Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 12, 2016
Total Value: $145M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| JNJ | Johnson & Johnson | 78,003 | $8.44M | 5.8% | $108.20 * | $67.41 | +16.8% | COM | 478160104 |
| AAPL | Apple Inc. | 74,916 | $8.165M | 5.6% | $108.99 * | $18.95 | +19.0% | COM | 037833100 |
| MSFT | Microsoft | 135,600 | $7.489M | 5.2% | $55.23 * | $30.12 | +53.0% | COM | 594918104 |
| SLB | Schlumberger | 94,703 | $6.984M | 4.8% | $73.75 * | $64.33 | -17.4% | COM | 806857108 |
| QCOM | Qualcomm Inc | 134,535 | $6.88M | 4.8% | $51.14 * | $42.53 | -13.2% | COM | 747525103 |
| — | General Electric | 193,481 | $6.151M | 4.2% | $31.79 | $26.42 | — | COM | 369604103 |
| — | Allergan Inc. | 21,005 | $5.63M | 3.9% | $268.03 | $300.20 | — | SHS | G0177J108 |
| ORCL | Oracle | 136,725 | $5.593M | 3.9% | $40.91 * | $31.99 | -0.1% | COM | 68389X105 |
| IBB | iShares Biotech Fund | 21,101 | $5.503M | 3.8% | $260.79 | $233.51 | — | NASDQ BIOTEC ETF | 464287556 |
| MET | Metlife | 124,743 | $5.481M | 3.8% | $43.94 * | $30.63 | -12.7% | COM | 59156R108 |
| GM | General Motors | 170,823 | $5.369M | 3.7% | $31.43 * | $25.49 | -4.7% | COM | 37045V100 |
| CMCSA | Comcast | 84,456 | $5.159M | 3.6% | $61.09 * | $19.26 | +18.1% | CL A | 20030N101 |
| — | Oaktree Capital Group | 103,500 | $5.106M | 3.5% | $49.33 | $47.76 | — | UNIT CL A | 674001201 |
| GOOG | Alphabet Inc Class C | 6,414 | $4.778M | 3.3% | $744.93 * | $35.61 | -0.2% | CAP STK CL C | 02079K107 |
| — | Time Warner | 56,275 | $4.083M | 2.8% | $72.55 | $68.52 | — | COM NEW | 887317303 |
| AR | Antero Resouces Corp | 139,650 | $3.473M | 2.4% | $24.87 * | $22.25 | +8.0% | COM | 03674X106 |
| VCSH | Vanguard ST Corporate Bond ETF | 40,174 | $3.215M | 2.2% | $80.03 | $79.90 | — | SHRT TRM CORP BD | 92206C409 |
| COF | Capital One | 42,875 | $2.972M | 2.1% | $69.32 * | $63.07 | -12.2% | COM | 14040H105 |
| DVN | Devon Energy | 105,855 | $2.905M | 2.0% | $27.44 * | $22.08 | -23.2% | COM | 25179M103 |
| WFC | Wells Fargo & Co | 59,859 | $2.895M | 2.0% | $48.36 * | $36.94 | +0.5% | COM | 949746101 |
| VTI | Vanguard Total Stock Mkt | 26,044 | $2.73M | 1.9% | $104.82 | $95.92 | — | TOTAL STK MKT | 922908769 |
| HAL | Halliburton | 74,250 | $2.652M | 1.8% | $35.72 * | $40.60 | -33.6% | COM | 406216101 |
| JPM | JP Morgan | 42,581 | $2.522M | 1.7% | $59.23 * | $39.68 | +13.0% | COM | 46625H100 |
| BRK/B | Berkshire Hathaway B | 14,476 | $2.054M | 1.4% | $141.89 * | $117.78 | +12.6% | CL B NEW | 084670702 |
| COST | Costco Wholesale | 12,785 | $2.015M | 1.4% | $157.61 * | $97.92 | +30.5% | COM | 22160K105 |
| — | Priceline.com | 1,460 | $1.882M | 1.3% | $1289.04 | $1190.63 | — | COM NEW | 741503403 |
| XOM | Exxon | 21,745 | $1.818M | 1.3% | $83.61 * | $56.28 | -7.7% | COM | 30231G102 |
| CL | Colgate Palmolive Co. | 19,400 | $1.371M | 0.9% | $70.67 * | $50.75 | +4.2% | COM | 194162103 |
| KMI | Kinder Morgan Inc | 75,942 | $1.356M | 0.9% | $17.86 * | $13.29 | -25.2% | COM | 49456B101 |
| RRC | Range Resources | 41,725 | $1.351M | 0.9% | $32.38 * | $54.42 | -48.9% | COM | 75281A109 |
| FDX | FedEx Corp. | 7,223 | $1.175M | 0.8% | $162.67 * | $114.65 | +4.0% | COM | 31428X106 |
| DIS | Walt Disney | 11,213 | $1.114M | 0.8% | $99.35 * | $87.90 | +1.2% | COM DISNEY | 254687106 |
| — | Eaton Vance Ltd Duration | 82,059 | $1.082M | 0.7% | $13.19 | $14.65 | — | COM | 27828H105 |
| KO | Coca Cola | 23,200 | $1.076M | 0.7% | $46.38 * | $27.38 | +16.3% | COM | 191216100 |
| HON | Honeywell International | 7,375 | $826K | 0.6% | $112.00 * | $61.16 | +24.8% | COM | 438516106 |
| EMR | Emerson Electric | 14,058 | $764K | 0.5% | $54.35 * | $46.43 | -19.5% | COM | 291011104 |
| EFA | iShares MSCI EAFE ETF | 13,000 | $743K | 0.5% | $57.15 | $66.49 | — | MSCI EAFE ETF | 464287465 |
| VCIT | Vanguard Corp Bond ETF | 5,875 | $511K | 0.4% | $86.98 | $82.80 | — | INT-TERM CORP | 92206C870 |
| GILD | Gilead Sciences | 5,450 | $501K | 0.3% | $91.93 * | $65.81 | -3.6% | COM | 375558103 |
| CVX | Chevron | 5,018 | $479K | 0.3% | $95.46 * | $71.68 | -19.9% | COM | 166764100 |
| META | 3,600 | $411K | 0.3% | $114.17 * | $73.38 | +42.8% | CL A | 30303M102 | |
| GOOGL | Alphabet Inc Class A | 520 | $397K | 0.3% | $763.46 * | $36.73 | -0.5% | CAP STK CL A | 02079K305 |
| SBUX | Starbucks | 6,000 | $358K | 0.2% | $59.67 * | $36.07 | +31.5% | COM | 855244109 |
| — | Blackrock Limited Duration | 23,200 | $343K | 0.2% | $14.78 | $14.57 | — | COM SHS | 09249W101 |
| T | AT&T Inc. | 8,625 | $338K | 0.2% | $39.19 * | $11.52 | +20.1% | COM | 00206R102 |
| — | Aqua America | 10,475 | $333K | 0.2% | $31.79 | $23.57 | — | COM | 03836W103 |
| CSCO | Cisco Systems | 11,400 | $325K | 0.2% | $28.51 * | $16.08 | +17.8% | COM | 17275R102 |
| AMZN | Amazon.com | 512 | $304K | 0.2% | $593.75 * | $16.84 | +68.5% | COM | 023135106 |
| — | Tortoise MLP CEF | 15,025 | $246K | 0.2% | $16.37 | $17.57 | — | COM | 89148B101 |
| HRL | Hormel Foods Corp | 5,600 | $242K | 0.2% | $43.21 * | $25.61 | +27.9% | COM | 440452100 |
| CX | Cemex SA | 33,297 | $242K | 0.2% | $7.27 | $11.72 | — | SPON ADR NEW | 151290889 |
| EPD | Enterprise Product Partners LP | 9,200 | $227K | 0.2% | $24.67 | $25.41 | — | COM | 293792107 |
| MMM | 3M Company | 1,300 | $217K | 0.1% | $166.92 * | $72.67 | +27.7% | COM | 88579Y101 |
| V | Visa Inc Cl A | 2,600 | $199K | 0.1% | $76.54 * | $58.25 | +16.4% | COM CL A | 92826C839 |
| PG | Procter & Gamble | 2,302 | $189K | 0.1% | $82.10 * | $60.31 | +2.2% | COM | 742718109 |
| PFE | Pfizer | 6,374 | $189K | 0.1% | $29.65 * | $17.83 | +4.7% | COM | 717081103 |
| VZ | Verizon Communications | 3,451 | $187K | 0.1% | $54.19 * | $26.88 | +11.7% | COM | 92343V104 |
| INTC | Intel | 4,976 | $161K | 0.1% | $32.36 * | $22.60 | +7.9% | COM | 458140100 |
| TRV | Travelers Group Inc | 1,280 | $149K | 0.1% | $116.41 * | $75.57 | +16.2% | COM | 89417E109 |
| BMY | Bristol-Myers | 2,205 | $141K | 0.1% | $63.95 * | $36.35 | +23.3% | COM | 110122108 |
| — | Mkt Vectors Oil Services | 5,050 | $134K | 0.1% | $26.53 | $26.53 | — | OIL SVCS ETF | 57060U191 |
| PEP | Pepsico | 1,200 | $123K | 0.1% | $102.50 * | $63.18 | +16.0% | COM | 713448108 |
| PBI | Pitney Bowes, Inc | 5,600 | $121K | 0.1% | $21.61 * | $21.51 | -11.7% | COM | 724479100 |
| IBM | IBM | 725 | $110K | 0.1% | $151.72 * | $103.73 | -19.0% | COM | 459200101 |
| DE | Deere & Co | 1,400 | $108K | 0.1% | $77.14 * | $70.09 | -5.4% | COM | 244199105 |
| DSI | iShares KLD 400 Social Index | 1,400 | $107K | 0.1% | $76.43 | $70.98 | — | MSCI KLD400 SOC | 464288570 |
| BDX | Becton Dickinson | 701 | $106K | 0.1% | $151.21 * | $86.50 | +41.3% | COM | 075887109 |
| SO | Southern Company | 2,000 | $103K | 0.1% | $51.50 * | $29.49 | +9.3% | COM | 842587107 |
| — | Celgene | 1,000 | $100K | 0.1% | $100.00 | $124.95 | — | COM | 151020104 |
| IHI | iShares Medical Devices | 775 | $95,000 | 0.1% | $122.58 | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| AXP | American Express Co. | 1,500 | $92,000 | 0.1% | $61.33 * | $71.49 | -29.4% | COM | 025816109 |
| — | CBRE Real Estate Income Fund | 11,732 | $92,000 | 0.1% | $7.84 | $7.93 | — | COM | 12504G100 |
| AVB | Avalonbay Communities | 469 | $89,000 | 0.1% | $189.77 * | $82.16 | +53.8% | COM | 053484101 |
| SCHF | Schwab International Equity ETF | 3,300 | $89,000 | 0.1% | $26.97 | $27.50 | — | INTL EQTY ETF | 808524805 |
| WMT | Wal-Mart | 1,255 | $86,000 | 0.1% | $68.53 * | $20.35 | -10.0% | COM | 931142103 |
| — | Walgreens Boots Allianc | 950 | $80,000 | 0.1% | $84.21 | $76.25 | — | COM | 931427108 |
| MRK | Merck | 1,500 | $79,000 | 0.1% | $52.67 * | $39.35 | -8.4% | COM | 58933Y105 |
| IP | International Paper | 1,854 | $76,000 | 0.1% | $40.99 * | $32.75 | -30.3% | COM | 460146103 |
| — | Monsanto | 860 | $75,000 | 0.1% | $87.21 | $104.11 | — | COM | 61166W101 |
| QCLN | First Tr Nasdaq Clean Energy | 4,900 | $73,000 | 0.1% | $14.90 | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $72,000 | 0.0% | $56.25 * | $33.00 | +12.9% | COM | 34964C106 |
| IWB | iShares Russell 1000 ETF | 627 | $71,000 | 0.0% | $113.24 | $102.56 | — | RUS 1000 ETF | 464287622 |
| LQD | iShares Investment Grade Bond ETF | 600 | $71,000 | 0.0% | $118.33 | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| M | Macys Inc | 1,596 | $70,000 | 0.0% | $43.86 * | $59.27 | -30.3% | COM | 55616P104 |
| — | Dow Chemical | 1,350 | $69,000 | 0.0% | $51.11 | $44.52 | — | COM | 260543103 |
| AMGN | Amgen | 425 | $64,000 | 0.0% | $150.59 * | $101.29 | +9.4% | COM | 031162100 |
| AFL | Aflac Inc. | 1,000 | $63,000 | 0.0% | $63.00 * | $24.61 | -4.2% | COM | 001055102 |
| — | Twenty-First Century Fox, Inc | 2,134 | $59,000 | 0.0% | $27.65 | $36.15 | — | CL A | 90130A101 |
| — | Powershares - Nasdaq 100 ETF | 500 | $55,000 | 0.0% | $110.00 | $93.83 | — | UNI SER 1 | 73935A104 |
| — | Mexico Equity & Incm Fd | 4,800 | $54,000 | 0.0% | $11.25 | $14.54 | — | COM | 592834105 |
| HD | Home Depot | 394 | $53,000 | 0.0% | $134.52 * | $58.72 | +67.5% | COM | 437076102 |
| UPS | United Parcel Service | 500 | $53,000 | 0.0% | $106.00 * | $64.45 | +5.0% | CL B | 911312106 |
| CNP | Centerpoint Energy Inc | 2,500 | $52,000 | 0.0% | $20.80 * | $15.70 | -12.9% | COM | 15189T107 |
| — | Fitbit Inc | 3,400 | $52,000 | 0.0% | $15.29 | $15.29 | — | CL A | 33812L102 |
| ITW | Illinois Tool Works | 500 | $51,000 | 0.0% | $102.00 * | $69.41 | +5.5% | COM | 452308109 |
| CLX | Clorox | 400 | $50,000 | 0.0% | $125.00 * | $63.81 | +50.6% | COM | 189054109 |
| BAC | Bank of America | 3,700 | $50,000 | 0.0% | $13.51 * | $13.46 | -19.3% | COM | 060505104 |
| SCHB | Schwab US Brd Mkt Etf | 1,000 | $49,000 | 0.0% | $49.00 | $45.67 | — | US BRD MKT ETF | 808524102 |
| — | MS Emerging Markets | 3,700 | $49,000 | 0.0% | $13.24 | $15.45 | — | COM | 61744G107 |
| MDT | Medtronic | 600 | $45,000 | 0.0% | $75.00 * | $58.10 | +1.4% | SHS | G5960L103 |
| USB | U S Bancorp | 1,102 | $45,000 | 0.0% | $40.83 * | $25.38 | +9.5% | COM NEW | 902973304 |
| MCD | McDonalds | 354 | $44,000 | 0.0% | $124.29 * | $70.38 | +33.5% | 580135 10 1 | 580135101 |
| LMT | Lockheed Martin | 200 | $44,000 | 0.0% | $220.00 * | $137.24 | +20.4% | COM | 539830109 |
| UNP | Union Pacific | 550 | $44,000 | 0.0% | $80.00 * | $73.47 | -15.7% | COM | 907818108 |
| — | Blackstone GSO Strategic Credit Fund | 3,200 | $44,000 | 0.0% | $13.75 | $13.40 | — | COM SHS BEN IN | 09257R101 |
| GIS | General Mills Inc | 700 | $44,000 | 0.0% | $62.86 * | $32.89 | +25.3% | COM | 370334104 |
| EIX | Edison International | 600 | $43,000 | 0.0% | $71.67 * | $40.28 | +8.1% | COM | 281020107 |
| OMC | Omnicom Group Inc | 500 | $42,000 | 0.0% | $84.00 * | $46.21 | +16.4% | COM | 681919106 |
| NVS | Novartis A G Spon Adr | 569 | $41,000 | 0.0% | $72.06 | $88.25 | — | SPONSORED ADR | 66987V109 |
| — | Carlyle Group Lp | 2,400 | $41,000 | 0.0% | $17.08 | $16.89 | — | COM UTS LTD PTN | 14309L102 |
| AEP | American Electric Pwr Co Inc | 611 | $41,000 | 0.0% | $67.10 * | $38.58 | +13.2% | COM | 025537101 |
| — | EMC Corp. | 1,500 | $40,000 | 0.0% | $26.67 | $25.12 | — | COM | 268648102 |
| BAX | Baxter International Inc | 900 | $37,000 | 0.0% | $41.11 * | $29.26 | +11.0% | COM | 071813109 |
| — | AllianceBernstein Global High Inc Fund | 3,200 | $37,000 | 0.0% | $11.56 | $14.38 | — | COM | 01879R106 |
| REGN | Regeneron Pharms Inc | 100 | $36,000 | 0.0% | $360.00 * | $391.09 | +4.8% | COM | 75886F107 |
| — | Baxalta Incorporated | 900 | $36,000 | 0.0% | $40.00 | $31.11 | — | COM | 07177M103 |
| HIW | Highwood Properties Inc | 750 | $36,000 | 0.0% | $48.00 | $36.00 | — | COM | 431284108 |
| — | VMWare | 650 | $34,000 | 0.0% | $52.31 | $89.23 | — | CL A COM | 928563402 |
| — | LMP Real Estate Income Fund | 2,500 | $34,000 | 0.0% | $13.60 | $10.39 | — | COM | 50208C108 |
| ARCC | Ares Capital Corp | 2,200 | $33,000 | 0.0% | $15.00 * | $5.37 | 0.0% | COM | 04010L103 |
| MA | Mastercard Inc | 350 | $33,000 | 0.0% | $94.29 * | $76.31 | +9.3% | CL A | 57636Q104 |
| PANW | Palo Alto Networks Inc | 200 | $33,000 | 0.0% | $165.00 * | $22.39 | +9.8% | COM | 697435105 |
| — | Wstrn Asset Emerge Mkt I | 3,000 | $31,000 | 0.0% | $10.33 | $12.00 | — | COM | 95766E103 |
| LUV | Southwest Airlines Co | 675 | $30,000 | 0.0% | $44.44 * | $32.93 | +9.9% | COM | 844741108 |
| GLD | Streetracks Gold TRUST | 250 | $29,000 | 0.0% | $116.00 | $116.63 | — | GOLD SHS | 78463V107 |
| DVA | Davita Healtcare | 400 | $29,000 | 0.0% | $72.50 * | $75.29 | -10.3% | COM | 23918K108 |
| — | Intra-Cellular Therapies | 1,000 | $28,000 | 0.0% | $28.00 | $18.00 | — | COM | 46116X101 |
| F | Ford Motor | 2,046 | $28,000 | 0.0% | $13.69 * | $8.64 | -13.8% | COM PAR $0.01 | 345370860 |
| PYPL | Paypal Holdings Inco | 666 | $26,000 | 0.0% | $39.04 * | $35.85 | +0.5% | COM | 70450Y103 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 477 | $26,000 | 0.0% | $54.51 | $51.19 | — | MORTG-BACK SEC | 92206C771 |
| WM | Waste Management | 419 | $25,000 | 0.0% | $59.67 * | $43.91 | +4.7% | COM | 94106L109 |
| PFG | Principal Financial Grp | 599 | $24,000 | 0.0% | $40.07 * | $34.51 | -22.9% | COM | 74251V102 |
| — | Yahoo | 650 | $24,000 | 0.0% | $36.92 | $39.24 | — | COM | 984332106 |
| — | Express Scripts | 346 | $24,000 | 0.0% | $69.36 | $86.71 | — | COM | 30219G108 |
| HP | Helmerich & Payne | 400 | $23,000 | 0.0% | $57.50 * | $52.86 | 0.0% | COM | 423452101 |
| IEO | iShares US Oil Gas Exl | 450 | $23,000 | 0.0% | $51.11 | $52.94 | — | US OIL&GS EX ETF | 464288851 |
| — | Deutsche Global High Incm Fd | 3,000 | $23,000 | 0.0% | $7.67 | $8.00 | — | COM | 25158V108 |
| — | Amsurg Corp | 300 | $22,000 | 0.0% | $73.33 | $73.33 | — | COM | 03232P405 |
| — | Lendingclub Corp | 2,700 | $22,000 | 0.0% | $8.15 | $14.69 | — | COM | 52603A109 |
| — | ALPS Alerian MLP ETF | 1,900 | $21,000 | 0.0% | $11.05 | $12.11 | — | ALERIAN MLP | 00162Q866 |
| XBI | SPDR S&P Biotech ETF | 405 | $21,000 | 0.0% | $51.85 | $104.02 | — | S&P BIOTECH | 78464A870 |
| HIG | Hartford Finl Svcs Grp | 455 | $21,000 | 0.0% | $46.15 * | $33.97 | 0.0% | COM | 416515104 |
| — | Portola Pharmaceuticals | 1,000 | $20,000 | 0.0% | $20.00 | $26.00 | — | COM | 737010108 |
| — | The Whitewave Foods Co | 500 | $20,000 | 0.0% | $40.00 | $44.29 | — | COM | 966244105 |
| — | Voya Prime Rate TRUST | 4,000 | $20,000 | 0.0% | $5.00 | $5.75 | — | SH BEN INT | 92913A100 |
| CTRA | Cabot Oil & Gas | 900 | $20,000 | 0.0% | $22.22 * | $14.58 | +0.1% | COM | 127097103 |
| TBT | Ultrashort 20+ Year Lehman Bond | 525 | $19,000 | 0.0% | $36.19 | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| VGK | Vanguard MSCI Europe ETF | 400 | $19,000 | 0.0% | $47.50 | $58.00 | — | FTSE EUROPE ETF | 922042874 |
| — | Senior Housing Properties | 1,000 | $18,000 | 0.0% | $18.00 | $22.00 | — | SH BEN INT | 81721M109 |
| BABA | Alibaba Group Hldg Adr | 225 | $18,000 | 0.0% | $80.00 | $77.87 | — | SPONSORED ADS | 01609W102 |
| VIG | Vanguard Dividend Appreciation ETF | 213 | $17,000 | 0.0% | $79.81 | $80.07 | — | DIV APP ETF | 921908844 |
| ROST | Ross Stores Inc | 300 | $17,000 | 0.0% | $56.67 * | $41.56 | +21.2% | COM | 778296103 |
| — | Amerigas Partners LP | 400 | $17,000 | 0.0% | $42.50 | $45.00 | — | UNIT L P INT | 030975106 |
| — | MV Gold Miners ETF | 850 | $17,000 | 0.0% | $20.00 | $19.97 | — | GOLD MINER ETF | 57060U100 |
| ILMN | Illumina | 100 | $16,000 | 0.0% | $160.00 * | $202.14 | -24.4% | COM | 452327109 |
| VUG | Vanguard Growth ETF | 145 | $15,000 | 0.0% | $103.45 | $100.72 | — | GROWTH ETF | 922908736 |
| GIII | G III Apparel Group | 300 | $15,000 | 0.0% | $50.00 * | $48.24 | 0.0% | COM | 36237H101 |
| — | Nuveen Fltg Rate Incm Fd | 1,500 | $15,000 | 0.0% | $10.00 | $10.67 | — | COM | 67072T108 |
| EBAY | Ebay Inc. | 566 | $14,000 | 0.0% | $24.73 * | $20.17 | +7.4% | COM | 278642103 |
| PMT | PennyMac | 1,000 | $14,000 | 0.0% | $14.00 | $15.00 | — | COM | 70931T103 |
| KIM | Kimco Realty | 500 | $14,000 | 0.0% | $28.00 * | $11.63 | +42.9% | COM | 49446R109 |
| EMN | Eastman Chemical Co. | 200 | $14,000 | 0.0% | $70.00 * | $55.62 | -14.7% | COM | 277432100 |
| DEO | Diageo Plc New Adr | 133 | $14,000 | 0.0% | $105.26 | $118.00 | — | SPON ADR NEW | 25243Q205 |
| VOD | Vodafone Group PLC ADR | 400 | $13,000 | 0.0% | $32.50 | $36.72 | — | SPNSR ADR NO PAR | 92857W308 |
| BA | Boeing | 100 | $13,000 | 0.0% | $130.00 * | $110.65 | +1.1% | COM | 097023105 |
| — | Solarcity Corp | 525 | $13,000 | 0.0% | $24.76 | $50.60 | — | COM | 83416T100 |
| — | Nuveen Qlty Pfd Inc Fund | 1,500 | $13,000 | 0.0% | $8.67 | $8.00 | — | COM | 67072C105 |
| — | Enbridge Energy Ptnrs LP | 735 | $13,000 | 0.0% | $17.69 | $29.93 | — | COM | 29250R106 |
| — | Owens Illinois Inc | 800 | $13,000 | 0.0% | $16.25 | $16.25 | — | COM NEW | 690768403 |
| NYT | New York Times Class A | 1,000 | $12,000 | 0.0% | $12.00 * | $12.09 | -4.3% | CL A | 650111107 |
| — | Titan Pharmaceutical | 2,546 | $12,000 | 0.0% | $4.71 | $4.32 | — | COM NEW | 888314309 |
| — | California Resources Corp | 11,960 | $12,000 | 0.0% | $1.00 | $4.57 | — | COM | 13057Q107 |
| WY | Weyerhaeuser Co. | 371 | $11,000 | 0.0% | $29.65 * | $21.50 | -15.6% | COM | 962166104 |
| — | Tortoise Egy Infrastruct | 450 | $11,000 | 0.0% | $24.44 | $36.20 | — | COM | 89147L100 |
| — | UBS Lev Lng BDC ETN | 700 | $11,000 | 0.0% | $15.71 | $15.71 | — | ETRAC 2X LEV LNG | 90267B765 |
| — | Glaxosmithkline Plc Adrf | 283 | $11,000 | 0.0% | $38.87 | $47.26 | — | SPONSORED ADR | 37733W105 |
| NVCR | Novocure Limited | 700 | $10,000 | 0.0% | $14.29 | $14.35 | 0.0% | ORD SHS | G6674U108 |
| — | Pimco Corp Income Fund | 750 | $10,000 | 0.0% | $13.33 | $16.00 | — | COM | 72200U100 |
| — | Calamos Strgc Tot Ret Fd | 1,000 | $10,000 | 0.0% | $10.00 | $11.00 | — | COM SH BEN INT | 128125101 |
| — | DNP Select Utilities Income | 1,000 | $10,000 | 0.0% | $10.00 | $10.45 | — | COM | 23325P104 |
| HDV | iShares Dividend Yield Focus ETF | 125 | $10,000 | 0.0% | $80.00 | $71.11 | — | CORE HIGH DV ETF | 46429B663 |
| SCHW | Charles Schwab Corp | 342 | $10,000 | 0.0% | $29.24 * | $27.89 | -16.4% | COM | 808513105 |
| — | Eaton Vance Tax Managed | 826 | $9,000 | 0.0% | $10.90 | $10.90 | — | COM | 27828N102 |
| BF/A | Brown Forman Cl A Vtg | 80 | $9,000 | 0.0% | $112.50 * | $28.36 | -7.3% | CL A | 115637100 |
| — | Pimco Income Strategy Fund II | 1,000 | $9,000 | 0.0% | $9.00 | $10.00 | — | COM | 72201J104 |
| NKE | Nike | 150 | $9,000 | 0.0% | $60.00 * | $53.15 | +0.1% | CL B | 654106103 |
| FCX | Freeport McMoran Copper | 800 | $8,000 | 0.0% | $10.00 * | $24.27 | -73.7% | CL B | 35671D857 |
| — | Goldcorp Inc New | 500 | $8,000 | 0.0% | $16.00 | $22.00 | — | COM | 380956409 |
| COP | ConocoPhillips | 200 | $8,000 | 0.0% | $40.00 * | $48.73 | -42.3% | COM | 20825C104 |
| TSLA | Tesla Motors Inc | 35 | $8,000 | 0.0% | $228.57 * | $14.08 | -6.6% | COM | 88160R101 |
| UDR | UDR, Inc | 216 | $8,000 | 0.0% | $37.04 * | $20.28 | +24.3% | COM | 902653104 |
| SWKS | Skyworks Solutions | 100 | $8,000 | 0.0% | $80.00 * | $73.93 | -25.3% | COM | 83088M102 |
| CAT | Caterpillar Inc. | 100 | $8,000 | 0.0% | $80.00 * | $73.34 | -27.7% | COM | 149123101 |
| — | Durect Corp | 6,000 | $8,000 | 0.0% | $1.33 | $1.50 | — | COM | 266605104 |
| — | Invesco California Value | 500 | $7,000 | 0.0% | $14.00 | $12.00 | — | COM | 46132H106 |
| — | Madison Strat Sectr Prem | 600 | $7,000 | 0.0% | $11.67 | $11.67 | — | COM | 558268108 |
| — | Aegon NV | 1,221 | $7,000 | 0.0% | $5.73 | $7.37 | — | NY REGISTRY SH | 007924103 |
| — | Twitter Inc | 400 | $7,000 | 0.0% | $17.50 | $53.01 | — | COM | 90184L102 |
| — | Match Group Inc | 600 | $7,000 | 0.0% | $11.67 | $11.67 | — | COM | 57665R106 |
| — | Pandora Media | 750 | $7,000 | 0.0% | $9.33 | $26.67 | — | COM | 698354107 |
| — | Oneok Partners LP | 200 | $6,000 | 0.0% | $30.00 | $40.00 | — | UNIT LTD PARTN | 68268N103 |
| — | Piedmont Natural Gas Co | 100 | $6,000 | 0.0% | $60.00 | $40.00 | — | COM | 720186105 |
| XBFZX | Blackrock CA Muni Income Trust | 400 | $6,000 | 0.0% | $15.00 | $14.51 | — | SH BEN INT | 09248E102 |
| — | Virgin America Inc | 150 | $6,000 | 0.0% | $40.00 | $40.00 | — | COM VTG | 92765X208 |
| RWT | Redwood Trust | 448 | $6,000 | 0.0% | $13.39 | $20.09 | — | COM | 758075402 |
| — | 50 | $6,000 | 0.0% | $120.00 | $120.00 | — | COM CL A | 53578A108 | |
| — | Doubleline Opportunistic Credit Fund CEF | 200 | $5,000 | 0.0% | $25.00 | $22.45 | — | COM | 258623107 |
| LEN | Lennar Corp Cl A | 104 | $5,000 | 0.0% | $48.08 * | $30.45 | +22.6% | CL A | 526057104 |
| — | Time Warner Cable | 25 | $5,000 | 0.0% | $200.00 | $120.00 | — | COM | 88732J207 |
| MGK | Vanguard Meg Cap Grth | 60 | $5,000 | 0.0% | $83.33 | $91.67 | — | MEGA GRWTH IND | 921910816 |
| — | Apache Corp | 100 | $5,000 | 0.0% | $50.00 | $86.00 | — | COM | 037411105 |
| HPE | Hewlett Packard Ente | 300 | $5,000 | 0.0% | $16.67 * | $6.50 | -2.0% | COM | 42824C109 |
| — | Navistar Intl Cor | 6,000 | $4,000 | 0.0% | $0.67 | $0.67 | — | NOTE 4.500% 10/1 | 63934EAQ1 |
| — | Frontier Communications | 710 | $4,000 | 0.0% | $5.63 | $6.05 | — | COM | 35906A108 |
| — | Nuveen Nasdaq 100 | 210 | $4,000 | 0.0% | $19.05 | $19.05 | — | COM SHS | 670699107 |
| — | FireEye Inc | 250 | $4,000 | 0.0% | $16.00 | $44.04 | — | COM | 31816Q101 |
| — | General Motors Cl A 16wt | 198 | $4,000 | 0.0% | $20.20 | — | — | Call | 37045V118 |
| — | Barrick Gold Corp | 300 | $4,000 | 0.0% | $13.33 | $10.74 | — | COM | 067901108 |
| IONS | Ionis Pharmaceutical | 90 | $4,000 | 0.0% | $44.44 * | $53.96 | -24.7% | COM | 462222100 |
| HPQ | HP Inc. | 300 | $4,000 | 0.0% | $13.33 * | $9.12 | -15.5% | COM | 40434L105 |
| — | St Jude Medical Inc | 80 | $4,000 | 0.0% | $50.00 | $50.00 | — | COM | 790849103 |
| — | Sirius Satellite Radio | 800 | $3,000 | 0.0% | $3.75 | $3.29 | — | COM | 82968B103 |
| C | Citigroup | 63 | $3,000 | 0.0% | $47.62 * | $38.20 | -18.2% | COM NEW | 172967424 |
| VWO | Vanguard MSCI EM ETF | 100 | $3,000 | 0.0% | $30.00 | $40.53 | — | FTSE EMR MKT ETF | 922042858 |
| ICLN | iShares S&P Global Clean Energy | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | GL CLEAN ENE ETF | 464288224 |
| — | Qiagen N V | 124 | $3,000 | 0.0% | $24.19 | $24.19 | — | REG SHS | N72482107 |
| YUM | YUM Brands | 40 | $3,000 | 0.0% | $75.00 * | $43.30 | +1.1% | COM | 988498101 |
| CORT | Corcept Therapeutics Inc | 700 | $3,000 | 0.0% | $4.29 * | $2.02 | +92.7% | COM | 218352102 |
| — | Ultratech | 140 | $3,000 | 0.0% | $21.43 | $28.57 | — | COM | 904034105 |
| — | Nuveen Multi Strategy | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | COM | 67073B106 |
| — | General Motors Cl B 19wt | 198 | $3,000 | 0.0% | $15.15 | — | — | Call | 37045V126 |
| — | Nuveen Real Est Inc Fd | 150 | $2,000 | 0.0% | $13.33 | $13.33 | — | COM | 67071B108 |
| — | Guggenheim S&P 400 Midcap Growth ETF | 15 | $2,000 | 0.0% | $133.33 | $133.33 | — | GUG S&P MC400 PG | 78355W601 |
| — | Affymetrix | 140 | $2,000 | 0.0% | $14.29 | $7.14 | — | COM | 00826T108 |
| — | John Hancock Pfd Income Fd | 100 | $2,000 | 0.0% | $20.00 | $20.00 | — | COM | 41013X106 |
| BKD | Brookdale Senior Liv | 100 | $2,000 | 0.0% | $20.00 * | $15.26 | 0.0% | COM | 112463104 |
| — | Dynavax Tech | 30 | $1,000 | 0.0% | $33.33 | $33.33 | — | COM NEW | 268158201 |
| — | Harris & Harris | 600 | $1,000 | 0.0% | $1.67 | $3.33 | — | COM | 413833104 |
| ETSY | Etsy Inc | 150 | $1,000 | 0.0% | $6.67 * | $19.22 | -58.4% | COM | 29786A106 |
| — | Peabody Energy C | 32,000 | $0 | 0.0% | $0.00 | — | — | SDCV 4.750% 12/1 | 704549AG9 |
| — | Apricus Biosciences Inc | 33 | $0 | 0.0% | $0.00 | — | — | COM | 03832V109 |
| OVTZ | USA Video Interactive | 26 | $0 | 0.0% | $0.00 | $0.46 | 0.0% | USA Video Interactive | 67575Y109 |
| SAN | Banco Santander Sa Adr | 7 | $0 | 0.0% | $0.00 | $11.30 | — | ADR | 05964H105 |
| RMR | RMR Group Inc. | 11 | $0 | 0.0% | $0.00 | $7.12 | +55.5% | CL A | 74967R106 |
| — | Seadrill Ltd | 100 | $0 | 0.0% | $0.00 | $12.50 | — | SHS | G7945E105 |
| — | DDR Corp. | 15 | $0 | 0.0% | $0.00 | — | — | COM | 23317H102 |