CIK: 0001411784 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 20, 2013
Total Value ($000): $315,506,351 (89.4% shares, 10.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NGL | NGL Energy LP | 556,349 | $17,157,804 | 5.4% | $30840.00 | — | COM | 62913M107 |
| WMB | Williams Cos | 469,917 | $17,086,182 | 5.4% | $18.03 | -1.7% | COM | 969457100 |
| — | ONEOK LP | 266,251 | $14,113,965 | 4.5% | $53010.00 | — | COM | 68268N103 |
| — | Magellan LP | 172,247 | $9,719,898 | 3.1% | $54500.00 | — | COM | 559080106 |
| — | Navios LP | 618,852 | $9,059,993 | 2.9% | $14450.00 | — | COM | y62267102 |
| — | DCP Midstream | 177,557 | $8,817,480 | 2.8% | $53793.42 | — | COM | 23311p100 |
| — | MarkWest Energy | 119,827 | $8,655,092 | 2.7% | $66850.10 | — | COM | 570759100 |
| — | Rose Rock LP | 264,509 | $8,451,062 | 2.7% | $35055.94 | — | COM | 777149105 |
| — | Eagle Rock LP | 1,173,725 | $8,333,447 | 2.6% | $7870.00 | — | COM | 26985r104 |
| OKE | ONEOK | 152,275 | $8,119,303 | 2.6% | $20.94 | +0.2% | COM | 682680103 |
| — | Alliance Hold GP | 114,709 | $6,868,774 | 2.2% | $63749.99 | — | COM | 01861g100 |
| — | Atlas Pipe LP | 174,980 | $6,789,224 | 2.2% | $38214.63 | — | COM | 049392103 |
| — | PVR Partners | 274,634 | $6,349,538 | 2.0% | $27300.00 | — | COM | 693665101 |
| GEL | Genesis LP | 120,599 | $6,038,391 | 1.9% | $51829.99 | — | COM | 371927104 |
| — | Teekay LNG | 126,391 | $5,575,107 | 1.8% | $43700.00 | — | COM | y8564m105 |
| — | Transmontaigne | 135,155 | $5,504,863 | 1.7% | $41894.44 | — | COM | 89376v100 |
| — | Crosstex LP | 266,921 | $5,311,727 | 1.7% | $20620.00 | — | COM | 22765u102 |
| — | El Paso Partners | 121,645 | $5,135,851 | 1.6% | $43669.99 | — | COM | 283702108 |
| MMLP | Martin Mid LP | 104,488 | $4,904,666 | 1.6% | $44089.99 | — | COM | 573331105 |
| — | RAIT Finan | 3,897,000 | $4,601,967 | 1.5% | $1213.12 | — | CONV BOND | 749227aa2 |
| — | Williams LP | 85,350 | $4,513,308 | 1.4% | $51887.66 | — | COM | 96950f104 |
| — | Tesoro Logistics | 70,130 | $4,067,540 | 1.3% | $60459.99 | — | COM | 88160T107 |
| — | Sandridge | 38,020 | $3,840,020 | 1.2% | $95749.99 | — | CONV PREF | 80007p604 |
| — | Trinity Ind | 2,875,000 | $3,500,312 | 1.1% | $1167.10 | — | CONV BOND | 896522af6 |
| — | Holly Partners | 97,175 | $3,213,577 | 1.0% | $38040.00 | — | COM | 435763107 |
| — | Exterran LP | 98,593 | $2,867,084 | 0.9% | $30189.99 | — | COM | 30225n105 |
| — | Aircastle | 150,420 | $2,618,812 | 0.8% | $15990.00 | — | COM | g0129k104 |
| — | Bunge | 24,770 | $2,608,033 | 0.8% | $100649.97 | — | CONV PREF | g16962204 |
| IBM | IBM | 14,013 | $2,594,927 | 0.8% | $118.94 | -6.2% | COM | 459200101 |
| — | General Cable | 2,240,000 | $2,527,168 | 0.8% | $1102.32 | — | CONV BOND | 369300al2 |
| — | Petroquest | 70,540 | $2,468,900 | 0.8% | $33960.00 | — | CONV PREF | 716748207 |
| — | Visa | 12,878 | $2,460,985 | 0.8% | $191099.94 | — | COM | 92826c839 |
| — | KB Home | 2,400,000 | $2,437,512 | 0.8% | $1015.63 | — | CONV BOND | 48666kas8 |
| — | Alliant Tech | 1,850,000 | $2,426,737 | 0.8% | $1151.95 | — | CONV BOND | 018804AK0 |
| EPD | Enterprise LP | 39,040 | $2,382,990 | 0.8% | $62149.68 | — | COM | 293792107 |
| — | Crosstex Inc | 109,927 | $2,296,377 | 0.7% | $19760.01 | — | COM | 22765y104 |
| — | Auxilium Pharm | 2,195,000 | $2,272,571 | 0.7% | $968.00 | — | CONV BOND | 05334DAA5 |
| — | Dendreon | 3,460,000 | $2,179,800 | 0.7% | $750.00 | — | CONV BOND | 24823qac1 |
| — | Omnicare | 31,341 | $2,139,650 | 0.7% | $59149.97 | — | CONV PREF | 68214q200 |
| — | Stillwater Min | 2,126,000 | $2,123,108 | 0.7% | $999.12 | — | CONV BOND | 86074qaf9 |
| — | Kinder Morgan INC | 58,994 | $2,098,416 | 0.7% | $35569.99 | — | COM | 49456b101 |
| CVX | Chevron Corp | 17,079 | $2,075,158 | 0.7% | $71.30 | +2.5% | COM | 166764100 |
| — | Goldman Sachs | 12,973 | $2,052,458 | 0.7% | $158209.97 | — | COM | 38141g104 |
| — | Jefferies | 1,872,000 | $1,974,548 | 0.6% | $1107.20 | — | CONV BOND | 472319ag7 |
| — | Exxon | 20,579 | $1,770,617 | 0.6% | $90349.97 | — | COM | 30231g102 |
| BA | Boeing | 14,610 | $1,716,675 | 0.5% | $80.37 | +13.9% | COM | 097023105 |
| BAC | Bk of Amer | 123,679 | $1,706,770 | 0.5% | $10.03 | +12.0% | COM | 060505104 |
| — | 3M | 14,287 | $1,705,973 | 0.5% | $109352.70 | — | COM | 88579y101 |
| — | Janus Cap | 1,660,000 | $1,684,119 | 0.5% | $1043.69 | — | CONV BOND | 47102xag0 |
| — | Genco Ship | 3,685,000 | $1,663,777 | 0.5% | $258.75 | — | CONV BOND | 36869maa3 |
| PAA | Plains LP | 30,786 | $1,621,190 | 0.5% | $55809.98 | — | COM | 726503105 |
| — | Access Mid LP | 33,385 | $1,612,829 | 0.5% | $47699.99 | — | COM | 00434l109 |
| MCD | McDonalds | 16,595 | $1,596,604 | 0.5% | $71.80 | -1.7% | COM | 580135101 |
| JNJ | JNJ | 17,929 | $1,554,264 | 0.5% | $59.66 | +6.5% | COM | 478160104 |
| — | Untd Technologies | 14,071 | $1,517,135 | 0.5% | $92939.98 | — | COM | 913017109 |
| — | Hawaiian Hldg | 203,705 | $1,515,565 | 0.5% | $6110.00 | — | COM | 419879101 |
| — | Firstbank Corp | 76,941 | $1,498,045 | 0.5% | $16528.27 | — | COM | 33761g104 |
| — | Coeur D'Alene | 1,466,000 | $1,478,343 | 0.5% | $992.40 | — | CONV BOND | 192108ar9 |
| — | Hawaiian Hldg | 1,250,000 | $1,463,875 | 0.5% | $1092.50 | — | CONV BOND | 419879ad3 |
| — | QCR Holdings | 88,774 | $1,410,616 | 0.4% | $15479.10 | — | COM | 74727a104 |
| KALU | Kaiser Alum | 18,134 | $1,292,047 | 0.4% | $43.17 | +8.2% | COM | 483007704 |
| PG | P&G | 16,827 | $1,271,952 | 0.4% | $55.00 | +2.2% | COM | 742718109 |
| OLN | Olin | 54,186 | $1,250,079 | 0.4% | $16.80 | -2.7% | COM | 680665205 |
| — | Banc of CAL | 87,243 | $1,206,570 | 0.4% | $13585.43 | — | COM | 05990k106 |
| — | Arkansas Best | 46,776 | $1,200,739 | 0.4% | $22949.92 | — | COM | 040790107 |
| — | Travelers | 14,128 | $1,197,630 | 0.4% | $79919.95 | — | COM | 89417e109 |
| WMT | Wal-Mart | 15,909 | $1,176,629 | 0.4% | $19.98 | -1.0% | COM | 931142103 |
| HD | Home Depot | 15,254 | $1,157,015 | 0.4% | $56.05 | +3.2% | COM | 437076102 |
| CAT | Caterpillar | 13,847 | $1,154,839 | 0.4% | $61.55 | +0.1% | COM | 149123101 |
| — | Oxford Res LP | 571,175 | $1,113,791 | 0.4% | $2670.00 | — | COM | 691807101 |
| — | Kinder Morgan LP | 13,713 | $1,094,708 | 0.3% | $85399.98 | — | COM | 494550106 |
| AXP | Am Express Co | 13,726 | $1,036,587 | 0.3% | $59.62 | +6.1% | COM | 025816109 |
| — | JPMorgan | 19,648 | $1,015,605 | 0.3% | $52790.00 | — | COM | 46625h100 |
| — | Cenveo | 1,000,000 | $1,010,600 | 0.3% | $1010.60 | — | CONV BOND | 15671BAJ0 |
| — | OM Group | 29,682 | $1,002,657 | 0.3% | $30919.99 | — | COM | 670872100 |
| UIS | Unisys | 39,110 | $985,180 | 0.3% | $20.07 | +25.0% | COM | 909214306 |
| — | UnitedHealth | 13,732 | $983,348 | 0.3% | $65479.96 | — | COM | 91324p102 |
| — | Bristol-Meyers | 803,000 | $952,052 | 0.3% | $1158.33 | — | CONV BOND | 110122an8 |
| — | SUPERVALU | 114,879 | $945,454 | 0.3% | $6220.00 | — | COM | 868536103 |
| DAKT | Daktronics | 84,471 | $945,230 | 0.3% | $7.99 | +9.5% | COM | 234264109 |
| NKE | Nike | 12,878 | $935,457 | 0.3% | $27.95 | 0.0% | COM | 654106103 |
| — | USEC | 3,814,000 | $934,430 | 0.3% | $210.00 | — | CONV BOND | 90333eac2 |
| — | MDC Holdings | 30,955 | $928,959 | 0.3% | $30009.98 | — | COM | 552676108 |
| — | Spartan Motors | 150,405 | $912,958 | 0.3% | $6120.00 | — | COM | 846819100 |
| DIS | Disney | 14,111 | $910,018 | 0.3% | $56.11 | +1.5% | COM | 254687106 |
| — | Targa Res | 17,000 | $874,990 | 0.3% | $50450.00 | — | COM | 87611x105 |
| — | du Pont | 14,572 | $853,336 | 0.3% | $52499.97 | — | COM | 263534109 |
| — | Merck | 17,841 | $849,392 | 0.3% | $46449.97 | — | COM | 58933y105 |
| — | Superior Ind | 47,174 | $841,106 | 0.3% | $17209.88 | — | COM | 868168105 |
| — | Verizon | 17,911 | $835,995 | 0.3% | $50339.96 | — | COM | 92343v104 |
| UAL | Untd Continental | 26,086 | $801,085 | 0.3% | $31.81 | +1.2% | COM | 910047109 |
| — | GE | 33,123 | $791,298 | 0.3% | $23190.15 | — | COM | 369604103 |
| — | Masonite Int | 15,524 | $759,589 | 0.2% | $48929.98 | — | COM | 575385109 |
| — | C & J Energy | 36,900 | $740,952 | 0.2% | $19370.00 | — | COM | 12467b304 |
| — | Iridium | 106,073 | $729,782 | 0.2% | $7759.99 | — | COM | 46269c102 |
| — | Sonic | 40,915 | $726,241 | 0.2% | $14549.99 | — | COM | 835451105 |
| — | Eastern Virginia Bks | 117,980 | $719,678 | 0.2% | $5182.56 | — | COM | 277196101 |
| — | Utd Bancorp | 104,868 | $704,712 | 0.2% | $6330.63 | — | COM | 90944l103 |
| — | A T & T | 20,372 | $688,981 | 0.2% | $35399.98 | — | COM | 00206r102 |
| — | OmniVision | 44,995 | $688,873 | 0.2% | $18649.98 | — | COM | 682128103 |
| — | Freddie Mac | 147,300 | $683,472 | 0.2% | $3950.00 | — | PREF STK | 313400640 |
| RAIL | FreightCar | 32,213 | $666,164 | 0.2% | $18.91 | -2.2% | COM | 357023100 |
| KO | Coca-Cola | 17,503 | $663,013 | 0.2% | $27.85 | -3.9% | COM | 191216100 |
| PFE | Pfizer | 22,557 | $647,949 | 0.2% | $16.46 | -0.6% | COM | 717081103 |
| — | Teekay Offshore | 19,225 | $641,346 | 0.2% | $32470.00 | — | COM | y8565j101 |
| MSFT | Microsoft | 18,921 | $629,680 | 0.2% | $26.70 | +1.1% | COM | 594918104 |
| — | Energy Trans Part | 11,816 | $615,259 | 0.2% | $50539.99 | — | COM | 29273R109 |
| — | SB Financial Gr | 78,520 | $610,100 | 0.2% | $7662.31 | — | COM | 78408d105 |
| — | Rofin-Sinar | 22,725 | $550,172 | 0.2% | $24939.98 | — | COM | 775043102 |
| — | Intervest Banc | 67,775 | $537,455 | 0.2% | $6716.89 | — | COM | 460927106 |
| IBCP | Indpendt Bank | 52,590 | $525,900 | 0.2% | $4.86 | +18.6% | COM | 453838609 |
| — | Untd Community Fin | 130,738 | $508,570 | 0.2% | $4650.00 | — | COM | 909839102 |
| — | Kinder Morgan LLC | 6,718 | $503,614 | 0.2% | $83452.27 | — | COM | 49455u100 |
| — | BNC Banc | 36,689 | $489,431 | 0.2% | $11419.99 | — | COM | 05566t101 |
| — | Western Gas LP | 7,600 | $456,988 | 0.1% | $64890.00 | — | COM | 958254104 |
| — | Premier Fin | 39,038 | $450,498 | 0.1% | $12026.98 | — | COM | 74050m105 |
| — | MutualFirst | 28,615 | $438,667 | 0.1% | $14141.74 | — | COM | 62845b104 |
| — | Yadkin Fin | 25,037 | $431,387 | 0.1% | $14040.11 | — | COM | 984305102 |
| — | NewBridge | 59,129 | $431,050 | 0.1% | $6044.63 | — | COM | 65080t102 |
| — | AmeriServ | 132,331 | $416,842 | 0.1% | $2739.99 | — | COM | 03074a102 |
| — | Fst Niagara | 39,255 | $407,074 | 0.1% | $10069.99 | — | COM | 33582v108 |
| INTC | Intel | 17,461 | $400,223 | 0.1% | $17.18 | -1.6% | COM | 458140100 |
| — | HMN Financial | 47,810 | $377,699 | 0.1% | $7193.43 | — | COM | 40424g108 |
| — | Baylake Corp | 35,030 | $371,318 | 0.1% | $10600.00 | — | COM | 072788102 |
| SFST | Sothn Fst Bancs | 27,520 | $363,264 | 0.1% | $11.42 | +12.0% | COM | 842873101 |
| — | Renasant | 13,090 | $355,655 | 0.1% | $27169.98 | — | COM | 75970e107 |
| — | Energy Trans Eq | 5,391 | $354,644 | 0.1% | $59819.75 | — | COM | 29273v100 |
| IYF | DJ US Financial | 4,774 | $349,838 | 0.1% | $71529.95 | — | COM | 464287788 |
| ZION | Zions | 12,561 | $344,422 | 0.1% | $26.15 | +11.6% | COM | 989701107 |
| FRME | Fst Merchants | 19,565 | $339,061 | 0.1% | $11.62 | +11.5% | COM | 320817109 |
| — | Cisco | 14,422 | $337,921 | 0.1% | $24334.95 | — | COM | 17275r102 |
| UBOH | Utd Bancsh | 25,553 | $325,800 | 0.1% | $12206.52 | — | COM | 909458101 |
| EEM | MSCI Emerging Mkts | 7,615 | $310,349 | 0.1% | $38499.93 | — | COM | 464287234 |
| — | Utd Community Bks | 20,105 | $301,373 | 0.1% | $12419.99 | — | COM | 90984p303 |
| — | Codorus Banc | 16,685 | $300,330 | 0.1% | $17474.80 | — | COM | 192025104 |
| — | Astoria Fin | 24,010 | $298,684 | 0.1% | $10871.59 | — | COM | 046265104 |
| — | MainSource Fin | 19,060 | $289,521 | 0.1% | $13452.13 | — | COM | 56062y102 |
| — | Xerium Tech | 24,319 | $281,854 | 0.1% | $10179.89 | — | COM | 98416j118 |
| — | Jefferson Bancs | 47,777 | $277,106 | 0.1% | $5659.64 | — | COM | 472375104 |
| — | Pacific Premier | 20,055 | $269,178 | 0.1% | $12219.96 | — | COM | 69478x105 |
| — | SunTrust | 7,855 | $254,659 | 0.1% | $31609.46 | — | COM | 867914103 |
| — | CenterState Bks | 26,100 | $252,648 | 0.1% | $8680.00 | — | COM | 15201p109 |
| — | Gulf Coast Rylty | 108,000 | $235,440 | 0.1% | $2180.00 | — | COM | 40222t104 |
| — | HopFed Banc | 20,062 | $224,488 | 0.1% | $10799.72 | — | COM | 439734104 |
| WSBC | WesBanco | 7,176 | $213,342 | 0.1% | $24.67 | +18.4% | COM | 950810101 |
| MOFG | MidWest One | 8,014 | $206,039 | 0.1% | $23.69 | +8.3% | COM | 598511103 |
| — | HF Financial | 14,447 | $185,499 | 0.1% | $13001.51 | — | COM | 404172108 |
| — | Alliance Resource LP | 2,375 | $176,058 | 0.1% | $70629.90 | — | COM | 01877r108 |
| — | Cenveo | 56,835 | $167,663 | 0.1% | $2937.94 | — | COM | 15670s105 |
| — | Park Sterling | 25,410 | $162,877 | 0.1% | $5925.01 | — | COM | 70086y105 |
| FCF | Fst Commonwealth | 20,618 | $156,490 | 0.0% | $4.74 | +7.0% | COM | 319829107 |
| — | AMR Corp | 38,000 | $156,180 | 0.0% | $4110.00 | — | COM | 001765106 |
| FBNC | First Banc | 10,740 | $155,193 | 0.0% | $10.64 | +11.1% | COM | 318910106 |
| — | Sunpower | 100,000 | $113,601 | 0.0% | $1057.50 | — | CONV BOND | 867652ac3 |
| BBT | Berkshire Hills Banc | 4,494 | $112,844 | 0.0% | $18.22 | +0.0% | COM | 084680107 |
| — | WPX Energy | 5,481 | $105,557 | 0.0% | $18940.01 | — | COM | 98212b103 |
| — | BCSB Banc | 4,060 | $99,064 | 0.0% | $23409.91 | — | COM | 055367106 |
| FITB | Fifth Third | 5,325 | $96,116 | 0.0% | $11.47 | +8.7% | COM | 316773100 |
| — | 1st Const Banc | 9,174 | $93,666 | 0.0% | $9500.00 | — | COM | 31986n102 |
| — | PrivateBanc | 3,743 | $80,100 | 0.0% | $21224.78 | — | COM | 742962103 |
| — | RAIT Fin | 10,050 | $71,154 | 0.0% | $7406.17 | — | COM | 749227104 |
| — | Energy XXI | 2,250 | $67,972 | 0.0% | $30209.78 | — | COM | g10082140 |
| — | Fst Financial Hldg | 11,755 | $64,840 | 0.0% | $5515.95 | — | COM | 32023e105 |
| — | HP | 2,156 | $45,254 | 0.0% | $24799.96 | — | COM | 428236103 |
| — | DCB Financial | 7,827 | $41,483 | 0.0% | $5299.99 | — | COM | 233075100 |
| — | A E S | 660 | $33,262 | 0.0% | $50496.97 | — | CONV PREF | 00808n202 |
| — | Bk of Amer | 29 | $31,356 | 0.0% | $1109103.50 | — | CONV PREF | 060505682 |
| — | BB&T Corp | 900 | $30,375 | 0.0% | $33750.00 | — | COM | 054937107 |
| — | Susquehanna | 2,198 | $27,540 | 0.0% | $12849.97 | — | COM | 869099101 |
| TSBK | Timberland Banc | 2,796 | $25,164 | 0.0% | $6.11 | 0.0% | COM | 887098101 |
| — | Doral Fin | 1,500 | $22,875 | 0.0% | $17000.00 | — | PREF STK | 25811p209 |
| — | SWS Group | 3,900 | $21,762 | 0.0% | $5449.99 | — | COM | 78503n107 |
| — | Doral Fin | 1,000 | $19,080 | 0.0% | $830.00 | — | COM | 25811p886 |
| — | Umpqua | 1,100 | $17,842 | 0.0% | $15010.00 | — | COM | 904214103 |
| — | CVR Partners | 1,000 | $17,700 | 0.0% | $22730.00 | — | COM | 126633106 |
| — | Star Gas LP | 3,200 | $15,744 | 0.0% | $4890.00 | — | COM | 85512c105 |
| AGM | Fed Ag Mtge | 400 | $13,352 | 0.0% | $20.93 | +7.5% | COM | 313148306 |
| — | Southwest Banc | 800 | $11,848 | 0.0% | $13200.00 | — | COM | 844767103 |
| — | Capital Bank | 473 | $10,382 | 0.0% | $19019.03 | — | COM | 139794101 |
| COFS | Choiceone Fin | 576 | $9,838 | 0.0% | $9.50 | +3.3% | COM | 170386106 |
| — | Doral Fin | 1,000 | $8,500 | 0.0% | $9700.00 | — | PREF STK | 25811p407 |
| — | Banner Corp | 200 | $7,642 | 0.0% | $33835.00 | — | COM | 06652v208 |
| — | Primus Tele | 9,417 | $7,345 | 0.0% | $1349.90 | — | COM | 741929137 |
| — | Alcoa | 559 | $4,539 | 0.0% | $7820.00 | — | COM | 013817101 |
| — | Alliance One Int | 1,000 | $2,910 | 0.0% | $3800.00 | — | COM | 018772103 |
| — | Fst Bancsh | 200 | $2,764 | 0.0% | $13820.00 | — | COM | 318916103 |
| — | Xerium Tech | 5,762 | $1,555 | 0.0% | $599.86 | — | COM | 98416j126 |
| — | Primus Tele | 9,417 | $612 | 0.0% | $99.93 | — | COM | 741929145 |