Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 7, 2016
Total Value: $163M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc. | 86,140 | $9.738M | 6.0% | $113.05 * | $19.41 | +24.8% | COM | 037833100 |
| QCOM | Qualcomm Inc | 130,935 | $8.969M | 5.5% | $68.50 * | $42.53 | +10.3% | COM | 747525103 |
| — | Allergan Inc. | 36,030 | $8.298M | 5.1% | $230.31 | $271.36 | — | SHS | G0177J108 |
| JNJ | Johnson & Johnson | 67,800 | $8.009M | 4.9% | $118.13 * | $67.41 | +38.8% | COM | 478160104 |
| SLB | Schlumberger | 95,561 | $7.515M | 4.6% | $78.64 * | $64.33 | -5.7% | COM | 806857108 |
| MSFT | Microsoft | 120,793 | $6.958M | 4.3% | $57.60 * | $30.12 | +67.0% | COM | 594918104 |
| IBB | iShares Biotech Fund | 23,726 | $6.868M | 4.2% | $289.47 | $236.00 | — | NASDQ BIOTEC ETF | 464287556 |
| — | Oaktree Capital Group | 141,500 | $6M | 3.7% | $42.40 | $46.35 | — | UNIT CL A | 674001201 |
| AR | Antero Resources Corp | 212,025 | $5.714M | 3.5% | $26.95 | $23.73 | +12.2% | COM | 03674X106 |
| GM | General Motors | 178,823 | $5.681M | 3.5% | $31.77 * | $25.46 | +1.5% | COM | 37045V100 |
| ORCL | Oracle | 144,019 | $5.657M | 3.5% | $39.28 * | $32.13 | +10.3% | COM | 68389X105 |
| GOOG | Alphabet Inc Class C | 6,719 | $5.223M | 3.2% | $777.35 * | $35.61 | +5.8% | CAP STK CL C | 02079K107 |
| CMCSA | Comcast | 77,831 | $5.163M | 3.2% | $66.34 * | $19.26 | +38.2% | CL A | 20030N101 |
| — | General Electric | 173,507 | $5.139M | 3.1% | $29.62 | $26.42 | — | COM | 369604103 |
| WFC | Wells Fargo & Co | 115,724 | $5.124M | 3.1% | $44.28 * | $37.03 | -0.5% | COM | 949746101 |
| MET | Metlife | 112,901 | $5.016M | 3.1% | $44.43 * | $30.59 | -10.5% | COM | 59156R108 |
| DVN | Devon Energy | 110,011 | $4.853M | 3.0% | $44.11 * | $22.33 | +28.0% | COM | 25179M103 |
| — | Time Warner | 54,970 | $4.376M | 2.7% | $79.61 | $68.52 | — | COM NEW | 887317303 |
| KMI | Kinder Morgan Inc | 173,347 | $4.01M | 2.5% | $23.13 * | $13.05 | +0.1% | COM | 49456B101 |
| COF | Capital One | 52,525 | $3.773M | 2.3% | $71.83 * | $62.20 | -6.3% | COM | 14040H105 |
| VCSH | Vanguard ST Corporate Bond ETF | 44,879 | $3.615M | 2.2% | $80.55 | $79.98 | — | SHRT TRM CORP BD | 92206C409 |
| HAL | Halliburton | 75,500 | $3.388M | 2.1% | $44.87 * | $40.42 | -10.0% | COM | 406216101 |
| DIS | Walt Disney | 31,473 | $2.923M | 1.8% | $92.87 * | $88.56 | +0.4% | COM DISNEY | 254687106 |
| VTI | Vanguard Total Stock Mkt | 26,044 | $2.899M | 1.8% | $111.31 | $95.92 | — | TOTAL STK MKT | 922908769 |
| JPM | JP Morgan | 42,735 | $2.846M | 1.7% | $66.60 * | $39.79 | +27.8% | COM | 46625H100 |
| BRK/B | Berkshire Hathaway B | 14,727 | $2.128M | 1.3% | $144.50 | $118.33 | +23.6% | CL B NEW | 084670702 |
| — | Priceline.com | 1,364 | $2.007M | 1.2% | $1471.41 | $1190.63 | — | COM NEW | 741503403 |
| COST | Costco Wholesale | 12,100 | $1.845M | 1.1% | $152.48 * | $97.92 | +39.9% | COM | 22160K105 |
| XOM | Exxon | 21,070 | $1.839M | 1.1% | $87.28 * | $56.28 | +4.0% | COM | 30231G102 |
| CL | Colgate Palmolive Co. | 18,400 | $1.364M | 0.8% | $74.13 * | $50.75 | +17.0% | COM | 194162103 |
| — | Eaton Vance Ltd Duration | 86,759 | $1.189M | 0.7% | $13.70 | $14.60 | — | COM | 27828H105 |
| FDX | FedEx Corp. | 6,623 | $1.157M | 0.7% | $174.69 * | $115.63 | +21.9% | COM | 31428X106 |
| KO | Coca Cola | 23,220 | $983K | 0.6% | $42.33 * | $27.38 | +18.9% | COM | 191216100 |
| HON | Honeywell International | 7,325 | $854K | 0.5% | $116.59 * | $61.16 | +40.7% | COM | 438516106 |
| CVX | Chevron | 4,768 | $491K | 0.3% | $102.98 * | $71.68 | -4.5% | COM | 166764100 |
| EMR | Emerson Electric | 8,533 | $465K | 0.3% | $54.49 * | $46.43 | -8.9% | COM | 291011104 |
| GILD | Gilead Sciences | 5,850 | $463K | 0.3% | $79.15 * | $65.33 | -11.6% | COM | 375558103 |
| AMZN | Amazon.com | 549 | $460K | 0.3% | $837.89 * | $18.04 | +112.2% | COM | 023135106 |
| MMM | 3M Company | 2,562 | $452K | 0.3% | $176.42 * | $90.66 | +20.4% | COM | 88579Y101 |
| GOOGL | Alphabet Inc Class A | 483 | $388K | 0.2% | $803.31 * | $36.72 | +5.7% | CAP STK CL A | 02079K305 |
| META | 2,739 | $351K | 0.2% | $128.15 * | $74.09 | +66.4% | CL A | 30303M102 | |
| — | Blackrock Limited Duration | 22,400 | $348K | 0.2% | $15.54 | $14.57 | — | COM SHS | 09249W101 |
| CSCO | Cisco Systems | 10,708 | $340K | 0.2% | $31.75 * | $16.08 | +43.5% | COM | 17275R102 |
| VCIT | Vanguard Corp Bond ETF | 3,775 | $338K | 0.2% | $89.54 | $82.80 | — | INT-TERM CORP | 92206C870 |
| SBUX | Starbucks | 6,000 | $325K | 0.2% | $54.17 * | $36.07 | +27.1% | COM | 855244109 |
| — | Aqua America | 10,275 | $313K | 0.2% | $30.46 | $23.57 | — | COM | 03836W103 |
| T | AT&T Inc. | 7,683 | $312K | 0.2% | $40.61 * | $11.52 | +41.4% | COM | 00206R102 |
| — | Tortoise MLP CEF | 15,625 | $312K | 0.2% | $19.97 | $17.67 | — | COM | 89148B101 |
| CX | Cemex SA | 34,621 | $275K | 0.2% | $7.94 | $11.51 | — | SPON ADR NEW | 151290889 |
| EPD | Enterprise Product Partners LP | 9,100 | $251K | 0.2% | $27.58 | $25.41 | — | COM | 293792107 |
| PFE | Pfizer | 6,904 | $234K | 0.1% | $33.89 * | $18.08 | +23.1% | COM | 717081103 |
| V | Visa Inc Cl A | 2,745 | $227K | 0.1% | $82.70 * | $59.10 | +26.9% | COM CL A | 92826C839 |
| HRL | Hormel Foods Corp | 5,600 | $212K | 0.1% | $37.86 * | $25.61 | +14.9% | COM | 440452100 |
| VZ | Verizon Communications | 4,055 | $211K | 0.1% | $52.03 * | $27.97 | +17.6% | COM | 92343V104 |
| INTC | Intel | 4,751 | $179K | 0.1% | $37.68 * | $22.64 | +26.4% | COM | 458140100 |
| LQD | iShares Investment Grade Bond ETF | 1,375 | $169K | 0.1% | $122.91 | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| PG | Procter & Gamble | 1,752 | $157K | 0.1% | $89.61 * | $60.31 | +11.9% | COM | 742718109 |
| TRV | Travelers Group Inc | 1,317 | $151K | 0.1% | $114.65 * | $76.12 | +25.1% | COM | 89417E109 |
| PEP | Pepsico | 1,370 | $149K | 0.1% | $108.76 * | $65.11 | +24.5% | COM | 713448108 |
| IBM | IBM | 890 | $141K | 0.1% | $158.43 * | $102.14 | -0.4% | COM | 459200101 |
| BDX | Becton Dickinson | 701 | $126K | 0.1% | $179.74 * | $86.50 | +71.7% | COM | 075887109 |
| DE | Deere & Co | 1,400 | $119K | 0.1% | $85.00 * | $70.09 | +0.3% | COM | 244199105 |
| DSI | iShares KLD 400 Social Index | 1,400 | $113K | 0.1% | $80.71 | $70.98 | — | MSCI KLD400 SOC | 464288570 |
| AXP | American Express Co. | 1,733 | $111K | 0.1% | $64.05 * | $69.30 | -18.7% | COM | 025816109 |
| BMY | Bristol-Myers | 2,053 | $111K | 0.1% | $54.07 * | $36.58 | +26.1% | COM | 110122108 |
| MRK | Merck | 1,710 | $107K | 0.1% | $62.57 * | $39.89 | +9.6% | COM | 58933Y105 |
| — | Celgene | 1,000 | $105K | 0.1% | $105.00 | $124.95 | — | COM | 151020104 |
| PBI | Pitney Bowes, Inc | 5,600 | $102K | 0.1% | $18.21 | $21.51 | -14.7% | COM | 724479100 |
| SO | Southern Company | 1,910 | $98,000 | 0.1% | $51.31 * | $29.49 | +20.7% | COM | 842587107 |
| IP | International Paper | 1,906 | $91,000 | 0.1% | $47.74 * | $32.66 | -9.6% | COM | 460146103 |
| WMT | Wal-Mart | 1,127 | $81,000 | 0.0% | $71.87 * | $20.29 | +1.5% | COM | 931142103 |
| — | Walgreens Boots Allianc | 950 | $77,000 | 0.0% | $81.05 | $76.25 | — | COM | 931427108 |
| TFI | Spdr Nuveen Barclays Mun | 1,536 | $77,000 | 0.0% | $50.13 | $50.78 | — | NUVN BRCLY MUNI | 78468R721 |
| — | CBRE Real Estate Income Fund | 9,000 | $76,000 | 0.0% | $8.44 | $7.93 | — | COM | 12504G100 |
| IWB | iShares Russell 1000 ETF | 627 | $75,000 | 0.0% | $119.62 | $102.56 | — | RUS 1000 ETF | 464287622 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $74,000 | 0.0% | $57.81 * | $33.00 | +38.1% | COM | 34964C106 |
| — | Monsanto | 708 | $72,000 | 0.0% | $101.69 | $103.26 | — | COM | 61166W101 |
| AFL | Aflac Inc. | 1,000 | $72,000 | 0.0% | $72.00 * | $24.61 | +18.8% | COM | 001055102 |
| AMGN | Amgen | 425 | $71,000 | 0.0% | $167.06 * | $101.29 | +26.1% | COM | 031162100 |
| — | Dow Chemical | 1,350 | $70,000 | 0.0% | $51.85 | $44.52 | — | COM | 260543103 |
| — | Nuveen Insured Calif Tax | 4,145 | $69,000 | 0.0% | $16.65 | $17.13 | — | COM | 670651108 |
| HD | Home Depot | 528 | $68,000 | 0.0% | $128.79 * | $70.46 | +50.9% | COM | 437076102 |
| MCD | McDonald Corp. | 574 | $66,000 | 0.0% | $114.98 * | $79.64 | +18.7% | COM | 580135101 |
| — | Symantec | 2,554 | $64,000 | 0.0% | $25.06 | $20.36 | — | COM | 871503108 |
| — | Fitbit Inc | 4,300 | $64,000 | 0.0% | $14.88 | $15.15 | — | CL A | 33812L102 |
| QCLN | First Tr Nasdaq Clean Energy | 4,000 | $61,000 | 0.0% | $15.25 | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| — | Powershares - Nasdaq 100 ETF | 500 | $59,000 | 0.0% | $118.00 | $93.83 | — | UNI SER 1 | 73935A104 |
| SCHE | Schwab Emerging Markets Equity ETF | 2,500 | $58,000 | 0.0% | $23.20 | $21.20 | — | EMRG MKTEQ ETF | 808524706 |
| BAC | Bank of America | 3,700 | $58,000 | 0.0% | $15.68 * | $13.46 | -10.3% | COM | 060505104 |
| AVB | Avalonbay Communities | 329 | $58,000 | 0.0% | $176.29 * | $82.16 | +59.1% | COM | 053484101 |
| SPSB | SPDR Barclays Short Term Corp Bond | 1,853 | $57,000 | 0.0% | $30.76 | $30.76 | — | BARC SHT TR CP | 78464A474 |
| UNP | Union Pacific | 550 | $54,000 | 0.0% | $98.18 * | $73.47 | +3.4% | COM | 907818108 |
| — | Twenty-First Century Fox, Inc | 2,134 | $52,000 | 0.0% | $24.37 | $36.15 | — | CL A | 90130A101 |
| RL | Polo Ralph Lauren | 500 | $51,000 | 0.0% | $102.00 * | $79.09 | +5.1% | CL A | 751212101 |
| — | Mexico Equity & Incm Fd | 4,800 | $50,000 | 0.0% | $10.42 | $14.54 | — | COM | 592834105 |
| CLX | Clorox | 400 | $50,000 | 0.0% | $125.00 * | $63.81 | +57.1% | COM | 189054109 |
| — | Blackstone GSO Strategic Credit Fund | 3,200 | $48,000 | 0.0% | $15.00 | $13.40 | — | COM SHS BEN IN | 09257R101 |
| LMT | Lockheed Martin | 200 | $48,000 | 0.0% | $240.00 * | $137.24 | +42.0% | COM | 539830109 |
| USB | U S Bancorp | 1,102 | $47,000 | 0.0% | $42.65 * | $25.38 | +18.1% | COM NEW | 902973304 |
| CMG | Chipotle Mexican Grl | 110 | $47,000 | 0.0% | $427.27 * | $8.69 | -5.4% | COM | 169656105 |
| NVS | Novartis A G Spon Adr | 569 | $45,000 | 0.0% | $79.09 | $88.25 | — | SPONSORED ADR | 66987V109 |
| GIS | General Mills Inc | 700 | $45,000 | 0.0% | $64.29 * | $32.89 | +52.1% | COM | 370334104 |
| OMC | Omnicom Group Inc | 500 | $43,000 | 0.0% | $86.00 * | $46.21 | +31.0% | COM | 681919106 |
| BAX | Baxter International Inc | 900 | $43,000 | 0.0% | $47.78 * | $29.26 | +38.1% | COM | 071813109 |
| EIX | Edison International | 600 | $43,000 | 0.0% | $71.67 * | $40.28 | +26.7% | COM | 281020107 |
| HIW | Highwood Properties Inc | 750 | $39,000 | 0.0% | $52.00 | $36.00 | — | COM | 431284108 |
| AEP | American Electric Pwr Co Inc | 611 | $39,000 | 0.0% | $63.83 * | $38.58 | +25.2% | COM | 025537101 |
| MA | Mastercard Inc | 350 | $36,000 | 0.0% | $102.86 * | $76.31 | +19.0% | CL A | 57636Q104 |
| — | Barclays Global High | 259 | $34,000 | 0.0% | $131.27 | $127.41 | — | BARC YLD ETN LKD | 06742C152 |
| PANW | Palo Alto Networks Inc | 200 | $32,000 | 0.0% | $160.00 * | $22.39 | +1.8% | COM | 697435105 |
| LUV | Southwest Airlines Co | 835 | $32,000 | 0.0% | $38.32 * | $33.13 | +2.6% | COM | 844741108 |
| GLD | Streetracks Gold TRUST | 250 | $31,000 | 0.0% | $124.00 | $116.63 | — | GOLD SHS | 78463V107 |
| PFG | Principal Financial Grp | 599 | $31,000 | 0.0% | $51.75 * | $34.51 | -4.6% | COM | 74251V102 |
| — | UBS Enhanced Large Cap | 222 | $30,000 | 0.0% | $135.14 | $126.13 | — | EN LG CP GRWTH | 902677780 |
| IHI | iShares Medical Devices | 200 | $29,000 | 0.0% | $145.00 | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| — | Yahoo! | 650 | $28,000 | 0.0% | $43.08 | $39.24 | — | COM | 984332106 |
| HP | Helmerich & Payne | 400 | $27,000 | 0.0% | $67.50 * | $52.86 | +18.7% | COM | 423452101 |
| PYPL | Paypal Holdings Inco | 666 | $27,000 | 0.0% | $40.54 * | $35.85 | +6.9% | COM | 70450Y103 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 477 | $26,000 | 0.0% | $54.51 | $51.19 | — | MORTG-BACK SEC | 92206C771 |
| KHC | Kraft Heinz Company | 280 | $25,000 | 0.0% | $89.29 * | $58.03 | 0.0% | COM | 500754106 |
| F | Ford Motor | 2,046 | $25,000 | 0.0% | $12.22 * | $8.64 | -11.1% | COM PAR $0.01 | 345370860 |
| — | Express Scripts | 346 | $24,000 | 0.0% | $69.36 | $86.71 | — | COM | 30219G108 |
| CTRA | Cabot Oil & Gas | 900 | $23,000 | 0.0% | $25.56 * | $14.58 | +25.0% | COM | 127097103 |
| — | Portola Pharmaceuticals | 1,000 | $23,000 | 0.0% | $23.00 | $26.00 | — | COM | 737010108 |
| — | National Grid Plc | 295 | $21,000 | 0.0% | $71.19 | $71.19 | — | SPON ADR NEW | 636274300 |
| — | S&P Oil & Gas E&P SPDR ETF | 550 | $21,000 | 0.0% | $38.18 | $34.55 | — | S&P OILGAS EXP | 78464A730 |
| — | Carlyle Group Lp | 1,300 | $20,000 | 0.0% | $15.38 | $16.89 | — | COM UTS LTD PTN | 14309L102 |
| ARCC | Ares Capital Corp | 1,300 | $20,000 | 0.0% | $15.38 * | $5.37 | +17.4% | COM | 04010L103 |
| BABA | Alibaba Group Hldg Adr | 175 | $19,000 | 0.0% | $108.57 | $77.87 | — | SPONSORED ADS | 01609W102 |
| ROST | Ross Stores Inc | 300 | $19,000 | 0.0% | $63.33 * | $41.56 | +34.9% | COM | 778296103 |
| — | California Resources Corp | 1,496 | $19,000 | 0.0% | $12.70 | $12.70 | — | COM NEW | 13057Q206 |
| — | Enbridge Energy Ptnrs LP | 735 | $19,000 | 0.0% | $25.85 | $29.93 | — | COM | 29250R106 |
| — | Amerigas Partners LP | 400 | $18,000 | 0.0% | $45.00 | $45.00 | — | UNIT L P INT | 030975106 |
| TBT | Ultrashort 20+ Year Lehman Bond | 525 | $17,000 | 0.0% | $32.38 | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | Lendingclub Corp | 2,700 | $17,000 | 0.0% | $6.30 | $14.69 | — | COM | 52603A109 |
| PMT | PennyMac | 1,000 | $16,000 | 0.0% | $16.00 | $15.00 | — | COM | 70931T103 |
| NEM | Newmont Mining Corp. | 405 | $16,000 | 0.0% | $39.51 * | $32.59 | 0.0% | COM | 651639106 |
| — | Titan Pharmaceutical | 2,546 | $15,000 | 0.0% | $5.89 | $4.32 | — | COM NEW | 888314309 |
| — | Intra-Cellular Therapies | 1,000 | $15,000 | 0.0% | $15.00 | $18.00 | — | COM | 46116X101 |
| KMB | Kimberly-Clark | 120 | $15,000 | 0.0% | $125.00 * | $93.50 | 0.0% | COM | 494368103 |
| DEO | Diageo Plc New Adr | 133 | $15,000 | 0.0% | $112.78 | $118.00 | — | SPON ADR NEW | 25243Q205 |
| EMN | Eastman Chemical Co. | 200 | $14,000 | 0.0% | $70.00 * | $55.62 | -11.5% | COM | 277432100 |
| BA | Boeing | 100 | $13,000 | 0.0% | $130.00 * | $110.65 | +9.2% | COM | 097023105 |
| ABBV | AbbVie Inc. | 210 | $13,000 | 0.0% | $61.90 * | $43.92 | 0.0% | COM | 00287Y109 |
| MO | Altria | 185 | $12,000 | 0.0% | $64.86 * | $34.76 | 0.0% | COM | 02209S103 |
| VOD | Vodafone Group PLC ADR | 400 | $12,000 | 0.0% | $30.00 | $33.60 | — | SPNSR ADR | 92857W308 |
| NYT | New York Times Class A | 1,000 | $12,000 | 0.0% | $12.00 * | $12.09 | -3.7% | CL A | 650111107 |
| — | Glaxosmithkline Plc Adrf | 283 | $12,000 | 0.0% | $42.40 | $47.26 | — | SPONSORED ADR | 37733W105 |
| — | Solarcity Corp | 540 | $11,000 | 0.0% | $20.37 | $49.76 | — | COM | 83416T100 |
| — | Pandora Media | 750 | $11,000 | 0.0% | $14.67 | $26.67 | — | COM | 698354107 |
| SCHW | Charles Schwab Corp | 342 | $11,000 | 0.0% | $32.16 * | $27.89 | -6.7% | COM | 808513105 |
| — | Calamos Strgc Tot Ret Fd | 1,000 | $10,000 | 0.0% | $10.00 | $11.00 | — | COM SH BEN INT | 128125101 |
| — | Conformis Inc | 1,000 | $10,000 | 0.0% | $10.00 | $7.00 | — | COM | 20717E101 |
| — | DNP Select Utilities Income | 1,000 | $10,000 | 0.0% | $10.00 | $10.45 | — | COM | 23325P104 |
| NVO | Novo-Nordisk A-S | 229 | $10,000 | 0.0% | $43.67 | $52.40 | — | ADR | 670100205 |
| — | Twitter Inc | 400 | $9,000 | 0.0% | $22.50 | $53.01 | — | COM | 90184L102 |
| — | Inovio Pharma | 1,000 | $9,000 | 0.0% | $9.00 | $9.00 | — | COM NEW | 45773H201 |
| KIM | Kimco Realty | 300 | $9,000 | 0.0% | $30.00 * | $11.63 | +64.0% | COM | 49446R109 |
| NVCR | Novocure Limited | 1,000 | $9,000 | 0.0% | $9.00 | $13.12 | -30.5% | ORD SHS | G6674U108 |
| — | Unilever Plc Adr New | 200 | $9,000 | 0.0% | $45.00 | $45.00 | — | SPON ADR NEW | 904767704 |
| WY | Weyerhaeuser Co. | 296 | $9,000 | 0.0% | $30.41 * | $21.50 | +2.0% | COM | 962166104 |
| — | Oneok Partners LP | 200 | $8,000 | 0.0% | $40.00 | $40.00 | — | UNIT LTD PARTN | 68268N103 |
| PCG | PG&E Corp. | 128 | $8,000 | 0.0% | $62.50 * | $60.39 | 0.0% | COM | 69331C108 |
| UDR | UDR, Inc | 216 | $8,000 | 0.0% | $37.04 * | $20.28 | +28.7% | COM | 902653104 |
| BF/A | Brown Forman Cl A Vtg | 160 | $8,000 | 0.0% | $50.00 * | $27.17 | -4.4% | CL A | 115637100 |
| — | Durect Corp | 6,000 | $8,000 | 0.0% | $1.33 | $1.50 | — | COM | 266605104 |
| XBI | SPDR S&P Biotech ETF | 105 | $7,000 | 0.0% | $66.67 | $104.02 | — | S&P BIOTECH | 78464A870 |
| — | Madison Strat Sectr Prem | 600 | $7,000 | 0.0% | $11.67 | $11.67 | — | COM | 558268108 |
| — | Invesco California Value | 500 | $7,000 | 0.0% | $14.00 | $12.00 | — | COM | 46132H106 |
| RWT | Redwood Trust | 448 | $6,000 | 0.0% | $13.39 | $20.09 | — | COM | 758075402 |
| — | Piedmont Natural Gas Co | 100 | $6,000 | 0.0% | $60.00 | $40.00 | — | COM | 720186105 |
| — | Apache Corp | 100 | $6,000 | 0.0% | $60.00 | $86.00 | — | COM | 037411105 |
| MGK | Vanguard Meg Cap Grth | 60 | $5,000 | 0.0% | $83.33 | $91.67 | — | MEGA GRWTH IND | 921910816 |
| — | Barrick Gold Corp | 300 | $5,000 | 0.0% | $16.67 | $10.74 | — | COM | 067901108 |
| NKE | Nike | 100 | $5,000 | 0.0% | $50.00 | $53.15 | -5.9% | CL B | 654106103 |
| CORT | Corcept Therapeutics Inc | 700 | $5,000 | 0.0% | $7.14 * | $2.02 | +187.7% | COM | 218352102 |
| YUM | YUM! Brands | 40 | $4,000 | 0.0% | $100.00 * | $43.30 | +24.4% | COM | 988498101 |
| TSLA | Tesla Motors Inc | 20 | $4,000 | 0.0% | $200.00 * | $14.08 | +2.5% | COM | 88160R101 |
| LEN | Lennar Corp Cl A | 104 | $4,000 | 0.0% | $38.46 * | $30.45 | +32.7% | CL A | 526057104 |
| — | Nuveen Nasdaq 100 | 210 | $4,000 | 0.0% | $19.05 | $19.05 | — | COM SHS | 670699107 |
| — | FireEye Inc | 250 | $4,000 | 0.0% | $16.00 | $44.04 | — | COM | 31816Q101 |
| — | St Jude Medical Inc | 40 | $3,000 | 0.0% | $75.00 | $50.00 | — | COM | 790849103 |
| — | General Motors Cl B 19wt | 198 | $3,000 | 0.0% | $15.15 | — | — | Call | 37045V126 |
| IONS | Ionis Pharmaceutical | 90 | $3,000 | 0.0% | $33.33 * | $53.96 | -42.0% | COM | 462222100 |
| — | Qiagen N V | 124 | $3,000 | 0.0% | $24.19 | $24.19 | — | REG SHS | N72482107 |
| — | Nuveen Multi Strategy | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | COM | 67073B106 |
| — | Nuveen Real Est Inc Fd | 150 | $2,000 | 0.0% | $13.33 | $13.33 | — | COM | 67071B108 |
| — | Frontier Communications | 429 | $2,000 | 0.0% | $4.66 | $5.95 | — | COM | 35906A108 |
| ETSY | Etsy Inc | 150 | $2,000 | 0.0% | $13.33 * | $19.22 | -34.2% | COM | 29786A106 |
| BKD | Brookdale Senior Liv | 100 | $2,000 | 0.0% | $20.00 * | $15.26 | +13.0% | COM | 112463104 |
| C | Citigroup | 23 | $1,000 | 0.0% | $43.48 * | $36.44 | -6.3% | COM NEW | 172967424 |
| SYF | Synchrony Financial | 32 | $1,000 | 0.0% | $31.25 * | $21.98 | 0.0% | COM | 87165B103 |
| MSI | Motorola Solutions | 14 | $1,000 | 0.0% | $71.43 * | $63.32 | 0.0% | COM NEW | 620076307 |
| — | Harris & Harris | 600 | $1,000 | 0.0% | $1.67 | $3.33 | — | COM | 413833104 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $0.00 | $42.47 | +9.7% | COM | N3167Y103 |
| — | Imation Corp | 14 | $0 | 0.0% | $0.00 | — | — | COM | 45245A107 |
| — | Seadrill Ltd | 100 | $0 | 0.0% | $0.00 | $12.50 | — | SHS | G7945E105 |
| RMR | RMR Group Inc. | 1 | $0 | 0.0% | $0.00 | $18.98 | 0.0% | CL A | 74967R106 |
| — | Apricus Biosciences Inc | 33 | $0 | 0.0% | $0.00 | — | — | COM | 03832V109 |
| — | DDR Corp. | 15 | $0 | 0.0% | $0.00 | — | — | COM | 23317H102 |