Location: New York, NY
CIK: 0001569119 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 6, 2017
Total Value: $191M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SCHB | SCHWAB STRATEGIC TR | 170,774 | $9.253M | 4.9% | $54.18 * | $8.16 | +10.7% | US BRD MKT ETF | 808524102 |
| AAPL | APPLE INC | 61,794 | $7.157M | 3.8% | $115.82 * | $21.99 | +21.4% | COM | 037833100 |
| — | GENERAL ELECTRIC CO | 222,177 | $7.021M | 3.7% | $31.60 | $24.86 | — | COM | 369604103 |
| VZ | VERIZON COMMUNICATIONS INC | 130,495 | $6.966M | 3.7% | $53.38 * | $27.10 | +22.2% | COM | 92343V104 |
| JNJ | JOHNSON & JOHNSON | 60,231 | $6.939M | 3.6% | $115.21 * | $63.83 | +40.7% | COM | 478160104 |
| T | AT&T INC | 158,104 | $6.724M | 3.5% | $42.53 * | $14.02 | +20.1% | COM | 00206R102 |
| MET | METLIFE INC | 93,602 | $5.044M | 2.6% | $53.89 * | $25.79 | +37.3% | COM | 59156R108 |
| MSFT | MICROSOFT CORP | 79,137 | $4.918M | 2.6% | $62.15 * | $30.97 | +80.5% | COM | 594918104 |
| HD | HOME DEPOT INC | 32,999 | $4.425M | 2.3% | $134.09 * | $62.89 | +71.6% | COM | 437076102 |
| WM | WASTE MGMT INC DEL | 47,425 | $3.363M | 1.8% | $70.91 * | $31.87 | +89.6% | COM | 94106L109 |
| — | POWERSHARES ETF TR II | 80,318 | $3.34M | 1.8% | $41.58 | $41.34 | — | S&P500 LOW VOL | 73937B779 |
| — | DOW CHEM CO | 57,107 | $3.268M | 1.7% | $57.23 | $42.73 | — | COM | 260543103 |
| PG | PROCTER AND GAMBLE CO | 37,306 | $3.137M | 1.6% | $84.09 * | $60.92 | +8.3% | COM | 742718109 |
| — | POWERSHARES QQQ TRUST | 26,268 | $3.112M | 1.6% | $118.47 | $111.02 | — | UNIT SER 1 | 73935A104 |
| BOND | PIMCO ETF TR | 28,801 | $2.999M | 1.6% | $104.13 | $106.24 | -2.0% | TTL RTN ACTV ETF | 72201R775 |
| ABBV | ABBVIE INC | 46,659 | $2.922M | 1.5% | $62.62 * | $38.10 | +12.6% | COM | 00287Y109 |
| XOM | EXXON MOBIL CORP | 31,923 | $2.881M | 1.5% | $90.25 * | $51.98 | +16.0% | COM | 30231G102 |
| PSX | PHILLIPS 66 | 32,522 | $2.81M | 1.5% | $86.40 * | $50.69 | +20.7% | COM | 718546104 |
| V | VISA INC | 35,925 | $2.803M | 1.5% | $78.02 * | $62.07 | +18.1% | COM CL A | 92826C839 |
| DUK | DUKE ENERGY CORP NEW | 34,651 | $2.69M | 1.4% | $77.63 * | $44.56 | +20.5% | COM NEW | 26441C204 |
| HSBC | HSBC HLDGS PLC | 66,800 | $2.544M | 1.3% | $38.08 * | $35.75 | +12.4% | SPON ADR NEW | 404280406 |
| GOOGL | ALPHABET INC | 3,206 | $2.541M | 1.3% | $792.58 * | $37.48 | +4.9% | CAP STK CL A | 02079K305 |
| — | ASPEN INSURANCE HOLDINGS LTD | 90,650 | $2.305M | 1.2% | $25.43 | $25.55 | — | SHS | G05384105 |
| META | FACEBOOK INC | 19,935 | $2.294M | 1.2% | $115.07 | $74.24 | +53.9% | CL A | 30303M102 |
| MMM | 3M CO | 12,688 | $2.266M | 1.2% | $178.59 * | $61.91 | +78.1% | COM | 88579Y101 |
| UPS | UNITED PARCEL SERVICE INC | 19,356 | $2.219M | 1.2% | $114.64 * | $66.63 | +22.9% | CL B | 911312106 |
| MRK | MERCK & CO INC | 36,011 | $2.12M | 1.1% | $58.87 * | $35.13 | +21.2% | COM | 58933Y105 |
| JPM | JPMORGAN CHASE & CO | 24,422 | $2.107M | 1.1% | $86.27 * | $45.17 | +50.1% | COM | 46625H100 |
| — | BANK AMER CORP | 1,684 | $1.964M | 1.0% | $1166.27 | $1130.50 | — | 7.25%CNV PFD L | 060505682 |
| MO | ALTRIA GROUP INC | 28,595 | $1.934M | 1.0% | $67.63 * | $21.05 | +70.8% | COM | 02209S103 |
| KHC | KRAFT HEINZ CO | 21,921 | $1.914M | 1.0% | $87.31 * | $48.48 | +19.4% | COM | 500754106 |
| MAT | MATTEL INC | 67,615 | $1.863M | 1.0% | $27.55 | $30.42 | -9.4% | COM | 577081102 |
| CSCO | CISCO SYS INC | 61,218 | $1.85M | 1.0% | $30.22 * | $17.38 | +31.5% | COM | 17275R102 |
| ING | ING GROEP N V | 70,546 | $1.764M | 0.9% | $25.00 * | $13.22 | +6.7% | SPONSORED ADR | 456837103 |
| PFE | PFIZER INC | 53,925 | $1.751M | 0.9% | $32.47 * | $17.71 | +17.4% | COM | 717081103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 10,636 | $1.733M | 0.9% | $162.94 | $143.10 | +13.9% | CL B NEW | 084670702 |
| MDYG | SPDR SERIES TRUST | 12,862 | $1.711M | 0.9% | $133.03 * | $42.82 | +3.5% | S&P 400 MDCP GRW | 78464A821 |
| PEP | PEPSICO INC | 16,091 | $1.684M | 0.9% | $104.65 * | $62.54 | +27.4% | COM | 713448108 |
| DIS | DISNEY WALT CO | 15,781 | $1.645M | 0.9% | $104.24 * | $89.61 | +8.8% | COM DISNEY | 254687106 |
| AMZN | AMAZON COM INC | 2,167 | $1.625M | 0.9% | $749.88 * | $30.24 | +24.0% | COM | 023135106 |
| FNDA | SCHWAB STRATEGIC TR | 47,300 | $1.613M | 0.8% | $34.10 * | $14.77 | +15.4% | SCHWAB FDT US SC | 808524763 |
| — | BB&T CORP | 33,642 | $1.582M | 0.8% | $47.02 | $35.60 | — | COM | 054937107 |
| — | DEUTSCHE BANK AG | 62,896 | $1.508M | 0.8% | $23.98 | $24.77 | — | NAMEN AKT | d18190898 |
| ED | CONSOLIDATED EDISON INC | 20,240 | $1.491M | 0.8% | $73.67 * | $38.29 | +39.2% | COM | 209115104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 54,914 | $1.485M | 0.8% | $27.04 | $30.07 | — | COM | 293792107 |
| SBUX | STARBUCKS CORP | 26,470 | $1.47M | 0.8% | $55.53 * | $40.86 | +12.0% | COM | 855244109 |
| BMY | BRISTOL MYERS SQUIBB CO | 23,733 | $1.387M | 0.7% | $58.44 * | $36.14 | +17.0% | COM | 110122108 |
| AFL | AFLAC INC | 19,559 | $1.361M | 0.7% | $69.58 * | $22.81 | +23.7% | COM | 001055102 |
| PRU | PRUDENTIAL FINL INC | 13,065 | $1.36M | 0.7% | $104.09 * | $39.95 | +72.6% | COM | 744320102 |
| — | ROYAL DUTCH SHELL PLC | 24,600 | $1.338M | 0.7% | $54.39 | $50.44 | — | SPONS ADR A | 780259206 |
| UAL | UNITED CONTL HLDGS INC | 17,970 | $1.31M | 0.7% | $72.90 | $57.77 | +26.2% | COM | 910047109 |
| GD | GENERAL DYNAMICS CORP | 7,317 | $1.263M | 0.7% | $172.61 * | $134.10 | +5.6% | COM | 369550108 |
| — | POWERSHARES ETF TR II | 66,248 | $1.245M | 0.7% | $18.79 | $18.79 | — | FDM HG YLD RAFI | 73936T557 |
| WY | WEYERHAEUSER CO | 40,136 | $1.208M | 0.6% | $30.10 * | $21.11 | +0.5% | COM | 962166104 |
| GS | GOLDMAN SACHS GROUP INC | 5,042 | $1.207M | 0.6% | $239.39 * | $132.59 | +49.5% | COM | 38141G104 |
| INTC | INTEL CORP | 33,079 | $1.2M | 0.6% | $36.28 * | $19.01 | +55.7% | COM | 458140100 |
| JBLU | JETBLUE AIRWAYS CORP | 53,350 | $1.196M | 0.6% | $22.42 | $20.25 | +10.7% | COM | 477143101 |
| SCHD | SCHWAB STRATEGIC TR | 27,418 | $1.195M | 0.6% | $43.58 * | $12.27 | +18.4% | US DIVIDEND EQ | 808524797 |
| KMB | KIMBERLY CLARK CORP | 10,429 | $1.19M | 0.6% | $114.10 * | $67.98 | +23.0% | COM | 494368103 |
| SLB | SCHLUMBERGER LTD | 14,157 | $1.188M | 0.6% | $83.92 * | $59.49 | +9.0% | COM | 806857108 |
| KO | COCA COLA CO | 28,631 | $1.187M | 0.6% | $41.46 * | $29.47 | +6.1% | COM | 191216100 |
| AIG | AMERICAN INTL GROUP INC | 18,114 | $1.183M | 0.6% | $65.31 * | $39.13 | +32.8% | COM NEW | 026874784 |
| TRV | TRAVELERS COMPANIES INC | 8,681 | $1.063M | 0.6% | $122.45 * | $83.36 | +20.7% | COM | 89417E109 |
| CVS | CVS HEALTH CORP | 12,569 | $992K | 0.5% | $78.92 * | $51.65 | +15.4% | COM | 126650100 |
| PM | PHILIP MORRIS INTL INC | 10,819 | $990K | 0.5% | $91.51 * | $48.67 | +19.3% | COM | 718172109 |
| GIS | GENERAL MLS INC | 15,483 | $956K | 0.5% | $61.75 * | $34.01 | +31.6% | COM | 370334104 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,486 | $915K | 0.5% | $141.07 * | $93.19 | +47.7% | COM | 883556102 |
| — | EATON CORP PLC | 13,119 | $880K | 0.5% | $67.08 | $77.18 | — | SHS | g29183103 |
| XLP | SELECT SECTOR SPDR TR | 16,536 | $855K | 0.4% | $51.71 | $51.02 | +1.4% | SBI CONS STPLS | 81369Y308 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,130 | $852K | 0.4% | $166.08 * | $104.71 | +2.9% | COM | 459200101 |
| EMR | EMERSON ELEC CO | 15,021 | $837K | 0.4% | $55.72 * | $41.60 | +7.2% | COM | 291011104 |
| — | POWERSHARES ETF TRUST | 19,011 | $798K | 0.4% | $41.98 | $41.32 | — | DWA MOMENTUM PTF | 73935X153 |
| — | KELLOGG CO | 10,719 | $790K | 0.4% | $73.70 * | $40.86 | +22.5% | COM | 487836108 |
| C | CITIGROUP INC | 13,241 | $787K | 0.4% | $59.44 * | $37.71 | +18.8% | COM NEW | 172967424 |
| XLK | SELECT SECTOR SPDR TR | 15,743 | $761K | 0.4% | $48.34 * | $16.75 | +44.3% | TECHNOLOGY | 81369Y803 |
| — | SPECTRA ENERGY PARTNERS LP | 16,187 | $742K | 0.4% | $45.84 | $45.84 | — | COM | 84756N109 |
| TROW | PRICE T ROWE GROUP INC | 8,900 | $670K | 0.4% | $75.28 * | $49.49 | +9.3% | COM | 74144T108 |
| MA | MASTERCARD INCORPORATED | 6,206 | $641K | 0.3% | $103.29 * | $73.12 | +34.0% | CL A | 57636Q104 |
| AEP | AMERICAN ELEC PWR INC | 10,124 | $637K | 0.3% | $62.92 * | $37.64 | +21.7% | COM | 025537101 |
| CMCSA | COMCAST CORP NEW | 8,669 | $599K | 0.3% | $69.10 * | $17.56 | +58.5% | CL A | 20030N101 |
| FAST | FASTENAL CO | 12,499 | $587K | 0.3% | $46.96 * | $7.92 | +17.1% | COM | 311900104 |
| HIG | HARTFORD FINL SVCS GROUP INC | 11,693 | $557K | 0.3% | $47.64 * | $24.35 | +61.0% | COM | 416515104 |
| DAL | DELTA AIR LINES INC DEL | 11,080 | $545K | 0.3% | $49.19 * | $33.78 | +30.9% | COM NEW | 247361702 |
| GOOG | ALPHABET INC | 687 | $530K | 0.3% | $771.47 * | $36.02 | +6.3% | CAP STK CL C | 02079K107 |
| — | EATON VANCE LTD DUR INCOME F | 36,335 | $499K | 0.3% | $13.73 | $13.46 | — | COM | 27828H105 |
| — | AMERIGAS PARTNERS L P | 10,258 | $492K | 0.3% | $47.96 | $47.96 | — | UNIT L P INT | 030975106 |
| AXP | AMERICAN EXPRESS CO | 6,608 | $490K | 0.3% | $74.15 * | $59.96 | +8.8% | COM | 025816109 |
| ORCL | ORACLE CORP | 12,272 | $472K | 0.2% | $38.46 * | $28.36 | +18.4% | COM | 68389X105 |
| IWF | ISHARES TR | 4,383 | $460K | 0.2% | $104.95 * | $23.83 | +10.0% | RUS 1000 GRW ETF | 464287614 |
| — | UNITED TECHNOLOGIES CORP | 4,127 | $452K | 0.2% | $109.52 | $99.13 | — | COM | 913017109 |
| CMP | COMPASS MINERALS INTL INC | 5,563 | $436K | 0.2% | $78.37 * | $57.30 | +4.3% | COM | 20451N101 |
| HON | HONEYWELL INTL INC | 3,617 | $419K | 0.2% | $115.84 * | $72.36 | +20.1% | COM | 438516106 |
| SCHW | SCHWAB CHARLES CORP NEW | 10,556 | $417K | 0.2% | $39.50 * | $27.70 | +26.9% | COM | 808513105 |
| PFF | ISHARES TR | 10,997 | $409K | 0.2% | $37.19 | $40.07 | -7.1% | U.S. PFD STK ETF | 464288687 |
| NKE | NIKE INC | 7,884 | $401K | 0.2% | $50.86 * | $53.09 | -14.7% | CL B | 654106103 |
| SO | SOUTHERN CO | 7,928 | $390K | 0.2% | $49.19 * | $30.68 | +10.2% | COM | 842587107 |
| VTI | VANGUARD INDEX FDS | 3,266 | $377K | 0.2% | $115.43 | $109.11 | +5.7% | TOTAL STK MKT | 922908769 |
| — | AEGON N V | 14,850 | $374K | 0.2% | $25.19 | $25.86 | — | NY REGISTRY SH | 007924103 |
| WFC | WELLS FARGO & CO NEW | 6,654 | $367K | 0.2% | $55.15 * | $33.02 | +29.9% | COM | 949746101 |
| — | UNILEVER PLC | 8,674 | $353K | 0.2% | $40.70 | $42.97 | — | SPON ADR NEW | 904767704 |
| — | BRIDGE BANCORP INC | 9,299 | $352K | 0.2% | $37.85 | $30.26 | — | COM | 108035106 |
| XLE | SELECT SECTOR SPDR TR | 4,627 | $349K | 0.2% | $75.43 * | $36.16 | +4.1% | SBI INT-ENERGY | 81369Y506 |
| SWK | STANLEY BLACK & DECKER INC | 2,909 | $334K | 0.2% | $114.82 * | $57.73 | +56.5% | COM | 854502101 |
| QCOM | QUALCOMM INC | 5,111 | $333K | 0.2% | $65.15 * | $46.80 | +8.9% | COM | 747525103 |
| UNH | UNITEDHEALTH GROUP INC | 1,957 | $313K | 0.2% | $159.94 * | $104.06 | +33.3% | COM | 91324P102 |
| XLY | SELECT SECTOR SPDR TR | 3,801 | $309K | 0.2% | $81.29 * | $37.83 | +7.6% | SBI CONS DISCR | 81369Y407 |
| BA | BOEING CO | 1,854 | $289K | 0.2% | $155.88 * | $120.78 | +19.5% | COM | 097023105 |
| — | CREDIT SUISSE ASSET MGMT INC | 84,235 | $266K | 0.1% | $3.16 | $2.93 | — | COM | 224916106 |
| IJR | ISHARES TR | 1,874 | $258K | 0.1% | $137.67 * | $61.26 | +12.2% | CORE S&P SCP ETF | 464287804 |
| — | CELGENE CORP | 2,210 | $256K | 0.1% | $115.84 | $99.87 | — | COM | 151020104 |
| YUM | YUM BRANDS INC | 4,000 | $253K | 0.1% | $63.25 * | $42.21 | +27.4% | COM | 988498101 |
| LMT | LOCKHEED MARTIN CORP | 1,007 | $252K | 0.1% | $250.25 * | $194.84 | +1.0% | COM | 539830109 |
| TJX | TJX COS INC NEW | 3,330 | $250K | 0.1% | $75.08 * | $26.83 | +23.3% | COM | 872540109 |
| FDX | FEDEX CORP | 1,340 | $249K | 0.1% | $185.82 * | $140.93 | +14.2% | COM | 31428X106 |
| BAC | BANK AMER CORP | 11,239 | $248K | 0.1% | $22.07 * | $12.07 | +49.4% | COM | 060505104 |
| — | ALLERGAN PLC | 1,024 | $215K | 0.1% | $209.96 | $209.96 | — | SHS | G0177J108 |
| FLR | FLUOR CORP NEW | 4,000 | $210K | 0.1% | $52.50 * | $47.52 | +2.5% | COM | 343412102 |
| — | RYDEX ETF TRUST | 1,936 | $210K | 0.1% | $108.47 | $105.43 | — | GUG S&P500EQWTTE | 78355W817 |
| XENWX | EATON VANCE NEW YORK MUN BD | 17,001 | $209K | 0.1% | $12.29 | $14.50 | — | COM | 27827Y109 |
| — | INGERSOLL-RAND PLC | 2,746 | $206K | 0.1% | $75.02 | $75.02 | — | SHS | G47791101 |
| VGT | VANGUARD WORLD FDS | 1,684 | $205K | 0.1% | $121.73 * | $15.07 | +0.8% | INF TECH ETF | 92204A702 |
| — | NEW YORK CMNTY BANCORP INC | 10,749 | $171K | 0.1% | $15.91 | $15.99 | — | COM | 649445103 |
| RMCF | ROCKY MTN CHOCOLATE FACTORY | 15,013 | $153K | 0.1% | $10.19 | $13.22 | -22.9% | COM | 77467X101 |
| — | 22ND CENTY GROUP INC | 49,000 | $53,000 | 0.0% | $1.08 | $0.78 | — | COM | 90137F103 |
| GNW | GENWORTH FINL INC | 11,000 | $42,000 | 0.0% | $3.82 | $3.84 | -0.8% | COM CL A | 37247D106 |