NUVATION BIO INC

Ticker: NUVB CUSIP: 67080N101 Class: Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
FMR LLC51,424,981$460,768
Decheng Capital LLC25,954,439$232,552
BlackRock, Inc.24,669,776$221,041
VANGUARD GROUP INC15,555,606$139,378
Omega Fund Management, LLC8,081,089$72,407
Laurion Capital Management LP7,852,638$70,360
STATE STREET CORP5,858,782$52,495
GEODE CAPITAL MANAGEMENT, LLC5,712,296$51,192
TANG CAPITAL MANAGEMENT LLC3,857,457$34,563
ABRAMS CAPITAL MANAGEMENT, L.P.3,811,513$34,151
BANK OF AMERICA CORP /DE/3,809,425$34,132
Redmile Group, LLC3,163,256$28,343
Nuveen, LLC2,852,001$25,554
PRICE T ROWE ASSOCIATES INC /MD/2,708,553$24
DIMENSIONAL FUND ADVISORS LP2,066,360$18,515
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2,016,681$18,069
NORTHERN TRUST CORP1,921,732$17,219
GOLDMAN SACHS GROUP INC1,696,013$15,196
AQR CAPITAL MANAGEMENT LLC1,669,166$14,956
Capricorn Fund Managers Ltd1,588,854$14,236
Knoll Capital Management, LLC1,498,591$13,427
Qube Research & Technologies Ltd1,280,899$11,477
MORGAN STANLEY1,276,128$11,434
ARMISTICE CAPITAL, LLC1,263,737$11,323
SymBiosis Capital Partners, LLC1,250,000$11,200
MARSHALL WACE, LLP1,234,273$11,059
Invesco Ltd.1,185,143$10,619
Woodline Partners LP957,914$8,583
NewEdge Advisors, LLC952,166$8,531
WELLINGTON MANAGEMENT GROUP LLP899,988$8,064
D. E. Shaw & Co., Inc.875,802$7,847
TANAKA CAPITAL MANAGEMENT INC841,605$8
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP819,632$7,344
TWO SIGMA INVESTMENTS, LP735,945$6,594
MILLENNIUM MANAGEMENT LLC711,544$6,375
BNP PARIBAS ARBITRAGE, SA702,017$6,290
Bank of New York Mellon Corp687,228$6,158
UBS Group AG615,402$5,514
ACT CAPITAL MANAGEMENT, LLC610,500$5,470
JPMORGAN CHASE & CO595,045$5,332
Neo Ivy Capital Management587,656$5,265
CAXTON ASSOCIATES LLP584,935$5,241
SummitTX Capital, L.P.578,304$5,182
Palo Alto Investors LP538,079$4,821
JANE STREET GROUP, LLC530,077$4,749
UBS ASSET MANAGEMENT AMERICAS INC521,038$4,669
Hennion & Walsh Asset Management, Inc.445,279$3,990
BARCLAYS PLC439,272$3,936
Swiss National Bank437,400$3,919
VOLORIDGE INVESTMENT MANAGEMENT, LLC408,922$3,664
EAM Investors, LLC404,019$3,620
Ishara Investments LP400,000$3,584
TWO SIGMA ADVISERS, LP393,100$3,522
TD Asset Management Inc312,400$2,799
RHUMBLINE ADVISERS308,189$2,761
ALGERT GLOBAL LLC291,108$3
Intellectus Partners, LLC285,417$2,557
ALPS ADVISORS INC280,900$2,517
MANUFACTURERS LIFE INSURANCE COMPANY, THE278,831$2,494
IEQ CAPITAL, LLC274,061$2,456
WELLS FARGO & COMPANY/MN271,937$2,437
Beacon Pointe Advisors, LLC259,212$2,323
STATE OF WISCONSIN INVESTMENT BOARD256,986$2,303
Corient Private Wealth LLC254,103$2,277
NEOS Investment Management LLC247,508$2,218
TEMA ETFS LLC243,848$2,185
ALLIANCEBERNSTEIN L.P.229,089$2,053
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM213,670$1,914
Legal & General Group Plc192,867$1,728
Connor, Clark & Lunn Investment Management Ltd.191,998$1,720
DEUTSCHE BANK AG\190,817$1,710
Trexquant Investment LP186,887$1,675
DARK FOREST CAPITAL MANAGEMENT LP185,843$1,665
Jump Financial, LLC169,600$1,520
Palumbo Wealth Management LLC163,756$1,467
MetLife Investment Management, LLC138,178$1,238
CITADEL ADVISORS LLC134,999$1,210
WEXFORD CAPITAL LP130,000$1,165
Verition Fund Management LLC125,216$1,122
Cresset Asset Management, LLC118,640$1,063
Meridian Wealth Management, LLC113,565$1,018
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.112,040$1,004
JANUS HENDERSON GROUP PLC108,400$972
Creative Planning107,714$965
Wealthcare Advisory Partners LLC106,952$958
CWM, LLC102,378$1
Voya Investment Management LLC99,780$894
Cerity Partners LLC96,652$866
INTECH INVESTMENT MANAGEMENT LLC90,415$810
SEI INVESTMENTS CO84,166$754
Virtus Investment Advisers, LLC81,068$726
State of New Jersey Common Pension Fund D75,714$678
NEW YORK STATE COMMON RETIREMENT FUND68,728$616
Perigon Wealth Management, LLC68,147$611
Police & Firemen's Retirement System of New Jersey66,203$593
CITIGROUP INC63,082$565
Arizona State Retirement System62,462$560
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC62,395$530
SG Americas Securities, LLC61,791$1
RAYMOND JAMES FINANCIAL INC60,671$544
121 other institutions2,026,410$17,223
Total (221 institutions)211,187,051$1,855,426