CIK: 0001587192 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 30, 2017
Total Value ($000): $166,403 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc. | 86,182 | $9,982 | 6.0% | $19.38 | +34.6% | COM | 037833100 |
| — | Allergan Inc. | 40,993 | $8,609 | 5.2% | $263.93 | — | SHS | G0177J108 |
| SLB | Schlumberger | 95,611 | $8,027 | 4.8% | $64.33 | -2.0% | COM | 806857108 |
| JNJ | Johnson & Johnson | 66,790 | $7,695 | 4.6% | $67.41 | +33.1% | COM | 478160104 |
| MSFT | Microsoft | 118,214 | $7,346 | 4.4% | $30.12 | +79.0% | COM | 594918104 |
| QCOM | Qualcomm Inc | 107,802 | $7,029 | 4.2% | $42.54 | +22.8% | COM | 747525103 |
| WFC | Wells Fargo & Co | 118,042 | $6,505 | 3.9% | $37.07 | +5.3% | COM | 949746101 |
| IBB | iShares Biotech Fund | 24,121 | $6,401 | 3.8% | $236.16 | — | NASDQ BIOTEC ETF | 464287556 |
| GM | General Motors | 179,523 | $6,255 | 3.8% | $25.47 | +10.6% | COM | 37045V100 |
| MET | Metlife | 112,222 | $6,048 | 3.6% | $30.59 | +10.2% | COM | 59156R108 |
| CMCSA | Comcast | 83,356 | $5,756 | 3.5% | $19.74 | +35.8% | CL A | 20030N101 |
| ORCL | Oracle | 144,019 | $5,538 | 3.3% | $32.14 | +6.2% | COM | 68389X105 |
| — | General Electric | 172,459 | $5,450 | 3.3% | $26.42 | — | COM | 369604103 |
| — | Oaktree Capital Group | 141,400 | $5,303 | 3.2% | $46.35 | — | UNIT CL A | 674001201 |
| GOOG | Alphabet Inc Class C | 6,614 | $5,105 | 3.1% | $35.61 | +8.6% | CAP STK CL C | 02079K107 |
| KMI | Kinder Morgan Inc | 245,020 | $5,074 | 3.0% | $13.06 | +0.3% | COM | 49456B101 |
| DVN | Devon Energy | 111,061 | $5,072 | 3.0% | $22.37 | +39.2% | COM | 25179M103 |
| AR | Antero Resources Corp | 214,275 | $5,068 | 3.0% | $23.75 | +8.1% | COM | 03674X106 |
| COF | Capital One | 51,175 | $4,465 | 2.7% | $62.22 | +10.5% | COM | 14040H105 |
| HAL | Halliburton | 75,450 | $4,081 | 2.5% | $40.42 | +3.2% | COM | 406216101 |
| JPM | JP Morgan | 41,787 | $3,606 | 2.2% | $39.79 | +50.5% | COM | 46625H100 |
| DIS | Walt Disney | 32,928 | $3,432 | 2.1% | $88.65 | +2.3% | COM DISNEY | 254687106 |
| — | Time Warner | 34,536 | $3,334 | 2.0% | $68.49 | — | COM NEW | 887317303 |
| TEVA | Teva | 83,115 | $3,013 | 1.8% | $36.25 | — | ADR | 881624209 |
| VTI | Vanguard Total Stock Mkt | 26,044 | $3,003 | 1.8% | $95.92 | — | TOTAL STK MKT | 922908769 |
| BRK/B | Berkshire Hathaway B | 14,589 | $2,378 | 1.4% | $118.10 | +30.4% | CL B NEW | 084670702 |
| XOM | Exxon | 21,070 | $1,902 | 1.1% | $56.28 | +3.4% | COM | 30231G102 |
| COST | Costco Wholesale | 11,158 | $1,787 | 1.1% | $97.36 | +33.3% | COM | 22160K105 |
| — | Eaton Vance Ltd Duration | 86,959 | $1,193 | 0.7% | $14.60 | — | COM | 27828H105 |
| CL | Colgate Palmolive Co. | 18,200 | $1,191 | 0.7% | $50.75 | +9.1% | COM | 194162103 |
| FDX | FedEx Corp. | 6,373 | $1,187 | 0.7% | $115.51 | +37.1% | COM | 31428X106 |
| VCSH | Vanguard ST Corporate Bond ETF | 13,392 | $1,063 | 0.6% | $79.98 | — | SHRT TRM CORP BD | 92206C409 |
| KO | Coca Cola | 23,981 | $994 | 0.6% | $27.51 | +13.5% | COM | 191216100 |
| HON | Honeywell International | 7,325 | $849 | 0.5% | $61.16 | +37.6% | COM | 438516106 |
| CVX | Chevron | 4,429 | $521 | 0.3% | $71.68 | +3.0% | COM | 166764100 |
| MMM | 3M Company | 2,883 | $515 | 0.3% | $92.39 | +14.9% | COM | 88579Y101 |
| EMR | Emerson Electric | 7,298 | $407 | 0.2% | $46.56 | -7.9% | COM | 291011104 |
| AMZN | Amazon.com | 543 | $407 | 0.2% | $18.04 | +117.3% | COM | 023135106 |
| GOOGL | Alphabet Inc Class A | 493 | $391 | 0.2% | $36.78 | +7.9% | CAP STK CL A | 02079K305 |
| T | AT&T Inc. | 8,383 | $357 | 0.2% | $11.85 | +30.4% | COM | 00206R102 |
| GILD | Gilead Sciences | 4,800 | $344 | 0.2% | $65.33 | -18.6% | COM | 375558103 |
| — | Blackrock Limited Duration | 22,400 | $340 | 0.2% | $14.57 | — | COM SHS | 09249W101 |
| SBUX | Starbucks | 6,000 | $333 | 0.2% | $36.07 | +26.4% | COM | 855244109 |
| CSCO | Cisco Systems | 10,443 | $316 | 0.2% | $16.08 | +43.4% | COM | 17275R102 |
| VCIT | Vanguard Corp Bond ETF | 3,600 | $309 | 0.2% | $82.80 | — | INT-TERM CORP | 92206C870 |
| — | Aqua America | 10,175 | $306 | 0.2% | $23.57 | — | COM | 03836W103 |
| META | 2,639 | $304 | 0.2% | $74.09 | +64.6% | CL A | 30303M102 | |
| — | Tortoise MLP CEF | 15,375 | $293 | 0.2% | $17.67 | — | COM | 89148B101 |
| EPD | Enterprise Product Partners LP | 10,450 | $283 | 0.2% | $25.63 | — | COM | 293792107 |
| CX | Cemex SA | 34,621 | $278 | 0.2% | $11.51 | — | SPON ADR NEW | 151290889 |
| — | Priceline.com | 172 | $252 | 0.2% | $1188.06 | — | COM NEW | 741503403 |
| VZ | Verizon Communications | 4,408 | $235 | 0.1% | $28.21 | +9.8% | COM | 92343V104 |
| V | Visa Inc Cl A | 2,702 | $211 | 0.1% | $59.10 | +27.7% | COM CL A | 92826C839 |
| PFE | Pfizer | 6,374 | $207 | 0.1% | $18.08 | +13.4% | COM | 717081103 |
| INTC | Intel | 5,426 | $197 | 0.1% | $23.45 | +24.3% | COM | 458140100 |
| HRL | Hormel Foods Corp | 5,600 | $195 | 0.1% | $25.61 | +12.1% | COM | 440452100 |
| IBM | IBM | 1,045 | $173 | 0.1% | $102.27 | +0.8% | COM | 459200101 |
| VOD | Vodafone Group PLC ADR | 6,790 | $166 | 0.1% | $24.99 | — | SPNSR ADR | 92857W308 |
| LQD | iShares Investment Grade Bond ETF | 1,375 | $161 | 0.1% | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| TRV | Travelers Group Inc | 1,280 | $157 | 0.1% | $76.12 | +22.7% | COM | 89417E109 |
| DE | Deere & Co | 1,400 | $144 | 0.1% | $70.09 | +16.2% | COM | 244199105 |
| PG | Procter & Gamble | 1,652 | $139 | 0.1% | $60.31 | +10.7% | COM | 742718109 |
| DSI | iShares KLD 400 Social Index | 1,654 | $136 | 0.1% | $72.71 | — | MSCI KLD400 SOC | 464288570 |
| PEP | Pepsico | 1,168 | $122 | 0.1% | $65.11 | +21.9% | COM | 713448108 |
| BMY | Bristol-Myers | 2,005 | $117 | 0.1% | $36.58 | +8.1% | COM | 110122108 |
| BDX | Becton Dickinson | 701 | $116 | 0.1% | $86.50 | +67.3% | COM | 075887109 |
| — | Celgene | 1,000 | $116 | 0.1% | $124.95 | — | COM | 151020104 |
| AXP | American Express Co. | 1,500 | $111 | 0.1% | $69.30 | -12.0% | COM | 025816109 |
| MRK | Merck | 1,710 | $101 | 0.1% | $39.89 | +10.5% | COM | 58933Y105 |
| IP | International Paper | 1,854 | $98 | 0.1% | $32.66 | -4.3% | COM | 460146103 |
| SO | Southern Company | 1,910 | $94 | 0.1% | $29.49 | +13.8% | COM | 842587107 |
| PBI | Pitney Bowes, Inc | 5,600 | $85 | 0.1% | $21.51 | -26.0% | COM | 724479100 |
| BAC | Bank of America | 3,700 | $82 | 0.0% | $13.46 | +16.5% | COM | 060505104 |
| — | Walgreens Boots Allianc | 950 | $79 | 0.0% | $76.25 | — | COM | 931427108 |
| IWB | iShares Russell 1000 ETF | 627 | $78 | 0.0% | $102.56 | — | RUS 1000 ETF | 464287622 |
| WMT | Wal-Mart | 1,127 | $78 | 0.0% | $20.29 | -1.9% | COM | 931142103 |
| — | Dow Chemical | 1,350 | $77 | 0.0% | $44.52 | — | COM | 260543103 |
| SCHG | Schwab US Large Cap | 1,368 | $76 | 0.0% | $55.56 | — | US LCAP GR ETF | 808524300 |
| — | Monsanto | 708 | $74 | 0.0% | $103.26 | — | COM | 61166W101 |
| TFI | SPDR Nuveen Barclays Mun | 1,536 | $73 | 0.0% | $50.78 | — | NUVEEN BRC MUNIC | 78468R721 |
| AFL | Aflac Inc. | 1,000 | $70 | 0.0% | $24.61 | +15.6% | COM | 001055102 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $68 | 0.0% | $33.00 | +25.0% | COM | 34964C106 |
| — | CBRE Real Estate Income Fund | 9,000 | $66 | 0.0% | $7.93 | — | COM | 12504G100 |
| — | Wells Fargo Bk FD Ser LNV | 54 | $64 | 0.0% | $1185.19 | — | PEFP PFD CNV A | 949746804 |
| QCLN | First Tr Nasdaq Clean Energy | 4,000 | $62 | 0.0% | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| SCHV | Schwab U.S. Large-Cap Value | 1,295 | $62 | 0.0% | $47.88 | — | US LCAP VA ETF | 808524409 |
| — | Twenty-First Century Fox, Inc | 2,134 | $60 | 0.0% | $36.15 | — | CL A | 90130A101 |
| — | Nuveen Insured Calif Tax | 4,145 | $59 | 0.0% | $17.13 | — | COM | 670651108 |
| — | Powershares - Nasdaq 100 ETF | 500 | $59 | 0.0% | $93.83 | — | UNI SER 1 | 73935A104 |
| MCD | McDonald Corp. | 474 | $58 | 0.0% | $79.64 | +18.4% | COM | 580135101 |
| AMGN | Amgen | 400 | $58 | 0.0% | $101.29 | +12.9% | COM | 031162100 |
| AVB | Avalonbay Communities | 329 | $58 | 0.0% | $82.16 | +50.2% | COM | 053484101 |
| USB | U S Bancorp | 1,102 | $57 | 0.0% | $25.38 | +33.1% | COM NEW | 902973304 |
| SPSB | SPDR Bloomberg Barclays Short Term Corp Bond | 1,853 | $57 | 0.0% | $30.76 | — | BLOMBERG BRC SRT | 78464A474 |
| UNP | Union Pacific | 550 | $57 | 0.0% | $73.47 | +9.3% | COM | 907818108 |
| SCHE | Schwab Emerging Markets Equity ETF | 2,500 | $54 | 0.0% | $21.20 | — | EMRG MKTEQ ETF | 808524706 |
| — | California Resources Corp | 2,496 | $53 | 0.0% | $16.12 | — | COM NEW | 13057Q206 |
| HD | Home Depot | 394 | $53 | 0.0% | $70.46 | +46.8% | COM | 437076102 |
| LMT | Lockheed Martin | 200 | $50 | 0.0% | $137.24 | +42.8% | COM | 539830109 |
| TOTL | SPDR Doubleline Ttl Rtrn | 1,031 | $50 | 0.0% | $48.50 | — | SPDR TR TACTIC | 78467V848 |
| GLD | Streetracks Gold TRUST | 450 | $49 | 0.0% | $113.19 | — | GOLD SHS | 78463V107 |
| — | Blackstone GSO Strategic Credit Fund | 3,200 | $49 | 0.0% | $13.40 | — | COM SHS BEN IN | 09257R101 |
| CLX | Clorox | 400 | $48 | 0.0% | $63.81 | +42.4% | COM | 189054109 |
| RL | Polo Ralph Lauren | 500 | $45 | 0.0% | $79.09 | +6.9% | CL A | 751212101 |
| — | Mexico Equity & Incm Fd | 4,800 | $44 | 0.0% | $14.54 | — | COM | 592834105 |
| OMC | Omnicom Group Inc | 500 | $43 | 0.0% | $46.21 | +31.9% | COM | 681919106 |
| GIS | General Mills Inc | 700 | $43 | 0.0% | $32.89 | +36.4% | COM | 370334104 |
| EIX | Edison International | 600 | $43 | 0.0% | $40.28 | +20.0% | COM | 281020107 |
| LUV | Southwest Airlines Co | 835 | $42 | 0.0% | $33.13 | +21.2% | COM | 844741108 |
| CMG | Chipotle Mexican Grl | 110 | $42 | 0.0% | $8.69 | -9.3% | COM | 169656105 |
| NVS | Novartis A G Spon Adr | 569 | $41 | 0.0% | $88.25 | — | SPONSORED ADR | 66987V109 |
| BAX | Baxter International Inc | 900 | $40 | 0.0% | $29.26 | +35.8% | COM | 071813109 |
| SCHA | Schwab US Small Cap Etf | 631 | $39 | 0.0% | $61.81 | — | US SML CAP ETF | 808524607 |
| ABBV | AbbVie Inc. | 617 | $39 | 0.0% | $42.51 | -1.7% | COM | 00287Y109 |
| AEP | American Electric Pwr Co Inc | 611 | $38 | 0.0% | $38.58 | +15.9% | COM | 025537101 |
| HIW | Highwood Properties Inc | 750 | $38 | 0.0% | $36.00 | — | COM | 431284108 |
| SCHM | Charles Schwab US Mc | 851 | $38 | 0.0% | $44.65 | — | US MID-CAP ETF | 808524508 |
| MA | Mastercard Inc | 350 | $36 | 0.0% | $76.31 | +28.8% | CL A | 57636Q104 |
| — | Powershs FTSI RAFI US 1000 | 357 | $36 | 0.0% | $100.84 | — | FTSE RAFI 1000 | 73935X583 |
| PFG | Principal Financial Grp | 599 | $35 | 0.0% | $34.51 | +15.2% | COM | 74251V102 |
| — | Barclays Global High | 259 | $34 | 0.0% | $127.41 | — | BARC YLD ETN LKD | 06742C152 |
| HP | Helmerich & Payne | 400 | $31 | 0.0% | $52.86 | +34.4% | COM | 423452101 |
| — | UBS AG FI Enhanced Large Cap | 222 | $31 | 0.0% | $126.13 | — | EN LG CP GRWTH | 902677780 |
| — | Fitbit Inc | 3,800 | $28 | 0.0% | $15.15 | — | CL A | 33812L102 |
| IHI | iShares Medical Devices | 200 | $27 | 0.0% | $93.79 | — | U.S. MED D DVC ETF | 464288810 |
| PYPL | Paypal Holdings Inco | 666 | $26 | 0.0% | $35.85 | +11.8% | COM | 70450Y103 |
| — | Yahoo! | 650 | $25 | 0.0% | $39.24 | — | COM | 984332106 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 477 | $25 | 0.0% | $51.19 | — | MORTG-BACK SEC | 92206C771 |
| PANW | Palo Alto Networks Inc | 200 | $25 | 0.0% | $22.39 | +7.0% | COM | 697435105 |
| KHC | Kraft Heinz Company | 280 | $24 | 0.0% | $58.03 | -2.7% | COM | 500754106 |
| — | Express Scripts | 346 | $24 | 0.0% | $86.71 | — | COM | 30219G108 |
| — | S&P Oil & Gas E&P SPDR ETF | 550 | $23 | 0.0% | $34.55 | — | S&P OILGAS EXP | 78464A730 |
| — | Portola Pharmaceuticals | 1,000 | $22 | 0.0% | $26.00 | — | COM | 737010108 |
| SCHC | Schwab International Small Cap Equity | 762 | $22 | 0.0% | $28.87 | — | INTL SCEQT ETF | 808524888 |
| CTRA | Cabot Oil & Gas | 900 | $21 | 0.0% | $14.58 | +12.5% | COM | 127097103 |
| TBT | Ultrashort Lehman Bond | 525 | $21 | 0.0% | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| ROST | Ross Stores Inc | 300 | $20 | 0.0% | $41.56 | +43.8% | COM | 778296103 |
| — | Amerigas Partners LP | 400 | $19 | 0.0% | $45.00 | — | UNIT L P INT | 030975106 |
| — | Enbridge Energy Ptnrs LP | 735 | $19 | 0.0% | $29.93 | — | COM | 29250R106 |
| F | Ford Motor | 1,546 | $19 | 0.0% | $8.64 | -13.5% | COM PAR $0.01 | 345370860 |
| VO | Vanguard Mid Cap Etf | 136 | $18 | 0.0% | $132.35 | — | MID CAP ETF | 922908629 |
| — | National Grid Plc | 295 | $17 | 0.0% | $71.19 | — | SPON ADR NEW | 636274300 |
| SPG | Simon Ppty Group New | 95 | $17 | 0.0% | $114.79 | 0.0% | COM | 828806109 |
| TSLA | Tesla Motors Inc | 78 | $17 | 0.0% | $13.38 | -1.8% | COM | 88160R101 |
| PMT | PennyMac | 1,000 | $16 | 0.0% | $15.00 | — | COM | 70931T103 |
| BA | Boeing | 100 | $16 | 0.0% | $110.65 | +22.0% | COM | 097023105 |
| EMN | Eastman Chemical Co. | 200 | $15 | 0.0% | $55.62 | -4.1% | COM | 277432100 |
| — | Intra-Cellular Therapies | 1,000 | $15 | 0.0% | $18.00 | — | COM | 46116X101 |
| BABA | Alibaba Group Hldg Adr | 175 | $15 | 0.0% | $77.87 | — | SPONSORED ADS | 01609W102 |
| ABT | Abbott Laboratories | 400 | $15 | 0.0% | $33.65 | 0.0% | COM | 002824100 |
| KMB | Kimberly-Clark | 120 | $14 | 0.0% | $93.50 | -9.6% | COM | 494368103 |
| — | Lendingclub Corp | 2,700 | $14 | 0.0% | $14.69 | — | COM | 52603A109 |
| NEM | Newmont Mining Corp. | 405 | $14 | 0.0% | $32.59 | -17.5% | COM | 651639106 |
| DEO | Diageo Plc New Adr | 133 | $14 | 0.0% | $118.00 | — | SPON ADR NEW | 25243Q205 |
| ARCC | Ares Capital Corp | 800 | $13 | 0.0% | $5.37 | +23.4% | COM | 04010L103 |
| SCHW | Charles Schwab Corp | 342 | $13 | 0.0% | $27.89 | +14.0% | COM | 808513105 |
| NYT | New York Times Class A | 1,000 | $13 | 0.0% | $12.09 | -5.7% | CL A | 650111107 |
| MO | Altria Group | 185 | $13 | 0.0% | $34.76 | -2.2% | COM | 02209S103 |
| — | Glaxosmithkline Plc Adrf | 283 | $11 | 0.0% | $47.26 | — | SPONSORED ADR | 37733W105 |
| — | Pandora Media | 750 | $10 | 0.0% | $26.67 | — | COM | 698354107 |
| — | DNP Select Utilities Income | 1,000 | $10 | 0.0% | $10.45 | — | COM | 23325P104 |
| — | Titan Pharmaceutical | 2,546 | $10 | 0.0% | $4.32 | — | COM NEW | 888314309 |
| — | Calamos Strgc Tot Ret Fd | 1,000 | $10 | 0.0% | $11.00 | — | COM SH BEN INT | 128125101 |
| WY | Weyerhaeuser Co. | 296 | $9 | 0.0% | $21.50 | +0.8% | COM | 962166104 |
| — | Oneok Partners LP | 200 | $9 | 0.0% | $40.00 | — | UNIT LTD PARTN | 68268N103 |
| KIM | Kimco Realty | 300 | $8 | 0.0% | $11.63 | +43.2% | COM | 49446R109 |
| PCG | PG&E Corp. | 129 | $8 | 0.0% | $60.39 | -4.9% | COM | 69331C108 |
| — | Unilever Plc Adr New | 200 | $8 | 0.0% | $45.00 | — | SPON ADR NEW | 904767704 |
| UDR | UDR, Inc | 216 | $8 | 0.0% | $20.28 | +22.0% | COM | 902653104 |
| NVCR | Novocure Limited | 1,000 | $8 | 0.0% | $13.12 | -38.7% | ORD SHS | G6674U108 |
| — | Durect Corp | 6,000 | $8 | 0.0% | $1.50 | — | COM | 266605104 |
| — | Conformis Inc | 1,000 | $8 | 0.0% | $7.00 | — | COM | 20717E101 |
| — | Twitter Inc | 400 | $7 | 0.0% | $53.01 | — | COM | 90184L102 |
| BF/A | Brown Forman Cl A Vtg | 160 | $7 | 0.0% | $27.17 | -11.2% | CL A | 115637100 |
| — | Inovio Pharma | 1,000 | $7 | 0.0% | $9.00 | — | COM NEW | 45773H201 |
| — | Madison Strat Sectr Prem | 600 | $7 | 0.0% | $11.67 | — | COM | 558268108 |
| RWT | Redwood Trust | 448 | $7 | 0.0% | $20.09 | — | COM | 758075402 |
| — | Invesco California Value | 500 | $6 | 0.0% | $12.00 | — | COM | 46132H106 |
| — | Core Laboratories | 50 | $6 | 0.0% | $120.00 | — | COM | N22717107 |
| XBI | SPDR S&P Biotech ETF | 105 | $6 | 0.0% | $104.02 | — | S&P BIOTECH | 78464A870 |
| — | Apache Corp | 100 | $6 | 0.0% | $86.00 | — | COM | 037411105 |
| — | Barrick Gold Corp | 300 | $5 | 0.0% | $10.74 | — | COM | 067901108 |
| MGK | Vanguard Meg Cap Grth | 60 | $5 | 0.0% | $91.67 | — | MEGA GRWTH IND | 921910816 |
| NKE | Nike | 100 | $5 | 0.0% | $53.15 | -14.2% | CL B | 654106103 |
| CORT | Corcept Therapeutics Inc | 700 | $5 | 0.0% | $2.02 | +287.6% | COM | 218352102 |
| BKD | Brookdale Senior Liv | 300 | $4 | 0.0% | $14.04 | -4.4% | COM | 112463104 |
| — | Nuveen Nasdaq 100 | 210 | $4 | 0.0% | $19.05 | — | COM SHS | 670699107 |
| LEN | Lennar Corp Cl A | 104 | $4 | 0.0% | $30.45 | +21.3% | CL A | 526057104 |
| IONS | Ionis Pharmaceutical | 90 | $4 | 0.0% | $53.96 | -26.7% | COM | 462222100 |
| — | Qiagen N V | 124 | $3 | 0.0% | $24.19 | — | REG SHS | N72482107 |
| — | Nuveen Multi Strategy | 300 | $3 | 0.0% | $10.00 | — | COM | 67073B106 |
| YUM | YUM! Brands | 40 | $3 | 0.0% | $43.30 | +23.1% | COM | 988498101 |
| — | FireEye Inc | 250 | $3 | 0.0% | $44.04 | — | COM | 31816Q101 |
| — | General Motors Cl B 19wt | 198 | $3 | 0.0% | — | — | Call | 37045V126 |
| — | St Jude Medical Inc | 40 | $3 | 0.0% | $50.00 | — | COM | 790849103 |
| — | Carlyle Group Lp | 200 | $3 | 0.0% | $16.89 | — | COM UTS LTD PTN | 14309L102 |
| — | Nuveen Real Est Inc Fd | 150 | $2 | 0.0% | $13.33 | — | COM | 67071B108 |
| ETSY | Etsy Inc | 150 | $2 | 0.0% | $19.22 | -32.7% | COM | 29786A106 |
| — | Frontier Communications | 429 | $1 | 0.0% | $5.95 | — | COM | 35906A108 |
| C | Citigroup | 23 | $1 | 0.0% | $36.44 | +11.5% | COM NEW | 172967424 |
| YUMC | Yum China Holdings I | 40 | $1 | 0.0% | $26.68 | 0.0% | COM | 98850P109 |
| ASIX | Advansix Inc | 43 | $1 | 0.0% | $16.41 | 0.0% | COM | 00773T101 |
| — | Harris & Harris | 600 | $1 | 0.0% | $3.33 | — | COM | 413833104 |
| RMR | RMR Group Inc. | 1 | $0 | 0.0% | $18.98 | +7.1% | CL A | 74967R106 |
| CHTR | Charter Communicatn | 1 | $0 | 0.0% | $269.28 | 0.0% | CL A | 16119P108 |
| — | Time Inc | 2 | $0 | 0.0% | — | — | COM | 887228104 |
| — | DDR Corp. | 15 | $0 | 0.0% | — | — | COM | 23317H102 |
| — | Seadrill Ltd | 100 | $0 | 0.0% | $12.50 | — | SHS | G7945E105 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $42.47 | +28.4% | COM | N3167Y103 |