Location: Concord, MA
CIK: 0001748861 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 5, 2018
Total Value: $130M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FDIS | FIDELITY | 135,230 | $6.153M | 4.7% | $43.11 | — | MSCI CONSM DIS | 316092204 |
| USMV | ISHARES TR | 101,662 | $5.799M | 4.4% | $53.57 | — | MIN VOL USA ETF | 46429B697 |
| IVV | ISHARES TR | 16,985 | $4.972M | 3.8% | $274.60 | — | CORE S&P500 ETF | 464287200 |
| MSFT | MICROSOFT CORP | 37,043 | $4.237M | 3.2% | $90.56 | +11.3% | COM | 594918104 |
| AAPL | APPLE INC | 13,747 | $3.103M | 2.4% | $42.75 | +15.3% | COM | 037833100 |
| JSMD | JANUS DETROIT STR TR | 58,263 | $2.685M | 2.1% | $43.74 | — | HENDERSN SML ETF | 47103U209 |
| XLK | SELECT SECTOR SPDR TR | 33,899 | $2.554M | 2.0% | $70.12 | — | TECHNOLOGY | 81369Y803 |
| EFAV | ISHARES TR | 32,378 | $2.357M | 1.8% | $71.31 | — | MIN VOL EAFE ETF | 46429B689 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 9,910 | $2.122M | 1.6% | $195.25 | +5.1% | CL B NEW | 084670702 |
| — | KAYNE ANDERSN MLP MIDS INVT | 118,507 | $2.115M | 1.6% | $18.84 | — | COM | 486606106 |
| GSY | INVESCO ACTIVELY MANAGD ETF | 39,456 | $1.982M | 1.5% | $50.24 | — | ULTRA SHRT DUR | 46090A887 |
| ICSH | ISHARES TR | 39,324 | $1.973M | 1.5% | $50.16 | — | ULTR SH TRM BD | 46434V878 |
| T | AT&T INC | 54,462 | $1.829M | 1.4% | $14.51 | -0.3% | COM | 00206R102 |
| NRG | NRG ENERGY INC | 43,800 | $1.638M | 1.3% | $26.82 | +3.9% | COM NEW | 629377508 |
| FHLC | FIDELITY | 34,557 | $1.617M | 1.2% | $41.87 | — | MSCI HLTH CARE I | 316092600 |
| IPKW | INVESCO EXCHNG TRADED FD TR | 45,001 | $1.547M | 1.2% | $35.77 | — | INTL BUYBACK | 46138E644 |
| VIG | VANGUARD GROUP | 12,923 | $1.431M | 1.1% | $101.63 | — | DIV APP ETF | 921908844 |
| TIP | ISHARES TR | 12,765 | $1.412M | 1.1% | $112.82 | — | TIPS BD ETF | 464287176 |
| RSP | INVESCO EXCHANGE TRADED FD T | 13,118 | $1.401M | 1.1% | $102.00 | — | S&P500 EQL WGT | 46137V357 |
| VOE | VANGUARD INDEX FDS | 12,208 | $1.38M | 1.1% | $110.43 | — | MCAP VL IDXVIP | 922908512 |
| QQQ | INVESCO QQQ TR | 7,206 | $1.339M | 1.0% | $172.62 | — | UNIT SER 1 | 46090E103 |
| VBR | VANGUARD INDEX FDS | 9,486 | $1.322M | 1.0% | $135.78 | — | SM CP VAL ETF | 922908611 |
| EEMV | ISHARES INC | 21,706 | $1.287M | 1.0% | $58.02 | — | MIN VOL EMRG MKT | 464286533 |
| — | DISCOVERY INC | 39,150 | $1.253M | 1.0% | $30.38 | — | COM SER A | 25470F104 |
| IVE | ISHARES TR | 10,812 | $1.252M | 1.0% | $110.12 | — | S&P 500 VAL ETF | 464287408 |
| VTIP | VANGUARD MALVERN FDS | 25,424 | $1.23M | 0.9% | $48.81 | — | STRM INFPROIDX | 922020805 |
| — | ANNALY CAP MGMT INC | 118,000 | $1.207M | 0.9% | $10.29 | — | COM | 035710409 |
| VIRT | VIRTU FINL INC | 57,140 | $1.169M | 0.9% | $22.79 | -0.0% | CL A | 928254101 |
| DVY | ISHARES TR | 11,614 | $1.159M | 0.9% | $97.72 | — | SELECT DIVID ETF | 464287168 |
| OPTU | ALTICE USA INC | 63,400 | $1.15M | 0.9% | $18.46 | -3.0% | CL A | 02156K103 |
| SPY | SPDR S&P 500 ETF TR | 3,909 | $1.136M | 0.9% | $272.61 | — | TR UNIT | 78462F103 |
| XOM | EXXON MOBIL CORP | 12,145 | $1.033M | 0.8% | $56.24 | +3.5% | COM | 30231G102 |
| IEFA | ISHARES TR | 16,125 | $1.033M | 0.8% | $63.39 | — | CORE MSCI EAFE | 46432F842 |
| — | BLACKSTONE GROUP L P | 26,344 | $1.003M | 0.8% | $33.55 | — | COM UNIT LTD | 09253U108 |
| VYM | VANGUARD WHITEHALL FDS INC | 11,327 | $986K | 0.8% | $83.59 | — | HIGH DIV YLD | 921946406 |
| XLI | SELECT SECTOR SPDR TR | 12,428 | $974K | 0.7% | $71.79 | — | SBI INT-INDS | 81369Y704 |
| FTEC | FIDELITY | 15,576 | $938K | 0.7% | $55.30 | — | MSCI INFO TECH I | 316092808 |
| ARCC | ARES CAP CORP | 53,206 | $915K | 0.7% | $7.99 | +6.0% | COM | 04010L103 |
| FLTR | VANECK VECTORS ETF TR | 35,981 | $911K | 0.7% | $25.27 | — | INVT GRADE FLTG | 92189F486 |
| MTUM | ISHARES TR | 7,503 | $893K | 0.7% | $110.50 | — | USA MOMENTUM FCT | 46432F396 |
| IWM | ISHARES TR | 5,047 | $851K | 0.7% | $164.21 | — | RUSSELL 2000 ETF | 464287655 |
| XLF | SELECT SECTOR SPDR TR | 30,836 | $850K | 0.7% | $26.62 | — | SBI INT-FINL | 81369Y605 |
| SRPT | SAREPTA THERAPEUTICS INC | 4,907 | $793K | 0.6% | $124.61 | +9.7% | COM | 803607100 |
| CCI | CROWN CASTLE INTL CORP NEW | 7,074 | $788K | 0.6% | $75.09 | +8.3% | COM | 22822V101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 19,115 | $784K | 0.6% | $41.84 | — | FTSE EMR MKT ETF | 922042858 |
| JNJ | JOHNSON & JOHNSON | 5,556 | $768K | 0.6% | $102.79 | +5.1% | COM | 478160104 |
| CSCO | CISCO SYS INC | 15,568 | $757K | 0.6% | $35.12 | +2.6% | COM | 17275R102 |
| AMD | ADVANCED MICRO DEVICES INC | 24,017 | $742K | 0.6% | $15.10 | +49.5% | COM | 007903107 |
| QUAL | ISHARES TR | 8,000 | $723K | 0.6% | $90.38 | — | USA QUALITY FCTR | 46432F339 |
| BK | BANK NEW YORK MELLON CORP | 13,828 | $705K | 0.5% | $44.54 | -4.1% | COM | 064058100 |
| EEM | ISHARES TR | 16,354 | $702K | 0.5% | $43.34 | — | MSCI EMG MKT ETF | 464287234 |
| WY | WEYERHAEUSER CO | 21,476 | $693K | 0.5% | $27.07 | -4.3% | COM | 962166104 |
| — | BLUEBIRD BIO INC | 4,700 | $686K | 0.5% | $156.91 | — | COM | 09609G100 |
| — | APOLLO GLOBAL MGMT LLC | 19,710 | $681K | 0.5% | $31.85 | — | CL A SHS | 037612306 |
| INTC | INTEL CORP | 14,407 | $681K | 0.5% | $42.68 | -2.7% | COM | 458140100 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 7,000 | $679K | 0.5% | $87.57 | +14.0% | COM | 09061G101 |
| INCY | INCYTE CORP | 9,800 | $677K | 0.5% | $68.39 | +0.4% | COM | 45337C102 |
| HON | HONEYWELL INTL INC | 4,046 | $673K | 0.5% | $118.88 | +2.3% | COM | 438516106 |
| JPM | JPMORGAN CHASE & CO | 5,830 | $658K | 0.5% | $89.31 | +3.7% | COM | 46625H100 |
| AMGN | AMGEN INC | 3,124 | $648K | 0.5% | $149.39 | +5.3% | COM | 031162100 |
| PG | PROCTER AND GAMBLE CO | 7,772 | $647K | 0.5% | $65.27 | +3.9% | COM | 742718109 |
| PFF | ISHARES TR | 17,331 | $643K | 0.5% | $37.72 | — | S&P US PFD STK | 464288687 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $640K | 0.5% | $292921.40 | +5.7% | CL A | 084670108 |
| HD | HOME DEPOT INC | 2,999 | $621K | 0.5% | $155.25 | +8.2% | COM | 437076102 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,658 | $609K | 0.5% | $354.95 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | PROVIDENT BANCORP INC | 21,000 | $608K | 0.5% | $26.19 | — | COM | 74383X109 |
| AMZN | AMAZON COM INC | 294 | $589K | 0.5% | $81.37 | +15.6% | COM | 023135106 |
| ARKW | ARK ETF TR | 10,154 | $585K | 0.4% | $55.60 | — | WEB X.O ETF | 00214Q401 |
| SMH | VANECK VECTORS ETF TR | 5,494 | $585K | 0.4% | $102.90 | — | SEMICONDUCTOR ET | 92189F676 |
| MTB | M & T BK CORP | 3,542 | $583K | 0.4% | $137.72 | -0.0% | COM | 55261F104 |
| CVX | CHEVRON CORP NEW | 4,640 | $567K | 0.4% | $89.11 | -1.3% | COM | 166764100 |
| FNCL | FIDELITY | 13,606 | $549K | 0.4% | $39.19 | — | MSCI FINLS IDX | 316092501 |
| VEU | VANGUARD INTL EQUITY INDEX F | 10,529 | $548K | 0.4% | $51.88 | — | ALLWRLD EX US | 922042775 |
| GLD | SPDR GOLD TRUST | 4,767 | $538K | 0.4% | $118.64 | — | GOLD SHS | 78463V107 |
| LMT | LOCKHEED MARTIN CORP | 1,493 | $517K | 0.4% | $262.58 | +0.6% | COM | 539830109 |
| VZ | VERIZON COMMUNICATIONS INC | 9,566 | $511K | 0.4% | $32.44 | +9.9% | COM | 92343V104 |
| BAC | BANK AMER CORP | 17,350 | $511K | 0.4% | $25.13 | +1.3% | COM | 060505104 |
| SHYD | VANECK VECTORS ETF TR | 20,816 | $506K | 0.4% | $24.51 | — | SHORT HIGH YIELD | 92189F387 |
| — | RAYTHEON CO | 2,357 | $487K | 0.4% | $193.55 | — | COM NEW | 755111507 |
| V | VISA INC | 3,220 | $483K | 0.4% | $122.90 | +9.9% | COM CL A | 92826C839 |
| VDC | VANGUARD WORLD FDS | 3,384 | $474K | 0.4% | $134.38 | — | CONSUM STP ETF | 92204A207 |
| KO | COCA COLA CO | 10,184 | $470K | 0.4% | $34.06 | +6.6% | COM | 191216100 |
| VTI | VANGUARD INDEX FDS | 3,084 | $462K | 0.4% | $140.46 | — | TOTAL STK MKT | 922908769 |
| AGG | ISHARES TR | 4,382 | $462K | 0.4% | $106.32 | — | CORE US AGGBD ET | 464287226 |
| GOOG | ALPHABET INC | 375 | $448K | 0.3% | $53.63 | +10.9% | CAP STK CL C | 02079K107 |
| DIS | DISNEY WALT CO | 3,797 | $444K | 0.3% | $103.27 | +3.2% | COM DISNEY | 254687106 |
| VGSH | VANGUARD SCOTTSDALE FDS | 7,400 | $442K | 0.3% | $59.86 | — | SHORT TERM TREAS | 92206C102 |
| ITA | ISHARES TR | 2,021 | $437K | 0.3% | $196.84 | — | US AER DEF ETF | 464288760 |
| FIDU | FIDELITY | 10,829 | $435K | 0.3% | $37.05 | — | MSCI INDL INDX | 316092709 |
| PKW | INVESCO EXCHANGE TRADED FD T | 7,080 | $432K | 0.3% | $58.75 | — | BUYBACK ACHIEV | 46137V308 |
| AER | AERCAP HOLDINGS NV | 7,400 | $426K | 0.3% | $53.03 | +4.8% | SHS | N00985106 |
| IXUS | ISHARES TR | 7,033 | $424K | 0.3% | $60.16 | — | CORE MSCI TOTAL | 46432F834 |
| PFE | PFIZER INC | 9,624 | $424K | 0.3% | $24.82 | +11.4% | COM | 717081103 |
| LITE | LUMENTUM HLDGS INC | 7,000 | $420K | 0.3% | $59.82 | 0.0% | COM | 55024U109 |
| TER | TERADYNE INC | 11,300 | $418K | 0.3% | $38.82 | 0.0% | COM | 880770102 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,580 | $418K | 0.3% | $243.22 | — | UT SER 1 | 78467X109 |
| MINT | PIMCO ETF TR | 4,071 | $414K | 0.3% | $101.64 | — | ENHAN SHRT MA AC | 72201R833 |
| ABT | ABBOTT LABS | 5,643 | $414K | 0.3% | $56.91 | +1.6% | COM | 002824100 |
| GOOGL | ALPHABET INC | 342 | $413K | 0.3% | $54.59 | +10.1% | CAP STK CL A | 02079K305 |
| EPD | ENTERPRISE PRODS PARTNERS L | 14,355 | $412K | 0.3% | $27.66 | — | COM | 293792107 |
| WMT | WALMART INC | 4,302 | $404K | 0.3% | $26.26 | +4.1% | COM | 931142103 |
| FENY | FIDELITY | 18,559 | $395K | 0.3% | $21.24 | — | MSCI ENERGY IDX | 316092402 |
| BMY | BRISTOL MYERS SQUIBB CO | 6,361 | $395K | 0.3% | $40.79 | +10.3% | COM | 110122108 |
| BSV | VANGUARD BD INDEX FD INC | 5,051 | $394K | 0.3% | $78.17 | — | SHORT TRM BOND | 921937827 |
| — | DOWDUPONT INC | 6,033 | $388K | 0.3% | $65.30 | — | COM | 26078J100 |
| CIEN | CIENA CORP | 11,600 | $362K | 0.3% | $25.89 | +8.2% | COM NEW | 171779309 |
| ZBH | ZIMMER BIOMET HLDGS INC | 2,751 | $362K | 0.3% | $111.67 | +0.2% | COM | 98956P102 |
| IJR | ISHARES TR | 4,114 | $359K | 0.3% | $83.37 | — | CORE S&P SCP ETF | 464287804 |
| — | GOLDCORP INC NEW | 34,782 | $355K | 0.3% | $13.71 | — | COM | 380956409 |
| RUN | SUNRUN INC | 28,200 | $351K | 0.3% | $10.87 | +27.4% | COM | 86771W105 |
| IJT | ISHARES TR | 1,702 | $343K | 0.3% | $190.06 | — | S&P SML 600 GWT | 464287887 |
| DGRW | WISDOMTREE TR | 7,712 | $342K | 0.3% | $41.18 | — | US QTLY DIV GRT | 97717X669 |
| VEA | VANGUARD TAX MANAGED INTL FD | 7,904 | $342K | 0.3% | $43.00 | — | FTSE DEV MKT ETF | 921943858 |
| XLE | SELECT SECTOR SPDR TR | 4,460 | $338K | 0.3% | $75.87 | — | ENERGY | 81369Y506 |
| FLRN | SPDR SER TR | 10,949 | $337K | 0.3% | $30.73 | — | BLOMBERG BRC INV | 78468R200 |
| NUE | NUCOR CORP | 5,235 | $332K | 0.3% | $54.32 | +0.5% | COM | 670346105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,178 | $329K | 0.3% | $100.67 | +0.6% | COM | 459200101 |
| FDN | FIRST TR EXCHANGE TRADED FD | 2,324 | $329K | 0.3% | $140.64 | — | DJ INTERNT IDX | 33733E302 |
| DFJ | WISDOMTREE TR | 4,250 | $329K | 0.3% | $77.11 | — | JP SMALLCP DIV | 97717W836 |
| XLU | SELECT SECTOR SPDR TR | 6,128 | $323K | 0.2% | $51.96 | — | SBI INT-UTILS | 81369Y886 |
| STZ | CONSTELLATION BRANDS INC | 1,460 | $315K | 0.2% | $195.24 | -3.4% | CL A | 21036P108 |
| MO | ALTRIA GROUP INC | 5,192 | $313K | 0.2% | $32.23 | +4.1% | COM | 02209S103 |
| SYY | SYSCO CORP | 4,257 | $312K | 0.2% | $54.11 | +9.5% | COM | 871829107 |
| — | BOULDER GROWTH & INCOME FD I | 27,637 | $310K | 0.2% | $10.30 | — | COM | 101507101 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,941 | $308K | 0.2% | $78.21 | — | SHRT TRM CORP BD | 92206C409 |
| MGM | MGM RESORTS INTERNATIONAL | 10,890 | $304K | 0.2% | $30.91 | -9.4% | COM | 552953101 |
| XLV | SELECT SECTOR SPDR TR | 3,189 | $303K | 0.2% | $83.54 | — | SBI HEALTHCARE | 81369Y209 |
| — | CYPRESS SEMICONDUCTOR CORP | 20,900 | $303K | 0.2% | $15.57 | — | COM | 232806109 |
| — | COHEN & STEERS INFRASTRUCTUR | 13,649 | $302K | 0.2% | $22.59 | — | COM | 19248A109 |
| WFC | WELLS FARGO CO NEW | 5,686 | $299K | 0.2% | $43.34 | +7.3% | COM | 949746101 |
| — | LAZARD LTD | 5,960 | $287K | 0.2% | $48.89 | — | SHS A | G54050102 |
| SCHD | SCHWAB STRATEGIC TR | 5,399 | $286K | 0.2% | $49.68 | — | US DIVIDEND EQ | 808524797 |
| SYF | SYNCHRONY FINL | 9,109 | $283K | 0.2% | $28.03 | -5.6% | COM | 87165B103 |
| ADP | AUTOMATIC DATA PROCESSING IN | 1,878 | $283K | 0.2% | $108.90 | +10.9% | COM | 053015103 |
| COP | CONOCOPHILLIPS | 3,655 | $283K | 0.2% | $51.80 | +8.8% | COM | 20825C104 |
| CAT | CATERPILLAR INC DEL | 1,840 | $281K | 0.2% | $125.34 | -3.9% | COM | 149123101 |
| SHY | ISHARES TR | 3,360 | $279K | 0.2% | $83.06 | — | 1 3 YR TREAS BD | 464287457 |
| MRK | MERCK & CO INC | 3,918 | $278K | 0.2% | $45.11 | +12.3% | COM | 58933Y105 |
| FLOT | ISHARES TR | 5,415 | $276K | 0.2% | $51.00 | — | FLTG RATE NT ETF | 46429B655 |
| IJH | ISHARES TR | 1,365 | $275K | 0.2% | $195.01 | — | CORE S&P MCP ETF | 464287507 |
| KIE | SPDR SERIES TRUST | 8,371 | $268K | 0.2% | $29.85 | — | S&P INS ETF | 78464A789 |
| EOG | EOG RES INC | 2,101 | $268K | 0.2% | $91.41 | 0.0% | COM | 26875P101 |
| SPIP | SPDR SERIES TRUST | 4,800 | $261K | 0.2% | $55.52 | — | BLOMBRG BRC TIPS | 78464A656 |
| IEMG | ISHARES INC | 5,001 | $259K | 0.2% | $52.51 | — | CORE MSCI EMKT | 46434G103 |
| — | ALLERGAN PLC | 1,350 | $257K | 0.2% | $190.37 | — | SHS | G0177J108 |
| — | BSB BANCORP INC MD | 7,800 | $254K | 0.2% | $34.36 | — | COM | 05573H108 |
| C | CITIGROUP INC | 3,418 | $245K | 0.2% | $54.11 | +1.2% | COM NEW | 172967424 |
| ADM | ARCHER DANIELS MIDLAND CO | 4,877 | $245K | 0.2% | $36.50 | +8.1% | COM | 039483102 |
| — | PIMCO DYNMIC CREDIT AND MRT | 10,030 | $242K | 0.2% | $23.60 | — | COM SHS | 72202D106 |
| NVDA | NVIDIA CORP | 855 | $240K | 0.2% | $6.01 | +7.1% | COM | 67066G104 |
| AOR | ISHARES TR | 5,314 | $240K | 0.2% | $44.43 | — | GRWT ALLOCAT ETF | 464289867 |
| VB | VANGUARD INDEX FDS | 1,479 | $240K | 0.2% | $156.71 | — | SMALL CP ETF | 922908751 |
| PNC | PNC FINL SVCS GROUP INC | 1,755 | $239K | 0.2% | $111.02 | -1.4% | COM | 693475105 |
| ABR | ARBOR RLTY TR INC | 20,859 | $239K | 0.2% | $11.46 | — | COM | 038923108 |
| — | BLACKROCK ENHANCED EQT DIV T | 24,765 | $235K | 0.2% | $9.23 | — | COM | 09251A104 |
| META | FACEBOOK INC | 1,412 | $232K | 0.2% | $179.50 | +0.2% | CL A | 30303M102 |
| — | ETF MANAGERS TR | 5,727 | $230K | 0.2% | $37.02 | — | PRIME CYBR SCRTY | 26924G201 |
| XLY | SELECT SECTOR SPDR TR | 1,958 | $230K | 0.2% | $109.32 | — | SBI CONS DISCR | 81369Y407 |
| — | NUVEEN PFD & INCM SECURTIES | 25,183 | $222K | 0.2% | $8.80 | — | COM | 67072C105 |
| VLO | VALERO ENERGY CORP NEW | 1,941 | $221K | 0.2% | $82.58 | +2.0% | COM | 91913Y100 |
| BOND | PIMCO ETF TR | 2,084 | $213K | 0.2% | $102.93 | — | ACTIVE BD ETF | 72201R775 |
| — | EATON VANCE ENH EQTY INC FD | 11,959 | $211K | 0.2% | $17.06 | — | COM | 278277108 |
| WDFC | WD-40 CO | 1,224 | $211K | 0.2% | $130.77 | +14.2% | COM | 929236107 |
| SO | SOUTHERN CO | 4,814 | $210K | 0.2% | $32.85 | +4.3% | COM | 842587107 |
| CWB | SPDR SERIES TRUST | 3,865 | $208K | 0.2% | $53.20 | — | BLMBRG BRC CNVRT | 78464A359 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 3,641 | $207K | 0.2% | $53.46 | — | CLOUD COMPUTING | 33734X192 |
| BA | BOEING CO | 555 | $206K | 0.2% | $330.36 | +2.6% | COM | 097023105 |
| VBK | VANGUARD INDEX FDS | 1,093 | $205K | 0.2% | $175.87 | — | SML CP GRW ETF | 922908595 |
| IJK | ISHARES TR | 866 | $202K | 0.2% | $225.21 | — | S&P MC 400GR ETF | 464287606 |
| DEO | DIAGEO P L C | 1,425 | $202K | 0.2% | $143.86 | — | SPON ADR NEW | 25243Q205 |
| PSCH | INVESCO EXCHNG TRADED FD TR | 1,432 | $201K | 0.2% | $140.36 | — | S&P SMLCP HELT | 46138E149 |
| — | NEW SR INVT GROUP INC | 32,700 | $193K | 0.1% | $7.56 | — | COM | 648691103 |
| GDX | VANECK VECTORS ETF TR | 10,128 | $188K | 0.1% | $22.32 | — | GOLD MINERS ETF | 92189F106 |
| MPT | MEDICAL PPTYS TRUST INC | 11,127 | $166K | 0.1% | $14.31 | — | COM | 58463J304 |
| — | ADVISORSHARES TR | 11,972 | $88,000 | 0.1% | $7.61 | — | RANGER EQUITY BE | 00768Y883 |
| — | PUTNAM MANAGED MUN INCOM TR | 11,544 | $80,000 | 0.1% | $7.06 | — | COM | 746823103 |
| — | TWITTER INC | 31,000 | $29,000 | 0.0% | $0.94 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | NUANCE COMMUNICATIONS INC | 24,000 | $25,000 | 0.0% | $1.04 | — | NOTE 1.250% 4/0 | 67020YAN0 |
| — | FIREEYE INC | 24,000 | $22,000 | 0.0% | $0.92 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | VERINT SYS INC | 21,000 | $22,000 | 0.0% | $1.05 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | WRIGHT MED GROUP INC | 20,000 | $22,000 | 0.0% | $1.10 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | VEECO INSTRS INC DEL | 25,000 | $21,000 | 0.0% | $0.84 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | EXACT SCIENCES CORP | 17,000 | $21,000 | 0.0% | $1.24 | — | DBCV 1.000% 1/1 | 30063PAA3 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 19,000 | $20,000 | 0.0% | $1.05 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | CARDTRONICS INC | 21,000 | $20,000 | 0.0% | $0.95 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | BIOMARIN PHARMACEUTICAL INC | 18,000 | $19,000 | 0.0% | $1.06 | — | NOTE 0.599% 8/0 | 09061GAH4 |
| — | CSG SYS INTL INC | 17,000 | $18,000 | 0.0% | $1.06 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | CTRIP COM INTL LTD | 18,000 | $18,000 | 0.0% | $1.00 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | THERAVANCE INC | 17,000 | $17,000 | 0.0% | $1.00 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | INPHI CORP | 17,000 | $17,000 | 0.0% | $1.00 | — | NOTE 0.750% 9/0 | 45772FAC1 |
| — | ARES CAP CORP | 17,000 | $17,000 | 0.0% | $1.00 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| — | WHITING PETE CORP NEW | 18,000 | $17,000 | 0.0% | $0.94 | — | NOTE 1.250% 4/0 | 966387AL6 |
| — | LIBERTY MEDIA CORP DELAWARE | 29,000 | $16,000 | 0.0% | $0.55 | — | DEB 2.250% 9/3 | 531229AE2 |
| — | WEATHERFORD INTL LTD | 17,000 | $16,000 | 0.0% | $0.94 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | MACQUARIE INFRASTRUCTURE COR | 16,000 | $14,000 | 0.0% | $0.88 | — | NOTE 2.000%10/0 | 55608BAB1 |
| — | SM ENERGY CO | 13,000 | $14,000 | 0.0% | $1.08 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| — | DISH NETWORK CORP | 15,000 | $14,000 | 0.0% | $0.93 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | PORTFOLIO RECOVERY ASSOCS IN | 15,000 | $14,000 | 0.0% | $0.93 | — | NOTE 3.000% 8/0 | 73640QAB1 |
| — | TEVA PHARMACEUTICAL FIN LLC | 15,000 | $14,000 | 0.0% | $0.93 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | SYNAPTICS INC | 15,000 | $14,000 | 0.0% | $0.93 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | PACIRA PHARMACEUTICALS INC | 12,000 | $13,000 | 0.0% | $1.08 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | INTERCEPT PHARMACEUTICALS IN | 13,000 | $13,000 | 0.0% | $1.00 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | ISIS PHARMACEUTICALS INC DEL | 12,000 | $13,000 | 0.0% | $1.08 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | JDS UNIPHASE CORP | 12,000 | $12,000 | 0.0% | $1.00 | — | DBCV 0.625% 8/1 | 46612JAF8 |
| — | DYCOM INDS INC | 11,000 | $12,000 | 0.0% | $1.09 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | INSMED INC | 14,000 | $12,000 | 0.0% | $0.86 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | STARWOOD PPTY TR INC | 12,000 | $12,000 | 0.0% | $1.00 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | BLACKSTONE MTG TR INC | 12,000 | $12,000 | 0.0% | $1.00 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | BLACKROCK CAPITAL INVESTMENT | 11,000 | $11,000 | 0.0% | $1.00 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | DISH NETWORK CORP | 12,000 | $11,000 | 0.0% | $0.92 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | NEVRO CORP | 11,000 | $11,000 | 0.0% | $1.00 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| — | VIAVI SOLUTIONS INC | 10,000 | $11,000 | 0.0% | $1.10 | — | NOTE 1.000% 3/0 | 925550AB1 |