CIK: 0001411784 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 13, 2018
Total Value ($000): $289,604,717 (88.7% shares, 11.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR Dow Jones Industrial | 36,867 | $9,747,514 | 3.4% | $174094.60 | — | COM | 78467x109 |
| BA | Boeing | 19,883 | $7,394,488 | 2.6% | $134.32 | +152.4% | COM | 097023105 |
| WMB | Williams Companies | 220,995 | $6,008,847 | 2.1% | $19.44 | -1.0% | COM | 969457100 |
| — | Magellan Midstream Partners | 79,040 | $5,352,589 | 1.8% | $55080.50 | — | COM | 559080106 |
| OKE | ONEOK | 78,907 | $5,349,076 | 1.8% | $21.15 | +102.2% | COM | 682680103 |
| EFA | iShares MSCI EAFE Index Fund | 77,069 | $5,239,921 | 1.8% | $66970.00 | — | COM | 464287465 |
| — | UnitedHealth Group | 19,299 | $5,134,306 | 1.8% | $108078.55 | — | COM | 91324p102 |
| AAPL | Apple | 19,922 | $4,497,216 | 1.6% | $29.94 | +64.5% | COM | 037833100 |
| — | QCR Holdings | 108,897 | $4,448,424 | 1.5% | $16036.23 | — | COM | 74727a104 |
| — | Alliance Resource Partners | 217,911 | $4,445,384 | 1.5% | $18872.00 | — | COM | 01877r108 |
| — | Goldman Sachs | 19,003 | $4,261,233 | 1.5% | $185335.25 | — | COM | 38141g104 |
| — | Targa Resources Corp | 72,978 | $4,109,410 | 1.4% | $45910.43 | — | COM | 87612g101 |
| HD | Home Depot | 19,713 | $4,083,548 | 1.4% | $80.77 | +107.9% | COM | 437076102 |
| — | EnLink Midstream Partners | 217,002 | $4,044,917 | 1.4% | $28272.56 | — | COM | 29336u107 |
| — | 3M | 18,928 | $3,988,319 | 1.4% | $144322.86 | — | COM | 88579y101 |
| NGL | NGL Energy Partners | 339,928 | $3,943,161 | 1.4% | $33032.01 | — | COM | 62913M107 |
| — | Banc of California | 199,231 | $3,765,462 | 1.3% | $13879.69 | — | COM | 05990k106 |
| — | SB Financial Group | 184,028 | $3,744,970 | 1.3% | $9287.45 | — | COM | 78408d105 |
| — | EQT Midstream Partners | 67,473 | $3,561,225 | 1.2% | $52780.00 | — | COM | 26885b100 |
| — | EZCorp | 3,435,000 | $3,395,257 | 1.2% | $716.21 | — | CONV BOND | 302301AB2 |
| — | MPLX | 97,663 | $3,386,963 | 1.2% | $38941.66 | — | COM | 55336v100 |
| MCD | McDonald's | 20,235 | $3,385,113 | 1.2% | $87.65 | +53.8% | COM | 580135101 |
| EPD | Enterprise Products Partners | 117,749 | $3,382,929 | 1.2% | $32177.35 | — | COM | 293792107 |
| — | Chesapeake Energy | 3,330,000 | $3,289,208 | 1.1% | $861.10 | — | CONV BOND | 165167CY1 |
| — | PDL Biopharma | 3,260,000 | $3,217,213 | 1.1% | $951.67 | — | CONV BOND | 69329YAG9 |
| JNJ | Johnson & Johnson | 21,342 | $2,948,824 | 1.0% | $77.75 | +39.0% | COM | 478160104 |
| CVX | Chevron Corporation | 23,967 | $2,930,710 | 1.0% | $74.13 | +18.6% | COM | 166764100 |
| IBM | IBM | 19,160 | $2,897,184 | 1.0% | $113.50 | -10.8% | COM | 459200101 |
| CAT | Caterpillar | 18,985 | $2,895,023 | 1.0% | $78.07 | +54.4% | COM | 149123101 |
| — | A Schulmann | 2,886 | $2,893,215 | 1.0% | $865690.30 | — | CONV PREF | 808194302 |
| — | Visa | 18,983 | $2,849,158 | 1.0% | $180366.52 | — | COM | 92826c839 |
| NMIH | NMI Holdings | 125,775 | $2,848,804 | 1.0% | $8.84 | +136.0% | COM | 629209305 |
| — | Antero Midstream Partners | 96,249 | $2,758,496 | 1.0% | $27872.13 | — | COM | 03673l103 |
| — | United Technologies | 18,928 | $2,646,324 | 0.9% | $103765.13 | — | COM | 913017109 |
| — | Phillips 66 Partners | 50,721 | $2,593,854 | 0.9% | $55368.84 | — | COM | 718549207 |
| — | Transmontaigne Partners | 67,105 | $2,583,543 | 0.9% | $41963.73 | — | COM | 89376v100 |
| — | JPMorgan Chase | 22,798 | $2,572,526 | 0.9% | $64997.51 | — | COM | 46625h100 |
| — | Teekay LNG Partners | 152,372 | $2,544,612 | 0.9% | $32708.18 | — | COM | y8564m105 |
| — | GNC Holdings | 3,290,000 | $2,533,300 | 0.9% | $660.63 | — | CONV BOND | 36191GAB3 |
| — | Holly Energy Partners | 79,642 | $2,505,537 | 0.9% | $36885.39 | — | COM | 435763107 |
| — | Summit Financial Group | 107,265 | $2,489,631 | 0.9% | $11259.59 | — | COM | 86606g101 |
| — | Travelers Companies | 19,129 | $2,481,223 | 0.9% | $97229.71 | — | COM | 89417e109 |
| MSFT | Microsoft Corporation | 21,547 | $2,464,364 | 0.9% | $40.06 | +151.6% | COM | 594918104 |
| GEL | Genesis Energy | 101,731 | $2,419,163 | 0.8% | $48866.15 | — | COM | 371927104 |
| — | Wintrust Financial | 28,466 | $2,417,902 | 0.8% | $76440.43 | — | COM | 97650w108 |
| — | Titan Machinery | 2,327,000 | $2,295,304 | 0.8% | $858.98 | — | CONV BOND | 88830RAB7 |
| DIS | Walt Disney | 19,546 | $2,285,670 | 0.8% | $72.57 | +46.8% | COM | 254687106 |
| — | Delek Logistics Partners | 65,089 | $2,213,026 | 0.8% | $29161.53 | — | COM | 24664t103 |
| — | Bunge Ltd | 19,751 | $2,142,984 | 0.7% | $101930.37 | — | CONV PREF | g16962204 |
| — | First Bancshares | 53,816 | $2,101,515 | 0.7% | $14411.45 | — | COM | 318916103 |
| — | Andeavor Logistics | 42,518 | $2,064,674 | 0.7% | $49782.54 | — | COM | 03350f106 |
| AXP | American Express | 18,969 | $2,020,009 | 0.7% | $68.23 | +37.9% | COM | 025816109 |
| — | Contura Energy | 42,280 | $1,923,740 | 0.7% | $35015.86 | — | WARRANT | 21241b118 |
| — | Exxon Mobil | 22,621 | $1,923,237 | 0.7% | $87848.52 | — | COM | 30231g102 |
| — | Contura Energy | 24,245 | $1,921,416 | 0.7% | $63578.72 | — | COM | 21241b100 |
| — | KB HOME | 1,870,000 | $1,892,066 | 0.7% | $1003.62 | — | CONV BOND | 48666KAS8 |
| — | Encore Capital | 2,040,000 | $1,886,694 | 0.7% | $924.85 | — | CONV BOND | 292554AH5 |
| WMT | Wal-Mart Stores | 19,539 | $1,834,907 | 0.6% | $21.57 | +26.7% | COM | 931142103 |
| — | Macquarie Infrastructure | 2,010,000 | $1,809,503 | 0.6% | $1002.62 | — | CONV BOND | 55608BAB1 |
| — | Horizon Global | 2,435,000 | $1,764,279 | 0.6% | $820.10 | — | CONV BOND | 44052WAA2 |
| PG | Procter & Gamble | 20,853 | $1,735,595 | 0.6% | $59.55 | +13.8% | COM | 742718109 |
| — | Atlas Air Worldwide | 1,505,000 | $1,731,352 | 0.6% | $813.71 | — | CONV BOND | 049164BH8 |
| — | Aircastle LTD | 78,957 | $1,729,948 | 0.6% | $16793.56 | — | COM | g0129k104 |
| — | Shell Midstream Partners | 77,479 | $1,656,501 | 0.6% | $38663.46 | — | COM | 822634101 |
| CIVB | Civista Bancshares | 67,240 | $1,619,812 | 0.6% | $8.76 | +124.4% | COM | 178867107 |
| CZWI | Citizens Community Bancorp | 115,690 | $1,619,660 | 0.6% | $11.68 | +3.7% | COM | 174903104 |
| NKE | Nike | 18,928 | $1,603,580 | 0.6% | $39.14 | +86.5% | COM | 654106103 |
| — | Hess Midstream | 69,855 | $1,593,393 | 0.6% | $19700.01 | — | COM | 428104103 |
| — | Arcbest Corp | 31,895 | $1,548,502 | 0.5% | $39081.38 | — | COM | 03937c105 |
| — | Premier Financial Bancorp | 82,600 | $1,527,266 | 0.5% | $14963.26 | — | COM | 74050m105 |
| — | Plains GP Holdings | 62,133 | $1,524,129 | 0.5% | $33413.04 | — | COM | 72651a207 |
| — | Southern National Bancorp of Virginia | 93,959 | $1,522,135 | 0.5% | $17599.91 | — | COM | 843395104 |
| — | Kimball Electronics | 76,770 | $1,508,531 | 0.5% | $12106.57 | — | COM | 49428j109 |
| — | BP Midstream Partners | 80,035 | $1,504,658 | 0.5% | $20545.84 | — | COM | 0556EL109 |
| — | Aceto | 1,975,000 | $1,484,254 | 0.5% | $918.25 | — | CONV BOND | 004446AD2 |
| FCCO | First Community Corp | 60,875 | $1,473,175 | 0.5% | $8.74 | +137.5% | COM | 319835104 |
| — | Merck | 20,674 | $1,466,614 | 0.5% | $52000.72 | — | COM | 58933y105 |
| — | Global Eagle Entertainment | 1,975,000 | $1,451,033 | 0.5% | $788.36 | — | CONV BOND | 37951DAB8 |
| — | Navistar Intl | 1,430,000 | $1,425,624 | 0.5% | $934.77 | — | CONV BOND | 63934eaq1 |
| — | First United Corp | 75,086 | $1,411,617 | 0.5% | $15293.78 | — | COM | 33741h107 |
| ONB | Old National Bancorp | 72,544 | $1,400,106 | 0.5% | $13.44 | +46.5% | COM | 680033107 |
| C | Citigroup | 19,469 | $1,396,706 | 0.5% | $45.91 | +19.3% | COM | 172967424 |
| — | Walgreens Boots Alliance | 18,928 | $1,379,851 | 0.5% | $60015.01 | — | COM | 931427108 |
| UIS | Unisys Corp | 65,880 | $1,343,952 | 0.5% | $16.85 | -2.4% | COM | 909214306 |
| — | DowDuPont | 19,797 | $1,273,141 | 0.4% | $68437.62 | — | COM | 26078j100 |
| — | Codorus Bancorp | 40,145 | $1,254,123 | 0.4% | $20107.79 | — | COM | 192025104 |
| — | Sunpower Corp. | 1,525,000 | $1,241,655 | 0.4% | $802.11 | — | CONV BOND | 867652AJ8 |
| BAC | Bank of America | 41,805 | $1,231,575 | 0.4% | $11.47 | +122.1% | COM | 060505104 |
| PEBK | Peoples Bancorp | 42,496 | $1,225,585 | 0.4% | $15.96 | +92.2% | COM | 710577107 |
| — | Essa Bancorp | 73,351 | $1,192,687 | 0.4% | $14870.46 | — | COM | 29667d104 |
| PKBK | Parke Bancorp | 52,920 | $1,188,054 | 0.4% | $9.94 | +62.9% | COM | 700885106 |
| — | Argan Inc | 27,370 | $1,176,910 | 0.4% | $43000.00 | — | COM | 04010e109 |
| — | MutualFirst Financial | 31,628 | $1,165,491 | 0.4% | $15366.12 | — | COM | 62845b104 |
| — | EnLink Midstream | 69,941 | $1,150,531 | 0.4% | $28786.56 | — | COM | 29336t100 |
| — | Verizon | 21,397 | $1,142,386 | 0.4% | $49272.11 | — | COM | 92343v104 |
| — | Opus Bank | 40,070 | $1,097,918 | 0.4% | $24528.57 | — | COM | 684000102 |
| — | Peoples Financial | 84,272 | $1,095,536 | 0.4% | $11784.47 | — | COM | 71103b102 |
| — | Talos Energy | 33,380 | $1,095,532 | 0.4% | $32820.01 | — | COM | 87484t108 |
| UBOH | United Bancshares | 47,734 | $1,093,111 | 0.4% | $15408.06 | — | COM | 909458101 |
| — | MDC Holdings | 35,835 | $1,059,999 | 0.4% | $29747.72 | — | COM | 552676108 |
| — | Two River Bancorp | 60,382 | $1,047,029 | 0.4% | $10127.01 | — | COM | 90207c105 |
| PFE | Pfizer | 23,703 | $1,044,591 | 0.4% | $17.79 | +55.4% | COM | 717081103 |
| — | HMN Financial | 49,975 | $1,024,488 | 0.4% | $7740.79 | — | COM | 40424g108 |
| INTC | Intel Corporation | 21,228 | $1,003,872 | 0.3% | $22.92 | +81.1% | COM | 458140100 |
| HVT | Haverty Furniture | 44,493 | $983,295 | 0.3% | $21.67 | -0.3% | COM | 419596101 |
| — | Alaska Communications | 595,000 | $975,800 | 0.3% | $2316.18 | — | COM | 01167p101 |
| — | McDermott International | 52,051 | $959,300 | 0.3% | $19650.00 | — | COM | 580037703 |
| MVBF | MVB Financial Corp | 53,221 | $959,042 | 0.3% | $12.96 | +16.3% | COM | 553810102 |
| — | Cisco Systems | 19,551 | $951,156 | 0.3% | $27792.02 | — | COM | 17275r102 |
| LOCO | El Pollo Loco Holdings | 75,325 | $945,329 | 0.3% | $12.36 | -1.3% | COM | 268603107 |
| — | Superior Industries | 55,301 | $942,877 | 0.3% | $17493.81 | — | COM | 868168105 |
| KO | Coca-Cola | 20,255 | $935,578 | 0.3% | $29.77 | +21.9% | COM | 191216100 |
| — | Teekay Corp | 1,000,000 | $910,540 | 0.3% | $910.54 | — | CONV BOND | 87900YAD5 |
| — | Triumph Group | 38,867 | $905,601 | 0.3% | $25694.02 | — | COM | 896818101 |
| — | Teekay Inc | 134,159 | $904,232 | 0.3% | $29830.54 | — | COM | y8564w103 |
| — | Royal Gold | 895,000 | $902,375 | 0.3% | $967.31 | — | CONV BOND | 780287AA6 |
| — | Eagle Bancorp | 48,930 | $888,080 | 0.3% | $18500.01 | — | COM | 26942g100 |
| — | Sunpower Corp | 1,000,000 | $836,690 | 0.3% | $713.13 | — | CONV BOND | 867652AL3 |
| — | LGI Homes | 17,036 | $808,188 | 0.3% | $69750.70 | — | COM | 50187t106 |
| — | AmeriServ Financial | 185,721 | $798,600 | 0.3% | $2922.09 | — | COM | 03074a102 |
| — | iShares 0-5 Yr High Yield Corporate Bond | 16,655 | $784,117 | 0.3% | $46619.99 | — | COM | 46434v407 |
| — | Kinder Morgan | 42,370 | $751,218 | 0.3% | $15059.97 | — | COM | 49456b101 |
| RAIL | FreightCar America | 46,379 | $745,311 | 0.3% | $20.14 | -14.5% | COM | 357023100 |
| ZION | Zions Bancorp | 14,631 | $733,745 | 0.3% | $26.92 | +96.2% | COM | 989701107 |
| — | SandRidge Energy | 67,115 | $729,540 | 0.3% | $17275.93 | — | COM | 80007p869 |
| — | Barnes & Noble | 123,290 | $715,082 | 0.2% | $9651.89 | — | COM | 067774109 |
| — | SPDR S&P 600 Small Cap Value | 10,381 | $708,724 | 0.2% | $88366.93 | — | COM | 78464a300 |
| — | Uniti Group | 34,855 | $702,328 | 0.2% | $14692.06 | — | COM | 91325v108 |
| — | Freddie Mac | 155,105 | $691,768 | 0.2% | $4068.46 | — | PREF STK | 313400640 |
| — | SunTrust Banks | 9,896 | $660,955 | 0.2% | $33385.93 | — | COM | 867914103 |
| HWBK | Hawthorn Bancshares | 27,226 | $619,392 | 0.2% | $15.07 | +37.4% | COM | 420476103 |
| CFG | Citizens Financial Group | 15,951 | $615,215 | 0.2% | $16.09 | +82.5% | COM | 174610105 |
| — | Homestreet | 22,540 | $597,310 | 0.2% | $27967.53 | — | COM | 43785u102 |
| AAL | American Airlines Group | 13,984 | $577,959 | 0.2% | $32.34 | +18.5% | COM | 02376R102 |
| — | Sterling Bancorp | 24,771 | $544,962 | 0.2% | $24599.98 | — | COM | 85917a100 |
| — | Central Valley Community Bancorp | 24,942 | $538,997 | 0.2% | $11423.23 | — | COM | 155685100 |
| — | Invensense | 560,000 | $538,328 | 0.2% | $918.75 | — | CONV BOND | 46123DAB2 |
| — | First US Bancshares | 46,245 | $501,761 | 0.2% | $11559.19 | — | COM | 33744v103 |
| — | Vaalco Energy | 175,000 | $477,750 | 0.2% | $2730.00 | — | COM | 91851c201 |
| — | Midsouth Bancorp | 26,130 | $402,402 | 0.1% | $12775.40 | — | COM | 598039105 |
| — | HopFed Bancorp | 21,684 | $379,466 | 0.1% | $10965.46 | — | COM | 439734104 |
| — | Genco Shipping | 26,681 | $373,548 | 0.1% | $7400.01 | — | COM | y2685t131 |
| MOFG | MidWest One Financial | 10,229 | $340,728 | 0.1% | $24.61 | +36.3% | COM | 598511103 |
| PAA | Plains All American Pipeline | 13,133 | $328,456 | 0.1% | $49687.02 | — | COM | 726503105 |
| — | Bank of America | 18,000 | $320,580 | 0.1% | $4430.00 | — | WARRANT | 060506146 |
| FITB | Fifth Third Bancorp | 11,275 | $314,798 | 0.1% | $11.71 | +87.8% | COM | 316773100 |
| — | 1st Constitution Bancorp | 12,444 | $257,591 | 0.1% | $11477.18 | — | COM | 31986n102 |
| — | Lannett Company | 52,058 | $247,276 | 0.1% | $22292.39 | — | COM | 516012101 |
| — | Navios Maritime Holdings | 347,790 | $246,479 | 0.1% | $2208.50 | — | COM | y62196103 |
| — | Blackstone Group | 5,985 | $227,909 | 0.1% | $31984.44 | — | COM | 09253u108 |
| — | Energy Transfer Equity | 12,474 | $217,429 | 0.1% | $38641.83 | — | COM | 29273v100 |
| — | Zions Bancorp | 11,938 | $213,690 | 0.1% | $3301.27 | — | WARRANT | 989701115 |
| — | Apollo Global Management | 6,020 | $207,991 | 0.1% | $32034.72 | — | COM | 037612306 |
| BBT | Berkshire Hills Bancorp | 5,099 | $207,529 | 0.1% | $18.37 | +79.9% | COM | 084680107 |
| — | General Electric Company | 18,288 | $206,474 | 0.1% | $22474.55 | — | COM | 369604103 |
| — | KKR & Co | 6,825 | $186,118 | 0.1% | $20569.13 | — | COM | 48248m102 |
| — | Carlyle Group | 7,805 | $176,003 | 0.1% | $22232.90 | — | COM | 14309l102 |
| — | A T & T | 5,035 | $169,075 | 0.1% | $35262.40 | — | COM | 00206r102 |
| — | Oaktree Capital Group | 3,815 | $157,941 | 0.1% | $42493.52 | — | COM | 674001201 |
| TIP | iShares Barclays TIPS Bond | 1,353 | $149,715 | 0.1% | $112904.66 | — | COM | 464287176 |
| — | Energy Transfer Partners | 6,185 | $137,678 | 0.0% | $39855.33 | — | COM | 29273R109 |
| — | Horsehead Holdings | 3,396 | $135,826 | 0.0% | $1000.00 | — | WARRANT | 44069P118 |
| — | Iridium Communications | 5,597 | $125,933 | 0.0% | $9877.08 | — | COM | 46269c102 |
| — | Talos Energy | 27,772 | $125,807 | 0.0% | $4529.99 | — | WARRANT | 87484t116 |
| FNB | F.N.B. Corporation | 8,444 | $107,408 | 0.0% | $7.90 | +25.2% | COM | 302520101 |
| — | WPX Energy | 4,630 | $93,149 | 0.0% | $14068.90 | — | COM | 98212b103 |
| — | Orchids Paper Products | 27,500 | $90,750 | 0.0% | $3300.00 | — | COM | 68572n104 |
| — | BB&T Corporation | 1,443 | $70,043 | 0.0% | $34446.21 | — | COM | 054937107 |
| — | Bank of America Corp | 215,625 | $64,688 | 0.0% | $573.40 | — | WARRANT | 060505153 |
| — | Hawaiian Holdings | 1,281 | $51,368 | 0.0% | $6275.29 | — | COM | 419879101 |
| — | SemGroup Corp | 2,163 | $47,694 | 0.0% | $41152.89 | — | COM | 81663a105 |
| — | Bank of America | 29 | $37,533 | 0.0% | $1109103.50 | — | CONV PREF | 060505682 |
| EZPW | EZCORP | 3,065 | $32,796 | 0.0% | $5.93 | +92.0% | COM | 302301106 |
| TSBK | Timberland Bancorp | 1,000 | $31,240 | 0.0% | $7.96 | +247.0% | COM | 887098101 |
| F | Ford Motor | 2,458 | $22,733 | 0.0% | $6.85 | 0.0% | COM | 345370860 |
| — | Teekay Offshore Partners | 9,257 | $21,661 | 0.0% | $17778.35 | — | COM | y8565j101 |
| — | Umpqua Holdings | 1,000 | $20,800 | 0.0% | $15010.00 | — | COM | 904214103 |
| — | Chesapeake Energy | 4,233 | $19,006 | 0.0% | $4395.80 | — | COM | 165167107 |
| AGM | Federal Agricultural Mortgage | 250 | $18,045 | 0.0% | $23.58 | +177.7% | COM | 313148306 |
| — | QEP Resources | 1,500 | $16,980 | 0.0% | $29788.70 | — | COM | 74733v100 |
| COFS | Choiceone Financial Services | 604 | $16,398 | 0.0% | $9.78 | +106.8% | COM | 170386106 |
| — | Navios Maritime Partners | 9,100 | $15,925 | 0.0% | $12879.42 | — | COM | y62267102 |
| — | Hi Crush Partners | 1,400 | $15,120 | 0.0% | $10600.00 | — | COM | 428337109 |
| — | Macys | 400 | $13,892 | 0.0% | $25190.00 | — | COM | 55616p104 |
| — | General Motors | 400 | $13,468 | 0.0% | $36340.00 | — | COM | 37045v100 |
| — | Chesapeake Energy | 21 | $13,230 | 0.0% | $625238.10 | — | CONV PREF | 165167768 |
| — | Fannie Mae | 2,000 | $11,020 | 0.0% | $5760.00 | — | PREF STK | 313586752 |
| — | Teekay Tankers | 10,100 | $9,977 | 0.0% | $1168.20 | — | COM | y8565n102 |
| — | Seagate Technology | 200 | $9,470 | 0.0% | $27296.67 | — | COM | G7945M107 |
| — | Rent-A-Center | 575 | $8,269 | 0.0% | $20397.32 | — | COM | 76009n100 |
| — | AK Steel | 1,500 | $7,350 | 0.0% | $4660.00 | — | COM | 001547108 |
| TOL | Toll Brothers | 200 | $6,606 | 0.0% | $36.06 | +0.4% | COM | 889478103 |
| — | Navios Maritime Acquisition | 11,000 | $5,612 | 0.0% | $1417.27 | — | COM | y62159101 |
| — | Jones Energy | 600 | $5,416 | 0.0% | $48250.00 | — | CONV PREF | 48019R207 |
| — | Southwestern Energy Company | 1,000 | $5,110 | 0.0% | $4330.00 | — | COM | 845467109 |
| — | Pyxus International | 200 | $4,600 | 0.0% | $23000.00 | — | COM | 74737v106 |
| — | PetroQuest Energy | 59,277 | $2,964 | 0.0% | $32227.66 | — | CONV PREF | 716748207 |
| — | Citigroup | 1,653,040 | $2,480 | 0.0% | $294.51 | — | WARRANT | 172967226 |
| — | SunPower Corporation | 236 | $1,723 | 0.0% | $7978.81 | — | COM | 867652406 |
| — | Genco Shipping | 2,155 | $862 | 0.0% | $207.29 | — | WARRANT | y2685t123 |
| — | PetroQuest Energy | 2,500 | $225 | 0.0% | $605.90 | — | COM | 716748108 |
| — | Sandridge Energy | 4,028 | $201 | 0.0% | $506.95 | — | WARRANT | 80007p125 |