Location: Concord, MA
CIK: 0001748861 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Jan 29, 2019
Total Value: $117M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BIL | SPDR SER TR | 88,446 | $8.089M | 6.9% | $91.46 | — | SPDR BLOOMBERG | 78468R663 |
| USMV | ISHARES TR | 135,317 | $7.091M | 6.0% | $53.28 | — | MIN VOL USA ETF | 46429B697 |
| FDIS | FIDELITY | 137,654 | $5.275M | 4.5% | $43.02 | — | MSCI CONSM DIS | 316092204 |
| IVV | ISHARES TR | 19,740 | $4.967M | 4.2% | $271.39 | — | CORE S&P500 ETF | 464287200 |
| MSFT | MICROSOFT CORP | 37,492 | $3.808M | 3.2% | $90.67 | +10.3% | COM | 594918104 |
| VIG | VANGUARD GROUP | 35,960 | $3.522M | 3.0% | $99.27 | — | DIV APP ETF | 921908844 |
| JSMD | JANUS DETROIT STR TR | 82,339 | $3.031M | 2.6% | $41.72 | — | HENDERSN SML ETF | 47103U209 |
| GSY | INVESCO ACTIVELY MANAGD ETF | 57,707 | $2.889M | 2.5% | $50.19 | — | ULTRA SHRT DUR | 46090A887 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,415 | $2.331M | 2.0% | $197.05 | +6.0% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 14,582 | $2.3M | 2.0% | $42.94 | +7.2% | COM | 037833100 |
| XLK | SELECT SECTOR SPDR TR | 30,346 | $1.881M | 1.6% | $70.12 | — | TECHNOLOGY | 81369Y803 |
| NRG | NRG ENERGY INC | 43,500 | $1.723M | 1.5% | $26.82 | +18.6% | COM NEW | 629377508 |
| ICSH | ISHARES TR | 29,311 | $1.468M | 1.2% | $50.16 | — | ULTR SH TRM BD | 46434V878 |
| FHLC | FIDELITY | 34,206 | $1.413M | 1.2% | $41.87 | — | MSCI HLTH CARE I | 316092600 |
| T | AT&T INC | 48,651 | $1.388M | 1.2% | $14.51 | -3.4% | COM | 00206R102 |
| EFAV | ISHARES TR | 20,468 | $1.364M | 1.2% | $71.31 | — | MIN VOL EAFE ETF | 46429B689 |
| — | ANNALY CAP MGMT INC | 132,500 | $1.301M | 1.1% | $10.23 | — | COM | 035710409 |
| SPY | SPDR S&P 500 ETF TR | 5,201 | $1.3M | 1.1% | $266.98 | — | TR UNIT | 78462F103 |
| TIP | ISHARES TR | 11,690 | $1.28M | 1.1% | $112.82 | — | TIPS BD ETF | 464287176 |
| PFF | ISHARES TR | 36,869 | $1.262M | 1.1% | $35.87 | — | S&P US PFD STK | 464288687 |
| RSP | INVESCO EXCHANGE TRADED FD T | 13,567 | $1.24M | 1.1% | $101.65 | — | S&P500 EQL WGT | 46137V357 |
| VTIP | VANGUARD MALVERN FDS | 25,329 | $1.214M | 1.0% | $48.81 | — | STRM INFPROIDX | 922020805 |
| QQQ | INVESCO QQQ TR | 7,192 | $1.109M | 0.9% | $172.62 | — | UNIT SER 1 | 46090E103 |
| DVY | ISHARES TR | 12,051 | $1.076M | 0.9% | $97.41 | — | SELECT DIVID ETF | 464287168 |
| IVE | ISHARES TR | 10,328 | $1.045M | 0.9% | $110.12 | — | S&P 500 VAL ETF | 464287408 |
| VWO | VANGUARD INTL EQUITY INDEX F | 24,302 | $926K | 0.8% | $41.04 | — | FTSE EMR MKT ETF | 922042858 |
| XOM | EXXON MOBIL CORP | 13,356 | $911K | 0.8% | $56.26 | +0.2% | COM | 30231G102 |
| VYM | VANGUARD WHITEHALL FDS INC | 11,354 | $885K | 0.8% | $83.59 | — | HIGH DIV YLD | 921946406 |
| IEFA | ISHARES TR | 15,533 | $854K | 0.7% | $63.39 | — | CORE MSCI EAFE | 46432F842 |
| — | DISCOVERY INC | 33,400 | $826K | 0.7% | $30.38 | — | COM SER A | 25470F104 |
| JNJ | JOHNSON & JOHNSON | 6,390 | $825K | 0.7% | $104.27 | +9.5% | COM | 478160104 |
| MTUM | ISHARES TR | 8,159 | $818K | 0.7% | $109.68 | — | USA MOMENTUM FCT | 46432F396 |
| CCI | CROWN CASTLE INTL CORP NEW | 7,417 | $806K | 0.7% | $75.36 | +7.5% | COM | 22822V101 |
| INTC | INTEL CORP | 16,723 | $785K | 0.7% | $42.33 | -5.1% | COM | 458140100 |
| XLI | SELECT SECTOR SPDR TR | 11,958 | $770K | 0.7% | $71.79 | — | SBI INT-INDS | 81369Y704 |
| CSCO | CISCO SYS INC | 17,666 | $765K | 0.7% | $35.34 | +4.5% | COM | 17275R102 |
| PG | PROCTER AND GAMBLE CO | 8,324 | $765K | 0.7% | $65.90 | +13.4% | COM | 742718109 |
| GLD | SPDR GOLD TRUST | 6,092 | $739K | 0.6% | $119.22 | — | GOLD SHS | 78463V107 |
| FTEC | FIDELITY | 14,701 | $724K | 0.6% | $55.30 | — | MSCI INFO TECH I | 316092808 |
| XLF | SELECT SECTOR SPDR TR | 30,200 | $719K | 0.6% | $26.62 | — | SBI INT-FINL | 81369Y605 |
| BXMT | BLACKSTONE MTG TR INC | 22,283 | $710K | 0.6% | $31.86 | — | COM CL A | 09257W100 |
| — | FLAHERTY&CRMN PFD SEC INCOM | 40,900 | $684K | 0.6% | $16.72 | — | COM | 338478100 |
| AMGN | AMGEN INC | 3,414 | $665K | 0.6% | $150.02 | +4.5% | COM | 031162100 |
| BK | BANK NEW YORK MELLON CORP | 13,828 | $651K | 0.6% | $44.54 | -11.0% | COM | 064058100 |
| JPM | JPMORGAN CHASE & CO | 6,571 | $641K | 0.5% | $89.11 | -1.8% | COM | 46625H100 |
| INCY | INCYTE CORP | 9,700 | $617K | 0.5% | $68.39 | -5.1% | COM | 45337C102 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $612K | 0.5% | $292921.40 | +6.9% | CL A | 084670108 |
| — | MACQUARIE INFRASTRUCTURE COR | 16,200 | $592K | 0.5% | $36.54 | — | COM | 55608B105 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 6,900 | $588K | 0.5% | $87.57 | +8.6% | COM | 09061G101 |
| FDN | FIRST TR EXCHANGE TRADED FD | 5,003 | $584K | 0.5% | $127.84 | — | DJ INTERNT IDX | 33733E302 |
| VZ | VERIZON COMMUNICATIONS INC | 10,291 | $579K | 0.5% | $32.87 | +17.5% | COM | 92343V104 |
| ARES | ARES MANAGEMENT CORPORATION | 32,400 | $576K | 0.5% | $16.38 | 0.0% | CL A COM STK | 03990B101 |
| VBR | VANGUARD INDEX FDS | 4,956 | $565K | 0.5% | $135.78 | — | SM CP VAL ETF | 922908611 |
| HD | HOME DEPOT INC | 3,277 | $563K | 0.5% | $154.84 | -2.9% | COM | 437076102 |
| HON | HONEYWELL INTL INC | 4,251 | $562K | 0.5% | $118.82 | -0.9% | COM | 438516106 |
| CVX | CHEVRON CORP NEW | 5,124 | $557K | 0.5% | $88.70 | -4.5% | COM | 166764100 |
| DAL | DELTA AIR LINES INC DEL | 10,825 | $540K | 0.5% | $51.09 | 0.0% | COM NEW | 247361702 |
| VOE | VANGUARD INDEX FDS | 5,671 | $540K | 0.5% | $110.43 | — | MCAP VL IDXVIP | 922908512 |
| DIS | DISNEY WALT CO | 4,882 | $535K | 0.5% | $104.56 | +4.3% | COM DISNEY | 254687106 |
| AMZN | AMAZON COM INC | 349 | $524K | 0.4% | $81.65 | +1.8% | COM | 023135106 |
| EEM | ISHARES TR | 13,317 | $520K | 0.4% | $43.34 | — | MSCI EMG MKT ETF | 464287234 |
| KO | COCA COLA CO | 10,751 | $509K | 0.4% | $34.29 | +12.0% | COM | 191216100 |
| MTB | M & T BK CORP | 3,542 | $507K | 0.4% | $137.72 | -7.4% | COM | 55261F104 |
| WMT | WALMART INC | 5,384 | $501K | 0.4% | $26.76 | +7.5% | COM | 931142103 |
| SMH | VANECK VECTORS ETF TR | 5,700 | $497K | 0.4% | $102.34 | — | SEMICONDUCTOR ET | 92189F676 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,630 | $493K | 0.4% | $354.95 | — | UTSER1 S&PDCRP | 78467Y107 |
| ABT | ABBOTT LABS | 6,753 | $488K | 0.4% | $57.77 | +7.6% | COM | 002824100 |
| IWM | ISHARES TR | 3,557 | $476K | 0.4% | $164.21 | — | RUSSELL 2000 ETF | 464287655 |
| GDX | VANECK VECTORS ETF TR | 22,336 | $471K | 0.4% | $21.64 | — | GOLD MINERS ETF | 92189F106 |
| PFE | PFIZER INC | 10,738 | $469K | 0.4% | $25.36 | +18.4% | COM | 717081103 |
| — | PROVIDENT BANCORP INC | 21,000 | $455K | 0.4% | $26.19 | — | COM | 74383X109 |
| VDC | VANGUARD WORLD FDS | 3,467 | $455K | 0.4% | $134.30 | — | CONSUM STP ETF | 92204A207 |
| FNCL | FIDELITY | 13,111 | $453K | 0.4% | $39.19 | — | MSCI FINLS IDX | 316092501 |
| ITA | ISHARES TR | 2,582 | $446K | 0.4% | $191.60 | — | US AER DEF ETF | 464288760 |
| VGSH | VANGUARD SCOTTSDALE FDS | 7,400 | $445K | 0.4% | $59.86 | — | SHORT TERM TREAS | 92206C102 |
| ARKW | ARK ETF TR | 10,383 | $440K | 0.4% | $55.31 | — | WEB X.O ETF | 00214Q401 |
| AGG | ISHARES TR | 4,046 | $431K | 0.4% | $106.32 | — | CORE US AGGBD ET | 464287226 |
| AMD | ADVANCED MICRO DEVICES INC | 23,250 | $429K | 0.4% | $15.10 | +43.2% | COM | 007903107 |
| VEU | VANGUARD INTL EQUITY INDEX F | 9,369 | $427K | 0.4% | $51.88 | — | ALLWRLD EX US | 922042775 |
| V | VISA INC | 3,194 | $421K | 0.4% | $122.90 | +6.9% | COM CL A | 92826C839 |
| TLT | ISHARES TR | 3,447 | $419K | 0.4% | $121.55 | — | 20 YR TR BD ETF | 464287432 |
| BSV | VANGUARD BD INDEX FD INC | 5,272 | $414K | 0.4% | $78.18 | — | SHORT TRM BOND | 921937827 |
| GOOG | ALPHABET INC | 395 | $409K | 0.3% | $53.61 | -0.9% | CAP STK CL C | 02079K107 |
| BAC | BANK AMER CORP | 16,188 | $399K | 0.3% | $25.13 | -9.3% | COM | 060505104 |
| ARCC | ARES CAP CORP | 24,692 | $385K | 0.3% | $7.99 | +4.7% | COM | 04010L103 |
| QUAL | ISHARES TR | 5,000 | $384K | 0.3% | $90.38 | — | USA QUALITY FCTR | 46432F339 |
| EEMV | ISHARES INC | 6,864 | $384K | 0.3% | $58.02 | — | MIN VOL EMRG MKT | 464286533 |
| PKW | INVESCO EXCHANGE TRADED FD T | 7,105 | $371K | 0.3% | $58.75 | — | BUYBACK ACHIEV | 46137V308 |
| VTI | VANGUARD INDEX FDS | 2,873 | $367K | 0.3% | $140.46 | — | TOTAL STK MKT | 922908769 |
| IXUS | ISHARES TR | 6,959 | $366K | 0.3% | $60.16 | — | CORE MSCI TOTAL | 46432F834 |
| EPD | ENTERPRISE PRODS PARTNERS L | 14,385 | $354K | 0.3% | $27.66 | — | COM | 293792107 |
| LMT | LOCKHEED MARTIN CORP | 1,350 | $354K | 0.3% | $262.58 | -4.8% | COM | 539830109 |
| — | DOWDUPONT INC | 6,544 | $350K | 0.3% | $64.37 | — | COM | 26078J100 |
| GOOGL | ALPHABET INC | 332 | $347K | 0.3% | $54.59 | -1.7% | CAP STK CL A | 02079K305 |
| XLU | SELECT SECTOR SPDR TR | 6,137 | $325K | 0.3% | $51.96 | — | SBI INT-UTILS | 81369Y886 |
| FIDU | FIDELITY | 9,861 | $323K | 0.3% | $37.05 | — | MSCI INDL INDX | 316092709 |
| MDT | MEDTRONIC PLC | 3,316 | $302K | 0.3% | $77.14 | 0.0% | SHS | G5960L103 |
| — | OPPENHEIMER ETF TR | 9,033 | $302K | 0.3% | $33.43 | — | S&P ULTRA DIVIDE | 68386C401 |
| DGRW | WISDOMTREE TR | 7,803 | $299K | 0.3% | $41.15 | — | US QTLY DIV GRT | 97717X669 |
| SCHD | SCHWAB STRATEGIC TR | 6,308 | $296K | 0.3% | $49.28 | — | US DIVIDEND EQ | 808524797 |
| FENY | FIDELITY | 18,965 | $296K | 0.3% | $21.12 | — | MSCI ENERGY IDX | 316092402 |
| — | BOULDER GROWTH & INCOME FD I | 27,714 | $289K | 0.2% | $10.30 | — | COM | 101507101 |
| IPKW | INVESCO EXCHNG TRADED FD TR | 9,966 | $287K | 0.2% | $35.77 | — | INTL BUYBACK | 46138E644 |
| WFC | WELLS FARGO CO NEW | 6,199 | $286K | 0.2% | $43.24 | -2.8% | COM | 949746101 |
| — | BLACKSTONE GROUP L P | 9,600 | $286K | 0.2% | $33.55 | — | COM UNIT LTD | 09253U108 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,628 | $283K | 0.2% | $78.21 | — | SHRT TRM CORP BD | 92206C409 |
| VEA | VANGUARD TAX MANAGED INTL FD | 7,591 | $282K | 0.2% | $43.00 | — | FTSE DEV MKT ETF | 921943858 |
| SHY | ISHARES TR | 3,360 | $281K | 0.2% | $83.06 | — | 1 3 YR TREAS BD | 464287457 |
| ZBH | ZIMMER BIOMET HLDGS INC | 2,705 | $281K | 0.2% | $111.67 | -5.0% | COM | 98956P102 |
| JMBS | JANUS DETROIT STR TR | 5,509 | $278K | 0.2% | $50.46 | — | HENDERSON MTG | 47103U852 |
| VT | VANGUARD INTL EQUITY INDEX F | 4,202 | $275K | 0.2% | $65.45 | — | TT WRLD ST ETF | 922042742 |
| OPTU | ALTICE USA INC | 16,600 | $274K | 0.2% | $18.46 | -5.9% | CL A | 02156K103 |
| — | COHEN & STEERS INFRASTRUCTUR | 13,875 | $274K | 0.2% | $22.55 | — | COM | 19248A109 |
| SYY | SYSCO CORP | 4,354 | $273K | 0.2% | $54.15 | +2.9% | COM | 871829107 |
| NUE | NUCOR CORP | 5,235 | $271K | 0.2% | $54.32 | -6.6% | COM | 670346105 |
| — | LAZARD LTD | 7,346 | $271K | 0.2% | $46.62 | — | SHS A | G54050102 |
| DFJ | WISDOMTREE TR | 4,150 | $267K | 0.2% | $77.11 | — | JP SMALLCP DIV | 97717W836 |
| EOG | EOG RES INC | 3,054 | $266K | 0.2% | $88.05 | -8.4% | COM | 26875P101 |
| MGM | MGM RESORTS INTERNATIONAL | 10,790 | $262K | 0.2% | $30.91 | -18.1% | COM | 552953101 |
| MRK | MERCK & CO INC | 3,431 | $262K | 0.2% | $45.11 | +25.2% | COM | 58933Y105 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,116 | $260K | 0.2% | $243.22 | — | UT SER 1 | 78467X109 |
| SPIP | SPDR SERIES TRUST | 4,800 | $259K | 0.2% | $55.52 | — | BLOMBRG BRC TIPS | 78464A656 |
| VTR | VENTAS INC | 4,329 | $254K | 0.2% | $43.99 | 0.0% | COM | 92276F100 |
| IJR | ISHARES TR | 3,636 | $252K | 0.2% | $83.37 | — | CORE S&P SCP ETF | 464287804 |
| IJT | ISHARES TR | 1,555 | $251K | 0.2% | $190.06 | — | S&P SML 600 GWT | 464287887 |
| NVS | NOVARTIS A G | 2,881 | $247K | 0.2% | $85.73 | — | SPONSORED ADR | 66987V109 |
| ADP | AUTOMATIC DATA PROCESSING IN | 1,872 | $246K | 0.2% | $108.90 | +11.3% | COM | 053015103 |
| PSCH | INVESCO EXCHNG TRADED FD TR | 2,238 | $241K | 0.2% | $128.59 | — | S&P SMLCP HELT | 46138E149 |
| COP | CONOCOPHILLIPS | 3,847 | $240K | 0.2% | $51.88 | +2.9% | COM | 20825C104 |
| KIE | SPDR SERIES TRUST | 8,406 | $238K | 0.2% | $29.85 | — | S&P INS ETF | 78464A789 |
| CAT | CATERPILLAR INC DEL | 1,850 | $235K | 0.2% | $125.34 | -11.0% | COM | 149123101 |
| XLV | SELECT SECTOR SPDR TR | 2,688 | $233K | 0.2% | $83.54 | — | SBI HEALTHCARE | 81369Y209 |
| ABR | ARBOR RLTY TR INC | 22,808 | $230K | 0.2% | $11.34 | — | COM | 038923108 |
| SRPT | SAREPTA THERAPEUTICS INC | 2,107 | $230K | 0.2% | $124.61 | +0.4% | COM | 803607100 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,398 | $229K | 0.2% | $40.79 | +0.5% | COM | 110122108 |
| XLE | SELECT SECTOR SPDR TR | 3,959 | $227K | 0.2% | $75.87 | — | ENERGY | 81369Y506 |
| IJH | ISHARES TR | 1,354 | $225K | 0.2% | $195.01 | — | CORE S&P MCP ETF | 464287507 |
| SCHM | SCHWAB STRATEGIC TR | 4,678 | $224K | 0.2% | $47.88 | — | US MID-CAP ETF | 808524508 |
| MINT | PIMCO ETF TR | 2,193 | $221K | 0.2% | $101.64 | — | ENHAN SHRT MA AC | 72201R833 |
| MCD | MCDONALDS CORP | 1,231 | $219K | 0.2% | $150.10 | 0.0% | COM | 580135101 |
| CME | CME GROUP INC | 1,167 | $219K | 0.2% | $142.24 | 0.0% | COM CL A | 12572Q105 |
| — | BSB BANCORP INC MD | 7,800 | $219K | 0.2% | $34.36 | — | COM | 05573H108 |
| BA | BOEING CO | 678 | $219K | 0.2% | $331.19 | +1.1% | COM | 097023105 |
| WDFC | WD-40 CO | 1,181 | $216K | 0.2% | $130.77 | +16.0% | COM | 929236107 |
| BOND | PIMCO ETF TR | 2,091 | $215K | 0.2% | $102.93 | — | ACTIVE BD ETF | 72201R775 |
| SO | SOUTHERN CO | 4,614 | $203K | 0.2% | $32.85 | +4.3% | COM | 842587107 |
| AOR | ISHARES TR | 4,897 | $202K | 0.2% | $44.43 | — | GRWT ALLOCAT ETF | 464289867 |
| — | PIMCO DYNMIC CREDIT AND MRT | 9,598 | $202K | 0.2% | $23.60 | — | COM SHS | 72202D106 |
| DEO | DIAGEO P L C | 1,425 | $202K | 0.2% | $143.86 | — | SPON ADR NEW | 25243Q205 |
| — | XILINX INC | 2,351 | $200K | 0.2% | $85.07 | — | COM | 983919101 |
| MPT | MEDICAL PPTYS TRUST INC | 11,397 | $183K | 0.2% | $14.35 | — | COM | 58463J304 |
| — | EATON VANCE ENH EQTY INC FD | 11,325 | $166K | 0.1% | $17.06 | — | COM | 278277108 |
| SD | SANDRIDGE ENERGY INC | 19,800 | $151K | 0.1% | $9.67 | 0.0% | COM NEW | 80007P869 |
| — | NUVEEN PFD & INCM SECURTIES | 18,154 | $150K | 0.1% | $8.80 | — | COM | 67072C105 |
| — | BLACKROCK ENHANCED EQT DIV T | 15,813 | $123K | 0.1% | $9.23 | — | COM | 09251A104 |
| — | TWITTER INC | 31,000 | $28,000 | 0.0% | $0.94 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | NUANCE COMMUNICATIONS INC | 24,000 | $21,000 | 0.0% | $1.04 | — | NOTE 1.250% 4/0 | 67020YAN0 |
| — | WRIGHT MED GROUP INC | 20,000 | $21,000 | 0.0% | $1.10 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | VERINT SYS INC | 21,000 | $20,000 | 0.0% | $1.05 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | VEECO INSTRS INC DEL | 25,000 | $19,000 | 0.0% | $0.84 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | EXACT SCIENCES CORP | 17,000 | $19,000 | 0.0% | $1.24 | — | DBCV 1.000% 1/1 | 30063PAA3 |
| — | CARDTRONICS INC | 21,000 | $19,000 | 0.0% | $0.95 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 19,000 | $18,000 | 0.0% | $1.05 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | THERAVANCE INC | 17,000 | $18,000 | 0.0% | $1.00 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | CSG SYS INTL INC | 17,000 | $17,000 | 0.0% | $1.06 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | CTRIP COM INTL LTD | 18,000 | $17,000 | 0.0% | $1.00 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | WHITING PETE CORP NEW | 18,000 | $17,000 | 0.0% | $0.94 | — | NOTE 1.250% 4/0 | 966387AL6 |
| — | INPHI CORP | 17,000 | $16,000 | 0.0% | $1.00 | — | NOTE 0.750% 9/0 | 45772FAC1 |
| — | TEVA PHARMACEUTICAL FIN LLC | 15,000 | $14,000 | 0.0% | $0.93 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | PORTFOLIO RECOVERY ASSOCS IN | 15,000 | $14,000 | 0.0% | $0.93 | — | NOTE 3.000% 8/0 | 73640QAB1 |
| — | LIBERTY MEDIA CORP DELAWARE | 29,000 | $14,000 | 0.0% | $0.55 | — | DEB 2.250% 9/3 | 531229AE2 |
| — | MACQUARIE INFRASTRUCTURE COR | 16,000 | $14,000 | 0.0% | $0.88 | — | NOTE 2.000%10/0 | 55608BAB1 |
| — | ISIS PHARMACEUTICALS INC DEL | 12,000 | $13,000 | 0.0% | $1.08 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | SYNAPTICS INC | 15,000 | $13,000 | 0.0% | $0.93 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | INTERCEPT PHARMACEUTICALS IN | 13,000 | $12,000 | 0.0% | $1.00 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | STARWOOD PPTY TR INC | 12,000 | $12,000 | 0.0% | $1.00 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | SM ENERGY CO | 13,000 | $12,000 | 0.0% | $1.08 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| — | PACIRA PHARMACEUTICALS INC | 12,000 | $12,000 | 0.0% | $1.08 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | WEATHERFORD INTL LTD | 17,000 | $11,000 | 0.0% | $0.94 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | BLACKROCK CAPITAL INVESTMENT | 11,000 | $11,000 | 0.0% | $1.00 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | DISH NETWORK CORP | 12,000 | $10,000 | 0.0% | $0.92 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | INSMED INC | 14,000 | $10,000 | 0.0% | $0.86 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | NEVRO CORP | 11,000 | $10,000 | 0.0% | $1.00 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| — | VIAVI SOLUTIONS INC | 10,000 | $10,000 | 0.0% | $1.10 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | EVINE LIVE INC | 10,000 | $4,000 | 0.0% | $0.40 | — | CL A | 300487105 |