Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 11, 2016
Total Value: $152M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| JNJ | Johnson & Johnson | 73,356 | $8.898M | 5.9% | $67.41 | +29.1% | COM | 478160104 |
| AAPL | Apple Inc. | 85,714 | $8.194M | 5.4% | $19.38 | +16.7% | COM | 037833100 |
| — | Allergan Inc. | 35,005 | $8.089M | 5.3% | $272.56 | — | SHS | G0177J108 |
| SLB | Schlumberger | 95,453 | $7.548M | 5.0% | $64.33 | -9.5% | COM | 806857108 |
| QCOM | Qualcomm Inc | 134,825 | $7.223M | 4.8% | $42.54 | -5.3% | COM | 747525103 |
| MSFT | Microsoft | 129,843 | $6.644M | 4.4% | $30.12 | +52.7% | COM | 594918104 |
| IBB | iShares Biotech Fund | 23,566 | $6.064M | 4.0% | $235.67 | — | NASDQ BIOTEC ETF | 464287556 |
| ORCL | Oracle | 137,969 | $5.647M | 3.7% | $32.00 | +8.1% | COM | 68389X105 |
| CMCSA | Comcast | 85,031 | $5.543M | 3.7% | $19.24 | +28.5% | CL A | 20030N101 |
| — | General Electric | 175,738 | $5.532M | 3.6% | $26.42 | — | COM | 369604103 |
| GM | General Motors | 178,473 | $5.051M | 3.3% | $25.47 | -2.6% | COM | 37045V100 |
| WFC | Wells Fargo & Co | 102,179 | $4.836M | 3.2% | $37.06 | +0.5% | COM | 949746101 |
| — | Oaktree Capital Group | 105,350 | $4.715M | 3.1% | $47.71 | — | UNIT CL A | 674001201 |
| GOOG | Alphabet Inc Class C | 6,767 | $4.683M | 3.1% | $35.61 | +0.1% | CAP STK CL C | 02079K107 |
| MET | Metlife | 111,445 | $4.439M | 2.9% | $30.63 | -8.1% | COM | 59156R108 |
| — | Time Warner | 55,475 | $4.08M | 2.7% | $68.49 | — | COM NEW | 887317303 |
| DVN | Devon Energy | 105,805 | $3.835M | 2.5% | $22.13 | +7.8% | COM | 25179M103 |
| AR | Antero Resouces Corp | 140,600 | $3.653M | 2.4% | $22.25 | +22.5% | COM | 03674X106 |
| VCSH | Vanguard ST Corporate Bond ETF | 42,974 | $3.474M | 2.3% | $79.96 | — | SHRT TRM CORP BD | 92206C409 |
| HAL | Halliburton | 76,350 | $3.458M | 2.3% | $40.42 | -15.5% | COM | 406216101 |
| COF | Capital One | 53,425 | $3.393M | 2.2% | $62.22 | -5.7% | COM | 14040H105 |
| VTI | Vanguard Total Stock Mkt | 26,044 | $2.791M | 1.8% | $95.92 | — | TOTAL STK MKT | 922908769 |
| JPM | JP Morgan | 43,117 | $2.679M | 1.8% | $39.79 | +21.5% | COM | 46625H100 |
| BRK/B | Berkshire Hathaway B | 14,801 | $2.143M | 1.4% | $118.10 | +21.0% | CL B NEW | 084670702 |
| XOM | Exxon | 21,460 | $2.012M | 1.3% | $56.28 | +2.8% | COM | 30231G102 |
| COST | Costco Wholesale | 12,785 | $2.008M | 1.3% | $97.36 | +31.5% | COM | 22160K105 |
| RRC | Range Resources | 41,625 | $1.796M | 1.2% | $54.61 | -25.0% | COM | 75281A109 |
| — | Priceline.com | 1,375 | $1.717M | 1.1% | $1188.06 | — | COM NEW | 741503403 |
| KMI | Kinder Morgan Inc | 85,162 | $1.594M | 1.1% | $13.04 | -16.3% | COM | 49456B101 |
| CL | Colgate Palmolive Co. | 18,984 | $1.39M | 0.9% | $50.75 | +12.1% | COM | 194162103 |
| FDX | FedEx Corp. | 7,523 | $1.142M | 0.8% | $115.51 | +20.5% | COM | 31428X106 |
| DIS | Walt Disney | 11,509 | $1.126M | 0.7% | $88.01 | +4.7% | COM DISNEY | 254687106 |
| — | Eaton Vance Ltd Duration | 82,259 | $1.106M | 0.7% | $14.65 | — | COM | 27828H105 |
| KO | Coca Cola | 23,280 | $1.055M | 0.7% | $27.38 | +21.7% | COM | 191216100 |
| HON | Honeywell International | 7,325 | $852K | 0.6% | $61.16 | +37.7% | COM | 438516106 |
| EFA | iShares MSCI EAFE ETF | 12,200 | $681K | 0.4% | $66.49 | — | MSCI EAFE ETF | 464287465 |
| EMR | Emerson Electric | 12,633 | $659K | 0.4% | $46.56 | -10.8% | COM | 291011104 |
| CVX | Chevron | 4,918 | $516K | 0.3% | $71.68 | -6.9% | COM | 166764100 |
| GILD | Gilead Sciences | 5,500 | $459K | 0.3% | $65.81 | -4.6% | COM | 375558103 |
| VCIT | Vanguard Corp Bond ETF | 4,375 | $391K | 0.3% | $82.80 | — | INT-TERM CORP | 92206C870 |
| AMZN | Amazon.com | 543 | $389K | 0.3% | $17.81 | +89.9% | COM | 023135106 |
| GOOGL | Alphabet Inc Class A | 534 | $376K | 0.2% | $36.72 | -0.8% | CAP STK CL A | 02079K305 |
| — | Aqua America | 10,275 | $366K | 0.2% | $23.57 | — | COM | 03836W103 |
| T | AT&T Inc. | 8,321 | $360K | 0.2% | $11.52 | +31.2% | COM | 00206R102 |
| — | Blackrock Limited Duration | 23,200 | $354K | 0.2% | $14.57 | — | COM SHS | 09249W101 |
| SBUX | Starbucks | 6,000 | $343K | 0.2% | $36.07 | +28.8% | COM | 855244109 |
| META | 2,700 | $309K | 0.2% | $73.38 | +55.9% | CL A | 30303M102 | |
| CSCO | Cisco Systems | 10,665 | $306K | 0.2% | $16.08 | +29.7% | COM | 17275R102 |
| — | Tortoise MLP CEF | 15,025 | $277K | 0.2% | $17.57 | — | COM | 89148B101 |
| EPD | Enterprise Product Partners LP | 9,100 | $266K | 0.2% | $25.41 | — | COM | 293792107 |
| PFE | Pfizer | 6,904 | $243K | 0.2% | $18.08 | +16.4% | COM | 717081103 |
| LQD | iShares Investment Grade Bond ETF | 1,975 | $242K | 0.2% | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| MMM | 3M Company | 1,300 | $228K | 0.2% | $72.67 | +41.0% | COM | 88579Y101 |
| CX | Cemex SA | 34,621 | $214K | 0.1% | $11.51 | — | SPON ADR NEW | 151290889 |
| HRL | Hormel Foods Corp | 5,600 | $205K | 0.1% | $25.61 | +15.2% | COM | 440452100 |
| V | Visa Inc Cl A | 2,662 | $197K | 0.1% | $58.60 | +24.9% | COM CL A | 92826C839 |
| VZ | Verizon Communications | 3,320 | $185K | 0.1% | $26.88 | +17.1% | COM | 92343V104 |
| INTC | Intel | 5,051 | $166K | 0.1% | $22.64 | +10.9% | COM | 458140100 |
| PG | Procter & Gamble | 1,902 | $161K | 0.1% | $60.31 | +5.0% | COM | 742718109 |
| TRV | Travelers Group Inc | 1,280 | $152K | 0.1% | $75.57 | +21.1% | COM | 89417E109 |
| BMY | Bristol-Myers | 2,005 | $147K | 0.1% | $36.35 | +38.9% | COM | 110122108 |
| PEP | Pepsico | 1,302 | $138K | 0.1% | $64.27 | +19.9% | COM | 713448108 |
| IBM | IBM | 890 | $135K | 0.1% | $102.14 | -6.9% | COM | 459200101 |
| BDX | Becton Dickinson | 701 | $119K | 0.1% | $86.50 | +59.9% | COM | 075887109 |
| DE | Deere & Co | 1,400 | $113K | 0.1% | $70.09 | -0.2% | COM | 244199105 |
| DSI | iShares KLD 400 Social Index | 1,400 | $108K | 0.1% | $70.98 | — | MSCI KLD400 SOC | 464288570 |
| SO | Southern Company | 2,000 | $107K | 0.1% | $29.49 | +14.0% | COM | 842587107 |
| AXP | American Express Co. | 1,733 | $105K | 0.1% | $69.30 | -20.3% | COM | 025816109 |
| PBI | Pitney Bowes, Inc | 5,600 | $100K | 0.1% | $21.51 | -10.4% | COM | 724479100 |
| — | Celgene | 1,000 | $99,000 | 0.1% | $124.95 | — | COM | 151020104 |
| WMT | Wal-Mart | 1,339 | $98,000 | 0.1% | $20.29 | -3.8% | COM | 931142103 |
| — | CBRE Real Estate Income Fund | 11,732 | $97,000 | 0.1% | $7.93 | — | COM | 12504G100 |
| SCHF | Schwab International Equity ETF | 3,300 | $89,000 | 0.1% | $27.50 | — | INTL EQTY ETF | 808524805 |
| MRK | Merck | 1,500 | $86,000 | 0.1% | $39.35 | +0.3% | COM | 58933Y105 |
| IP | International Paper | 1,854 | $79,000 | 0.1% | $32.75 | -19.7% | COM | 460146103 |
| — | Walgreens Boots Allianc | 950 | $79,000 | 0.1% | $76.25 | — | COM | 931427108 |
| TFI | Spdr Nuveen Barclays Mun | 1,536 | $78,000 | 0.1% | $50.78 | — | NUVN BRCLY MUNI | 78468R721 |
| IHI | iShares Medical Devices | 550 | $75,000 | 0.0% | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $74,000 | 0.0% | $33.00 | +28.5% | COM | 34964C106 |
| IWB | iShares Russell 1000 ETF | 627 | $73,000 | 0.0% | $102.56 | — | RUS 1000 ETF | 464287622 |
| AFL | Aflac Inc. | 1,000 | $72,000 | 0.0% | $24.61 | +10.8% | COM | 001055102 |
| — | Nuveen Insured Calif Tax | 4,145 | $71,000 | 0.0% | $17.13 | — | COM | 670651108 |
| HD | Home Depot | 528 | $67,000 | 0.0% | $70.46 | +49.0% | COM | 437076102 |
| — | Dow Chemical | 1,350 | $67,000 | 0.0% | $44.52 | — | COM | 260543103 |
| AMGN | Amgen | 425 | $65,000 | 0.0% | $101.29 | +15.2% | COM | 031162100 |
| CNP | Centerpoint Energy Inc | 2,500 | $60,000 | 0.0% | $15.70 | +3.1% | COM | 15189T107 |
| AVB | Avalonbay Communities | 329 | $59,000 | 0.0% | $82.16 | +58.0% | COM | 053484101 |
| — | Twenty-First Century Fox, Inc | 2,134 | $58,000 | 0.0% | $36.15 | — | CL A | 90130A101 |
| SPSB | Spdr Barclays Short Term Corp Bond | 1,853 | $57,000 | 0.0% | $30.76 | — | BARC SHT TR CP | 78464A474 |
| QCLN | First Tr Nasdaq Clean Energy | 4,000 | $57,000 | 0.0% | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| CLX | Clorox | 400 | $55,000 | 0.0% | $63.81 | +54.6% | COM | 189054109 |
| UPS | United Parcel Service | 500 | $54,000 | 0.0% | $64.45 | +13.4% | CL B | 911312106 |
| — | Powershares - Nasdaq 100 ETF | 500 | $54,000 | 0.0% | $93.83 | — | UNIT SER 1 | 73935A104 |
| SCHE | Schwab Emerging Markets Equity ETF | 2,500 | $53,000 | 0.0% | $21.20 | — | EMRG MKTEQ ETF | 808524706 |
| — | Symantec | 2,554 | $52,000 | 0.0% | $20.36 | — | COM | 871503108 |
| — | Mexico Equity & Incm Fd | 4,800 | $52,000 | 0.0% | $14.54 | — | COM | 592834105 |
| LMT | Lockheed Martin | 200 | $50,000 | 0.0% | $137.24 | +32.9% | COM | 539830109 |
| GIS | General Mills Inc | 700 | $50,000 | 0.0% | $32.89 | +38.2% | COM | 370334104 |
| — | MS Emerging Markets | 3,700 | $49,000 | 0.0% | $15.45 | — | COM | 61744G107 |
| BAC | Bank of America | 3,700 | $49,000 | 0.0% | $13.46 | -15.7% | COM | 060505104 |
| UNP | Union Pacific | 550 | $48,000 | 0.0% | $73.47 | -7.1% | COM | 907818108 |
| — | Monsanto | 460 | $48,000 | 0.0% | $104.11 | — | COM | 61166W101 |
| NVS | Novartis A G Spon Adr | 569 | $47,000 | 0.0% | $88.25 | — | SPONSORED ADR | 66987V109 |
| EIX | Edison International | 600 | $47,000 | 0.0% | $40.28 | +20.5% | COM | 281020107 |
| — | Blackstone GSO Strategic Credit Fund | 3,200 | $46,000 | 0.0% | $13.40 | — | COM SHS BEN IN | 09257R101 |
| USB | U S Bancorp | 1,102 | $44,000 | 0.0% | $25.38 | +15.0% | COM NEW | 902973304 |
| CMG | Chipotle Mexican Grl | 110 | $44,000 | 0.0% | $8.69 | 0.0% | COM | 169656105 |
| AEP | American Electric Pwr Co Inc | 611 | $43,000 | 0.0% | $38.58 | +20.9% | COM | 025537101 |
| MCD | McDonald Corp. | 354 | $43,000 | 0.0% | $70.38 | +40.9% | COM | 580135101 |
| — | Fitbit Inc | 3,500 | $43,000 | 0.0% | $15.21 | — | CL A | 33812L102 |
| BAX | Baxter International Inc | 900 | $41,000 | 0.0% | $29.26 | +28.1% | COM | 071813109 |
| OMC | Omnicom Group Inc | 500 | $41,000 | 0.0% | $46.21 | +29.1% | COM | 681919106 |
| HIW | Highwood Properties Inc | 750 | $40,000 | 0.0% | $36.00 | — | COM | 431284108 |
| — | AllianceBernstein Global High Inc Fund | 3,200 | $39,000 | 0.0% | $14.38 | — | COM | 01879R106 |
| — | Intra-Cellular Therapies | 1,000 | $39,000 | 0.0% | $18.00 | — | COM | 46116X101 |
| — | Carlyle Group Lp | 2,400 | $39,000 | 0.0% | $16.89 | — | COM UTS LTD PTN | 14309L102 |
| — | Barclays Global High | 259 | $33,000 | 0.0% | $127.41 | — | BARC YLD ETN LKD | 06742C152 |
| — | Wstrn Asset Emerge Mkt I | 3,000 | $33,000 | 0.0% | $12.00 | — | COM | 95766E103 |
| GLD | Streetracks Gold TRUST | 250 | $32,000 | 0.0% | $116.63 | — | GOLD SHS | 78463V107 |
| MA | Mastercard Inc | 350 | $31,000 | 0.0% | $76.31 | +18.3% | CL A | 57636Q104 |
| ARCC | Ares Capital Corp | 2,200 | $31,000 | 0.0% | $5.37 | +10.6% | COM | 04010L103 |
| VOD | Vodafone Group PLC ADR | 900 | $28,000 | 0.0% | $33.60 | — | SPNSR ADR | 92857W308 |
| WM | Waste Management | 419 | $28,000 | 0.0% | $43.91 | +15.4% | COM | 94106L109 |
| — | UBS Enhanced Large Cap | 222 | $28,000 | 0.0% | $126.13 | — | EN LG CP GRWTH | 902677780 |
| RL | Polo Ralph Lauren | 300 | $27,000 | 0.0% | $76.41 | 0.0% | CL A | 751212101 |
| HP | Helmerich & Payne | 400 | $27,000 | 0.0% | $52.86 | +16.9% | COM | 423452101 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 477 | $26,000 | 0.0% | $51.19 | — | MORTG-BACK SEC | 92206C771 |
| — | Express Scripts | 346 | $26,000 | 0.0% | $86.71 | — | COM | 30219G108 |
| F | Ford Motor | 2,046 | $26,000 | 0.0% | $8.64 | -8.1% | COM PAR $0.01 | 345370860 |
| LUV | Southwest Airlines Co | 675 | $26,000 | 0.0% | $32.93 | +15.8% | COM | 844741108 |
| PANW | Palo Alto Networks Inc | 200 | $25,000 | 0.0% | $22.39 | +3.5% | COM | 697435105 |
| PFG | Principal Financial Grp | 599 | $25,000 | 0.0% | $34.51 | -14.7% | COM | 74251V102 |
| — | Portola Pharmaceuticals | 1,000 | $24,000 | 0.0% | $26.00 | — | COM | 737010108 |
| — | Yahoo! | 650 | $24,000 | 0.0% | $39.24 | — | COM | 984332106 |
| PYPL | Paypal Holdings Inco | 666 | $24,000 | 0.0% | $35.85 | +6.4% | COM | 70450Y103 |
| — | Shire Plc Adr | 133 | $24,000 | 0.0% | $180.45 | — | SPONSORED ADR | 82481R106 |
| GDX | VANECK VECTORS ETF TR | 850 | $24,000 | 0.0% | $28.24 | — | GOLD MINER ETF | 92189F106 |
| CTRA | Cabot Oil & Gas | 900 | $23,000 | 0.0% | $14.58 | +19.8% | COM | 127097103 |
| — | The Whitewave Foods Co | 500 | $23,000 | 0.0% | $44.29 | — | COM | 966244105 |
| — | S&P Oil & Gas E&P SPDR ETF | 550 | $19,000 | 0.0% | $34.55 | — | S&P OILGAS EXP | 78464A730 |
| — | Amerigas Partners LP | 400 | $19,000 | 0.0% | $45.00 | — | UNIT L P INT | 030975106 |
| VGK | Vanguard MSCI Europe ETF | 400 | $19,000 | 0.0% | $58.00 | — | FTSE EUROPE ETF | 922042874 |
| VIG | Vanguard Dividend Appreciation ETF | 213 | $18,000 | 0.0% | $80.07 | — | DIV APP ETF | 921908844 |
| BABA | Alibaba Group Hldg Adr | 225 | $18,000 | 0.0% | $77.87 | — | SPONSORED ADS | 01609W102 |
| — | Barclays Enhanced Europe | 204 | $18,000 | 0.0% | $88.24 | — | BARC ETN EUR50 | 06742C129 |
| ROST | Ross Stores Inc | 300 | $17,000 | 0.0% | $41.56 | +21.5% | COM | 778296103 |
| TBT | Ultrashort 20+ Year Lehman Bond | 525 | $17,000 | 0.0% | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | Enbridge Energy Ptnrs LP | 735 | $17,000 | 0.0% | $29.93 | — | COM | 29250R106 |
| PMT | PennyMac | 1,000 | $16,000 | 0.0% | $15.00 | — | COM | 70931T103 |
| VUG | Vanguard Growth ETF | 145 | $16,000 | 0.0% | $100.72 | — | GROWTH ETF | 922908736 |
| — | United Technologies | 154 | $16,000 | 0.0% | $103.90 | — | COM | 913017109 |
| — | Nuveen Fltg Rate Incm Fd | 1,500 | $16,000 | 0.0% | $10.67 | — | COM | 67072T108 |
| — | California Resources Corp | 1,196 | $15,000 | 0.0% | $12.54 | — | COM NEW | 13057q206 |
| DEO | Diageo Plc New Adr | 133 | $15,000 | 0.0% | $118.00 | — | SPON ADR NEW | 25243Q205 |
| GS | Goldman Sachs | 100 | $15,000 | 0.0% | $127.90 | 0.0% | COM | 38141G104 |
| EMN | Eastman Chemical Co. | 200 | $14,000 | 0.0% | $55.62 | -3.7% | COM | 277432100 |
| — | Titan Pharmaceutical | 2,546 | $14,000 | 0.0% | $4.32 | — | COM NEW | 888314309 |
| — | Nuveen Qlty Pfd Inc Fund | 1,500 | $14,000 | 0.0% | $8.00 | — | COM | 67072C105 |
| ILMN | Illumina | 100 | $14,000 | 0.0% | $202.14 | -29.7% | COM | 452327109 |
| EBAY | Ebay Inc. | 566 | $13,000 | 0.0% | $20.17 | +6.5% | COM | 278642103 |
| — | Solarcity Corp | 525 | $13,000 | 0.0% | $50.60 | — | COM | 83416T100 |
| BA | Boeing | 100 | $13,000 | 0.0% | $110.65 | +7.1% | COM | 097023105 |
| NVO | Novo-Nordisk A-S | 229 | $12,000 | 0.0% | $52.40 | — | ADR | 670100205 |
| — | Lendingclub Corp | 2,700 | $12,000 | 0.0% | $14.69 | — | COM | 52603A109 |
| NYT | New York Times Class A | 1,000 | $12,000 | 0.0% | $12.09 | -7.1% | CL A | 650111107 |
| — | Glaxosmithkline Plc Adrf | 283 | $12,000 | 0.0% | $47.26 | — | SPONSORED ADR | 37733W105 |
| — | DNP Select Utilities Income | 1,000 | $11,000 | 0.0% | $10.45 | — | COM | 23325P104 |
| — | Tortoise Egy Infrastruct | 350 | $11,000 | 0.0% | $36.20 | — | COM | 89147L100 |
| WY | Weyerhaeuser Co. | 371 | $11,000 | 0.0% | $21.50 | -1.8% | COM | 962166104 |
| — | Calamos Strgc Tot Ret Fd | 1,000 | $10,000 | 0.0% | $11.00 | — | COM SH BEN INT | 128125101 |
| BF/A | Brown Forman Cl A Vtg | 80 | $9,000 | 0.0% | $28.36 | -7.9% | CL A | 115637100 |
| SCHW | Charles Schwab Corp | 342 | $9,000 | 0.0% | $27.89 | -9.8% | COM | 808513105 |
| NVCR | Novocure Limited | 800 | $9,000 | 0.0% | $14.12 | -11.3% | ORD SHS | G6674U108 |
| KIM | Kimco Realty | 300 | $9,000 | 0.0% | $11.63 | +53.8% | COM | 49446R109 |
| — | Pandora Media | 750 | $9,000 | 0.0% | $26.67 | — | COM | 698354107 |
| — | Oneok Partners LP | 200 | $8,000 | 0.0% | $40.00 | — | UNIT LTD PARTN | 68268N103 |
| UDR | UDR, Inc | 216 | $8,000 | 0.0% | $20.28 | +25.5% | COM | 902653104 |
| TSLA | Tesla Motors Inc | 35 | $7,000 | 0.0% | $14.08 | +7.6% | COM | 88160R101 |
| — | Twitter Inc | 400 | $7,000 | 0.0% | $53.01 | — | COM | 90184L102 |
| XBFZX | Blackrock CA Muni Income Trust | 400 | $7,000 | 0.0% | $14.51 | — | SH BEN INT | 09248E102 |
| — | Conformis Inc | 1,000 | $7,000 | 0.0% | $7.00 | — | COM | 20717E101 |
| — | Durect Corp | 6,000 | $7,000 | 0.0% | $1.50 | — | COM | 266605104 |
| — | Madison Strat Sectr Prem | 600 | $7,000 | 0.0% | $11.67 | — | COM | 558268108 |
| — | Invesco California Value | 500 | $7,000 | 0.0% | $12.00 | — | COM | 46132H106 |
| — | Piedmont Natural Gas Co | 100 | $6,000 | 0.0% | $40.00 | — | COM | 720186105 |
| RWT | Redwood Trust | 448 | $6,000 | 0.0% | $20.09 | — | COM | 758075402 |
| — | Apache Corp | 100 | $6,000 | 0.0% | $86.00 | — | COM | 037411105 |
| NKE | Nike | 100 | $6,000 | 0.0% | $53.15 | -5.3% | CL B | 654106103 |
| SWKS | Skyworks Solutions | 100 | $6,000 | 0.0% | $73.93 | -24.9% | COM | 83088M102 |
| — | Barrick Gold Corp | 300 | $6,000 | 0.0% | $10.74 | — | COM | 067901108 |
| XBI | SPDR S&P Biotech ETF | 105 | $6,000 | 0.0% | $104.02 | — | S&P BIOTECH | 78464A870 |
| — | St Jude Medical Inc | 80 | $6,000 | 0.0% | $50.00 | — | COM | 790849103 |
| LEN | Lennar Corp Cl A | 104 | $5,000 | 0.0% | $30.45 | +30.9% | CL A | 526057104 |
| MGK | Vanguard Meg Cap Grth | 60 | $5,000 | 0.0% | $91.67 | — | MEGA GRWTH IND | 921910816 |
| — | Doubleline Opportunistic Credit Fund CEF | 200 | $5,000 | 0.0% | $22.45 | — | COM | 258623107 |
| — | FireEye Inc | 250 | $4,000 | 0.0% | $44.04 | — | COM | 31816Q101 |
| — | General Motors Cl A 16wt | 198 | $4,000 | 0.0% | — | — | Call | 37045V118 |
| CORT | Corcept Therapeutics Inc | 700 | $4,000 | 0.0% | $2.02 | +157.3% | COM | 218352102 |
| — | Nuveen Nasdaq 100 | 210 | $4,000 | 0.0% | $19.05 | — | COM SHS | 670699107 |
| — | Qiagen N V | 124 | $3,000 | 0.0% | $24.19 | — | REG SHS | N72482107 |
| YUM | YUM! Brands | 40 | $3,000 | 0.0% | $43.30 | +14.2% | COM | 988498101 |
| — | Nuveen Multi Strategy | 300 | $3,000 | 0.0% | $10.00 | — | COM | 67073B106 |
| — | John Hancock Pfd Income Fd | 100 | $2,000 | 0.0% | $20.00 | — | COM | 41013X106 |
| IONS | Ionis Pharmaceutical | 90 | $2,000 | 0.0% | $53.96 | -40.2% | COM | 462222100 |
| — | Nuveen Real Est Inc Fd | 150 | $2,000 | 0.0% | $13.33 | — | COM | 67071B108 |
| — | General Motors Cl B 19wt | 198 | $2,000 | 0.0% | — | — | Call | 37045V126 |
| — | Frontier Communications | 400 | $2,000 | 0.0% | $6.05 | — | COM | 35906A108 |
| — | Guggenheim S&P 400 Midcap Growth ETF | 15 | $2,000 | 0.0% | $133.33 | — | GUG S&P MC400 PG | 78355W601 |
| BKD | Brookdale Senior Liv | 100 | $2,000 | 0.0% | $15.26 | +14.3% | COM | 112463104 |
| C | Citigroup | 13 | $1,000 | 0.0% | $38.20 | -13.4% | COM NEW | 172967424 |
| ETSY | Etsy Inc | 150 | $1,000 | 0.0% | $19.22 | -53.6% | COM | 29786A106 |
| — | Harris & Harris | 600 | $1,000 | 0.0% | $3.33 | — | COM | 413833104 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $42.47 | 0.0% | COM | N3167Y103 |
| — | DDR Corp. | 15 | $0 | 0.0% | — | — | COM | 23317H102 |
| — | Seadrill Ltd | 100 | $0 | 0.0% | $12.50 | — | SHS | G7945E105 |
| — | Apricus Biosciences Inc | 33 | $0 | 0.0% | — | — | COM | 03832V109 |