CIK: 0001411784 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 13, 2014
Total Value ($000): $343,940,072 (89.8% shares, 10.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NGL | NGL Energy LP | 622,087 | $21,462,012 | 6.2% | $31226.77 | — | COM | 62913M107 |
| WMB | Williams Co | 437,237 | $16,864,242 | 4.9% | $18.03 | +2.0% | COM | 969457100 |
| — | ONEOK LP | 267,405 | $14,078,873 | 4.1% | $53010.00 | — | COM | 68268N103 |
| — | Magellan LP | 174,397 | $11,034,098 | 3.2% | $54608.12 | — | COM | 559080106 |
| — | Rose Rock LP | 283,951 | $10,988,909 | 3.2% | $35305.45 | — | COM | 777149105 |
| OKE | ONEOK | 154,135 | $9,584,137 | 2.8% | $20.98 | +16.2% | COM | 682680103 |
| — | MarkWest LP | 144,320 | $9,543,882 | 2.8% | $66727.89 | — | COM | 570759100 |
| — | DCP Mid LP | 180,262 | $9,076,192 | 2.6% | $53741.75 | — | COM | 23311p100 |
| — | Crosstex LP | 278,246 | $7,679,590 | 2.2% | $20904.10 | — | COM | 22765u102 |
| — | Atlas Pipe LP | 211,260 | $7,404,663 | 2.2% | $37671.16 | — | COM | 049392103 |
| — | Alliance GP LP | 123,132 | $7,219,229 | 2.1% | $63399.75 | — | COM | 01861g100 |
| — | Transmontaigne | 168,045 | $7,141,913 | 2.1% | $42012.96 | — | COM | 89376v100 |
| — | Navios LP | 366,706 | $7,011,419 | 2.0% | $14450.00 | — | COM | y62267102 |
| — | Eagle Rock LP | 1,120,875 | $6,669,206 | 1.9% | $7870.00 | — | COM | 26985r104 |
| GEL | Genesis LP | 116,948 | $6,147,956 | 1.8% | $51829.99 | — | COM | 371927104 |
| — | Tesoro Logistics | 111,840 | $5,853,706 | 1.7% | $57431.69 | — | COM | 88160T107 |
| — | Teekay LNG | 126,956 | $5,422,291 | 1.6% | $43700.00 | — | COM | y8564m105 |
| — | RAIT Fin | 3,792,000 | $5,304,060 | 1.5% | $1213.12 | — | CONV BOND | 749227aa2 |
| — | Williams LP | 88,850 | $4,518,911 | 1.3% | $51847.18 | — | COM | 96950f104 |
| MMLP | Martin Mid LP | 104,813 | $4,485,996 | 1.3% | $44089.99 | — | COM | 573331105 |
| — | El Paso LP | 123,925 | $4,461,300 | 1.3% | $43528.88 | — | COM | 283702108 |
| — | SPDR DJIA | 26,268 | $4,346,549 | 1.3% | $165469.36 | — | COM | 78467x109 |
| — | QEP Mid LP | 186,355 | $4,327,163 | 1.3% | $23220.00 | — | COM | 74735r115 |
| — | Sandridge | 39,090 | $4,208,039 | 1.2% | $96075.73 | — | CONV PREF | 80007p604 |
| — | Crosstex Inc | 110,478 | $3,994,888 | 1.2% | $19760.01 | — | COM | 22765y104 |
| — | Kinder Morgan Inc | 106,687 | $3,840,716 | 1.1% | $35762.15 | — | COM | 49456b101 |
| — | Trinity Ind | 2,760,000 | $3,644,856 | 1.1% | $1167.10 | — | CONV BOND | 896522af6 |
| EPD | Enterprise LP | 48,390 | $3,208,245 | 0.9% | $62951.57 | — | COM | 293792107 |
| — | Holly Energy LP | 97,550 | $3,153,792 | 0.9% | $38040.00 | — | COM | 435763107 |
| — | Exterran LP | 99,043 | $2,994,070 | 0.9% | $30189.99 | — | COM | 30225n105 |
| — | Aircastle | 150,418 | $2,882,009 | 0.8% | $15990.00 | — | COM | g0129k104 |
| — | Visa | 12,519 | $2,787,731 | 0.8% | $191099.94 | — | COM | 92826c839 |
| — | Tower Group Int | 3,256,000 | $2,757,425 | 0.8% | $846.88 | — | CONV BOND | 891777AC8 |
| — | General Cable | 2,555,000 | $2,753,958 | 0.8% | $1099.31 | — | CONV BOND | 369300al2 |
| — | Bunge | 24,100 | $2,591,955 | 0.8% | $100649.97 | — | CONV PREF | g16962204 |
| — | Petroquest | 73,220 | $2,562,700 | 0.7% | $33998.06 | — | CONV PREF | 716748207 |
| — | Alliant Tech | 1,585,000 | $2,539,249 | 0.7% | $1151.95 | — | CONV BOND | 018804AK0 |
| IBM | IBM | 13,224 | $2,480,426 | 0.7% | $118.94 | -10.5% | COM | 459200101 |
| — | Auxilium | 2,110,000 | $2,337,374 | 0.7% | $968.00 | — | CONV BOND | 05334DAA5 |
| — | KB HOME | 2,320,000 | $2,328,097 | 0.7% | $1003.49 | — | CONV BOND | 48666KAS8 |
| — | Goldman Sachs | 12,514 | $2,218,232 | 0.6% | $158209.97 | — | COM | 38141g104 |
| — | Omnicare | 29,316 | $2,175,834 | 0.6% | $59149.97 | — | CONV PREF | 68214q200 |
| — | Dendreon | 3,370,000 | $2,144,163 | 0.6% | $750.00 | — | CONV BOND | 24823qac1 |
| CVX | Chevron | 16,762 | $2,093,741 | 0.6% | $71.30 | +1.7% | COM | 166764100 |
| — | Stillwater | 2,056,000 | $2,060,688 | 0.6% | $999.12 | — | CONV BOND | 86074qaf9 |
| — | Exxon | 19,584 | $1,981,901 | 0.6% | $90349.97 | — | COM | 30231g102 |
| — | Access Mid LP | 33,385 | $1,888,923 | 0.5% | $47699.99 | — | COM | 00434l109 |
| — | Hawaiian Hldng | 195,965 | $1,887,143 | 0.5% | $6110.00 | — | COM | 419879101 |
| BA | Boeing | 13,821 | $1,886,428 | 0.5% | $80.37 | +38.0% | COM | 097023105 |
| — | 3M | 13,440 | $1,884,950 | 0.5% | $109352.70 | — | COM | 88579y101 |
| — | Genco | 3,595,000 | $1,869,400 | 0.5% | $258.75 | — | CONV BOND | 36869maa3 |
| — | QCR Holdings | 100,783 | $1,716,433 | 0.5% | $15664.02 | — | COM | 74727a104 |
| — | Hawaiian Hldng | 1,250,000 | $1,692,188 | 0.5% | $1092.50 | — | CONV BOND | 419879ad3 |
| PAA | Plains All Am LP | 31,486 | $1,630,030 | 0.5% | $55720.16 | — | COM | 726503105 |
| OLN | Olin | 53,809 | $1,552,393 | 0.5% | $16.80 | +3.0% | COM | 680665205 |
| — | Prospect Cap | 1,479,000 | $1,551,767 | 0.5% | $1049.20 | — | CONV BOND | 74348TAK8 |
| — | Ark Best | 45,436 | $1,530,288 | 0.4% | $22949.92 | — | COM | 040790107 |
| — | United Tech | 13,253 | $1,508,191 | 0.4% | $92939.98 | — | COM | 913017109 |
| — | Firstbank Corp | 77,777 | $1,504,215 | 0.4% | $16558.49 | — | COM | 33761g104 |
| MCD | McDonald's | 15,213 | $1,476,117 | 0.4% | $71.80 | -2.5% | COM | 580135101 |
| — | Banc of Cal | 104,988 | $1,407,889 | 0.4% | $13555.78 | — | COM | 05990k106 |
| — | Coeur D'Alene | 1,391,000 | $1,405,550 | 0.4% | $992.40 | — | CONV BOND | 192108ar9 |
| KALU | Kaiser Alum | 19,247 | $1,351,909 | 0.4% | $43.42 | +9.3% | COM | 483007704 |
| UIS | Unisys | 39,850 | $1,337,765 | 0.4% | $20.21 | +37.1% | COM | 909214306 |
| PG | Procter & Gamble | 15,792 | $1,285,627 | 0.4% | $55.00 | +5.5% | COM | 742718109 |
| DAKT | Daktronics | 80,826 | $1,267,352 | 0.4% | $7.99 | +33.0% | COM | 234264109 |
| — | USEC | 3,719,000 | $1,236,568 | 0.4% | $210.00 | — | CONV BOND | 90333eac2 |
| — | Kinder Morgan LP | 15,073 | $1,215,788 | 0.4% | $84972.30 | — | COM | 494550106 |
| — | Enbridge LP | 40,200 | $1,200,774 | 0.3% | $29870.00 | — | COM | 29250r106 |
| — | Travelers | 13,193 | $1,194,494 | 0.3% | $79919.95 | — | COM | 89417e109 |
| HD | Home Depot | 14,436 | $1,188,660 | 0.3% | $56.05 | +4.8% | COM | 437076102 |
| CAT | Caterpillar | 13,058 | $1,185,797 | 0.3% | $61.55 | +1.8% | COM | 149123101 |
| AXP | Am Exp Co | 12,937 | $1,173,774 | 0.3% | $59.62 | +16.2% | COM | 025816109 |
| WMT | Wal-Mart | 14,351 | $1,129,280 | 0.3% | $19.98 | +1.8% | COM | 931142103 |
| — | Cenveo | 990,000 | $1,090,782 | 0.3% | $1010.60 | — | CONV BOND | 15671BAJ0 |
| — | JPMorgan | 18,374 | $1,074,512 | 0.3% | $52790.00 | — | COM | 46625h100 |
| — | Freddie Mac Pr | 147,300 | $1,045,830 | 0.3% | $3950.00 | — | PREF STK | 313400640 |
| — | OM Group | 28,679 | $1,044,202 | 0.3% | $30919.99 | — | COM | 670872100 |
| — | SB Financial | 131,005 | $1,032,319 | 0.3% | $7749.52 | — | COM | 78408d105 |
| DIS | Walt Disney | 13,293 | $1,015,585 | 0.3% | $56.11 | +9.9% | COM | 254687106 |
| — | Superior Ind | 47,374 | $977,319 | 0.3% | $17209.88 | — | COM | 868168105 |
| NKE | Nike | 12,419 | $976,630 | 0.3% | $27.95 | +17.6% | COM | 654106103 |
| UAL | United Continental | 25,723 | $973,082 | 0.3% | $31.81 | +10.1% | COM | 910047109 |
| — | UnitedHealth | 12,914 | $972,424 | 0.3% | $65479.96 | — | COM | 91324p102 |
| — | Spartan Motors | 143,654 | $962,482 | 0.3% | $6120.00 | — | COM | 846819100 |
| — | East Virg Bksh | 131,105 | $917,735 | 0.3% | $5364.50 | — | COM | 277196101 |
| — | Masonite Int | 15,269 | $916,140 | 0.3% | $48929.98 | — | COM | 575385109 |
| — | GE | 32,346 | $906,655 | 0.3% | $23190.15 | — | COM | 369604103 |
| — | MDC Holdings | 27,950 | $901,108 | 0.3% | $30009.98 | — | COM | 552676108 |
| — | Targa Resources | 17,000 | $889,100 | 0.3% | $50450.00 | — | COM | 87611x105 |
| — | United Banc | 122,918 | $888,697 | 0.3% | $6462.70 | — | COM | 90944l103 |
| — | du Pont | 13,637 | $885,996 | 0.3% | $52499.97 | — | COM | 263534109 |
| — | C & J Energy | 36,900 | $852,390 | 0.2% | $19370.00 | — | COM | 12467b304 |
| RAIL | FreightCar | 31,358 | $834,750 | 0.2% | $18.91 | +23.7% | COM | 357023100 |
| — | Verizon | 16,949 | $832,874 | 0.2% | $50339.96 | — | COM | 92343v104 |
| — | Merck | 16,495 | $825,575 | 0.2% | $46449.97 | — | COM | 58933y105 |
| — | SUPERVALU | 111,994 | $816,436 | 0.2% | $6220.00 | — | COM | 868536103 |
| — | OmniVision | 47,125 | $810,550 | 0.2% | $18584.44 | — | COM | 682128103 |
| — | Sonic | 38,365 | $774,589 | 0.2% | $14549.99 | — | COM | 835451105 |
| — | A T & T | 20,189 | $709,845 | 0.2% | $35399.98 | — | COM | 00206r102 |
| — | Oxford LP | 573,775 | $705,743 | 0.2% | $2670.00 | — | COM | 691807101 |
| MSFT | Microsoft | 17,886 | $669,105 | 0.2% | $26.70 | +12.4% | COM | 594918104 |
| IBCP | Independent Bk | 54,855 | $658,260 | 0.2% | $4.96 | +47.5% | COM | 453838609 |
| PFE | Pfizer | 21,316 | $652,909 | 0.2% | $16.46 | +7.1% | COM | 717081103 |
| — | Iridium | 103,102 | $644,491 | 0.2% | $7759.99 | — | COM | 46269c102 |
| KO | Coca-Cola | 15,588 | $643,940 | 0.2% | $27.85 | -3.3% | COM | 191216100 |
| — | BNC Banc | 37,209 | $637,762 | 0.2% | $11499.93 | — | COM | 05566t101 |
| — | Premier Fin | 45,010 | $636,892 | 0.2% | $12308.66 | — | COM | 74050m105 |
| — | Teekay Offshore | 19,225 | $636,155 | 0.2% | $32470.00 | — | COM | y8565j101 |
| SFST | Southern First | 45,730 | $607,294 | 0.2% | $12.14 | +9.0% | COM | 842873101 |
| — | Rofin-Sinar Tech | 22,315 | $602,951 | 0.2% | $24939.98 | — | COM | 775043102 |
| — | Energy Transfer LP | 10,294 | $589,332 | 0.2% | $50539.99 | — | COM | 29273R109 |
| — | AmeriServ | 186,541 | $565,219 | 0.2% | $2824.27 | — | COM | 03074a102 |
| — | Baylake Corp | 42,725 | $556,280 | 0.2% | $11035.86 | — | COM | 072788102 |
| — | Intervest Banc | 71,825 | $539,406 | 0.2% | $6761.61 | — | COM | 460927106 |
| — | MutualFirst | 30,665 | $525,291 | 0.2% | $14341.51 | — | COM | 62845b104 |
| — | Kinder Morgan LLC | 6,837 | $517,269 | 0.2% | $83316.60 | — | COM | 49455u100 |
| — | Jefferson Banc | 79,487 | $510,307 | 0.1% | $5962.97 | — | COM | 472375104 |
| — | HMN Financial | 48,220 | $509,685 | 0.1% | $7193.43 | — | COM | 40424g108 |
| — | Utd Community Fin | 140,663 | $502,167 | 0.1% | $4573.79 | — | COM | 909839102 |
| — | NewBridge | 64,934 | $482,135 | 0.1% | $6168.03 | — | COM | 65080t102 |
| — | First Niagara | 44,265 | $470,094 | 0.1% | $10132.24 | — | COM | 33582v108 |
| — | First Bancsh | 32,281 | $452,580 | 0.1% | $14018.77 | — | COM | 318916103 |
| FRME | First Merchants | 19,745 | $448,646 | 0.1% | $11.62 | +24.8% | COM | 320817109 |
| INTC | Intel | 16,876 | $438,017 | 0.1% | $17.18 | +4.4% | COM | 458140100 |
| ZION | Zions Banc | 14,371 | $430,555 | 0.1% | $26.48 | +8.7% | COM | 989701107 |
| — | Yadkin Fin | 25,037 | $426,630 | 0.1% | $14040.11 | — | COM | 984305102 |
| — | Energy Trans Eq | 5,210 | $425,865 | 0.1% | $59819.75 | — | COM | 29273v100 |
| UBOH | United Bancsh | 29,531 | $422,589 | 0.1% | $12489.87 | — | COM | 909458101 |
| — | HF Financial | 32,122 | $415,980 | 0.1% | $12973.17 | — | COM | 404172108 |
| — | Codorus Banc | 20,783 | $405,892 | 0.1% | $17880.04 | — | COM | 192025104 |
| — | AMR | 35,472 | $404,026 | 0.1% | $4110.00 | — | COM | 001765106 |
| — | Xerium Tech | 24,342 | $401,395 | 0.1% | $10179.89 | — | COM | 98416j118 |
| — | Astoria Fin | 28,125 | $388,969 | 0.1% | $11304.44 | — | COM | 046265104 |
| — | RAIT Fin | 375,000 | $372,165 | 0.1% | $992.44 | — | CONV BOND | 749227AB0 |
| — | Utd Community Bks | 20,530 | $364,408 | 0.1% | $12530.33 | — | COM | 90984p303 |
| TSBK | Timberland Banc | 37,880 | $364,406 | 0.1% | $6.30 | +0.2% | COM | 887098101 |
| BAC | Bk of Amer | 22,704 | $353,501 | 0.1% | $10.03 | +16.5% | COM | 060505104 |
| — | MainSource Fin | 19,270 | $347,438 | 0.1% | $13502.02 | — | COM | 56062y102 |
| — | SunTrust | 9,130 | $336,075 | 0.1% | $32335.71 | — | COM | 867914103 |
| — | Cisco | 14,444 | $323,979 | 0.1% | $24334.95 | — | COM | 17275r102 |
| — | Pacific Premier | 20,055 | $315,666 | 0.1% | $12219.96 | — | COM | 69478x105 |
| — | HopFed Banc | 24,437 | $278,332 | 0.1% | $10905.36 | — | COM | 439734104 |
| — | CenterState Bks | 26,100 | $264,915 | 0.1% | $8680.00 | — | COM | 15201p109 |
| — | Gulf Coast Tr | 108,000 | $224,640 | 0.1% | $2180.00 | — | COM | 40222t104 |
| MOFG | MidWest One | 8,014 | $217,981 | 0.1% | $23.69 | +11.2% | COM | 598511103 |
| FBNC | First Bancorp | 12,475 | $207,335 | 0.1% | $10.86 | +12.1% | COM | 318910106 |
| — | WPX Energy | 9,913 | $202,020 | 0.1% | $19583.50 | — | COM | 98212b103 |
| — | Cenveo | 57,185 | $196,716 | 0.1% | $2937.94 | — | COM | 15670s105 |
| — | Peoples Fin | 15,000 | $195,750 | 0.1% | $13050.00 | — | COM | 71103b102 |
| — | Alliance Res LP | 2,375 | $182,875 | 0.1% | $70629.90 | — | COM | 01877r108 |
| FCF | Fst Commonwealth | 20,618 | $181,851 | 0.1% | $4.74 | +22.1% | COM | 319829107 |
| BBT | Berkshire Hills | 5,279 | $143,958 | 0.0% | $18.21 | -0.2% | COM | 084680107 |
| — | Sunpower | 100,000 | $118,908 | 0.0% | $1057.50 | — | CONV BOND | 867652ac3 |
| — | RAIT Fin | 12,900 | $115,713 | 0.0% | $7751.67 | — | COM | 749227104 |
| FITB | Fifth Third Banc | 5,325 | $111,985 | 0.0% | $11.47 | +14.0% | COM | 316773100 |
| — | PrivateBancorp | 3,743 | $108,285 | 0.0% | $21224.78 | — | COM | 742962103 |
| — | BCSB Banc | 4,060 | $105,885 | 0.0% | $23409.91 | — | COM | 055367106 |
| — | 1st Const Bcp | 8,844 | $95,518 | 0.0% | $9500.00 | — | COM | 31986n102 |
| — | PVR LP | 3,454 | $92,671 | 0.0% | $27300.00 | — | COM | 693665101 |
| — | Energy XXI | 3,400 | $92,004 | 0.0% | $29144.41 | — | COM | g10082140 |
| AAL | Amer Air Gr | 2,528 | $63,832 | 0.0% | $21.78 | 0.0% | COM | 02376R102 |
| — | Hewlett-Packard | 1,855 | $51,903 | 0.0% | $24799.96 | — | COM | 428236103 |
| BMY | Bristol-Myers | 926 | $49,209 | 0.0% | $34.16 | 0.0% | COM | 110122108 |
| — | DCB Finan | 7,827 | $48,136 | 0.0% | $5299.99 | — | COM | 233075100 |
| — | Cap Product LP | 3,500 | $36,645 | 0.0% | $10470.00 | — | COM | mhy110821 |
| — | BB&T Corp | 900 | $33,588 | 0.0% | $33750.00 | — | COM | 054937107 |
| — | Teekay Tankers | 8,000 | $31,440 | 0.0% | $3930.00 | — | COM | y8565n102 |
| — | Bk of Amer | 29 | $30,769 | 0.0% | $1109103.50 | — | CONV PREF | 060505682 |
| — | A E S | 560 | $28,101 | 0.0% | $50496.97 | — | CONV PREF | 00808n202 |
| — | Susquehanna Banc | 2,150 | $27,606 | 0.0% | $12849.97 | — | COM | 869099101 |
| — | Crestwood Eq LP | 1,685 | $23,304 | 0.0% | $13830.27 | — | COM | 226344109 |
| — | Doral Fin | 1,500 | $23,250 | 0.0% | $17000.00 | — | PREF STK | 25811p209 |
| — | Umpqua Hold | 1,100 | $21,054 | 0.0% | $15010.00 | — | COM | 904214103 |
| — | Summit Finan | 2,000 | $19,820 | 0.0% | $9910.00 | — | COM | 86606g101 |
| — | Crestwood Mid LP | 728 | $18,120 | 0.0% | $24890.11 | — | COM | 226378107 |
| — | SandRidge | 2,840 | $17,239 | 0.0% | $6070.07 | — | COM | 80007p307 |
| PEBK | Peoples Banc | 1,164 | $16,506 | 0.0% | $12.09 | 0.0% | COM | 710577107 |
| — | CVR Partners | 1,000 | $16,460 | 0.0% | $22730.00 | — | COM | 126633106 |
| AGM | Fed Ag Mtge | 400 | $13,700 | 0.0% | $20.93 | +14.7% | COM | 313148306 |
| — | Southwest Banc | 800 | $12,736 | 0.0% | $13200.00 | — | COM | 844767103 |
| — | Navios Holdings | 1,000 | $11,160 | 0.0% | $11160.00 | — | COM | y62196103 |
| — | Cap Bk Fin | 473 | $10,761 | 0.0% | $19019.03 | — | COM | 139794101 |
| COFS | Choiceone Fin | 576 | $9,844 | 0.0% | $9.50 | +4.2% | COM | 170386106 |
| — | Banner Corp | 200 | $8,977 | 0.0% | $33835.00 | — | COM | 06652v208 |
| — | Doral Fin | 1,000 | $7,390 | 0.0% | $9700.00 | — | PREF STK | 25811p407 |
| TISDZ | Treasure Island | 15,000 | $4,050 | 0.0% | $270.00 | — | COM | 894626209 |
| — | Alliance One | 1,000 | $3,050 | 0.0% | $3800.00 | — | COM | 018772103 |
| — | Xerium Tech | 5,648 | $2,824 | 0.0% | $599.86 | — | COM | 98416j126 |
| MTRX | Matrix | 100 | $2,443 | 0.0% | $21.34 | 0.0% | COM | 576853105 |
| — | Alcoa | 229 | $2,434 | 0.0% | $7820.00 | — | COM | 013817101 |
| — | Primus Tele | 9,417 | $753 | 0.0% | $1349.90 | — | COM | 741929137 |
| — | Primus Tele | 9,417 | $471 | 0.0% | $99.93 | — | COM | 741929145 |