CIK: 0001560717 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value ($000): $1,740,875 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VUG | VANGUARD INDEX FDS GROWTH ETF | 1,658,500 | $208,672 | 12.0% | $125.82 | — | COM | 922908736 |
| IEMG | ISHARES INC CORE MSCI EMKT | 2,864,298 | $143,072 | 8.2% | $49.95 | — | COM | 46434G103 |
| VTV | VANGUARD INDEX FDS VALUE ETF | 1,465,292 | $139,159 | 8.0% | $92.74 | — | COM | 922908744 |
| FEZ | SPDR INDEX SHS FDS EURO STOXX | 2,541,504 | $99,373 | 5.7% | $36.75 | — | COM | 78463X202 |
| IEFA | ISHARES TR CORE MSCI EAFE | 1,622,931 | $98,658 | 5.7% | $60.79 | — | COM | 46432F842 |
| SPY | ISHARES TR MSCI EMG MKT ETF | 1,000,000 | $96,416 | 5.5% | $195.29 | — | Put | 78462F103 |
| TOTL | SSGA ACTIVE ETF TR SPDR TR TAC | 1,612,411 | $79,137 | 4.5% | $48.73 | — | COM | 78467V848 |
| DBEU | DBX ETF TR DB XTR MSCI EUR | 2,569,579 | $73,027 | 4.2% | $27.10 | — | COM | 233051853 |
| VYM | VANGUARD WHITEHALL FDS INC HIG | 652,781 | $50,316 | 2.9% | $77.08 | — | COM | 921946406 |
| VPL | VANGUARD INTL EQUITY INDEX F F | 755,381 | $48,616 | 2.8% | $64.36 | — | COM | 922042866 |
| IWM | iShares Russell 2000 | 325,000 | $48,159 | 2.8% | $112.97 | — | Call | 464287655 |
| ITA | ISHARES TR US AER DEF ETF | 295,978 | $45,249 | 2.6% | $152.88 | — | COM | 464288760 |
| SPY | SPDR S&P 500 ETF TRUST | 165,000 | $41,453 | 2.4% | $195.29 | — | Call | 78462F103 |
| IEF | ISHARES TR BARCLAYS 7 10 YR | 366,257 | $38,893 | 2.2% | $105.49 | — | COM | 464287440 |
| LQD | ISHARES TR IBOXX INV CP ETF | 286,968 | $34,158 | 2.0% | $121.43 | — | COM | 464287242 |
| FEZ | SPDR INDEX SHS FDS EURO STOXX | 750,000 | $30,938 | 1.8% | $36.75 | — | Put | 78463X202 |
| VB | VANGUARD INDEX FDS SMALL CP ET | 225,804 | $30,068 | 1.7% | $128.29 | — | COM | 922908751 |
| VCIT | VANGUARD SCOTTSDALE FDS INT-TE | 301,106 | $26,217 | 1.5% | $87.07 | — | COM | 92206C870 |
| EMB | ISHARES TR JPMORGAN USD EMG | 228,017 | $26,215 | 1.5% | $113.72 | — | COM | 464288281 |
| HYLB | DBX ETF TR DEUTSCHE USD ETF | 467,188 | $23,887 | 1.4% | $51.13 | — | COM | 233051432 |
| XT | ISHARES TR EXPONENTIAL TECH | 763,849 | $23,809 | 1.4% | $29.70 | — | COM | 46434V381 |
| — | POWERSHARES ETF TRUST FINL PFD | 1,136,933 | $21,624 | 1.2% | $18.57 | — | COM | 73935X229 |
| — | GLOBAL X FDS GLB X SUPERDIV | 889,177 | $18,744 | 1.1% | $21.08 | — | COM | 37950E549 |
| IEI | ISHARES TR 3 7 YR TREAS BD | 147,194 | $18,180 | 1.0% | $123.51 | — | COM | 464288661 |
| — | POWERSHARES ETF TR II PWRSHS S | 409,718 | $16,229 | 0.9% | $38.91 | — | COM | 73937B654 |
| SPY | SPDR SP 500 ETF TR TR UNIT | 59,209 | $14,150 | 0.8% | $195.29 | — | COM | 78462F103 |
| VO | VANGUARD INDEX FDS MID CAP ETF | 99,364 | $13,952 | 0.8% | $126.44 | — | COM | 922908629 |
| AGG | ISHARES TR CORE US AGGBD ET | 125,420 | $13,661 | 0.8% | $108.94 | — | COM | 464287226 |
| CWI | SPDR INDEX SHS FDS MSCI ACWI E | 343,143 | $12,206 | 0.7% | $32.81 | — | COM | 78463X848 |
| DBEF | DBX ETF TR XTRAK MSCI EAFE | 389,077 | $11,995 | 0.7% | $29.29 | — | COM | 233051200 |
| VWO | VANGUARD INTL EQUITY INDEX F F | 271,335 | $11,106 | 0.6% | $37.10 | — | COM | 922042858 |
| QUAL | ISHARES TR USA QUALITY FCTR | 116,939 | $8,561 | 0.5% | $69.77 | — | COM | 46432F339 |
| VEU | VANGUARD INTL EQUITY INDEX F A | 171,591 | $8,552 | 0.5% | $44.84 | — | COM | 922042775 |
| — | GLOBAL X FDS SCIEN BETA US | 266,630 | $7,458 | 0.4% | $27.97 | — | COM | 37954Y103 |
| IWF | ISHARES TR RUS 1000 GRW ETF | 63,359 | $7,435 | 0.4% | $100.46 | — | COM | 464287614 |
| BND | VANGUARD BD INDEX FD INC TOTAL | 84,580 | $6,881 | 0.4% | $82.63 | — | COM | 921937835 |
| HYG | ISHARES TR IBOXX HI YD ETF | 70,205 | $6,176 | 0.4% | $86.81 | — | COM | 464288513 |
| — | POWERSHARES ETF TRUST DYNM LRG | 171,969 | $6,046 | 0.3% | $30.32 | — | COM | 73935X609 |
| SHY | ISHARES TR 1 3 YR TREAS BD | 63,017 | $5,327 | 0.3% | $84.51 | — | COM | 464287457 |
| IWR | ISHARES TR RUS MID CAP ETF | 24,949 | $4,699 | 0.3% | $159.12 | — | COM | 464287499 |
| KO | COCA COLA CO COM | 102,153 | $4,453 | 0.3% | $33.05 | +5.7% | COM | 191216100 |
| — | POWERSHARES ETF TR II SP600 LO | 94,363 | $4,042 | 0.2% | $42.85 | — | COM | 73937B639 |
| PG | PROCTER AND GAMBLE CO COM | 40,532 | $3,494 | 0.2% | $71.71 | +1.8% | COM | 742718109 |
| IBM | INTERNATIONAL BUSINESS MACHS C | 20,716 | $3,183 | 0.2% | $101.18 | -4.3% | COM | 459200101 |
| KMB | KIMBERLY CLARK CORP COM | 24,338 | $3,115 | 0.2% | $90.57 | +0.5% | COM | 494368103 |
| IVV | ISHARES TR CORE SP500 ETF | 11,770 | $2,832 | 0.2% | $191.48 | — | COM | 464287200 |
| HON | HONEYWELL INTL INC COM | 20,924 | $2,751 | 0.2% | $98.95 | +5.4% | COM | 438516106 |
| PFF | ISHARES TR SP US PFD STK | 66,498 | $2,586 | 0.1% | $39.50 | — | COM | 464288687 |
| PEP | PEPSICO INC COM | 21,446 | $2,421 | 0.1% | $85.68 | +4.3% | COM | 713448108 |
| RSG | REPUBLIC SVCS INC COM | 36,679 | $2,299 | 0.1% | $49.54 | +14.8% | COM | 760759100 |
| PFE | PFIZER INC COM | 69,421 | $2,292 | 0.1% | $22.09 | +0.7% | COM | 717081103 |
| MRK | MERCK CO INC COM | 35,663 | $2,267 | 0.1% | $46.64 | +0.1% | COM | 58933Y105 |
| JNJ | JOHNSON JOHNSON COM | 17,940 | $2,218 | 0.1% | $95.24 | +10.2% | COM | 478160104 |
| FIS | FIDELITY NATL INFORMATION SV C | 26,274 | $2,184 | 0.1% | $75.42 | +3.7% | COM | 31620M106 |
| WM | WASTE MGMT INC DEL COM | 30,003 | $2,159 | 0.1% | $58.60 | +12.0% | COM | 94106L109 |
| LOW | LOWES COS INC COM | 23,259 | $1,973 | 0.1% | $65.65 | 0.0% | COM | 548661107 |
| IGSB | ISHARES TR 1 3 YR CR BD ETF | 16,825 | $1,771 | 0.1% | $105.77 | — | COM | 464288646 |
| CHD | CHURCH DWIGHT INC COM | 33,261 | $1,670 | 0.1% | $45.66 | 0.0% | COM | 171340102 |
| V | VISA INC COM CL A | 17,996 | $1,669 | 0.1% | $95.71 | 0.0% | COM | 92826C839 |
| FISV | FISERV INC COM | 13,687 | $1,639 | 0.1% | $56.53 | +9.9% | COM | 337738108 |
| KSS | KOHLS CORP COM | 44,760 | $1,633 | 0.1% | $40.92 | +0.2% | COM | 500255104 |
| WMT | WAL-MART STORES INC COM | 20,891 | $1,582 | 0.1% | $19.63 | +16.7% | COM | 931142103 |
| CSCO | CISCO SYS INC COM | 46,697 | $1,562 | 0.1% | $23.21 | +6.5% | COM | 17275R102 |
| COF | CAPITAL ONE FINL CORP COM | 19,541 | $1,552 | 0.1% | $70.83 | +0.7% | COM | 14040H105 |
| INTC | INTEL CORP COM | 43,027 | $1,529 | 0.1% | $29.58 | +0.0% | COM | 458140100 |
| — | TOTAL S A SPONSORED ADR | 27,754 | $1,498 | 0.1% | $53.96 | — | COM | 89151E109 |
| SNY | SANOFI SPONSORED ADR | 29,444 | $1,478 | 0.1% | $50.19 | — | COM | 80105N105 |
| HSBC | HSBC HLDGS PLC SPON ADR NEW | 32,803 | $1,457 | 0.1% | $44.42 | — | COM | 404280406 |
| CLX | CLOROX CO DEL COM | 10,649 | $1,407 | 0.1% | $99.43 | +6.2% | COM | 189054109 |
| — | AON PLC SHS CL A | 10,941 | $1,359 | 0.1% | $124.19 | — | COM | G0408V102 |
| IJH | ISHARES TR CORE SP MCP ETF | 7,683 | $1,317 | 0.1% | $154.29 | — | COM | 464287507 |
| ECL | ECOLAB INC COM | 10,084 | $1,297 | 0.1% | $110.10 | +9.1% | COM | 278865100 |
| MMM | 3M CO COM | 6,500 | $1,278 | 0.1% | $113.48 | +14.4% | COM | 88579Y101 |
| HSY | HERSHEY CO COM | 11,692 | $1,252 | 0.1% | $87.27 | -0.1% | COM | 427866108 |
| NVS | NOVARTIS A G SPONSORED ADR | 15,418 | $1,241 | 0.1% | $80.45 | — | COM | 66987V109 |
| KHC | KRAFT HEINZ CO COM | 15,993 | $1,240 | 0.1% | $56.41 | 0.0% | COM | 500754106 |
| HUSV | FIRST TR EXCH TRADED FD III HO | 57,646 | $1,231 | 0.1% | $20.25 | — | COM | 33739P889 |
| NOC | NORTHROP GRUMMAN CORP COM | 4,918 | $1,217 | 0.1% | $221.31 | +6.2% | COM | 666807102 |
| NVO | NOVO-NORDISK A S ADR | 28,499 | $1,157 | 0.1% | $36.32 | — | COM | 670100205 |
| XOM | EXXON MOBIL CORP COM | 13,220 | $1,091 | 0.1% | $55.41 | -1.9% | COM | 30231G102 |
| BNS | BANK N S HALIFAX COM | 18,832 | $1,034 | 0.1% | $38.48 | +4.8% | COM | 064149107 |
| LMT | LOCKHEED MARTIN CORP COM | 3,793 | $1,029 | 0.1% | $227.84 | +4.7% | COM | 539830109 |
| PPL | PPL CORP COM | 26,399 | $1,023 | 0.1% | $24.94 | +6.3% | COM | 69351T106 |
| L | LOEWS CORP COM | 21,810 | $998 | 0.1% | $43.69 | +4.9% | COM | 540424108 |
| MCD | MCDONALDS CORP COM | 6,773 | $985 | 0.1% | $99.51 | +29.3% | COM | 580135101 |
| NDAQ | NASDAQ INC COM | 14,210 | $960 | 0.1% | $20.49 | +6.3% | COM | 631103108 |
| MDT | MEDTRONIC PLC SHS | 10,967 | $915 | 0.1% | $66.95 | 0.0% | COM | G5960L103 |
| — | TORCHMARK CORP COM | 12,108 | $911 | 0.1% | $75.08 | — | COM | 891027104 |
| MA | MASTERCARD INCORPORATED CL A | 7,761 | $909 | 0.1% | $126.35 | 0.0% | COM | 57636Q104 |
| — | RAYTHEON CO COM NEW | 4,800 | $892 | 0.1% | $185.83 | — | COM | 755111507 |
| MRSH | MARSH MCLENNAN COS INC COM | 12,041 | $884 | 0.1% | $59.69 | +15.9% | COM | 571748102 |
| YUM | YUM BRANDS INC COM | 12,501 | $861 | 0.0% | $55.54 | +16.6% | COM | 988498101 |
| WU | WESTERN UN CO COM | 43,916 | $847 | 0.0% | $19.29 | — | COM | 959802109 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 10,128 | $845 | 0.0% | $60.82 | 0.0% | COM | 26441C204 |
| AJG | GALLAGHER ARTHUR J CO COM | 13,611 | $838 | 0.0% | $48.89 | +6.4% | COM | 363576109 |
| MUB | ISHARES TR NATIONAL MUN ETF | 7,500 | $821 | 0.0% | $110.62 | — | COM | 464288414 |
| UNH | UNITEDHEALTH GROUP INC COM | 4,523 | $777 | 0.0% | $168.94 | 0.0% | COM | 91324P102 |
| CBOE | CBOE HLDGS INC COM | 7,146 | $769 | 0.0% | $88.43 | 0.0% | COM | 12503M108 |
| HIG | HARTFORD FINL SVCS GROUP INC C | 15,574 | $764 | 0.0% | $41.55 | +8.8% | COM | 416515104 |
| — | TELEFONICA BRASIL SA SPONSORED | 48,159 | $743 | 0.0% | $15.43 | — | COM | 87936R106 |
| EQR | EQUITY RESIDENTIAL SH BEN INT | 11,186 | $726 | 0.0% | $48.12 | +2.1% | COM | 29476L107 |
| HMC | HONDA MOTOR LTD AMERN SHS | 25,681 | $722 | 0.0% | $28.11 | — | COM | 438128308 |
| — | CREDIT SUISSE GROUP SPONSORED | 48,819 | $717 | 0.0% | $14.69 | — | COM | 225401108 |
| AFL | AFLAC INC COM | 9,515 | $699 | 0.0% | $29.48 | +12.3% | COM | 001055102 |
| DHR | DANAHER CORP DEL COM | 8,397 | $696 | 0.0% | $66.69 | +6.6% | COM | 235851102 |
| PK | PARK HOTELS RESORTS INC COM | 27,488 | $685 | 0.0% | $24.92 | — | COM | 700517105 |
| — | POTASH CORP SASK INC COM | 41,573 | $678 | 0.0% | $16.31 | — | COM | 73755L107 |
| — | DDR CORP COM | 71,076 | $672 | 0.0% | $9.45 | — | COM | 23317H102 |
| DTE | DTE ENERGY CO COM | 6,362 | $671 | 0.0% | $67.91 | +3.0% | COM | 233331107 |
| FTXO | FIRST TR EXCHANGE TRADED FD NA | 25,797 | $661 | 0.0% | $25.93 | — | COM | 33738R860 |
| — | ROYAL DUTCH SHELL PLC SPONS AD | 13,405 | $652 | 0.0% | $48.64 | — | COM | 780259206 |
| ES | EVERSOURCE ENERGY COM | 10,758 | $644 | 0.0% | $45.05 | +2.2% | COM | 30040W108 |
| FDN | FIRST TR EXCHANGE TRADED FD DJ | 6,797 | $639 | 0.0% | $64.07 | — | COM | 33733E302 |
| FXR | FIRST TR EXCHANGE TRADED FD IN | 18,205 | $630 | 0.0% | $32.90 | — | COM | 33734X150 |
| ROP | ROPER TECHNOLOGIES INC COM | 2,810 | $622 | 0.0% | $195.98 | +14.1% | COM | 776696106 |
| QTEC | FIRST TR NASDAQ100 TECH INDE S | 9,866 | $620 | 0.0% | $52.66 | — | COM | 337345102 |
| DGX | QUEST DIAGNOSTICS INC COM | 5,803 | $618 | 0.0% | $89.87 | 0.0% | COM | 74834L100 |
| CMS | CMS ENERGY CORP COM | 13,540 | $617 | 0.0% | $35.87 | +2.8% | COM | 125896100 |
| FXU | FIRST TR EXCHANGE TRADED FD UT | 22,797 | $616 | 0.0% | $26.04 | — | COM | 33734X184 |
| SHV | ISHARES TR SHORT TREAS BD | 5,470 | $603 | 0.0% | $110.31 | — | COM | 464288679 |
| XEL | XCEL ENERGY INC COM | 13,120 | $598 | 0.0% | $35.30 | +5.0% | COM | 98389B100 |
| — | AETNA INC NEW COM | 4,179 | $597 | 0.0% | $142.86 | — | COM | 00817Y108 |
| PNW | PINNACLE WEST CAP CORP COM | 6,889 | $584 | 0.0% | $61.08 | +2.4% | COM | 723484101 |
| D | DOMINION ENERGY INC COM | 6,837 | $533 | 0.0% | $53.66 | 0.0% | COM | 25746U109 |
| EIX | EDISON INTL COM | 6,679 | $526 | 0.0% | $55.65 | -0.6% | COM | 281020107 |
| CM | CDN IMPERIAL BK COMM TORONTO C | 5,982 | $524 | 0.0% | $28.71 | 0.0% | COM | 136069101 |
| — | HANESBRANDS INC COM | 24,351 | $522 | 0.0% | $21.44 | — | COM | 410345102 |
| SRE | SEMPRA ENERGY COM | 4,631 | $517 | 0.0% | $42.82 | +3.1% | COM | 816851109 |
| GM | GENERAL MTRS CO COM | 15,106 | $508 | 0.0% | $31.58 | 0.0% | COM | 37045V100 |
| HDMV | FIRST TR EXCH TRADED FD III HO | 15,534 | $496 | 0.0% | $28.49 | — | COM | 33739P871 |
| COP | CONOCOPHILLIPS COM | 10,535 | $495 | 0.0% | $34.44 | 0.0% | COM | 20825C104 |
| SO | SOUTHERN CO COM | 9,435 | $471 | 0.0% | $33.72 | +1.7% | COM | 842587107 |
| WEC | WEC ENERGY GROUP INC COM | 7,327 | $456 | 0.0% | $48.80 | 0.0% | COM | 92939U106 |
| ED | CONSOLIDATED EDISON INC COM | 5,708 | $456 | 0.0% | $59.31 | +3.3% | COM | 209115104 |
| NEE | NEXTERA ENERGY INC COM | 3,219 | $436 | 0.0% | $29.73 | 0.0% | COM | 65339F101 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 3,173 | $436 | 0.0% | $112.97 | — | COM | 464287655 |
| IVE | ISHARES TR SP 500 VAL ETF | 3,580 | $371 | 0.0% | $89.04 | — | COM | 464287408 |
| FGM | FIRST TR EXCH TRD ALPHA FD I G | 8,317 | $353 | 0.0% | $39.57 | — | COM | 33737J190 |
| CNP | CENTERPOINT ENERGY INC COM | 11,900 | $348 | 0.0% | $21.49 | +3.9% | COM | 15189T107 |
| FSZ | FIRST TR EXCH TRD ALPHA FD I S | 7,166 | $347 | 0.0% | $44.89 | — | COM | 33737J232 |
| ETR | ENTERGY CORP NEW COM | 4,586 | $347 | 0.0% | $28.25 | 0.0% | COM | 29364G103 |
| — | FIRST TR EXCHANGE TRADED FD CH | 9,646 | $331 | 0.0% | $31.67 | — | COM | 33733A102 |
| FDT | FIRST TR EXCH TRD ALPHA FD I D | 5,819 | $316 | 0.0% | $54.34 | — | COM | 33737J174 |
| PCG | PGE CORP COM | 4,701 | $312 | 0.0% | $67.23 | 0.0% | COM | 69331C108 |
| — | FIRST TR BICK INDEX FD COM SHS | 11,725 | $300 | 0.0% | $25.58 | — | COM | 33733H107 |
| — | BAY BANCORP INC COM | 22,217 | $252 | 0.0% | $5.18 | — | COM | 07203T106 |
| EEM | ISHARES TR MSCI EMG MKT ETF | 5,489 | $226 | 0.0% | $38.23 | — | COM | 464287234 |
| PEG | PUBLIC SVC ENTERPRISE GROUP CO | 5,228 | $224 | 0.0% | $34.05 | 0.0% | COM | 744573106 |
| TDC | TERADATA CORP DEL COM | 7,560 | $218 | 0.0% | $31.06 | 0.0% | COM | 88076W103 |
| NI | NISOURCE INC COM | 8,220 | $200 | 0.0% | $20.05 | 0.0% | COM | 65473P105 |
| RIG | TRANSOCEAN LTD REG SHS | 13,965 | $148 | 0.0% | $8.61 | 0.0% | COM | H8817H100 |
| HRZN | HORIZON TECHNOLOGY FIN CORP CO | 11,512 | $132 | 0.0% | $3.56 | +16.0% | COM | 44045A102 |
| — | THL CR INC COM | 12,460 | $116 | 0.0% | $9.96 | — | COM | 872438106 |
| — | APOLLO INVT CORP COM | 18,715 | $114 | 0.0% | $6.55 | — | COM | 03761U106 |
| — | CHESAPEAKE ENERGY CORP COM | 18,523 | $104 | 0.0% | $5.61 | — | COM | 165167107 |
| — | MEDLEY CAP CORP COM | 16,332 | $98 | 0.0% | $7.68 | — | COM | 58503F106 |