Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 12, 2018
Total Value: $195M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc. | 73,855 | $12.5M | 6.4% | $19.38 | +101.7% | COM | 037833100 |
| JNJ | Johnson & Johnson | 64,491 | $9.011M | 4.6% | $68.35 | +62.4% | COM | 478160104 |
| — | Allergan Inc. | 50,792 | $8.309M | 4.3% | $250.15 | — | SHS | G0177J108 |
| ORCL | Oracle | 172,425 | $8.152M | 4.2% | $33.72 | +29.0% | COM | 68389X105 |
| WFC | Wells Fargo & Co | 131,179 | $7.959M | 4.1% | $37.69 | +19.6% | COM | 949746101 |
| IBB | iShares Biotech Fund | 72,891 | $7.783M | 4.0% | $150.04 | — | NASDQ BIOTECH | 464287556 |
| SLB | Schlumberger | 115,286 | $7.769M | 4.0% | $62.41 | -17.9% | COM | 806857108 |
| MSFT | Microsoft | 89,321 | $7.641M | 3.9% | $30.12 | +149.8% | COM | 594918104 |
| CMCSA | Comcast | 172,687 | $6.916M | 3.5% | $25.14 | +22.1% | CL A | 20030N101 |
| GOOG | Alphabet Inc Class C | 6,403 | $6.7M | 3.4% | $35.61 | +41.9% | CAP STK CL C | 02079K107 |
| GM | General Motors | 150,951 | $6.187M | 3.2% | $25.57 | +48.1% | COM | 37045V100 |
| MET | Metlife | 117,952 | $5.964M | 3.1% | $30.84 | +29.3% | COM | 59156R108 |
| — | Oaktree Capital Group | 138,300 | $5.822M | 3.0% | $46.34 | — | UNIT CL A | 674001201 |
| COF | Capital One | 54,075 | $5.385M | 2.8% | $62.91 | +26.1% | COM | 14040H105 |
| DVN | Devon Energy | 128,755 | $5.33M | 2.7% | $22.89 | +17.3% | COM | 25179M103 |
| — | General Electric | 300,836 | $5.25M | 2.7% | $24.20 | — | COM | 369604103 |
| DIS | Walt Disney | 47,614 | $5.119M | 2.6% | $92.00 | +5.8% | COM DISNEY | 254687106 |
| QCOM | Qualcomm Inc | 77,335 | $4.951M | 2.5% | $42.64 | +14.9% | COM | 747525103 |
| RRC | Range Resources | 246,810 | $4.211M | 2.2% | $23.27 | -22.7% | COM | 75281A109 |
| WY | Weyerhaeuser Co. | 110,316 | $3.89M | 2.0% | $23.65 | +8.8% | COM | 962166104 |
| KMI | Kinder Morgan | 204,905 | $3.703M | 1.9% | $12.99 | -12.3% | COM | 49456B101 |
| HAL | Halliburton | 74,975 | $3.664M | 1.9% | $40.40 | -7.3% | COM | 406216101 |
| VTI | Vanguard Total Stock Mkt | 25,647 | $3.52M | 1.8% | $95.92 | — | TOTAL STK MKT | 922908769 |
| INTC | Intel | 75,200 | $3.471M | 1.8% | $31.73 | +15.2% | COM | 458140100 |
| JPM | JP Morgan | 31,316 | $3.349M | 1.7% | $40.93 | +98.7% | COM | 46625H100 |
| TJX | TJX Companies Inc. | 39,980 | $3.057M | 1.6% | $31.96 | +1.4% | COM | 872540109 |
| BRK/B | Berkshire Hathaway B | 13,929 | $2.761M | 1.4% | $118.10 | +60.8% | CL B NEW | 084670702 |
| AAP | Advance Auto Parts | 25,835 | $2.575M | 1.3% | $80.79 | 0.0% | COM | 00751Y106 |
| WMB | Williams Companies | 73,800 | $2.25M | 1.2% | $18.59 | 0.0% | COM | 969457100 |
| COST | Costco Wholesale | 10,985 | $2.045M | 1.0% | $99.27 | +55.6% | COM | 22160K105 |
| — | Mylan NV | 46,177 | $1.954M | 1.0% | $31.37 | — | SHS EURO | N59465109 |
| XOM | Exxon | 21,300 | $1.782M | 0.9% | $56.23 | +1.6% | COM | 30231G102 |
| VOD | Vodafone Group PLC ADR | 53,300 | $1.7M | 0.9% | $28.07 | — | SPONSORED ADR | 92857W308 |
| FDX | FedEx | 5,989 | $1.494M | 0.8% | $115.51 | +72.3% | COM | 31428X106 |
| CL | Colgate Palmolive Co. | 17,500 | $1.32M | 0.7% | $50.75 | +18.8% | COM | 194162103 |
| SCHO | Schwab Short Term US | 23,800 | $1.191M | 0.6% | $50.04 | — | SHT TM US TRES | 808524862 |
| HON | Honeywell International | 7,525 | $1.154M | 0.6% | $64.03 | +77.1% | COM | 438516106 |
| KO | Coca Cola | 21,061 | $966K | 0.5% | $27.51 | +29.5% | COM | 191216100 |
| VCSH | Vanguard ST Corporate Bond ETF | 11,067 | $878K | 0.4% | $79.93 | — | SHRT TRM CORP BD | 92206C409 |
| AMZN | Amazon.com | 750 | $877K | 0.4% | $26.25 | +109.6% | COM | 023135106 |
| VTEB | Vanguard Muni Bnd ETF | 13,400 | $692K | 0.4% | $50.81 | — | TAX EXEMPT BD | 922907746 |
| CVX | Chevron | 5,151 | $645K | 0.3% | $72.29 | +15.6% | COM | 166764100 |
| — | Southwestern Energy Co. | 110,345 | $616K | 0.3% | $5.58 | — | COM | 845467109 |
| GOOGL | Alphabet Inc Class A | 538 | $567K | 0.3% | $37.63 | +36.2% | CAP STK CL A | 02079K305 |
| MMM | 3M Company | 2,351 | $553K | 0.3% | $93.71 | +54.7% | COM | 88579Y101 |
| META | 3,085 | $544K | 0.3% | $88.49 | +98.3% | CL A | 30303M102 | |
| BHF | Brighthouse Financial | 7,718 | $453K | 0.2% | $59.99 | -1.4% | COM | 10922N103 |
| CSCO | Cisco Systems | 10,778 | $413K | 0.2% | $16.61 | +68.4% | COM | 17275R102 |
| SBUX | Starbucks | 7,070 | $406K | 0.2% | $37.60 | +26.1% | COM | 855244109 |
| — | Aqua America | 10,175 | $399K | 0.2% | $23.57 | — | COM | 03836W103 |
| T | AT&T Inc. | 9,896 | $385K | 0.2% | $13.08 | +16.6% | COM | 00206R102 |
| EPD | Enterprise Product Partners LP | 14,200 | $376K | 0.2% | $25.80 | — | COM | 293792107 |
| — | ALPS Alerian MLP ETF | 31,000 | $334K | 0.2% | $10.77 | — | ALERIAN MLP | 00162Q866 |
| GILD | Gilead Sciences | 4,250 | $304K | 0.2% | $63.49 | -12.0% | COM | 375558103 |
| VCIT | Vanguard Corp Bond ETF | 3,300 | $288K | 0.1% | $82.80 | — | INT-TERM CORP | 92206C870 |
| — | Priceline.com | 157 | $273K | 0.1% | $1208.44 | — | COM NEW | 741503403 |
| V | Visa Inc Cl A | 2,362 | $269K | 0.1% | $59.10 | +76.6% | COM CL A | 92826C839 |
| CX | Cemex SA | 32,820 | $246K | 0.1% | $11.43 | — | SPON ADR NEW | 151290889 |
| PFE | Pfizer | 6,374 | $231K | 0.1% | $18.08 | +31.6% | COM | 717081103 |
| — | Cloudera | 13,100 | $216K | 0.1% | $16.25 | — | COM | 18914U100 |
| PEP | Pepsico | 1,775 | $213K | 0.1% | $77.08 | +15.5% | COM | 713448108 |
| VZ | Verizon Communications | 3,957 | $209K | 0.1% | $28.29 | +13.0% | COM | 92343V104 |
| HRL | Hormel Foods Corp | 5,600 | $204K | 0.1% | $25.61 | +6.5% | COM | 440452100 |
| SCHZ | Schwab US Aggregate Bond | 3,910 | $203K | 0.1% | $52.06 | — | US AGGREGATE B | 808524839 |
| — | Tortoise MLP CEF | 11,200 | $197K | 0.1% | $17.66 | — | COM | 89148B101 |
| — | Celgene | 1,875 | $196K | 0.1% | $134.59 | — | COM | 151020104 |
| DE | Deere & Co | 1,200 | $188K | 0.1% | $70.09 | +76.5% | COM | 244199105 |
| — | California Resources Corp | 9,531 | $185K | 0.1% | $12.97 | — | COM NEW | 13057Q206 |
| — | Dowdupont Inc | 2,487 | $177K | 0.1% | $69.36 | — | COM | 26078J100 |
| AMT | Amern Tower Corp Class A | 1,165 | $166K | 0.1% | $112.31 | +3.1% | COM | 03027X100 |
| DSI | iShares KLD 400 Social Index | 1,684 | $165K | 0.1% | $72.96 | — | MSCI KLD400 SOC | 464288570 |
| TRV | Travelers Group Inc | 1,200 | $163K | 0.1% | $76.12 | +45.2% | COM | 89417E109 |
| AXP | American Express Co. | 1,500 | $149K | 0.1% | $69.30 | +23.0% | COM | 025816109 |
| — | BlackRock Inc. | 290 | $149K | 0.1% | $448.28 | — | COM | 09247X101 |
| IBM | IBM | 940 | $144K | 0.1% | $102.27 | -0.2% | COM | 459200101 |
| EZU | Ishares MSCI Eurozone | 3,300 | $143K | 0.1% | $43.33 | — | MSCI EURZONE ETF | 464286608 |
| GDX | VanEck Vectors Gold Miners ETF | 5,350 | $124K | 0.1% | $23.01 | — | GOLD MINER ETF | 92189F106 |
| LQD | iShares Investment Grade Bond ETF | 1,000 | $122K | 0.1% | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| PG | Procter & Gamble | 1,332 | $122K | 0.1% | $62.30 | +16.6% | COM | 742718109 |
| BMY | Bristol-Myers | 1,905 | $117K | 0.1% | $36.58 | +27.0% | COM | 110122108 |
| USB | U S Bancorp | 2,132 | $114K | 0.1% | $31.36 | +24.5% | COM NEW | 902973304 |
| BAC | Bank of America | 3,686 | $109K | 0.1% | $15.19 | +49.9% | COM | 060505104 |
| AEP | American Electric Pwr Co Inc | 1,486 | $109K | 0.1% | $47.09 | +19.1% | COM | 025537101 |
| BDX | Becton Dickinson | 500 | $107K | 0.1% | $86.50 | +114.4% | COM | 075887109 |
| GLD | Streetracks Gold TRUST | 850 | $105K | 0.1% | $115.48 | — | GOLD SHS | 78463V107 |
| ABBV | AbbVie Inc. | 1,075 | $104K | 0.1% | $48.91 | +36.7% | COM | 00287Y109 |
| IWB | iShares Russell 1000 ETF | 627 | $93,000 | 0.0% | $102.56 | — | RUS 1000 ETF | 464287622 |
| AR | Antero Resources Corp | 4,825 | $92,000 | 0.0% | $23.75 | -19.3% | COM | 03674X106 |
| ED | Consolidated Edison | 1,052 | $89,000 | 0.0% | $59.31 | +8.1% | COM | 209115104 |
| WMT | Wal-Mart | 900 | $89,000 | 0.0% | $20.29 | +32.1% | COM | 931142103 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $88,000 | 0.0% | $33.00 | +52.1% | COM | 34964C106 |
| AFL | Aflac Inc. | 1,000 | $88,000 | 0.0% | $24.61 | +43.4% | COM | 001055102 |
| — | Broadcom Ltd | 340 | $87,000 | 0.0% | $241.18 | — | SHS | Y09827109 |
| EEM | Ishares MSCI EM ETF | 1,850 | $87,000 | 0.0% | $44.86 | — | MSCI EMG MKT ETF | 464287234 |
| NEE | Nextera Energy Inc | 526 | $82,000 | 0.0% | $29.37 | +7.4% | COM | 65339F101 |
| IP | International Paper | 1,400 | $81,000 | 0.0% | $32.66 | +15.1% | COM | 460146103 |
| SCHW | Charles Schwab Corp | 1,585 | $81,000 | 0.0% | $35.21 | +19.6% | COM | 808513105 |
| MRK | Merck | 1,400 | $79,000 | 0.0% | $39.89 | +7.8% | COM | 58933Y105 |
| — | Mkt Vectors Oil Services | 3,019 | $79,000 | 0.0% | $26.17 | — | OIL SVCS ETF | 92189F718 |
| SCHE | Schwab Emerging Markets Equity ETF | 2,755 | $77,000 | 0.0% | $21.67 | — | EMRG MKTEQ ETF | 808524706 |
| TFI | Spdr Nuveen Barclays Mun | 1,536 | $75,000 | 0.0% | $50.78 | — | NUVEEN BRC MUNIC | 78468R721 |
| — | Twenty-First Century Fox, Inc | 2,134 | $74,000 | 0.0% | $36.15 | — | CL A | 90130A101 |
| CB | Chubb Limited | 500 | $73,000 | 0.0% | $124.84 | +3.8% | COM | H1467J104 |
| SCHV | Schwab US Large Cap | 1,328 | $73,000 | 0.0% | $47.88 | — | US LCAP VA ETF | 808524409 |
| EMR | Emerson Electric | 1,000 | $70,000 | 0.0% | $46.56 | +14.4% | COM | 291011104 |
| AMGN | Amgen | 400 | $70,000 | 0.0% | $101.29 | +36.4% | COM | 031162100 |
| CRM | Salesforce.com | 680 | $70,000 | 0.0% | $90.89 | +10.8% | COM | 79466L302 |
| — | Walgreens Boots Allianc | 950 | $69,000 | 0.0% | $76.25 | — | COM | 931427108 |
| SHM | SPDR Nuv Blmbrg ST Nat Muni | 1,433 | $69,000 | 0.0% | $48.47 | — | NUVEEN BLMBRG SR | 78468R739 |
| — | Lam Research Corp | 365 | $67,000 | 0.0% | $186.30 | — | COM | 512807108 |
| STZ | Constellation Brands | 290 | $66,000 | 0.0% | $173.61 | +9.5% | CL A | 21036P108 |
| HD | Home Depot | 350 | $66,000 | 0.0% | $70.46 | +101.1% | COM | 437076102 |
| UNP | Union Pacific | 488 | $65,000 | 0.0% | $73.47 | +37.2% | COM | 907818108 |
| PBI | Pitney Bowes, Inc | 5,600 | $63,000 | 0.0% | $21.51 | -45.2% | COM | 724479100 |
| FTV | Fortive Corporation | 875 | $63,000 | 0.0% | $40.21 | +10.2% | COM | 34959J108 |
| BAX | Baxter International Inc | 900 | $58,000 | 0.0% | $29.26 | +90.6% | COM | 071813109 |
| — | Eaton Vance Ltd Duration | 4,200 | $57,000 | 0.0% | $14.60 | — | COM | 27828H105 |
| SCHG | Schwab US Large Cap | 808 | $57,000 | 0.0% | $55.56 | — | US LCAP GR ETF | 808524300 |
| ADBE | Adobe | 320 | $56,000 | 0.0% | $149.24 | +15.3% | COM | 00724F101 |
| AVB | Avalonbay Communities | 300 | $54,000 | 0.0% | $82.16 | +66.7% | COM | 053484101 |
| MA | Mastercard Inc | 350 | $53,000 | 0.0% | $76.31 | +86.3% | CL A | 57636Q104 |
| — | Magellan Midstream Ptnrs | 700 | $50,000 | 0.0% | $71.43 | — | COM UNIT RP LP | 559080106 |
| — | Portola Pharmaceuticals | 1,000 | $49,000 | 0.0% | $26.00 | — | COM | 737010108 |
| LMT | Lockheed Martin | 150 | $48,000 | 0.0% | $137.24 | +84.8% | COM | 539830109 |
| ECL | Ecolab Inc. | 340 | $46,000 | 0.0% | $120.10 | +1.5% | COM | 278865100 |
| — | Altaba Incorporated | 650 | $45,000 | 0.0% | $53.85 | — | COM | 021346101 |
| DHR | Danaher Corp | 485 | $45,000 | 0.0% | $71.08 | +10.1% | COM | 235851102 |
| LUV | Southwest Airlines Co | 675 | $44,000 | 0.0% | $33.13 | +60.3% | COM | 844741108 |
| GIS | General Mills Inc | 700 | $42,000 | 0.0% | $32.89 | +23.3% | COM | 370334104 |
| PFG | Principal Financial Grp | 599 | $42,000 | 0.0% | $34.51 | +45.8% | COM | 74251V102 |
| AXTA | Axalta Coating Systems Ltd. | 1,265 | $41,000 | 0.0% | $30.23 | +4.8% | COM | G0750C108 |
| — | Powershs FTSI RAFI US 1000 | 364 | $41,000 | 0.0% | $100.84 | — | FTSE RAFI 1000 | 73935X583 |
| — | CBRE Real Estate Income Fund | 5,031 | $40,000 | 0.0% | $7.93 | — | COM | 12504G100 |
| IQV | Iqvia Holdings Inc | 400 | $39,000 | 0.0% | $101.80 | 0.0% | COM | 46266C105 |
| — | Powershares - Nasdaq 100 ETF | 250 | $39,000 | 0.0% | $93.83 | — | UNI SER 1 | 73935A104 |
| SCHM | Schwab U.S. Mid Cap ETF | 710 | $38,000 | 0.0% | $44.65 | — | US MID-CAP ETF | 808524508 |
| HIW | Highwood Properties Inc | 750 | $38,000 | 0.0% | $36.00 | — | COM | 431284108 |
| EIX | Edison International | 600 | $38,000 | 0.0% | $40.28 | +33.4% | COM | 281020107 |
| CLX | Clorox | 250 | $37,000 | 0.0% | $63.81 | +68.5% | COM | 189054109 |
| PYPL | Paypal Holdings Inco | 500 | $37,000 | 0.0% | $35.85 | +101.2% | COM | 70450Y103 |
| OMC | Omnicom Group Inc | 500 | $36,000 | 0.0% | $46.21 | +16.0% | COM | 681919106 |
| REGN | Regeneron Pharms Inc | 95 | $36,000 | 0.0% | $473.21 | -14.9% | COM | 75886F107 |
| IHI | iShares Medical Devices | 200 | $35,000 | 0.0% | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| — | BlackRock Enhanced Cap & Income | 2,108 | $35,000 | 0.0% | $15.65 | — | COM | 09256A109 |
| SCHA | Schwab US Small Cap ETF | 507 | $35,000 | 0.0% | $61.81 | — | US SML CAP ETF | 808524607 |
| MCD | McDonald Corp. | 200 | $34,000 | 0.0% | $79.64 | +74.1% | COM | 580135101 |
| — | Wells Fargo Bk 7.5 PFD Ser LNV | 25 | $33,000 | 0.0% | $1185.19 | — | PERP PFD CNV A | 949746804 |
| RL | Polo Ralph Lauren | 300 | $31,000 | 0.0% | $79.09 | -0.5% | CL A | 751212101 |
| — | Blackrock MuniAssets Fund | 2,080 | $31,000 | 0.0% | $14.90 | — | COM | 09254J102 |
| — | Nuveen Insured Calif Tax | 2,000 | $31,000 | 0.0% | $17.13 | — | COM | 670651108 |
| BABA | Alibaba Group Hldg Adr | 175 | $30,000 | 0.0% | $77.87 | — | SPONSORED ADS | 01609W102 |
| — | Durect Corp | 31,000 | $29,000 | 0.0% | $1.04 | — | COM | 266605104 |
| BA | Boeing | 100 | $29,000 | 0.0% | $110.65 | +132.6% | COM | 097023105 |
| TSLA | Tesla Motors Inc | 91 | $28,000 | 0.0% | $17.50 | +24.3% | COM | 88160R101 |
| — | Raytheon Company New | 150 | $28,000 | 0.0% | $186.67 | — | COM NEW | 755111507 |
| — | Monsanto | 230 | $27,000 | 0.0% | $103.26 | — | COM | 61166W101 |
| HP | Helmerich & Payne | 400 | $26,000 | 0.0% | $52.86 | +6.0% | COM | 423452101 |
| GS | Goldman Sachs | 100 | $25,000 | 0.0% | $205.15 | 0.0% | COM | 38141G104 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 477 | $25,000 | 0.0% | $51.23 | — | MORTG-BACK SEC | 92206C771 |
| ROST | Ross Stores Inc | 300 | $24,000 | 0.0% | $41.56 | +55.2% | COM | 778296103 |
| BXP | Boston Properties | 188 | $24,000 | 0.0% | $86.92 | +0.4% | COM | 101121101 |
| SO | Southern Company | 500 | $24,000 | 0.0% | $29.49 | +23.6% | COM | 842587107 |
| KHC | Kraft Heinz Company | 280 | $22,000 | 0.0% | $58.03 | -8.0% | COM | 500754106 |
| VO | Vanguard Mid Cap Blend ETF | 138 | $21,000 | 0.0% | $132.35 | — | MID CAP ETF | 922908629 |
| NVCR | Novocure Limited | 1,000 | $20,000 | 0.0% | $13.12 | +46.8% | ORD SHS | G6674U108 |
| PSX | Phillips 66 | 194 | $20,000 | 0.0% | $56.29 | +23.1% | COM | 718546104 |
| VNO | Vornado Realty TRUST | 257 | $20,000 | 0.0% | $93.39 | — | SH BEN INT | 929042109 |
| EMN | Eastman Chemical Co. | 200 | $19,000 | 0.0% | $55.62 | +23.7% | COM | 277432100 |
| F | Ford Motor | 1,546 | $19,000 | 0.0% | $8.64 | -7.2% | COM PAR $0.01 | 345370860 |
| NYT | New York Times Class A | 1,000 | $19,000 | 0.0% | $12.09 | +43.0% | CL A | 650111107 |
| — | Amerigas Partners LP | 400 | $18,000 | 0.0% | $45.00 | — | UNIT L P INT | 030975106 |
| NVS | Novartis A G Spon Adr | 200 | $17,000 | 0.0% | $88.25 | — | SPONSORED ADR | 66987V109 |
| PMT | PennyMac | 1,000 | $16,000 | 0.0% | $15.00 | — | COM | 70931T103 |
| DEO | Diageo Plc New Adr | 105 | $15,000 | 0.0% | $118.00 | — | SPON ADR NEW | 25243Q205 |
| NEM | Newmont Mining Corp. | 405 | $15,000 | 0.0% | $32.59 | -10.6% | COM | 651639106 |
| DAL | Delta Air Lines Inc. | 250 | $14,000 | 0.0% | $45.29 | +5.5% | COM NEW | 247361702 |
| KMB | Kimberly-Clark | 120 | $14,000 | 0.0% | $93.50 | -6.3% | COM | 494368103 |
| PANW | Palo Alto Networks Inc | 100 | $14,000 | 0.0% | $22.39 | +8.7% | COM | 697435105 |
| — | Intra-Cellular Therapies | 1,000 | $14,000 | 0.0% | $18.00 | — | COM | 46116X101 |
| BSV | Vanguard Bond Index Fund | 164 | $13,000 | 0.0% | $81.20 | — | SHORT TRM BOND | 921937827 |
| CORT | Corcept Therapeutics Inc | 700 | $13,000 | 0.0% | $2.02 | +795.9% | COM | 218352102 |
| — | L Brands Inc | 200 | $12,000 | 0.0% | $40.00 | — | COM | 501797104 |
| VUG | Vanguard Growth ETF | 75 | $11,000 | 0.0% | $133.33 | — | GROWTH ETF | 922908736 |
| ISRG | Intuitive Surgical New | 30 | $11,000 | 0.0% | $119.75 | +4.5% | COM NEW | 46120E602 |
| UAA | Under Armour Inc Cl A | 802 | $11,000 | 0.0% | $14.47 | -0.2% | CL A | 904311107 |
| TEVA | Teva Pharmaceutical | 600 | $11,000 | 0.0% | $35.09 | — | SPONSORED ADR | 881624209 |
| — | DNP Select Utilities Income | 1,000 | $11,000 | 0.0% | $10.45 | — | COM | 23325P104 |
| — | Glaxosmithkline Plc Adrf | 283 | $10,000 | 0.0% | $47.26 | — | SPONSORED ADR | 37733W105 |
| — | Twitter Inc | 400 | $10,000 | 0.0% | $53.01 | — | COM | 90184L102 |
| — | Enbridge Energy Ptnrs LP | 735 | $10,000 | 0.0% | $29.93 | — | COM | 29250R106 |
| XBI | SPDR S&P Biotech ETF | 105 | $9,000 | 0.0% | $104.02 | — | S&P BIOTECH | 78464A870 |
| UDR | UDR, Inc | 216 | $8,000 | 0.0% | $20.28 | +43.0% | COM | 902653104 |
| RWT | Redwood Trust | 448 | $7,000 | 0.0% | $20.09 | — | COM | 758075402 |
| BF/A | Brown Forman Cl A Vtg | 110 | $7,000 | 0.0% | $27.17 | +12.6% | CL A | 115637100 |
| FNDF | Schwab Fund. Intl. Large Cap | 227 | $7,000 | 0.0% | $31.01 | — | SCHWAB FDT INT LG | 808524755 |
| MGK | Vanguard Meg Cap Grth | 60 | $7,000 | 0.0% | $91.67 | — | MEGA GRWTH IND | 921910816 |
| FNDX | Schwab Fund. US Large Co. | 151 | $6,000 | 0.0% | $33.11 | — | SCHWAB FDT US LG | 808524771 |
| ARCC | Ares Capital Corp | 400 | $6,000 | 0.0% | $5.37 | +39.3% | COM | 04010L103 |
| — | Invesco California Value | 500 | $6,000 | 0.0% | $12.00 | — | COM | 46132H106 |
| BKD | Brookdale Senior Liv | 500 | $5,000 | 0.0% | $12.99 | -21.5% | COM | 112463104 |
| — | General Motors Cl B 19wt | 198 | $5,000 | 0.0% | $25.25 | — | *W EXP 07/10/201 | 37045V126 |
| — | Nuveen Nasdaq 100 | 210 | $5,000 | 0.0% | $19.05 | — | COM SHS | 670699107 |
| NKE | Nike | 75 | $5,000 | 0.0% | $53.15 | -2.6% | CL B | 654106103 |
| KIM | Kimco Realty | 300 | $5,000 | 0.0% | $11.63 | +7.1% | COM | 49446R109 |
| IONS | Ionis Pharmaceutical | 90 | $5,000 | 0.0% | $53.96 | +1.6% | COM | 462222100 |
| — | Apache Corp | 100 | $4,000 | 0.0% | $50.00 | — | COM | 037411105 |
| — | Pandora Media | 750 | $4,000 | 0.0% | $26.67 | — | COM | 698354107 |
| — | China Mobile Limited ADR | 75 | $4,000 | 0.0% | $53.33 | — | SPONSORED ADR | 16941M109 |
| NFG | National Fuel Gas Co | 70 | $4,000 | 0.0% | $57.91 | -1.3% | COM | 636180101 |
| LEN | Lennar Corp Cl A | 64 | $4,000 | 0.0% | $30.45 | +70.9% | CL A | 526057104 |
| — | Qiagen N V | 119 | $4,000 | 0.0% | $33.61 | — | SHS NEW | N72482123 |
| — | FireEye Inc | 250 | $4,000 | 0.0% | $44.04 | — | COM | 31816Q101 |
| — | Inovio Pharma | 1,000 | $4,000 | 0.0% | $9.00 | — | COM NEW | 45773H201 |
| — | Nuveen CA Dur Adv Muni | 300 | $4,000 | 0.0% | $13.33 | — | COM | 67066Y105 |
| — | Hanesbrands Inc | 200 | $4,000 | 0.0% | $23.16 | — | COM | 410345102 |
| — | Barrick Gold Corp | 300 | $4,000 | 0.0% | $10.74 | — | COM | 067901108 |
| — | Nuveen Multi Strategy | 300 | $3,000 | 0.0% | $10.00 | — | COM | 67073B106 |
| — | Titan Pharmaceutical | 2,546 | $3,000 | 0.0% | $4.32 | — | COM NEW | 888314309 |
| MOAT | Vaneck Vectors | 75 | $3,000 | 0.0% | $40.00 | — | MORNINGSTAR WIDE | 92189F643 |
| ETSY | Etsy Inc | 150 | $3,000 | 0.0% | $19.22 | -8.2% | COM | 29786A106 |
| YUM | YUM! Brands | 40 | $3,000 | 0.0% | $43.30 | +57.6% | COM | 988498101 |
| — | Nuveen Real Est Inc Fd | 150 | $2,000 | 0.0% | $13.33 | — | COM | 67071B108 |
| YUMC | Yum China Holdings Inc | 40 | $2,000 | 0.0% | $26.68 | +54.2% | COM | 98850P109 |
| TWLO | Twilio Inc | 100 | $2,000 | 0.0% | $27.35 | +2.6% | CL A | 90138F102 |
| BSX | Boston Scientific | 100 | $2,000 | 0.0% | $27.58 | 0.0% | COM | 101137107 |
| ASIX | Advansix Inc | 27 | $1,000 | 0.0% | $16.41 | +138.3% | COM | 00773T101 |
| C | Citigroup | 13 | $1,000 | 0.0% | $36.44 | +55.0% | COM NEW | 172967424 |
| — | Apricus Biosciences Inc | 3 | $0 | 0.0% | — | — | COM NEW | 03832V307 |
| — | Blue Apron Holdings | 10 | $0 | 0.0% | — | — | CL A | 09523Q101 |
| — | Seadrill Ltd | 100 | $0 | 0.0% | $12.50 | — | SHS | G7945E105 |
| — | Frontier Communications | 26 | $0 | 0.0% | — | — | COM NEW | 35906A306 |
| LEN/B | Lennar Corp | 1 | $0 | 0.0% | $41.52 | 0.0% | CL B | 526057302 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $42.47 | +161.8% | COM | N3167Y103 |
| — | DDR Corp. | 15 | $0 | 0.0% | — | — | COM | 23317H102 |