CIK: 0001426588 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 2, 2013
Total Value ($000): $194,380 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CORNERSTONE BANCSHA PFD PFD CO | 235,120 | $5,878 | 3.0% | $24.03 | — | PFD | 218924207 |
| CVS | C V S CAREMARK CORP | 81,512 | $4,626 | 2.4% | $41.54 | +3.0% | COM | 126650100 |
| HE | HAWAIIAN ELEC INDUSTRIES | 171,736 | $4,311 | 2.2% | $26.50 | -2.9% | COM | 419870100 |
| CNI | CANADIAN NATL RY CO F | 41,832 | $4,241 | 2.2% | $39.42 | +0.5% | COM | 136375102 |
| — | SEADRILL LTD F | 92,850 | $4,186 | 2.2% | $41.49 | — | COM | G7945E105 |
| — | HEALTH CARE REIT INC REIT | 62,722 | $3,913 | 2.0% | $66.78 | — | COM | 42217K106 |
| LTC | L T C PROPERTIES INC REIT | 100,118 | $3,802 | 2.0% | $38.95 | — | COM | 502175102 |
| — | AMERIGAS PARTNERS LP | 82,790 | $3,566 | 1.8% | $48.42 | — | LTD | 030975106 |
| POR | PORTLAND GENERAL ELEC | 121,727 | $3,436 | 1.8% | $19.60 | -2.8% | COM | 736508847 |
| VZ | VERIZON COMMUNICATIONS | 72,297 | $3,374 | 1.7% | $26.96 | -3.1% | COM | 92343V104 |
| — | DIRECTV | 55,435 | $3,314 | 1.7% | $61.53 | — | COM | 25490A309 |
| UNP | UNION PACIFIC CORP | 20,904 | $3,247 | 1.7% | $57.21 | +5.1% | COM | 907818108 |
| TMO | THERMO FISHER SCIENTIFIC | 34,634 | $3,192 | 1.6% | $80.13 | +8.3% | COM | 883556102 |
| GM | GENERAL MOTORS CO | 88,569 | $3,186 | 1.6% | $24.02 | +11.3% | COM | 37045V100 |
| — | LAB CP OF AMER HLDG NEW | 31,875 | $3,160 | 1.6% | $100.03 | — | COM | 50540R409 |
| — | FIFTH STREET FINANCE CP | 299,316 | $3,078 | 1.6% | $10.43 | — | COM | 31678A103 |
| — | FERRELLGAS PARTNERS LP | 136,269 | $3,037 | 1.6% | $21.77 | — | LTD | 315293100 |
| — | PEPCO HOLDINGS INC | 144,170 | $2,661 | 1.4% | $20.16 | — | COM | 713291102 |
| — | CLIFFS NAT RES 7% PFD DEP 1/40 | 130,540 | $2,581 | 1.3% | $17.91 | — | PFD | 18683K408 |
| MPT | MEDICAL PROPERTIES TRUST REIT | 211,010 | $2,568 | 1.3% | $14.03 | — | COM | 58463J304 |
| GNW | GENWORTH FINANCIAL INC | 191,700 | $2,454 | 1.3% | $10.68 | +17.4% | COM | 37247D106 |
| STWD | STARWOOD PPTY TRUST INC | 101,735 | $2,439 | 1.3% | $24.67 | — | COM | 85571B105 |
| DUK | DUKE ENERGY CORP NEW | 35,548 | $2,374 | 1.2% | $41.78 | -2.3% | COM | 26441C204 |
| KMB | KIMBERLY-CLARK CORP | 24,851 | $2,341 | 1.2% | $62.96 | -3.0% | COM | 494368103 |
| — | SIX FLAGS ENTERTAINMENT | 62,998 | $2,129 | 1.1% | $35.08 | — | COM | 83001A102 |
| TGT | TARGET CORPORATION | 33,281 | $2,129 | 1.1% | $47.90 | -1.5% | COM | 87612E106 |
| — | ATLAS PIPELINE PART LP | 54,792 | $2,126 | 1.1% | $38.24 | — | LTD | 049392103 |
| BWA | BORG WARNER INC | 20,778 | $2,107 | 1.1% | $29.85 | +18.0% | COM | 099724106 |
| — | CEDAR FAIR L P DEP UTS | 47,865 | $2,087 | 1.1% | $41.80 | — | LTD | 150185106 |
| ARLP | ALLIANCE RES PARTNERS LP | 28,020 | $2,077 | 1.1% | $71.04 | — | LTD | 01877R108 |
| — | BOARDWALK PIPELINE PTNRS | 66,885 | $2,031 | 1.0% | $30.21 | — | LTD | 096627104 |
| — | T C PIPELINES LP | 41,430 | $2,018 | 1.0% | $48.30 | — | LTD | 87233Q108 |
| WAB | WABTEC | 31,281 | $1,967 | 1.0% | $49.48 | +11.2% | COM | 929740108 |
| — | HOSPITALITY PPTYS TRUST BENEFI | 69,230 | $1,959 | 1.0% | $26.52 | — | COM | 44106M102 |
| — | ONEOK PARTNERS LP | 35,850 | $1,900 | 1.0% | $49.74 | — | LTD | 68268N103 |
| — | WESTERN GAS PARTNERS L P | 30,400 | $1,828 | 0.9% | $64.25 | — | LTD | 958254104 |
| MPC | MARATHON PETE CORP | 26,617 | $1,712 | 0.9% | $27.02 | -9.7% | COM | 56585A102 |
| — | WILLIAMS PARTNERS | 32,000 | $1,692 | 0.9% | $51.60 | — | LTD | 96950F104 |
| — | CHICAGO BRIDGE & IRON F N Y RE | 24,335 | $1,649 | 0.8% | $60.60 | — | COM | 167250109 |
| — | NAVIOS MARITIME PTNRS F | 112,100 | $1,641 | 0.8% | $14.48 | — | LTD | Y62267102 |
| DAL | DELTA AIR LINES INC NEW | 68,105 | $1,607 | 0.8% | $15.24 | +18.4% | COM | 247361702 |
| ALK | ALASKA AIR GROUP INC DE | 25,286 | $1,583 | 0.8% | $26.58 | +1.2% | COM | 011659109 |
| — | JOHNSON CONTROLS INC | 38,137 | $1,583 | 0.8% | $36.21 | — | COM | 478366107 |
| HSIC | SCHEIN HENRY INC | 14,960 | $1,552 | 0.8% | $36.81 | +10.0% | COM | 806407102 |
| — | COACH INC | 27,876 | $1,520 | 0.8% | $56.92 | — | COM | 189754104 |
| — | MARATHON OIL CORP | 42,737 | $1,491 | 0.8% | $34.59 | — | COM | 565849106 |
| — | NUSTAR ENERGY LP | 36,767 | $1,475 | 0.8% | $44.96 | — | LTD | 67058H102 |
| — | TEEKAY OFFSHORE PARTNERF | 44,060 | $1,470 | 0.8% | $32.53 | — | LTD | Y8565J101 |
| CHE | CHEMED CORPORATION NEW | 19,714 | $1,410 | 0.7% | $68.75 | -2.4% | COM | 16359R103 |
| — | GREAT PLAINS ENERGY INC | 60,460 | $1,342 | 0.7% | $22.52 | — | COM | 391164100 |
| WFC | WELLS FARGO & CO NEW | 31,038 | $1,282 | 0.7% | $28.05 | +7.6% | COM | 949746101 |
| — | ANNALY CAPITAL MGMT REIT | 110,622 | $1,281 | 0.7% | $12.51 | — | COM | 035710409 |
| CSX | C S X CORP | 47,985 | $1,235 | 0.6% | $6.66 | +3.0% | COM | 126408103 |
| — | U S AIRWAYS GROUP INC | 64,560 | $1,224 | 0.6% | $16.42 | — | COM | 90341W108 |
| AXP | AMERICAN EXPRESS COMPANY | 16,090 | $1,215 | 0.6% | $59.67 | +6.0% | COM | 025816109 |
| — | SCRIPPS NTWK INTERACTIV CLASS | 15,500 | $1,211 | 0.6% | $66.77 | — | COM | 811065101 |
| RCL | ROYAL CARIBBEAN CRUISESF | 30,500 | $1,168 | 0.6% | $29.57 | +7.9% | COM | V7780T103 |
| — | TIFFANY & CO NEW | 15,240 | $1,168 | 0.6% | $72.96 | — | COM | 886547108 |
| CAT | CATERPILLAR INC | 13,871 | $1,157 | 0.6% | $61.55 | +0.1% | COM | 149123101 |
| — | KINDER MORGAN ENERGY LP UNIT L | 13,628 | $1,088 | 0.6% | $85.37 | — | LTD | 494550106 |
| SCCO | SOUTHERN COPPER CORP | 38,504 | $1,049 | 0.5% | $20.11 | -11.1% | COM | 84265V105 |
| ARCC | ARES CAPITAL CORP | 58,100 | $1,005 | 0.5% | $5.26 | +2.1% | COM | 04010L103 |
| — | CAPSTEAD MORTGAGE CP NEWREIT | 83,263 | $980 | 0.5% | $12.01 | — | COM | 14067E506 |
| — | ENERGY TRANSFER PARTNERS UNITS | 18,450 | $961 | 0.5% | $50.94 | — | LTD | 29273R109 |
| F | FORD MOTOR COMPANY NEW | 56,170 | $948 | 0.5% | $7.84 | +15.1% | COM | 345370860 |
| — | HOLLY ENERGY PARTNERS | 28,295 | $936 | 0.5% | $37.03 | — | LTD | 435763107 |
| ITW | ILLINOIS TOOL WORKS INC | 11,746 | $896 | 0.5% | $49.85 | +9.9% | COM | 452308109 |
| PCH | POTLATCH CORPORATION NEW | 22,336 | $886 | 0.5% | $40.42 | — | COM | 737630103 |
| — | CLIFFS NATURAL RES INC | 41,955 | $860 | 0.4% | $16.83 | — | COM | 18683K101 |
| INTC | INTEL CORP | 36,655 | $840 | 0.4% | $17.17 | -1.6% | COM | 458140100 |
| — | KKR FINANCIAL HLDGS LLC REIT | 79,650 | $823 | 0.4% | $10.52 | — | COM | 48248A306 |
| TRN | TRINITY INDUSTRIES INC | 17,873 | $811 | 0.4% | $10.26 | +1.3% | COM | 896522109 |
| CCK | CROWN HOLDINGS INC | 18,700 | $791 | 0.4% | $40.10 | +3.6% | COM | 228368106 |
| — | BREITBURN ENERGY PTNR LP | 43,100 | $790 | 0.4% | $18.24 | — | LTD | 106776107 |
| — | RHINO RES PARTNERS LP | 63,200 | $774 | 0.4% | $12.93 | — | LTD | 76218Y103 |
| — | SLM CORP 6%43 SENIOR NOTE DUE | 36,533 | $762 | 0.4% | $22.95 | — | PFD | 78442P304 |
| — | NATURAL RESOURCE PTNR LP | 39,600 | $754 | 0.4% | $20.58 | — | LTD | 63900P103 |
| TXT | TEXTRON INCORPORATED | 27,302 | $754 | 0.4% | $26.55 | +3.0% | COM | 883203101 |
| — | LINN ENERGY | 28,978 | $751 | 0.4% | $33.19 | — | LTD | 536020100 |
| LEG | LEGGETT & PLATT INC | 24,240 | $731 | 0.4% | $32.56 | -5.7% | COM | 524660107 |
| — | EMPIRE DISTRICT ELEC CO | 32,440 | $703 | 0.4% | $22.24 | — | COM | 291641108 |
| — | POTASH CORP SASK INC F | 21,824 | $683 | 0.4% | $35.98 | — | COM | 73755L107 |
| M | MACYS INC | 15,000 | $649 | 0.3% | $46.44 | +0.6% | COM | 55616P104 |
| — | INTERCONTL HTL NEW ADR F SPONS | 22,012 | $643 | 0.3% | $27.46 | — | COM | 45857P301 |
| — | CBL & ASSOC DEP SHS PFD REPS 1 | 25,638 | $640 | 0.3% | $25.23 | — | PFD | 124830605 |
| GT | GOODYEAR TIRE & RUBBER | 28,250 | $634 | 0.3% | $13.66 | +40.1% | COM | 382550101 |
| — | REDDY ICE HLDGS INC NEW | 123,666 | $618 | 0.3% | $5.00 | — | COM | 75734R303 |
| — | ATLAS AIR WORLDWIDE HLDG | 13,315 | $613 | 0.3% | $43.98 | — | COM | 049164205 |
| EPD | ENTERPRISE PRD PRTNRS LP | 9,977 | $609 | 0.3% | $62.04 | — | LTD | 293792107 |
| — | H C P INC REIT | 14,460 | $592 | 0.3% | $45.38 | — | COM | 40414L109 |
| — | HI-CRUSH PARTNERS LP | 22,200 | $585 | 0.3% | $23.55 | — | LTD | 428337109 |
| MHK | MOHAWK INDUSTRIES INC | 4,490 | $585 | 0.3% | $113.41 | +7.5% | COM | 608190104 |
| — | AEGON NV 6.50% PFD F PERPETUAL | 25,040 | $583 | 0.3% | $24.74 | — | PFD | 007924400 |
| — | WALTER ENERGY INC | 41,275 | $579 | 0.3% | $11.41 | — | COM | 93317Q105 |
| IBM | INTL BUSINESS MACHINES | 3,120 | $578 | 0.3% | $118.94 | -6.2% | COM | 459200101 |
| — | CONSOL ENERGY INC | 16,600 | $559 | 0.3% | $27.51 | — | COM | 20854P109 |
| — | DISCOVER FINANCIAL SVCS | 10,940 | $553 | 0.3% | $47.68 | — | COM | 254709108 |
| — | PVR PARTNERS LP | 23,825 | $551 | 0.3% | $27.29 | — | LTD | 693665101 |
| — | FAMILY DOLLAR STORES INC | 7,490 | $539 | 0.3% | $62.35 | — | COM | 307000109 |
| — | DIAMOND OFFSHR DRILLING | 8,415 | $524 | 0.3% | $65.25 | — | COM | 25271C102 |
| DVN | DEVON ENERGY CP NEW | 8,940 | $516 | 0.3% | $37.01 | +2.9% | COM | 25179M103 |
| OEF | ISHARES TR S&P 100 INDEXS | 6,885 | $515 | 0.3% | $71.90 | — | COM | 464287101 |
| — | BUCKEYE PARTNERS UTS L P UNIT | 7,730 | $507 | 0.3% | $70.12 | — | LTD | 118230101 |
| — | ENBRIDGE ENERGY PTNRS LP | 16,632 | $506 | 0.3% | $30.49 | — | LTD | 29250R106 |
| — | ING GROEP N V 8.50%38F CAP SEC | 19,794 | $505 | 0.3% | $25.35 | — | PFD | 456837806 |
| RYN | RAYONIER INC REIT | 9,000 | $501 | 0.3% | $55.44 | — | COM | 754907103 |
| — | NATIONAL OILWELL VARCO | 6,409 | $501 | 0.3% | $69.36 | — | COM | 637071101 |
| — | WALGREEN COMPANY | 9,249 | $498 | 0.3% | $44.37 | — | COM | 931422109 |
| EFA | ISHARES TR MSCI EAFE FD MSCI E | 7,720 | $493 | 0.3% | $58.36 | — | COM | 464287465 |
| HIG | HARTFORD FINL SVCS GRP | 15,816 | $492 | 0.3% | $22.52 | +7.1% | COM | 416515104 |
| NSC | NORFOLK SOUTHERN CORP | 6,328 | $489 | 0.3% | $57.50 | -0.9% | COM | 655844108 |
| — | NEW YORK CMNTY BANCORP | 32,075 | $485 | 0.2% | $13.99 | — | COM | 649445103 |
| LNC | LINCOLN NATIONAL CORP | 10,883 | $457 | 0.2% | $24.34 | +14.8% | COM | 534187109 |
| — | CENTURYLINK INC | 14,268 | $448 | 0.2% | $35.32 | — | COM | 156700106 |
| — | TEEKAY LNG PARTNERS LP F | 10,035 | $443 | 0.2% | $43.72 | — | LTD | Y8564M105 |
| LOW | LOWES COMPANIES INC | 9,257 | $441 | 0.2% | $33.45 | +8.9% | COM | 548661107 |
| — | SL GREEN RLTY 6.5% PFD SERIES | 18,470 | $429 | 0.2% | $24.66 | — | PFD | 78440X507 |
| — | BIOMED REALTY TRUST INC | 22,890 | $426 | 0.2% | $20.15 | — | COM | 09063H107 |
| — | CBL& ASSOC 6.625% DEP SH REP 1 | 18,250 | $425 | 0.2% | $24.88 | — | PFD | 124830803 |
| — | EXPRESS SCRIPTS HLDG CO | 6,847 | $423 | 0.2% | $61.76 | — | COM | 30219G108 |
| HD | HOME DEPOT INC | 5,505 | $418 | 0.2% | $56.45 | +2.5% | COM | 437076102 |
| — | NISKA GAS STORAGE PTNRS | 26,800 | $414 | 0.2% | $14.95 | — | LTD | 654678101 |
| PM | PHILIP MORRIS INTL INC | 4,763 | $412 | 0.2% | $49.85 | -5.0% | COM | 718172109 |
| — | DIGITAL RLTY TR 6.625% SERIES | 18,320 | $410 | 0.2% | $24.94 | — | PFD | 253868806 |
| — | KINDER MORGAN MGMT LLC | 5,442 | $408 | 0.2% | $83.26 | — | COM | 49455U100 |
| — | SPDR BARCLAYS ETF HIGH YIELD V | 10,065 | $401 | 0.2% | $39.49 | — | COM | 78464A417 |
| BK | BANK OF NY MELLON CP NEW | 13,180 | $398 | 0.2% | $21.91 | +4.0% | COM | 064058100 |
| XOM | EXXON MOBIL CORPORATION | 4,565 | $393 | 0.2% | $53.70 | +0.9% | COM | 30231G102 |
| LYB | LYONDELLBASELL INDS F CLASS A | 5,350 | $392 | 0.2% | $33.34 | +10.8% | COM | N53745100 |
| FHN | FIRST HORIZON NATL CORP | 35,492 | $390 | 0.2% | $7.55 | +7.5% | COM | 320517105 |
| — | Morgan Stanley Capital Tr VII | 15,640 | $384 | 0.2% | $24.85 | — | PFD | 61750K208 |
| CVX | CHEVRON CORPORATION | 3,127 | $380 | 0.2% | $71.53 | +2.2% | COM | 166764100 |
| — | HANESBRANDS INC | 6,060 | $378 | 0.2% | $51.49 | — | COM | 410345102 |
| SO | THE SOUTHERN COMPANY | 9,147 | $377 | 0.2% | $26.60 | -4.8% | COM | 842587107 |
| — | ATWOOD OCEANICS INC | 6,593 | $363 | 0.2% | $53.27 | — | COM | 050095108 |
| T | A T & T INC NEW | 10,331 | $349 | 0.2% | $11.40 | -3.9% | COM | 00206R102 |
| — | EL PASO PIPELINE PTNR LP | 7,990 | $337 | 0.2% | $42.18 | — | LTD | 283702108 |
| COP | CONOCOPHILLIPS | 4,790 | $333 | 0.2% | $40.10 | +10.9% | COM | 20825C104 |
| AWK | AMERICAN WATER WORKS CO | 7,900 | $326 | 0.2% | $31.86 | +0.8% | COM | 030420103 |
| AEGON 7.25 PERP | AEGON NV 7.25% PFD F CAP SECS | 12,864 | $322 | 0.2% | $25.10 | — | PFD | N00927348 |
| — | LASALLE HTL 7.25% G PFD PERPET | 12,625 | $309 | 0.2% | $24.77 | — | PFD | 517942603 |
| CSCO | CISCO SYSTEMS INC | 13,181 | $309 | 0.2% | $15.24 | +11.1% | COM | 17275R102 |
| ODFL | OLD DOMINION FREIGHT LNS | 6,720 | $309 | 0.2% | $13.12 | +8.9% | COM | 679580100 |
| PFF | ISHARES S&P U S PFD FUND S&P U | 8,100 | $308 | 0.2% | $39.26 | — | COM | 464288687 |
| PG | PROCTER & GAMBLE | 3,957 | $299 | 0.2% | $55.11 | +2.0% | COM | 742718109 |
| — | A G L RESOURCES INC | 6,400 | $295 | 0.2% | $43.39 | — | COM | 001204106 |
| IJS | ISHARE SPSC600BARVAL | 2,885 | $295 | 0.2% | $93.59 | — | COM | 464287879 |
| — | CANADIAN PAC RAILWAY F | 2,350 | $290 | 0.1% | $121.86 | — | COM | 13645T100 |
| — | GENERAL ELECTRIC COMPANY | 12,109 | $289 | 0.1% | $23.24 | — | COM | 369604103 |
| SUI | SUN COMMUNITIES INC REIT | 6,680 | $285 | 0.1% | $47.46 | — | COM | 866674104 |
| — | PENN WEST PETE LTD NEW F | 25,587 | $285 | 0.1% | $10.57 | — | COM | 707887105 |
| — | BARCLAYS BANK 7.75%ADR F SPONS | 11,100 | $280 | 0.1% | $25.23 | — | PFD | 06739H511 |
| JPM | JPMORGAN CHASE & CO | 5,266 | $272 | 0.1% | $36.85 | +4.5% | COM | 46625H100 |
| DON | WISDOMTREE MIDCAP | 3,895 | $271 | 0.1% | $65.47 | — | COM | 97717W505 |
| PAA | PLAINS ALL AMERN PPLN LP UNIT | 5,100 | $269 | 0.1% | $55.76 | — | LTD | 726503105 |
| — | JARDEN CORP | 5,512 | $267 | 0.1% | $43.80 | — | COM | 471109108 |
| — | Ashford Hospitality Trust Inc | 10,160 | $262 | 0.1% | $25.59 | — | PFD | 044103208 |
| — | METLIFE INC B 6.50% PFD NON-CU | 10,500 | $261 | 0.1% | $25.32 | — | PFD | 59156R603 |
| — | BANK OF AMER SER I PFD DEP SH | 10,000 | $256 | 0.1% | $26.20 | — | PFD | 060505740 |
| — | AFLAC INC 5.5%52 SUB DEB DUE 0 | 11,500 | $251 | 0.1% | $24.83 | — | PFD | 001055300 |
| DLR | DIGITAL REALTY TRUST INC REIT | 4,501 | $239 | 0.1% | $38.45 | -8.9% | COM | 253868103 |
| — | EAGLE ROCK ENGY PARTNERS | 33,500 | $238 | 0.1% | $7.88 | — | LTD | 26985R104 |
| — | PUBLIC STORAGE 5.375%PFD DEP S | 11,250 | $237 | 0.1% | $23.59 | — | PFD | 74460W800 |
| — | ALPS TRUST ETF ALERIAN MLP | 13,440 | $236 | 0.1% | $17.86 | — | COM | 00162Q866 |
| RF | REGIONS FINANCIAL CORP | 25,310 | $234 | 0.1% | $6.17 | +6.0% | COM | 7591EP100 |
| D | DOMINION RES INC VA NEW | 3,662 | $229 | 0.1% | $34.53 | +2.3% | COM | 25746U109 |
| — | CAMPUS CREST COMMUNITIES | 20,840 | $225 | 0.1% | $11.53 | — | COM | 13466Y105 |
| — | HEALTH CARE REIT 6.5% SERIES J | 9,690 | $224 | 0.1% | $25.46 | — | PFD | 42217K700 |
| HYG | ISHARES TRUST IBOXX $ HIGH YIE | 2,420 | $222 | 0.1% | $90.91 | — | COM | 464288513 |
| KO | COCA COLA COMPANY | 5,799 | $220 | 0.1% | $27.81 | -3.7% | COM | 191216100 |
| DIN | DINEEQUITY INC | 3,100 | $214 | 0.1% | $40.58 | 0.0% | COM | 254423106 |
| — | CHARLES SCHWAB CP 6% PFD NON-C | 9,430 | $213 | 0.1% | $25.49 | — | PFD | 808513204 |
| MCD | MC DONALDS CORP | 2,211 | $213 | 0.1% | $71.80 | -1.7% | COM | 580135101 |
| — | QR ENERGY LP | 10,900 | $177 | 0.1% | $17.61 | — | LTD | 74734R108 |
| — | POWERSHS EXCH TRAD FD TR PREFE | 10,775 | $148 | 0.1% | $13.74 | — | COM | 73936T565 |
| — | RESOLUTE FOREST PRODUCTS | 10,664 | $141 | 0.1% | $13.21 | — | COM | 76117W109 |
| — | BLACKROCK HIGH INCOME FD | 10,000 | $21 | 0.0% | $2.10 | — | COM | 09250E107 |
| — | ADVANCED CELL TECHNOLOGY | 10,000 | $1 | 0.0% | $0.10 | — | COM | 00752K105 |
| — | REDDY ICE HLDGS INC PFD 7% CON | 47,434 | $0 | 0.0% | — | — | PFD | 75734R204 |
| ALME | ALAMO ENERGY CORP | 30,000 | $0 | 0.0% | $0.01 | +0.6% | COM | 011295102 |
| — | LAKEWOOD MINING LTD F | 30,000 | $0 | 0.0% | — | — | COM | 512536103 |
| — | PORTOLA PACKAGING INC **PRIVAT | 11,939 | $0 | 0.0% | — | — | COM | 737990952 |