,744 | $221 | 0.1% | $18.20 | — | COM | 670735109 |
| QCOM | QUALCOMM INC | 1,890 | $214 | 0.1% | $129.43 | -1.8% | COM | 747525103 |
| MCD | MCDONALDS CORP | 912 | $210 | 0.1% | $209.30 | +12.9% | COM | 580135101 |
| BAC | BK OF AMERICA CORP | 6,797 | $205 | 0.1% | $36.63 | -16.5% | COM | 060505104 |
| UMH | UMH PPTYS INC | 10,694 | $173 | 0.0% | $27.34 | — | COM | 903002103 |
| WBD | WARNER BROS DISCOVERY INC | 15,002 | $173 | 0.0% | $18.55 | -26.7% | COM SER A | 934423104 |
| IGSB | ISHARES TR | 3,436 | $169 | 0.0% | $54.13 | — | ISHS 1-5YR INVS | 464288646 |
| SCHM | SCHWAB STRATEGIC TR | 2,632 | $159 | 0.0% | $68.01 | — | US MID-CAP ETF | 808524508 |
| — | NUVEEN MUNICIPAL CREDIT INC | 13,928 | $158 | 0.0% | $11.34 | — | COM SH BEN INT | 67070X101 |
| — | INSEEGO CORP | 76,302 | $158 | 0.0% | $2.81 | — | COM | 45782B104 |
| — | INVESCO QUALITY MUN INCOME T | 17,262 | $158 | 0.0% | $11.90 | — | COM | 46133G107 |
| VOT | VANGUARD INDEX FDS | 879 | $150 | 0.0% | $155.05 | — | MCAP GR IDXVIP | 922908538 |
| — | MAIDEN HOLDINGS LTD | 65,831 | $142 | 0.0% | $2.99 | — | SHS | G5753U112 |
| SUSA | ISHARES TR | 1,731 | $131 | 0.0% | $98.29 | — | MSCI USA ESG SLC | 464288802 |
| — | SABA CAPITAL INCOME & OPRNT | 15,767 | $125 | 0.0% | $8.05 | — | SHS NEW | 78518H202 |
| IJH | ISHARES TR | 512 | $112 | 0.0% | $230.47 | — | CORE S&P MCP ETF | 464287507 |
| IWO | ISHARES TR | 471 | $97 | 0.0% | $210.17 | — | RUS 2000 GRW ETF | 464287648 |
| SPTS | SPDR SER TR | 3,318 | $96 | 0.0% | $29.54 | — | PORTFOLIO SH TSR | 78468R101 |
| ARKG | ARK ETF TR | 2,345 | $77 | 0.0% | $61.25 | — | GENOMIC REV ETF | 00214Q302 |
| SHY | ISHARES TR | 857 | $70 | 0.0% | $82.83 | — | 1 3 YR TREAS BD | 464287457 |
| ICLN | ISHARES TR | 2,131 | $41 | 0.0% | $20.19 | — | GL CLEAN ENE ETF | 464288224 |
| IYH | ISHARES TR | 150 | $38 | 0.0% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| KINS | KINGSTONE COS INC | 10,000 | $27 | 0.0% | $3.55 | 0.0% | COM | 496719105 |
| VB | VANGUARD INDEX FDS | 150 | $26 | 0.0% | $173.33 | — | SMALL CP ETF | 922908751 |
| VOO | VANGUARD INDEX FDS | 63 | $21 | 0.0% | $273.96 | — | S&P 500 ETF SHS | 922908363 |
| DVY | ISHARES TR | 131 | $14 | 0.0% | $105.00 | — | SELECT DIVID ETF | 464287168 |
| CVX | CHEVRON CORP NEW | 100 | $14 | 0.0% | $129.08 | +2.9% | Call | 166764100 |
| IBB | ISHARES TR | 97 | $11 | 0.0% | $136.35 | — | ISHARES BIOTECH | 464287556 |
| PFF | ISHARES TR | 290 | $9 | 0.0% | $34.48 | — | PFD AND INCM SEC | 464288687 |
| XOM | EXXON MOBIL CORP | 100 | $9 | 0.0% | $33.65 | +141.8% | Call | 30231G102 |
| PRNT | ARK ETF TR | 343 | $7 | 0.0% | $34.99 | — | 3D PRINTING ETF | 00214Q500 |
| — | BK OF AMERICA CORP | 6 | $7 | 0.0% | $1500.00 | — | 7.25%CNV PFD L | 060505682 |