CIK: 0001569119 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 24, 2016
Total Value ($000): $178,478 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 63,256 | $7,151 | 4.0% | $21.99 | +10.2% | COM | 037833100 |
| JNJ | JOHNSON & JOHNSON | 59,813 | $7,066 | 4.0% | $63.83 | +46.6% | COM | 478160104 |
| VZ | VERIZON COMMUNICATIONS INC | 132,474 | $6,886 | 3.9% | $27.10 | +21.4% | COM | 92343V104 |
| — | GENERAL ELECTRIC CO | 217,008 | $6,428 | 3.6% | $24.70 | — | COM | 369604103 |
| SCHB | SCHWAB STRATEGIC TR | 112,565 | $5,889 | 3.3% | $5864.69 | — | US BRD MKT ETF | 808524102 |
| MSFT | MICROSOFT CORP | 76,373 | $4,399 | 2.5% | $30.14 | +66.9% | COM | 594918104 |
| HD | HOME DEPOT INC | 34,008 | $4,376 | 2.5% | $62.89 | +69.1% | COM | 437076102 |
| MET | METLIFE INC | 96,237 | $4,276 | 2.4% | $25.79 | +6.2% | COM | 59156R108 |
| T | AT&T INC | 85,702 | $3,480 | 1.9% | $12.81 | +27.2% | COM | 00206R102 |
| PG | PROCTER AND GAMBLE CO | 34,294 | $3,078 | 1.7% | $60.40 | +11.8% | COM | 742718109 |
| WM | WASTE MGMT INC DEL | 47,405 | $3,023 | 1.7% | $31.87 | +73.0% | COM | 94106L109 |
| — | DOW CHEM CO | 57,562 | $2,983 | 1.7% | $42.73 | — | COM | 260543103 |
| V | VISA INC | 35,644 | $2,948 | 1.7% | $62.07 | +20.8% | COM CL A | 92826C839 |
| XOM | EXXON MOBIL CORP | 33,598 | $2,932 | 1.6% | $51.98 | +12.6% | COM | 30231G102 |
| ABBV | ABBVIE INC | 46,410 | $2,927 | 1.6% | $38.10 | +15.3% | COM | 00287Y109 |
| — | POWERSHARES QQQ TRUST | 23,365 | $2,774 | 1.6% | $110.09 | — | UNIT SER 1 | 73935A104 |
| SCHD | SCHWAB STRATEGIC TR | 64,571 | $2,732 | 1.5% | $36.82 | — | US DIVIDEND EQ | 808524797 |
| DUK | DUKE ENERGY CORP NEW | 31,905 | $2,554 | 1.4% | $43.87 | +28.5% | COM NEW | 26441C204 |
| PSX | PHILLIPS 66 | 31,277 | $2,519 | 1.4% | $50.38 | +8.0% | COM | 718546104 |
| META | FACEBOOK INC | 19,633 | $2,518 | 1.4% | $73.50 | +67.7% | CL A | 30303M102 |
| — | POWERSHARES ETF TR II | 59,948 | $2,487 | 1.4% | $41.25 | — | S&P500 LOW VOL | 73937B779 |
| BOND | PIMCO ETF TR | 22,967 | $2,479 | 1.4% | $107.12 | — | TTL RTN ACTV ETF | 72201R775 |
| MRK | MERCK & CO INC | 37,315 | $2,329 | 1.3% | $35.13 | +24.5% | COM | 58933Y105 |
| — | ASPEN INSURANCE HOLDINGS LTD | 86,950 | $2,251 | 1.3% | $5448.75 | — | SHS | G05384105 |
| MMM | 3M CO | 12,700 | $2,238 | 1.3% | $61.91 | +76.4% | COM | 88579Y101 |
| UPS | UNITED PARCEL SERVICE INC | 19,242 | $2,104 | 1.2% | $66.63 | +15.9% | CL B | 911312106 |
| HSBC | HSBC HLDGS PLC | 54,000 | $2,031 | 1.1% | $37.61 | — | SPON ADR NEW | 404280406 |
| — | BANK AMER CORP | 1,662 | $2,029 | 1.1% | $67058.26 | — | 7.25%CNV PFD L | 060505682 |
| CSCO | CISCO SYS INC | 62,626 | $1,986 | 1.1% | $17.38 | +32.7% | COM | 17275R102 |
| GOOGL | ALPHABET INC | 2,440 | $1,962 | 1.1% | $36.79 | +5.5% | CAP STK CL A | 02079K305 |
| KHC | KRAFT HEINZ CO | 21,863 | $1,957 | 1.1% | $48.48 | +19.7% | COM | 500754106 |
| MO | ALTRIA GROUP INC | 30,370 | $1,920 | 1.1% | $21.05 | +65.1% | COM | 02209S103 |
| PFE | PFIZER INC | 53,689 | $1,818 | 1.0% | $17.71 | +25.7% | COM | 717081103 |
| ING | ING GROEP N V | 70,814 | $1,815 | 1.0% | $806.44 | — | SPONSORED ADR | 456837103 |
| AMZN | AMAZON COM INC | 2,121 | $1,776 | 1.0% | $30.04 | +27.4% | COM | 023135106 |
| PEP | PEPSICO INC | 15,972 | $1,737 | 1.0% | $62.54 | +29.6% | COM | 713448108 |
| DIS | DISNEY WALT CO | 18,182 | $1,688 | 0.9% | $89.61 | -0.8% | COM DISNEY | 254687106 |
| LLY | LILLY ELI & CO | 20,189 | $1,620 | 0.9% | $49.26 | +39.2% | COM | 532457108 |
| JPM | JPMORGAN CHASE & CO | 23,767 | $1,583 | 0.9% | $44.76 | +13.6% | COM | 46625H100 |
| ED | CONSOLIDATED EDISON INC | 20,881 | $1,572 | 0.9% | $38.29 | +44.8% | COM | 209115104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 55,673 | $1,538 | 0.9% | $30.07 | — | COM | 293792107 |
| AFL | AFLAC INC | 20,547 | $1,477 | 0.8% | $22.81 | +28.2% | COM | 001055102 |
| BMY | BRISTOL MYERS SQUIBB CO | 27,330 | $1,474 | 0.8% | $36.14 | +27.7% | COM | 110122108 |
| SBUX | STARBUCKS CORP | 27,135 | $1,469 | 0.8% | $40.86 | +12.2% | COM | 855244109 |
| — | NUVEEN NY AMT FREE MUN INCOM | 98,233 | $1,387 | 0.8% | $14.26 | — | COM | 670656107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 9,477 | $1,369 | 0.8% | $141.77 | +3.2% | CL B NEW | 084670702 |
| CVS | CVS HEALTH CORP | 14,776 | $1,315 | 0.7% | $51.65 | +37.3% | COM | 126650100 |
| KMB | KIMBERLY CLARK CORP | 10,426 | $1,315 | 0.7% | $67.98 | +37.5% | COM | 494368103 |
| WY | WEYERHAEUSER CO | 40,128 | $1,282 | 0.7% | $21.11 | +3.9% | COM | 962166104 |
| — | BB&T CORP | 33,890 | $1,278 | 0.7% | $35.60 | — | COM | 054937107 |
| — | POWERSHARES ETF TRUST | 29,757 | $1,262 | 0.7% | $41.32 | — | DWA MOMENTUM PTF | 73935X153 |
| INTC | INTEL CORP | 32,850 | $1,240 | 0.7% | $19.01 | +50.5% | COM | 458140100 |
| — | ROYAL DUTCH SHELL PLC | 22,600 | $1,132 | 0.6% | $50.09 | — | SPONS ADR A | 780259206 |
| PRU | PRUDENTIAL FINL INC | 13,668 | $1,116 | 0.6% | $39.95 | +25.8% | COM | 744320102 |
| AIG | AMERICAN INTL GROUP INC | 18,422 | $1,093 | 0.6% | $39.13 | +15.2% | COM NEW | 026874784 |
| SLB | SCHLUMBERGER LTD | 13,735 | $1,080 | 0.6% | $59.39 | +2.2% | COM | 806857108 |
| PM | PHILIP MORRIS INTL INC | 10,872 | $1,057 | 0.6% | $48.67 | +27.9% | COM | 718172109 |
| XLP | SELECT SECTOR SPDR TR | 19,228 | $1,023 | 0.6% | $53.05 | — | SBI CONS STPLS | 81369Y308 |
| TMO | THERMO FISHER SCIENTIFIC INC | 6,400 | $1,018 | 0.6% | $92.51 | +62.2% | COM | 883556102 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 66,128 | $1,014 | 0.6% | $15.52 | — | COM | 67066X107 |
| — | PIMCO MUN INCOME FD II | 73,897 | $1,009 | 0.6% | $13.47 | — | COM | 72200W106 |
| XLK | SELECT SECTOR SPDR TR | 21,115 | $1,009 | 0.6% | $34.12 | — | TECHNOLOGY | 81369Y803 |
| GIS | GENERAL MLS INC | 15,565 | $994 | 0.6% | $34.01 | +47.0% | COM | 370334104 |
| GILD | GILEAD SCIENCES INC | 12,267 | $971 | 0.5% | $68.02 | -15.1% | COM | 375558103 |
| TRV | TRAVELERS COMPANIES INC | 8,408 | $963 | 0.5% | $83.04 | +14.7% | COM | 89417E109 |
| FNDA | SCHWAB STRATEGIC TR | 30,788 | $959 | 0.5% | $29.47 | — | SCHWAB FDT US SC | 808524763 |
| UAL | UNITED CONTL HLDGS INC | 17,970 | $943 | 0.5% | $57.77 | -16.7% | COM | 910047109 |
| — | EATON CORP PLC | 14,356 | $943 | 0.5% | $77.18 | — | SHS | g29183103 |
| JBLU | JETBLUE AIRWAYS CORP | 54,350 | $937 | 0.5% | $20.25 | -15.6% | COM | 477143101 |
| — | DEUTSCHE BANK AG | 39,611 | $922 | 0.5% | $2328.69 | — | NAMEN AKT | d18190898 |
| — | KELLOGG CO | 10,626 | $823 | 0.5% | $40.86 | +33.8% | COM | 487836108 |
| GS | GOLDMAN SACHS GROUP INC | 5,061 | $816 | 0.5% | $132.59 | +0.9% | COM | 38141G104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,129 | $815 | 0.5% | $104.71 | -2.8% | COM | 459200101 |
| EMR | EMERSON ELEC CO | 14,871 | $811 | 0.5% | $41.59 | +1.7% | COM | 291011104 |
| NKE | NIKE INC | 14,129 | $744 | 0.4% | $53.09 | -5.8% | CL B | 654106103 |
| KO | COCA COLA CO | 16,773 | $710 | 0.4% | $28.24 | +15.3% | COM | 191216100 |
| WFC | WELLS FARGO & CO NEW | 15,063 | $667 | 0.4% | $33.02 | +11.5% | COM | 949746101 |
| — | EATON VANCE LTD DUR INCOME F | 47,807 | $655 | 0.4% | $13.46 | — | COM | 27828H105 |
| AEP | AMERICAN ELEC PWR INC | 10,082 | $647 | 0.4% | $37.64 | +28.4% | COM | 025537101 |
| MA | MASTERCARD INCORPORATED | 6,206 | $632 | 0.4% | $73.12 | +24.2% | CL A | 57636Q104 |
| IWF | ISHARES TR | 5,961 | $621 | 0.3% | $100.13 | — | RUS 1000 GRW ETF | 464287614 |
| TROW | PRICE T ROWE GROUP INC | 8,900 | $592 | 0.3% | $49.49 | -0.2% | COM | 74144T108 |
| CMCSA | COMCAST CORP NEW | 8,659 | $574 | 0.3% | $17.56 | +51.5% | CL A | 20030N101 |
| FAST | FASTENAL CO | 13,358 | $558 | 0.3% | $7.92 | +5.1% | COM | 311900104 |
| GOOG | ALPHABET INC | 707 | $550 | 0.3% | $36.02 | +4.6% | CAP STK CL C | 02079K107 |
| — | UNILEVER PLC | 11,070 | $525 | 0.3% | $4635.12 | — | SPON ADR NEW | 904767704 |
| MAT | MATTEL INC | 17,271 | $523 | 0.3% | $30.46 | +7.3% | COM | 577081102 |
| — | CELGENE CORP | 4,960 | $518 | 0.3% | $99.87 | — | COM | 151020104 |
| HIG | HARTFORD FINL SVCS GROUP INC | 11,871 | $508 | 0.3% | $24.35 | +40.3% | COM | 416515104 |
| — | NEUBERGER BERMAN RE ES SEC F | 87,005 | $495 | 0.3% | $5.69 | — | COM | 64190A103 |
| — | POWERSHARES ETF TRUST | 7,958 | $491 | 0.3% | $71.19 | — | DYN PHRMA PORT | 73935X799 |
| ORCL | ORACLE CORP | 12,268 | $482 | 0.3% | $28.36 | +24.9% | COM | 68389X105 |
| PFF | ISHARES TR | 11,581 | $457 | 0.3% | $39.11 | — | U.S. PFD STK ETF | 464288687 |
| CMP | COMPASS MINERALS INTL INC | 6,105 | $450 | 0.3% | $57.30 | -5.0% | COM | 20451N101 |
| DAL | DELTA AIR LINES INC DEL | 11,056 | $435 | 0.2% | $33.78 | 0.0% | COM NEW | 247361702 |
| HON | HONEYWELL INTL INC | 3,652 | $426 | 0.2% | $72.36 | +18.9% | COM | 438516106 |
| AXP | AMERICAN EXPRESS CO | 6,590 | $422 | 0.2% | $59.96 | -6.1% | COM | 025816109 |
| XLY | SELECT SECTOR SPDR TR | 5,073 | $406 | 0.2% | $79.16 | — | SBI CONS DISCR | 81369Y407 |
| — | UNITED TECHNOLOGIES CORP | 3,958 | $402 | 0.2% | $6317.26 | — | COM | 913017109 |
| — | AEGON N V | 14,850 | $384 | 0.2% | $25.86 | — | NY REGISTRY SH | 007924103 |
| SO | SOUTHERN CO | 7,463 | $383 | 0.2% | $30.50 | +16.7% | COM | 842587107 |
| YUM | YUM BRANDS INC | 4,010 | $364 | 0.2% | $42.21 | +27.6% | COM | 988498101 |
| VTI | VANGUARD INDEX FDS | 3,245 | $361 | 0.2% | $107.02 | — | TOTAL STK MKT | 922908769 |
| SWK | STANLEY BLACK & DECKER INC | 2,897 | $356 | 0.2% | $57.73 | +63.5% | COM | 854502101 |
| QCOM | QUALCOMM INC | 5,102 | $350 | 0.2% | $46.80 | +0.2% | COM | 747525103 |
| — | EATON VANCE NY MUNI INCOME T | 22,165 | $337 | 0.2% | $15.20 | — | SH BEN INT | 27826W104 |
| UNH | UNITEDHEALTH GROUP INC | 2,203 | $308 | 0.2% | $104.06 | +15.8% | COM | 91324P102 |
| XENWX | EATON VANCE NEW YORK MUN BD | 21,439 | $307 | 0.2% | $14.50 | — | COM | 27827Y109 |
| C | CITIGROUP INC | 5,964 | $282 | 0.2% | $34.15 | 0.0% | COM NEW | 172967424 |
| — | BRIDGE BANCORP INC | 9,244 | $264 | 0.1% | $30.26 | — | COM | 108035106 |
| TJX | TJX COS INC NEW | 3,480 | $260 | 0.1% | $26.83 | +27.8% | COM | 872540109 |
| — | CREDIT SUISSE ASSET MGMT INC | 82,456 | $259 | 0.1% | $2.93 | — | COM | 224916106 |
| BA | BOEING CO | 1,881 | $248 | 0.1% | $120.78 | 0.0% | COM | 097023105 |
| ITA | ISHARES TR | 1,900 | $245 | 0.1% | $119.09 | — | U.S. AER&DEF ETF | 464288760 |
| FDX | FEDEX CORP | 1,389 | $243 | 0.1% | $140.93 | 0.0% | COM | 31428X106 |
| LMT | LOCKHEED MARTIN CORP | 1,007 | $241 | 0.1% | $194.84 | 0.0% | COM | 539830109 |
| SCHW | SCHWAB CHARLES CORP NEW | 7,492 | $237 | 0.1% | $26.03 | 0.0% | COM | 808513105 |
| IJR | ISHARES TR | 1,772 | $220 | 0.1% | $124.15 | — | CORE S&P SCP ETF | 464287804 |
| FLR | FLUOR CORP NEW | 4,000 | $205 | 0.1% | $47.52 | 0.0% | COM | 343412102 |
| — | RYDEX ETF TRUST | 1,935 | $204 | 0.1% | $105.43 | — | GUG S&P500EQWTTE | 78355W817 |
| BAC | BANK AMER CORP | 11,389 | $178 | 0.1% | $12.07 | 0.0% | COM | 060505104 |
| RMCF | ROCKY MTN CHOCOLATE FACTORY | 15,013 | $157 | 0.1% | $13.22 | -21.5% | COM | 77467X101 |
| — | NEW YORK CMNTY BANCORP INC | 10,749 | $153 | 0.1% | $15.99 | — | COM | 649445103 |
| — | RITE AID CORP | 18,278 | $141 | 0.1% | $8.35 | — | COM | 767754104 |
| — | 22ND CENTY GROUP INC | 49,215 | $71 | 0.0% | $0.78 | — | COM | 90137F103 |
| GNW | GENWORTH FINL INC | 11,000 | $55 | 0.0% | $3.84 | 0.0% | COM CL A | 37247D106 |