CIK: 0001606666 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 17, 2021
Total Value ($000): $299,884 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CME | CME GROUP INC | 184,539 | $39,248 | 13.1% | $142.24 | +23.5% | COM | 12572Q105 |
| MSFT | MICROSOFT CORP | 90,112 | $24,411 | 8.1% | $125.87 | +94.4% | COM | 594918104 |
| AAPL | APPLE INC | 172,110 | $23,572 | 7.9% | $94.49 | +33.8% | COM | 037833100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 447,193 | $10,791 | 3.6% | $24.51 | — | COM | 293792107 |
| JNJ | JOHNSON &JOHNSON | 54,912 | $9,046 | 3.0% | $120.67 | +20.1% | COM | 478160104 |
| JPM | JPMORGAN CHASE &CO | 53,504 | $8,322 | 2.8% | $98.22 | +42.3% | COM | 46625H100 |
| OKE | ONEOK INC NEW | 141,412 | $7,868 | 2.6% | $39.39 | +4.8% | COM | 682680103 |
| AMZN | AMAZON COM INC | 2,158 | $7,426 | 2.5% | $105.29 | +57.8% | COM | 023135106 |
| GOOG | ALPHABET INC | 2,756 | $6,906 | 2.3% | $68.23 | +73.4% | CAP STK CL C | 02079K107 |
| BA | BOEING CO | 28,649 | $6,863 | 2.3% | $333.16 | -27.4% | COM | 097023105 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 55,505 | $6,588 | 2.2% | $69.88 | +55.0% | COM | 45866F104 |
| BX | BLACKSTONE GROUP INC | 55,307 | $5,373 | 1.8% | $47.94 | +59.0% | COM | 09260D107 |
| INTC | INTEL CORP | 77,900 | $4,373 | 1.5% | $43.20 | +24.0% | COM | 458140100 |
| MRK | MERCK &CO INC | 52,385 | $4,074 | 1.4% | $59.84 | +7.2% | COM | 58933Y105 |
| V | VISA INC | 16,201 | $3,788 | 1.3% | $149.68 | +47.6% | COM CL A | 92826C839 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 72,095 | $3,714 | 1.2% | $47.90 | — | FTSE DEV MKT ETF | 921943858 |
| MA | MASTERCARD INCORPORATED | 9,376 | $3,423 | 1.1% | $232.95 | +55.5% | CL A | 57636Q104 |
| HASI | HANNON ARMSTRONG SUST INFR C | 58,555 | $3,288 | 1.1% | $21.33 | +91.7% | COM | 41068X100 |
| VZ | VERIZON COMMUNICATIONS INC | 54,485 | $3,053 | 1.0% | $40.14 | +8.2% | COM | 92343V104 |
| CVX | CHEVRON CORP NEW | 28,012 | $2,934 | 1.0% | $84.08 | +3.6% | COM | 166764100 |
| PFE | PFIZER INC | 74,465 | $2,916 | 1.0% | $28.37 | +9.2% | COM | 717081103 |
| PG | PROCTER AND GAMBLE CO | 21,218 | $2,863 | 1.0% | $96.04 | +25.7% | COM | 742718109 |
| VWO | VANGUARD INTL EQUITY INDEX F | 48,523 | $2,635 | 0.9% | $46.87 | — | FTSE EMR MKT ETF | 922042858 |
| META | FACEBOOK INC | 7,426 | $2,582 | 0.9% | $166.82 | +91.0% | CL A | 30303M102 |
| XLU | SELECT SECTOR SPDR TR | 39,355 | $2,488 | 0.8% | $62.17 | — | SBI INT-UTILS | 81369Y886 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 8,928 | $2,481 | 0.8% | $233.34 | +19.8% | CL B NEW | 084670702 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 31,720 | $2,422 | 0.8% | $55.52 | +28.8% | COM UNIT PART IN | 65341B106 |
| DIS | DISNEY WALT CO | 13,188 | $2,318 | 0.8% | $126.09 | +39.4% | COM | 254687106 |
| CBOE | CBOE GLOBAL MKTS INC | 18,774 | $2,235 | 0.7% | $94.97 | +8.9% | COM | 12503M108 |
| ABBV | ABBVIE INC | 19,822 | $2,233 | 0.7% | $71.84 | +31.9% | COM | 00287Y109 |
| AXP | AMERICAN EXPRESS CO | 13,300 | $2,198 | 0.7% | $100.26 | +47.5% | COM | 025816109 |
| CRWD | CROWDSTRIKE HLDGS INC | 8,100 | $2,036 | 0.7% | $137.13 | +56.9% | CL A | 22788C105 |
| AMAT | APPLIED MATLS INC | 13,112 | $1,867 | 0.6% | $76.00 | +69.5% | COM | 038222105 |
| VIG | VANGUARD SPECIALIZED FUNDS | 12,064 | $1,867 | 0.6% | $137.32 | — | DIV APP ETF | 921908844 |
| TPICQ | TPI COMPOSITES INC | 36,080 | $1,747 | 0.6% | $33.37 | +47.3% | COM | 87266J104 |
| HD | HOME DEPOT INC | 5,382 | $1,716 | 0.6% | $170.21 | +66.8% | COM | 437076102 |
| MGTX | MEIRAGTX HLDGS PLC | 109,491 | $1,697 | 0.6% | $16.19 | -11.7% | COM | G59665102 |
| QCOM | QUALCOMM INC | 11,318 | $1,618 | 0.5% | $87.70 | +39.3% | COM | 747525103 |
| — | LAM RESEARCH CORP | 2,427 | $1,579 | 0.5% | $473.42 | — | COM | 512807108 |
| IVV | ISHARES TR | 3,624 | $1,558 | 0.5% | $397.90 | — | CORE S&P500 ETF | 464287200 |
| BIP | BROOKFIELD INFRAST PARTNERS | 25,366 | $1,409 | 0.5% | $53.61 | — | LP INT UNIT | G16252101 |
| MRVL | MARVELL TECHNOLOGY INC | 23,850 | $1,391 | 0.5% | $47.96 | 0.0% | COM | 573874104 |
| GM | GENERAL MTRS CO | 22,381 | $1,324 | 0.4% | $37.06 | +53.0% | COM | 37045V100 |
| NVDA | NVIDIA CORPORATION | 1,615 | $1,292 | 0.4% | $9.58 | +66.9% | COM | 67066G104 |
| AMD | ADVANCED MICRO DEVICES INC | 13,613 | $1,279 | 0.4% | $83.05 | -2.7% | COM | 007903107 |
| LYB | LYONDELLBASELL INDUSTRIES N | 12,129 | $1,248 | 0.4% | $64.64 | +20.6% | SHS - A - | N53745100 |
| RITM | NEW RESIDENTIAL INVT CORP | 117,418 | $1,243 | 0.4% | $11.15 | — | COM NEW | 64828T201 |
| CSCO | CISCO SYS INC | 23,255 | $1,232 | 0.4% | $38.18 | +20.0% | COM | 17275R102 |
| — | DOUBLELINE INCOME SOLUTIONS | 62,454 | $1,130 | 0.4% | $18.09 | — | COM | 258622109 |
| T | AT&T INC | 38,887 | $1,119 | 0.4% | $15.46 | +9.9% | COM | 00206R102 |
| HON | HONEYWELL INTL INC | 4,818 | $1,057 | 0.4% | $158.93 | +20.9% | COM | 438516106 |
| BAC | BK OF AMERICA CORP | 24,929 | $1,028 | 0.3% | $35.32 | +3.5% | COM | 060505104 |
| CMCSA | COMCAST CORP NEW | 16,510 | $941 | 0.3% | $43.36 | +13.2% | CL A | 20030N101 |
| SGMO | SANGAMO THERAPEUTICS INC | 77,680 | $930 | 0.3% | $10.46 | +8.3% | COM | 800677106 |
| — | ROYAL DUTCH SHELL PLC | 23,930 | $929 | 0.3% | $61.21 | — | SPON ADR B | 780259107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,278 | $920 | 0.3% | $97.54 | +16.3% | COM | 459200101 |
| NTLA | INTELLIA THERAPEUTICS INC | 5,660 | $916 | 0.3% | $36.63 | +112.6% | COM | 45826J105 |
| QQQ | INVESCO QQQ TR | 2,580 | $914 | 0.3% | $321.83 | — | UNIT SER 1 | 46090E103 |
| DE | DEERE &CO | 2,565 | $905 | 0.3% | $135.40 | +153.2% | COM | 244199105 |
| CVS | CVS HEALTH CORP | 10,588 | $883 | 0.3% | $57.25 | +23.1% | COM | 126650100 |
| PNC | PNC FINL SVCS GROUP INC | 4,336 | $827 | 0.3% | $158.69 | 0.0% | COM | 693475105 |
| F | FORD MTR CO DEL | 55,525 | $825 | 0.3% | $7.00 | +44.2% | COM | 345370860 |
| VOO | VANGUARD INDEX FDS | 2,090 | $822 | 0.3% | $279.34 | — | S&P 500 ETF SHS | 922908363 |
| VRP | INVESCO EXCH TRADED FD TR II | 31,000 | $815 | 0.3% | $22.48 | — | VAR RATE PFD | 46138G870 |
| COST | COSTCO WHSL CORP NEW | 2,050 | $811 | 0.3% | $201.98 | +77.8% | COM | 22160K105 |
| TFC | TRUIST FINL CORP | 14,389 | $799 | 0.3% | $41.03 | +14.7% | COM | 89832Q109 |
| TGT | TARGET CORP | 3,277 | $792 | 0.3% | $124.03 | +54.4% | COM | 87612E106 |
| GOOGL | ALPHABET INC | 320 | $781 | 0.3% | $60.93 | +90.3% | CAP STK CL A | 02079K305 |
| ET | ENERGY TRANSFER L P | 70,998 | $755 | 0.3% | $13.22 | — | COM UT LTD PTN | 29273V100 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 8,834 | $754 | 0.3% | $62.86 | +20.5% | COM | 75513E101 |
| NDSN | NORDSON CORP | 3,400 | $746 | 0.2% | $159.50 | +26.0% | COM | 655663102 |
| DLR | DIGITAL RLTY TR INC | 4,905 | $738 | 0.2% | $104.73 | +22.6% | COM | 253868103 |
| GDX | VANECK VECTORS ETF TR | 21,670 | $736 | 0.2% | $35.99 | — | GOLD MINERS ETF | 92189F106 |
| C | CITIGROUP INC | 10,107 | $715 | 0.2% | $50.12 | +25.1% | COM NEW | 172967424 |
| KMI | KINDER MORGAN INC DEL | 39,044 | $712 | 0.2% | $11.30 | +21.5% | COM | 49456B101 |
| PGF | INVESCO EXCHANGE TRADED FD T | 36,800 | $710 | 0.2% | $17.39 | — | FINL PFD ETF | 46137V621 |
| ORCL | ORACLE CORP | 9,104 | $709 | 0.2% | $59.80 | +23.1% | COM | 68389X105 |
| PAA | PLAINS ALL AMERN PIPELINE L | 59,405 | $675 | 0.2% | $20.29 | — | UNIT LTD PARTN | 726503105 |
| IJH | ISHARES TR | 2,486 | $668 | 0.2% | $260.79 | — | CORE S&P MCP ETF | 464287507 |
| PYPL | PAYPAL HLDGS INC | 2,288 | $667 | 0.2% | $171.73 | +53.5% | COM | 70450Y103 |
| VUG | VANGUARD INDEX FDS | 2,312 | $663 | 0.2% | $215.28 | — | GROWTH ETF | 922908736 |
| — | CHENIERE ENERGY INC | 785,000 | $661 | 0.2% | $0.84 | — | NOTE 4.250% 3/1 | 16411RAG4 |
| LMT | LOCKHEED MARTIN CORP | 1,748 | $661 | 0.2% | $318.23 | +6.4% | COM | 539830109 |
| — | INVESTORS BANCORP INC NEW | 46,280 | $660 | 0.2% | $13.62 | — | COM | 46146L101 |
| IWM | ISHARES TR | 2,833 | $650 | 0.2% | $221.64 | — | RUSSELL 2000 ETF | 464287655 |
| WMT | WALMART INC | 4,437 | $626 | 0.2% | $34.94 | +25.4% | COM | 931142103 |
| — | ONCOCYTE CORP | 109,000 | $626 | 0.2% | $5.22 | — | COM | 68235C107 |
| WFC | WELLS FARGO CO NEW | 13,671 | $619 | 0.2% | $40.12 | -0.4% | COM | 949746101 |
| GILD | GILEAD SCIENCES INC | 8,988 | $619 | 0.2% | $52.40 | +6.6% | COM | 375558103 |
| TMO | THERMO FISHER SCIENTIFIC INC | 1,197 | $604 | 0.2% | $468.69 | -0.6% | COM | 883556102 |
| BABA | ALIBABA GROUP HLDG LTD | 2,654 | $602 | 0.2% | $151.44 | — | SPONSORED ADS | 01609W102 |
| STAA | STAAR SURGICAL CO | 3,800 | $580 | 0.2% | $100.13 | +31.6% | COM PAR $0.01 | 852312305 |
| SPHB | INVESCO EXCH TRADED FD TR II | 7,478 | $565 | 0.2% | $69.54 | — | S&P 500 HB ETF | 46138E370 |
| NVS | NOVARTIS AG | 5,885 | $537 | 0.2% | $88.08 | — | SPONSORED ADR | 66987V109 |
| MMM | 3M CO | 2,682 | $533 | 0.2% | $117.36 | +19.6% | COM | 88579Y101 |
| EZU | ISHARES INC | 10,769 | $531 | 0.2% | $49.31 | — | MSCI EURZONE ETF | 464286608 |
| IGM | ISHARES TR | 1,289 | $521 | 0.2% | $194.71 | — | EXPND TEC SC ETF | 464287549 |
| PFF | ISHARES TR | 13,007 | $512 | 0.2% | $35.84 | — | PFD AND INCM SEC | 464288687 |
| LQD | ISHARES TR | 3,570 | $480 | 0.2% | $129.97 | — | IBOXX INV CP ETF | 464287242 |
| LEA | LEAR CORP | 2,700 | $473 | 0.2% | $159.09 | +4.2% | COM NEW | 521865204 |
| AMGN | AMGEN INC | 1,892 | $461 | 0.2% | $161.95 | +31.2% | COM | 031162100 |
| CRM | SALESFORCE COM INC | 1,885 | $460 | 0.2% | $187.90 | +21.2% | COM | 79466L302 |
| TSLA | TESLA INC | 677 | $460 | 0.2% | $139.53 | +55.6% | COM | 88160R101 |
| EWJ | ISHARES INC | 6,385 | $431 | 0.1% | $67.50 | — | MSCI JPN ETF NEW | 46434G822 |
| QUAL | ISHARES TR | 3,156 | $419 | 0.1% | $124.73 | — | MSCI USA QLT FCT | 46432F339 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $419 | 0.1% | $420338.80 | 0.0% | CL A | 084670108 |
| BIIB | BIOGEN INC | 1,200 | $416 | 0.1% | $290.22 | +4.4% | COM | 09062X103 |
| NTNX | NUTANIX INC | 10,881 | $416 | 0.1% | $38.90 | -19.9% | CL A | 67059N108 |
| LLY | LILLY ELI &CO | 1,809 | $415 | 0.1% | $149.04 | +28.8% | COM | 532457108 |
| FHN | FIRST HORIZON CORPORATION | 24,000 | $415 | 0.1% | $14.19 | +8.6% | COM | 320517105 |
| LHX | L3HARRIS TECHNOLOGIES INC | 1,904 | $412 | 0.1% | $178.68 | +9.5% | COM | 502431109 |
| ASML | ASML HOLDING N V | 588 | $406 | 0.1% | $623.46 | — | N Y REGISTRY SHS | N07059210 |
| VYM | VANGUARD WHITEHALL FDS | 3,772 | $395 | 0.1% | $102.04 | — | HIGH DIV YLD | 921946406 |
| H | HYATT HOTELS CORP | 5,000 | $388 | 0.1% | $52.60 | +51.8% | COM CL A | 448579102 |
| SHYG | ISHARES TR | 8,229 | $379 | 0.1% | $45.82 | — | 0-5YR HI YL CP | 46434V407 |
| — | JMP GROUP LLC | 61,595 | $378 | 0.1% | $3.90 | — | COM | 46629U107 |
| PEP | PEPSICO INC | 2,463 | $365 | 0.1% | $115.80 | +9.0% | COM | 713448108 |
| VTR | VENTAS INC | 6,399 | $365 | 0.1% | $44.60 | +6.4% | COM | 92276F100 |
| DAL | DELTA AIR LINES INC DEL | 8,381 | $363 | 0.1% | $24.75 | +82.0% | COM NEW | 247361702 |
| — | CYRUSONE INC | 5,068 | $362 | 0.1% | $71.43 | — | COM | 23283R100 |
| KO | COCA COLA CO | 6,677 | $361 | 0.1% | $44.30 | +6.7% | COM | 191216100 |
| TM | TOYOTA MOTOR CORP | 2,050 | $358 | 0.1% | $116.95 | — | SP ADR REP2COM | 892331307 |
| DOW | DOW INC | 5,552 | $351 | 0.1% | $46.86 | +9.0% | COM | 260557103 |
| ABT | ABBOTT LABS | 3,016 | $350 | 0.1% | $91.79 | +16.9% | COM | 002824100 |
| UPS | UNITED PARCEL SERVICE INC | 1,674 | $348 | 0.1% | $135.02 | +21.6% | CL B | 911312106 |
| ISTB | ISHARES TR | 6,700 | $344 | 0.1% | $51.34 | — | CORE 1 5 YR USD | 46432F859 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 5,222 | $341 | 0.1% | $65.30 | — | ROBO GLB ETF | 301505707 |
| IWD | ISHARES TR | 2,145 | $340 | 0.1% | $153.11 | — | RUS 1000 VAL ETF | 464287598 |
| VTV | VANGUARD INDEX FDS | 2,405 | $331 | 0.1% | $122.52 | — | VALUE ETF | 922908744 |
| BMY | BRISTOL-MYERS SQUIBB CO | 4,840 | $323 | 0.1% | $51.03 | +5.6% | COM | 110122108 |
| NOC | NORTHROP GRUMMAN CORP | 875 | $318 | 0.1% | $333.78 | 0.0% | COM | 666807102 |
| CNOB | CONNECTONE BANCORP INC | 11,828 | $310 | 0.1% | $17.94 | +31.3% | COM | 20786W107 |
| — | II-VI INC | 4,193 | $304 | 0.1% | $72.50 | — | COM | 902104108 |
| AVGO | BROADCOM INC | 635 | $303 | 0.1% | $36.52 | +15.1% | COM | 11135F101 |
| VIGI | VANGUARD WHITEHALL FDS | 3,390 | $297 | 0.1% | $59.14 | — | INTL DVD ETF | 921946810 |
| CRSP | CRISPR THERAPEUTICS AG | 1,829 | $296 | 0.1% | $123.26 | -1.3% | NAMEN AKT | H17182108 |
| CG | CARLYLE GROUP INC | 6,200 | $288 | 0.1% | $29.86 | +22.1% | COM | 14316J108 |
| BUSE | FIRST BUSEY CORP | 11,666 | $288 | 0.1% | $19.64 | +7.5% | COM NEW | 319383204 |
| KLAC | KLA CORP | 886 | $287 | 0.1% | $285.88 | +6.7% | COM NEW | 482480100 |
| HBAN | HUNTINGTON BANCSHARES INC | 20,000 | $285 | 0.1% | $12.03 | +3.0% | COM | 446150104 |
| RSP | INVESCO EXCHANGE TRADED FD T | 1,882 | $284 | 0.1% | $141.89 | — | S&P500 EQL WGT | 46137V357 |
| IDV | ISHARES TR | 8,601 | $279 | 0.1% | $29.65 | — | INTL SEL DIV ETF | 464288448 |
| XOM | EXXON MOBIL CORP | 4,241 | $268 | 0.1% | $43.60 | +14.8% | COM | 30231G102 |
| — | COHERENT INC | 976 | $258 | 0.1% | $149.89 | — | COM | 192479103 |
| ITRI | ITRON INC | 2,503 | $250 | 0.1% | $77.13 | +20.3% | COM | 465741106 |
| — | WALGREENS BOOTS ALLIANCE INC | 4,665 | $245 | 0.1% | $54.90 | — | COM | 931427108 |
| — | PIMCO STRATEGIC INCOME FD | 32,000 | $244 | 0.1% | $9.25 | — | COM | 72200X104 |
| TXN | TEXAS INSTRS INC | 1,270 | $244 | 0.1% | $164.21 | 0.0% | COM | 882508104 |
| VISN | COMMSCOPE HLDG CO INC | 11,367 | $242 | 0.1% | $14.99 | +24.3% | COM | 20337X109 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 1,611 | $241 | 0.1% | $126.29 | 0.0% | COM | 459506101 |
| VHT | VANGUARD WORLD FDS | 933 | $231 | 0.1% | $229.25 | — | HEALTH CAR ETF | 92204A504 |
| IIPR | INNOVATIVE INDL PPTYS INC | 1,200 | $229 | 0.1% | $190.83 | — | COM | 45781V101 |
| PINS | PINTEREST INC | 2,900 | $229 | 0.1% | $60.44 | +15.4% | CL A | 72352L106 |
| — | BROOKFIELD RENEWABLE CORP | 5,446 | $228 | 0.1% | $41.87 | — | CL A SUB VTG | 11284V105 |
| KMB | KIMBERLY-CLARK CORP | 1,700 | $227 | 0.1% | $112.48 | -0.1% | COM | 494368103 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 1,885 | $227 | 0.1% | $120.42 | — | SPONSORED ADS | 874039100 |
| HIW | HIGHWOODS PPTYS INC | 5,000 | $226 | 0.1% | $43.00 | — | COM | 431284108 |
| VST | VISTRA CORP | 12,137 | $225 | 0.1% | $17.71 | -11.5% | COM | 92840M102 |
| INTU | INTUIT | 457 | $224 | 0.1% | $421.44 | 0.0% | COM | 461202103 |
| SCHG | SCHWAB STRATEGIC TR | 1,500 | $219 | 0.1% | $146.00 | — | US LCAP GR ETF | 808524300 |
| SWKS | SKYWORKS SOLUTIONS INC | 1,135 | $218 | 0.1% | $152.97 | +2.4% | COM | 83088M102 |
| EEM | ISHARES TR | 3,874 | $214 | 0.1% | $53.43 | — | MSCI EMG MKT ETF | 464287234 |
| SYK | STRYKER CORPORATION | 821 | $213 | 0.1% | $243.53 | 0.0% | COM | 863667101 |
| KWR | QUAKER CHEM CORP | 900 | $213 | 0.1% | $225.91 | +5.9% | COM | 747316107 |
| DFJ | WISDOMTREE TR | 2,870 | $212 | 0.1% | $73.87 | — | JP SMALLCP DIV | 97717W836 |
| HII | HUNTINGTON INGALLS INDS INC | 1,000 | $211 | 0.1% | $160.25 | +19.7% | COM | 446413106 |
| RGNX | REGENXBIO INC | 5,253 | $204 | 0.1% | $35.77 | 0.0% | COM | 75901B107 |
| NKE | NIKE INC | 1,313 | $203 | 0.1% | $125.67 | 0.0% | CL B | 654106103 |
| INBK | FIRST INTERNET BANCORP | 6,500 | $201 | 0.1% | $33.44 | +1.5% | COM | 320557101 |
| — | GENERAL ELECTRIC CO | 14,807 | $199 | 0.1% | $7.88 | — | COM | 369604103 |
| — | ANNALY CAPITAL MANAGEMENT IN | 22,409 | $199 | 0.1% | $9.20 | — | COM | 035710409 |
| — | FIRST MIDWEST BANCORP DEL | 10,000 | $198 | 0.1% | $19.82 | — | COM | 320867104 |
| ONB | OLD NATL BANCORP IND | 10,000 | $176 | 0.1% | $17.86 | +5.9% | COM | 680033107 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 47,931 | $137 | 0.0% | $2.41 | +7.2% | COM | 53566P109 |
| — | BLACKROCK ENHANCED EQUITY DI | 13,100 | $133 | 0.0% | $6.56 | — | COM | 09251A104 |
| YPF | YPF SOCIEDAD ANONIMA | 23,975 | $112 | 0.0% | $4.67 | — | SPON ADR CL D | 984245100 |
| — | TWO HBRS INVT CORP | 14,220 | $108 | 0.0% | $10.80 | — | COM NEW | 90187B408 |
| OFS | OFS CAP CORP | 10,270 | $102 | 0.0% | $7.81 | +20.7% | COM | 67103B100 |
| GERN | GERON CORP | 31,500 | $44 | 0.0% | $1.54 | -5.7% | COM | 374163103 |
| — | TWITTER INC | 40,000 | $41 | 0.0% | $1.02 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | MARRIOTT VACATIONS WORLDWIDE | 25,000 | $30 | 0.0% | $1.20 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 25,000 | $27 | 0.0% | $1.08 | — | NOTE 2.250% 6/0 | 049164BH8 |
| — | THERAVANCE INC | 25,000 | $25 | 0.0% | $1.00 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | VEECO INSTRS INC DEL | 25,000 | $25 | 0.0% | $1.00 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | SERVICESOURCE INTL INC | 15,423 | $22 | 0.0% | $1.10 | — | COM | 81763U100 |
| — | INTERCEPT PHARMACEUTICALS IN | 20,000 | $18 | 0.0% | $0.90 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | LIBERTY MEDIA CORP DEL | 25,000 | $18 | 0.0% | $0.72 | — | DEB 4.000%11/1 | 530715AG6 |
| — | TWITTER INC | 10,000 | $14 | 0.0% | $1.40 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | EQUITY DISTR ACQUISITION COR | 10,000 | $12 | 0.0% | $1.20 | — | *W EXP 09/09/202 | 29465E114 |