CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $4,120,045 (100.0% shares, 0.0% debt)

Holdings (235)

JNJ Johnson & Johnson 2.6%
Value ($000) $105,138 Shares 912,580 Est. Cost $70.09 Unrealized +28.0%
PEP Pepsico Inc 2.5%
Value ($000) $102,450 Shares 979,165 Est. Cost $63.93 Unrealized +24.1%
NTRS Northern Trust Corporation 2.2%
Value ($000) $90,542 Shares 1,016,760 Est. Cost $47.64 Unrealized +29.5%
CVX Chevron Corp. 2.1%
Value ($000) $86,200 Shares 732,369 Est. Cost $67.68 Unrealized +9.0%
MSFT Microsoft Corp. 2.1%
Value ($000) $86,113 Shares 1,385,790 Est. Cost $32.46 Unrealized +66.2%
DEO Diageo (Adr 1:4) 2.1%
Value ($000) $84,863 Shares 816,463 Est. Cost $112.96 Unrealized
PAYX Paychex Inc. 2.1%
Value ($000) $84,608 Shares 1,389,753 Est. Cost $33.71 Unrealized +30.3%
CB Chubb Limited 2.0%
Value ($000) $82,687 Shares 625,850 Est. Cost $98.18 Unrealized +10.4%
MMM 3M Company 2.0%
Value ($000) $82,474 Shares 461,858 Est. Cost $78.25 Unrealized +35.7%
FAST Fastenal Co. 2.0%
Value ($000) $82,246 Shares 1,750,659 Est. Cost $8.24 Unrealized +5.0%
Linear Technology Corp 1.9%
Value ($000) $79,504 Shares 1,275,127 Est. Cost $42.08 Unrealized
SO Southern Company 1.8%
Value ($000) $75,387 Shares 1,532,569 Est. Cost $28.72 Unrealized +16.8%
KHC Kraft Heinz Co. 1.8%
Value ($000) $74,739 Shares 855,921 Est. Cost $49.44 Unrealized +14.2%
ARCC Ares Capital Corp. 1.8%
Value ($000) $73,798 Shares 4,475,327 Est. Cost $5.59 Unrealized +18.5%
GGG Graco inc. 1.8%
Value ($000) $72,606 Shares 873,825 Est. Cost $20.16 Unrealized +15.9%
PGR Progressive Corp. 1.8%
Value ($000) $72,425 Shares 2,040,127 Est. Cost $19.54 Unrealized +28.3%
Du Pont E.I. De Nemours & Com 1.7%
Value ($000) $70,540 Shares 961,030 Est. Cost $60.64 Unrealized
MLM Martin Marietta Materials Inc. 1.7%
Value ($000) $70,531 Shares 318,383 Est. Cost $108.60 Unrealized +76.7%
Praxair Inc. 1.7%
Value ($000) $70,240 Shares 599,372 Est. Cost $117.36 Unrealized
CL Colgate-Palmolive Co. 1.7%
Value ($000) $69,693 Shares 1,064,987 Est. Cost $51.39 Unrealized +7.7%
FNF Fidelity National Financial In 1.7%
Value ($000) $69,388 Shares 2,043,216 Est. Cost $14.26 Unrealized +16.8%
SYK Stryker Corp. 1.6%
Value ($000) $66,663 Shares 556,409 Est. Cost $79.97 Unrealized +29.9%
IRM Iron Mountain 1.6%
Value ($000) $65,129 Shares 2,005,197 Est. Cost $20.14 Unrealized -1.4%
WY Weyerhaeuser Co. 1.6%
Value ($000) $64,605 Shares 2,147,067 Est. Cost $18.94 Unrealized +14.5%
RYN Rayonier Inc. 1.5%
Value ($000) $63,839 Shares 2,399,951 Est. Cost $33.07 Unrealized
BR Broadridge Financial Solutions 1.5%
Value ($000) $61,914 Shares 933,846 Est. Cost $27.71 Unrealized +100.9%
PFE Pfizer Inc. 1.5%
Value ($000) $60,735 Shares 1,869,907 Est. Cost $18.42 Unrealized +11.3%
GlaxoSmithKline Plc (Adr 1:2) 1.4%
Value ($000) $59,299 Shares 1,539,843 Est. Cost $45.73 Unrealized
KMI Kinder Morgan Inc. 1.4%
Value ($000) $59,278 Shares 2,862,279 Est. Cost $15.57 Unrealized -15.9%
General Electric Company 1.4%
Value ($000) $57,363 Shares 1,815,270 Est. Cost $26.25 Unrealized
CHRW C.H. Robinson Worldwide Inc. 1.4%
Value ($000) $56,134 Shares 766,223 Est. Cost $47.31 Unrealized +23.2%
AIG American International Group I 1.4%
Value ($000) $55,804 Shares 854,451 Est. Cost $43.47 Unrealized +14.6%
KSS Kohl's Corp. 1.3%
Value ($000) $55,347 Shares 1,120,846 Est. Cost $48.37 Unrealized +2.3%
Allergan Inc. 1.3%
Value ($000) $52,107 Shares 248,118 Est. Cost $219.36 Unrealized
MKL Markel Corp. 1.2%
Value ($000) $51,376 Shares 56,800 Est. Cost $660.68 Unrealized +35.0%
Discovery Communications Inc. 1.1%
Value ($000) $47,247 Shares 1,764,268 Est. Cost $33.13 Unrealized
MAT Mattel Inc 1.1%
Value ($000) $45,634 Shares 1,656,417 Est. Cost $33.82 Unrealized -10.1%
NXPI NXP Semiconductors 1.1%
Value ($000) $45,572 Shares 464,970 Est. Cost $75.45 Unrealized +17.0%
LOW Lowe's Companies Inc. 1.1%
Value ($000) $44,752 Shares 629,241 Est. Cost $50.26 Unrealized +19.0%
CFRUY Compagnie Financiere Richemont 1.0%
Value ($000) $42,487 Shares 6,476,656 Est. Cost $6.71 Unrealized
MA Mastercard Inc. - A 1.0%
Value ($000) $41,760 Shares 404,457 Est. Cost $79.23 Unrealized +24.0%
AXP American Express Company 0.9%
Value ($000) $38,778 Shares 523,460 Est. Cost $63.16 Unrealized -3.5%
DLR Digital Realty Trust Inc. 0.9%
Value ($000) $37,834 Shares 385,038 Est. Cost $39.78 Unrealized +70.0%
TJX TJX Companies 0.9%
Value ($000) $37,170 Shares 494,741 Est. Cost $25.40 Unrealized +30.8%
ITW Illinois Tool Works Inc. 0.8%
Value ($000) $32,231 Shares 263,199 Est. Cost $57.81 Unrealized +68.1%
WRB W.R. Berkley Corp 0.8%
Value ($000) $31,210 Shares 469,247 Est. Cost $10.68 Unrealized +36.7%
United Technologies Corp. 0.7%
Value ($000) $30,224 Shares 275,712 Est. Cost $101.41 Unrealized
BRK/B Berkshire Hathaway Inc. - B 0.7%
Value ($000) $29,660 Shares 181,983 Est. Cost $124.16 Unrealized +24.0%
IEF iShares 7-10 Year Treasury Bon 0.7%
Value ($000) $27,420 Shares 261,588 Est. Cost $107.53 Unrealized
TMO Thermo Fisher Scientific Inc. 0.6%
Value ($000) $26,099 Shares 184,971 Est. Cost $102.97 Unrealized +39.6%
SLB Schlumberger Ltd. 0.6%
Value ($000) $25,734 Shares 306,545 Est. Cost $58.35 Unrealized +8.0%
Advisory Board Company 0.6%
Value ($000) $24,409 Shares 734,107 Est. Cost $35.08 Unrealized
Express Scripts Inc. 0.5%
Value ($000) $22,587 Shares 328,349 Est. Cost $73.38 Unrealized
BRO Brown & Brown Inc. 0.5%
Value ($000) $20,830 Shares 464,330 Est. Cost $14.36 Unrealized +31.2%
GOOG Alphabet Inc. Class- C 0.5%
Value ($000) $20,170 Shares 26,134 Est. Cost $31.14 Unrealized +24.1%
DFIN Donnelley Financial Solution 0.5%
Value ($000) $18,766 Shares 816,626 Est. Cost $21.18 Unrealized 0.0%
MSM MSC Industrial Direct Co. Inc 0.4%
Value ($000) $17,808 Shares 192,746 Est. Cost $72.08 Unrealized +14.4%
RMAX RE/Max Holdings 0.4%
Value ($000) $17,557 Shares 313,515 Est. Cost $27.35 Unrealized +46.7%
MTS Systems Corp. 0.4%
Value ($000) $17,507 Shares 308,770 Est. Cost $47.70 Unrealized
iShares Corporate ex Financial 0.4%
Value ($000) $16,043 Shares 663,756 Est. Cost $38.15 Unrealized
HD Home Depot Inc. 0.4%
Value ($000) $14,912 Shares 111,218 Est. Cost $66.60 Unrealized +55.3%
CBSH Commerce Bancshares Inc. 0.4%
Value ($000) $14,688 Shares 254,066 Est. Cost $25.61 Unrealized +34.8%
GBDC Golub Capital BDC Inc 0.3%
Value ($000) $14,366 Shares 781,172 Est. Cost $5.83 Unrealized +33.4%
MDU MDU Resources Group Inc. 0.3%
Value ($000) $13,989 Shares 486,220 Est. Cost $6.19 Unrealized +27.4%
MBB iShares MBS Bond ETF 0.3%
Value ($000) $13,987 Shares 131,532 Est. Cost $107.87 Unrealized
GD General Dynamics Corp. 0.3%
Value ($000) $13,915 Shares 80,591 Est. Cost $81.88 Unrealized +63.8%
MTB M&T Bank Corp. 0.3%
Value ($000) $13,810 Shares 88,280 Est. Cost $83.58 Unrealized +24.4%
ADI Analog Devices Inc. 0.3%
Value ($000) $13,659 Shares 188,092 Est. Cost $41.03 Unrealized +39.3%
NMFC New Mountain Finance Corp. 0.3%
Value ($000) $13,139 Shares 931,841 Est. Cost $4.18 Unrealized +24.3%
DCI Donaldson Inc 0.3%
Value ($000) $13,072 Shares 310,636 Est. Cost $29.78 Unrealized +15.1%
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value ($000) $12,826 Shares 378,235 Est. Cost $34.04 Unrealized
iShares Corporate ex Financial 0.3%
Value ($000) $12,817 Shares 520,195 Est. Cost $38.28 Unrealized
LMT Lockheed Martin Corp 0.3%
Value ($000) $12,610 Shares 50,450 Est. Cost $99.42 Unrealized +97.1%
TCP Capital Corp 0.3%
Value ($000) $12,541 Shares 742,062 Est. Cost $16.55 Unrealized
BDX Becton Dickinson and Company 0.3%
Value ($000) $12,400 Shares 74,905 Est. Cost $97.59 Unrealized +48.3%
NJR New Jersey Resources Corp. 0.3%
Value ($000) $12,223 Shares 344,312 Est. Cost $20.43 Unrealized +22.4%
XOM Exxon Mobil Corp. 0.3%
Value ($000) $12,182 Shares 134,971 Est. Cost $54.57 Unrealized +6.6%
MCD McDonald's Corp. 0.3%
Value ($000) $12,107 Shares 99,467 Est. Cost $77.23 Unrealized +22.1%
SBUX Starbucks Corporation 0.3%
Value ($000) $12,040 Shares 216,861 Est. Cost $45.83 Unrealized -0.5%
SEIC SEI Investments Company 0.3%
Value ($000) $11,881 Shares 240,695 Est. Cost $38.17 Unrealized +8.9%
TLT Barclays 20 Year Treasury Bond 0.3%
Value ($000) $11,616 Shares 97,509 Est. Cost $126.13 Unrealized
CFR Cullen Frost Bankers Inc. 0.3%
Value ($000) $11,574 Shares 131,180 Est. Cost $48.49 Unrealized +27.0%
CLX The Clorox Company 0.3%
Value ($000) $11,545 Shares 96,190 Est. Cost $71.56 Unrealized +26.9%
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $11,497 Shares 79,938 Est. Cost $82.87 Unrealized +34.7%
PG Procter & Gamble Company 0.3%
Value ($000) $11,299 Shares 134,386 Est. Cost $59.12 Unrealized +12.9%
iShares Corporate Bond ETF 202 0.3%
Value ($000) $11,245 Shares 428,721 Est. Cost $41.17 Unrealized
EXPD Expeditors International of Wa 0.3%
Value ($000) $11,208 Shares 211,629 Est. Cost $35.63 Unrealized +30.7%
TROW T. Rowe Price Group Inc. 0.3%
Value ($000) $11,175 Shares 148,480 Est. Cost $50.40 Unrealized +0.5%
PII Polaris Industries 0.3%
Value ($000) $11,046 Shares 134,071 Est. Cost $86.82 Unrealized -6.1%
SLRC Solar Capital, LTD. 0.3%
Value ($000) $10,988 Shares 527,738 Est. Cost $7.22 Unrealized +20.0%
OXY Occidental Petroleum Corp 0.3%
Value ($000) $10,622 Shares 149,122 Est. Cost $56.85 Unrealized -3.3%
GWW W.W. Grainger Inc. 0.3%
Value ($000) $10,551 Shares 45,428 Est. Cost $198.89 Unrealized -2.4%
HTGC Hercules Technology Growth Cap 0.2%
Value ($000) $10,269 Shares 727,777 Est. Cost $12.91 Unrealized +5.4%
MORN Morningstar Inc. 0.2%
Value ($000) $10,245 Shares 139,273 Est. Cost $73.88 Unrealized -0.5%
NSRGY Nestle SA 0.2%
Value ($000) $10,120 Shares 141,069 Est. Cost $74.26 Unrealized
MDT Medtronic 0.2%
Value ($000) $9,959 Shares 139,821 Est. Cost $58.70 Unrealized +6.2%
THL Credit 0.2%
Value ($000) $9,448 Shares 943,835 Est. Cost $13.85 Unrealized
NVS Novartis AG - ADR 0.2%
Value ($000) $9,335 Shares 128,163 Est. Cost $78.91 Unrealized
NKE Nike Inc. - B 0.2%
Value ($000) $9,216 Shares 181,307 Est. Cost $45.71 Unrealized -0.3%
Nordstrom Inc. 0.2%
Value ($000) $9,216 Shares 192,277 Est. Cost $56.56 Unrealized
Guggenheim BulletShares Corpor 0.2%
Value ($000) $9,185 Shares 449,584 Est. Cost $20.63 Unrealized
TPVG Triplepoint Venture Growth BDC 0.2%
Value ($000) $8,832 Shares 749,703 Est. Cost $13.52 Unrealized -13.7%
MLN VanEck Vectors Long Municipal 0.2%
Value ($000) $8,794 Shares 454,232 Est. Cost $21.10 Unrealized
Triangle Capital Corp 0.2%
Value ($000) $8,744 Shares 476,784 Est. Cost $23.30 Unrealized
TFI SPDR Nuveen Barclays Capital M 0.2%
Value ($000) $8,457 Shares 178,269 Est. Cost $49.29 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $8,036 Shares 326,547 Est. Cost $38.14 Unrealized
FS Investment Corp. 0.2%
Value ($000) $8,008 Shares 777,470 Est. Cost $10.18 Unrealized
IJJ S&P MidCap 400 Value Index Fun 0.2%
Value ($000) $7,520 Shares 51,787 Est. Cost $118.63 Unrealized
TPG Specialty Lending Inc Com 0.2%
Value ($000) $7,444 Shares 398,487 Est. Cost $16.48 Unrealized
Patterson Companies Inc. 0.2%
Value ($000) $7,395 Shares 180,224 Est. Cost $42.14 Unrealized
PNNT PennantPark Investment Corp. 0.2%
Value ($000) $6,793 Shares 886,750 Est. Cost $2.42 Unrealized +5.6%
iShares iBonds Dec 2022 AMT-F 0.2%
Value ($000) $6,548 Shares 258,420 Est. Cost $25.99 Unrealized
IGIB iShares Interm. Term Corporate 0.2%
Value ($000) $6,475 Shares 59,846 Est. Cost $109.16 Unrealized
IYW Dow Jones US Technology - iSha 0.2%
Value ($000) $6,392 Shares 53,159 Est. Cost $84.98 Unrealized
CYS Investments Inc 0.1%
Value ($000) $5,986 Shares 774,326 Est. Cost $9.09 Unrealized
IWN Russell 2000 Value Index - iSh 0.1%
Value ($000) $5,695 Shares 47,882 Est. Cost $94.41 Unrealized
IJK S&P MidCap 400 Growth Index Fu 0.1%
Value ($000) $5,611 Shares 30,794 Est. Cost $153.18 Unrealized
Black Knight Financial Service 0.1%
Value ($000) $5,438 Shares 143,864 Est. Cost $34.29 Unrealized
iShares iBonds Dec 2021 AMT-Fr 0.1%
Value ($000) $5,370 Shares 212,428 Est. Cost $25.70 Unrealized
SCM Stellus Capital Investment 0.1%
Value ($000) $5,239 Shares 434,436 Est. Cost $13.01 Unrealized -12.2%
OFS OFS Capital Corp. 0.1%
Value ($000) $5,227 Shares 379,833 Est. Cost $12.46 Unrealized +7.0%
IWP Russell Midcap Growth Index Fu 0.1%
Value ($000) $4,811 Shares 49,404 Est. Cost $96.96 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $4,804 Shares 226,807 Est. Cost $20.98 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $4,801 Shares 227,093 Est. Cost $20.88 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $4,797 Shares 226,276 Est. Cost $20.96 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $4,792 Shares 229,056 Est. Cost $20.79 Unrealized
IWO Russell 2000 Growth Index - iS 0.1%
Value ($000) $4,787 Shares 31,098 Est. Cost $137.15 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $4,783 Shares 227,859 Est. Cost $20.90 Unrealized
MAIN Main Street Capital Corp. 0.1%
Value ($000) $4,644 Shares 126,288 Est. Cost $29.72 Unrealized +18.9%
IJT S&P SmallCap 600 Growth Index 0.1%
Value ($000) $4,427 Shares 29,515 Est. Cost $128.11 Unrealized
Medley Capital Corp. 0.1%
Value ($000) $4,410 Shares 587,221 Est. Cost $12.40 Unrealized
HLT Hilton Worldwide Holdings Inc 0.1%
Value ($000) $4,262 Shares 156,690 Est. Cost $48.37 Unrealized 0.0%
Varian Medical Systems Inc. 0.1%
Value ($000) $4,122 Shares 45,907 Est. Cost $81.35 Unrealized
Annaly Capital Management Inc. 0.1%
Value ($000) $4,107 Shares 411,902 Est. Cost $12.03 Unrealized
MUB iShares National AMT-Free Muni 0.1%
Value ($000) $4,017 Shares 37,135 Est. Cost $109.79 Unrealized
IUSV iShares Core US Values - ETF 0.1%
Value ($000) $3,985 Shares 81,099 Est. Cost $49.14 Unrealized
VWO Vanguard MSCI Emerging Markets 0.1%
Value ($000) $3,916 Shares 109,433 Est. Cost $35.75 Unrealized
iShares iBonds Sep 2020 Amt Fr 0.1%
Value ($000) $3,895 Shares 154,328 Est. Cost $25.57 Unrealized
XLY Consumer Discret Select Sector 0.1%
Value ($000) $3,848 Shares 47,270 Est. Cost $65.61 Unrealized
VCLT Vanguard Long Term Corporate B 0.1%
Value ($000) $3,775 Shares 42,247 Est. Cost $90.55 Unrealized
XLV Health Care Select Sector - SP 0.1%
Value ($000) $3,547 Shares 51,456 Est. Cost $61.17 Unrealized
VCA Antech Inc. 0.1%
Value ($000) $3,526 Shares 51,359 Est. Cost $32.17 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value ($000) $3,392 Shares 48,631 Est. Cost $15.87 Unrealized +40.9%
VNQ REIT Index - Vanguard 0.1%
Value ($000) $3,264 Shares 39,547 Est. Cost $78.26 Unrealized
XLI Industrial Select Sector - SPD 0.1%
Value ($000) $3,240 Shares 52,075 Est. Cost $47.87 Unrealized
GSBD Goldman Sachs BDC Inc. 0.1%
Value ($000) $3,237 Shares 137,638 Est. Cost $19.80 Unrealized +13.1%
Apollo Investment Corp. 0.1%
Value ($000) $3,229 Shares 551,102 Est. Cost $7.87 Unrealized
MLI Mueller Industries Inc. 0.1%
Value ($000) $3,095 Shares 77,447 Est. Cost $11.84 Unrealized +21.4%
Raven Industries Inc 0.1%
Value ($000) $3,039 Shares 120,606 Est. Cost $21.57 Unrealized
SPY S&P 500 - SPDR 0.1%
Value ($000) $2,990 Shares 13,378 Est. Cost $190.70 Unrealized
Snyders-Lance Inc 0.1%
Value ($000) $2,985 Shares 77,847 Est. Cost $30.21 Unrealized
Corporate Executive Board Co. 0.1%
Value ($000) $2,895 Shares 47,780 Est. Cost $60.59 Unrealized
GOOGL Alphabet Inc. Class - A 0.1%
Value ($000) $2,860 Shares 3,609 Est. Cost $31.95 Unrealized +24.2%
IGLB iShares 10 Year Credit Bond 0.1%
Value ($000) $2,798 Shares 47,662 Est. Cost $59.31 Unrealized
Natus Medical Inc 0.1%
Value ($000) $2,790 Shares 80,164 Est. Cost $37.74 Unrealized
iShares iBonds Sep 2019 Amt Fr 0.1%
Value ($000) $2,734 Shares 107,917 Est. Cost $25.57 Unrealized
Halyard Health Inc 0.1%
Value ($000) $2,723 Shares 73,647 Est. Cost $37.54 Unrealized
Onebeacon Insurance Group Ltd 0.1%
Value ($000) $2,723 Shares 169,630 Est. Cost $14.56 Unrealized
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $2,681 Shares 133,376 Est. Cost $17.84 Unrealized
Monotype Imaging Holdings Inc 0.1%
Value ($000) $2,661 Shares 134,056 Est. Cost $23.57 Unrealized
Potbelly Corp 0.1%
Value ($000) $2,594 Shares 201,078 Est. Cost $13.82 Unrealized
Forward Air Corp. 0.1%
Value ($000) $2,594 Shares 54,751 Est. Cost $40.98 Unrealized
LQD iShares iBoxx Corporate Bond E 0.1%
Value ($000) $2,578 Shares 21,997 Est. Cost $117.20 Unrealized
GLD Gold Shares - SPDR 0.1%
Value ($000) $2,576 Shares 23,501 Est. Cost $125.77 Unrealized
XLE Energy Select Sector - SPDR 0.1%
Value ($000) $2,549 Shares 33,847 Est. Cost $68.80 Unrealized
IYF Dow Jones US Financial Sector 0.1%
Value ($000) $2,498 Shares 24,617 Est. Cost $76.15 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $2,476 Shares 122,813 Est. Cost $20.16 Unrealized
XLP Consumer Staples Select Sector 0.1%
Value ($000) $2,438 Shares 47,140 Est. Cost $45.34 Unrealized
EXPO Exponent Inc. 0.1%
Value ($000) $2,398 Shares 39,765 Est. Cost $18.56 Unrealized +41.0%
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $2,367 Shares 27,538 Est. Cost $28.23 Unrealized +179.1%
IJS S&P SmallCap 600 Value Index F 0.1%
Value ($000) $2,331 Shares 16,646 Est. Cost $113.28 Unrealized
THR Thermon Group Holdings Inc 0.1%
Value ($000) $2,322 Shares 121,651 Est. Cost $20.22 Unrealized -3.0%
REZ iShares Residential Real Estat 0.1%
Value ($000) $2,310 Shares 37,255 Est. Cost $60.27 Unrealized
Alcentra Capital Corporation 0.1%
Value ($000) $2,297 Shares 191,932 Est. Cost $12.52 Unrealized
TECH Techne Corp. 0.1%
Value ($000) $2,272 Shares 22,090 Est. Cost $21.22 Unrealized +17.4%
FELE Franklin Electric Co. Inc. 0.1%
Value ($000) $2,249 Shares 57,804 Est. Cost $29.89 Unrealized +19.3%
HAE Haemonetics Corporation 0.1%
Value ($000) $2,233 Shares 55,547 Est. Cost $39.08 Unrealized -3.5%
CM Finance Inc 0.1%
Value ($000) $2,227 Shares 239,457 Est. Cost $12.26 Unrealized
PFLT PennantPark Floating Rate Capi 0.1%
Value ($000) $2,195 Shares 155,556 Est. Cost $4.06 Unrealized +28.4%
VBK Small Cap Growth - Vanguard ET 0.0%
Value ($000) $1,695 Shares 12,731 Est. Cost $129.30 Unrealized
RBC RBC Bearings Incorporated 0.0%
Value ($000) $1,626 Shares 17,523 Est. Cost $68.93 Unrealized +17.0%
CODI Compass Diversified Holdings 0.0%
Value ($000) $1,579 Shares 88,200 Est. Cost $7.10 Unrealized +43.5%
CULP Culp Inc. 0.0%
Value ($000) $1,544 Shares 41,560 Est. Cost $16.05 Unrealized +73.5%
SAM Boston Beer Co Inc/The 0.0%
Value ($000) $1,486 Shares 8,747 Est. Cost $165.63 Unrealized 0.0%
Solar Senior Capital Ltd. 0.0%
Value ($000) $1,464 Shares 89,022 Est. Cost $16.21 Unrealized
KCAP Financial Inc 0.0%
Value ($000) $1,355 Shares 340,472 Est. Cost $10.15 Unrealized
BlackRock Kelso Capital Corp. 0.0%
Value ($000) $1,258 Shares 180,701 Est. Cost $9.16 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $1,221 Shares 5 Est. Cost $165023.42 Unrealized +39.9%
GAIN Gladstone Investment Corp. 0.0%
Value ($000) $1,206 Shares 142,533 Est. Cost $2.05 Unrealized +61.1%
IVV S&P 500 Index Fund - iShares 0.0%
Value ($000) $1,158 Shares 5,147 Est. Cost $218.37 Unrealized
Capstead Mortgage Corp. 0.0%
Value ($000) $1,126 Shares 110,509 Est. Cost $11.54 Unrealized
Capitala Finance Corp 0.0%
Value ($000) $1,105 Shares 85,495 Est. Cost $13.07 Unrealized
Gold Trust - iShares 0.0%
Value ($000) $1,034 Shares 93,330 Est. Cost $12.11 Unrealized
DLN WisdomTree LargeCap Dividend F 0.0%
Value ($000) $942 Shares 11,789 Est. Cost $77.32 Unrealized
XLB Materials Select Sector - SPDR 0.0%
Value ($000) $930 Shares 18,706 Est. Cost $49.72 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $778 Shares 60,000 Est. Cost $11.23 Unrealized
Market Vectors Int Muni Index 0.0%
Value ($000) $744 Shares 32,098 Est. Cost $23.18 Unrealized
IGSB iShares Barclays 1-3 Year Inve 0.0%
Value ($000) $564 Shares 5,375 Est. Cost $105.69 Unrealized
VTI Vanguard Total Stock Market 0.0%
Value ($000) $523 Shares 4,531 Est. Cost $115.43 Unrealized
IDV Dow Jones U.S. Select Dividend 0.0%
Value ($000) $501 Shares 16,934 Est. Cost $29.90 Unrealized
Dow Chemical 0.0%
Value ($000) $447 Shares 7,806 Est. Cost $51.93 Unrealized
IWD Russell 1000 Value Index - iSh 0.0%
Value ($000) $430 Shares 3,842 Est. Cost $111.92 Unrealized
EOG EOG Resources 0.0%
Value ($000) $418 Shares 4,130 Est. Cost $68.73 Unrealized +5.3%
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $381 Shares 3,762 Est. Cost $87.92 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $366 Shares 2,650 Est. Cost $153.85 Unrealized
ETFs Platinum Trust 0.0%
Value ($000) $329 Shares 3,808 Est. Cost $86.40 Unrealized
V Visa, Inc. - A 0.0%
Value ($000) $310 Shares 3,978 Est. Cost $73.88 Unrealized +2.1%
HNRG Hallador Energy Company 0.0%
Value ($000) $297 Shares 32,625 Est. Cost $4.56 Unrealized +92.8%
VMC Vulcan Materials Co. 0.0%
Value ($000) $289 Shares 2,308 Est. Cost $92.59 Unrealized +20.6%
BUD Anheuser-Busch InBev SA/NV 0.0%
Value ($000) $284 Shares 2,690 Est. Cost $121.93 Unrealized
MO Altria Group Inc. 0.0%
Value ($000) $284 Shares 4,202 Est. Cost $33.98 Unrealized 0.0%
FNV Franco-Nevada Corp. 0.0%
Value ($000) $283 Shares 4,734 Est. Cost $34.97 Unrealized +59.0%
RGLD Royal Gold, Inc. 0.0%
Value ($000) $276 Shares 4,359 Est. Cost $43.19 Unrealized +57.6%
Silver Wheaton Corp. 0.0%
Value ($000) $275 Shares 14,212 Est. Cost $19.05 Unrealized
WTV WisdomTree LargeCap Value Fund 0.0%
Value ($000) $275 Shares 4,062 Est. Cost $64.11 Unrealized
Cimarex Energy Co. 0.0%
Value ($000) $261 Shares 1,922 Est. Cost $135.80 Unrealized
Parsley Energy Inc 0.0%
Value ($000) $258 Shares 7,330 Est. Cost $35.20 Unrealized
RSP Permian Inc 0.0%
Value ($000) $257 Shares 5,764 Est. Cost $44.59 Unrealized
Pioneer Natural Resources Co. 0.0%
Value ($000) $254 Shares 1,408 Est. Cost $126.27 Unrealized
MFIN Medallion Financial Corp 0.0%
Value ($000) $252 Shares 83,353 Est. Cost $8.87 Unrealized -66.1%
Southwestern Energy Co. 0.0%
Value ($000) $252 Shares 23,290 Est. Cost $10.82 Unrealized
Noble Energy Inc 0.0%
Value ($000) $251 Shares 6,598 Est. Cost $38.04 Unrealized
CONSOL Energy Inc. 0.0%
Value ($000) $247 Shares 13,544 Est. Cost $18.24 Unrealized
IJR S&P SmallCap 600 Index Fund - 0.0%
Value ($000) $245 Shares 1,779 Est. Cost $116.71 Unrealized
FMC FMC Corp. 0.0%
Value ($000) $242 Shares 4,281 Est. Cost $27.13 Unrealized +35.5%
Harvest Capital Credit Corp 0.0%
Value ($000) $230 Shares 16,699 Est. Cost $13.89 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $230 Shares 1,888 Est. Cost $121.82 Unrealized
AGG Barclays Aggregate Bond Fund - 0.0%
Value ($000) $228 Shares 2,114 Est. Cost $107.85 Unrealized
WFC Wells Fargo & Company 0.0%
Value ($000) $227 Shares 4,111 Est. Cost $39.03 Unrealized 0.0%
VEIRX Vanguard Equity-Income Admiral 0.0%
Value ($000) $221 Shares 3,237 Est. Cost $62.39 Unrealized
PM Philip Morris International, I 0.0%
Value ($000) $221 Shares 2,413 Est. Cost $58.23 Unrealized 0.0%
KO The Coca-Cola Company 0.0%
Value ($000) $201 Shares 4,850 Est. Cost $32.53 Unrealized -4.1%
AAPL Apple Inc. 0.0%
Value ($000) $201 Shares 1,736 Est. Cost $26.09 Unrealized 0.0%
Sandstorm Gold LTD 0.0%
Value ($000) $178 Shares 45,521 Est. Cost $2.67 Unrealized
CCJ Cameco Corp. 0.0%
Value ($000) $129 Shares 12,339 Est. Cost $8.44 Unrealized 0.0%