CIK: 0001411784 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 13, 2014
Total Value ($000): $408,860,890 (90.6% shares, 9.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NGL | NGL Energy LP | 799,832 | $34,664,697 | 8.5% | $33816.91 | — | COM | 62913M107 |
| WMB | Williams Co | 384,601 | $22,387,621 | 5.5% | $18.19 | +32.9% | COM | 969457100 |
| — | Magellan Midstream | 174,927 | $14,700,865 | 3.6% | $54608.12 | — | COM | 559080106 |
| — | ONEOK LP | 230,050 | $13,480,930 | 3.3% | $53319.20 | — | COM | 68268N103 |
| — | Rose Rock LP | 226,967 | $12,401,458 | 3.0% | $35305.45 | — | COM | 777149105 |
| — | MarkWest Energy LP | 152,529 | $10,918,026 | 2.7% | $67140.13 | — | COM | 570759100 |
| — | Alliance Holdings | 166,080 | $10,760,323 | 2.6% | $63818.17 | — | COM | 01861g100 |
| OKE | ONEOK Inc | 157,559 | $10,726,632 | 2.6% | $21.15 | +47.8% | COM | 682680103 |
| — | EnLink Partners LP | 290,816 | $9,140,347 | 2.2% | $30468.60 | — | COM | 29336u107 |
| — | QEP Resources | 264,185 | $9,114,383 | 2.2% | $29737.16 | — | COM | 74733v100 |
| — | Transmontaigne LP | 192,934 | $8,440,863 | 2.1% | $42165.18 | — | COM | 89376v100 |
| — | Atlas Pipeline LP | 243,035 | $8,360,404 | 2.0% | $36773.49 | — | COM | 049392103 |
| — | DCP Midstream | 143,907 | $8,202,699 | 2.0% | $53741.75 | — | COM | 23311p100 |
| GEL | Genesis LP | 117,090 | $6,561,724 | 1.6% | $51829.99 | — | COM | 371927104 |
| — | Energy Transfer Equity | 99,034 | $6,421,749 | 1.6% | $47372.13 | — | COM | 29273v100 |
| — | Teekay LNG | 127,184 | $5,868,270 | 1.4% | $43700.00 | — | COM | y8564m105 |
| — | Navios Partners | 295,736 | $5,749,108 | 1.4% | $14450.00 | — | COM | y62267102 |
| — | Eagle Rock Energy LP | 1,144,121 | $5,697,723 | 1.4% | $7813.67 | — | COM | 26985r104 |
| — | QEP Midstream LP | 202,805 | $5,222,229 | 1.3% | $23288.31 | — | COM | 74735r115 |
| — | RAIT Financial | 3,862,000 | $5,205,976 | 1.3% | $1215.67 | — | CONV BOND | 749227aa2 |
| — | Emerge Energy LP | 46,280 | $4,896,424 | 1.2% | $105800.00 | — | COM | 29102H108 |
| — | Kinder Morgan Inc | 132,238 | $4,794,934 | 1.2% | $35224.30 | — | COM | 49456b101 |
| — | El Paso Pipeline | 131,560 | $4,766,419 | 1.2% | $42660.05 | — | COM | 283702108 |
| — | Sandridge Energy | 41,421 | $4,680,573 | 1.1% | $96710.56 | — | CONV PREF | 80007p604 |
| — | SPDR DJIA | 26,737 | $4,488,803 | 1.1% | $165427.64 | — | COM | 78467x109 |
| MMLP | Martin Midstream LP | 103,717 | $4,271,066 | 1.0% | $44089.99 | — | COM | 573331105 |
| — | Holly Energy LP | 117,956 | $4,056,507 | 1.0% | $37397.45 | — | COM | 435763107 |
| EPD | Enterprise LP | 48,616 | $3,806,132 | 0.9% | $63708.76 | — | COM | 293792107 |
| — | Genco Shipping | 3,670,000 | $3,670,000 | 0.9% | $269.81 | — | CONV BOND | 36869maa3 |
| — | PetroQuest | 75,178 | $3,431,876 | 0.8% | $34134.51 | — | CONV PREF | 716748207 |
| — | Bunge Ltd | 30,893 | $3,211,327 | 0.8% | $101793.33 | — | CONV PREF | g16962204 |
| — | Titan Machinery | 3,362,000 | $2,954,626 | 0.7% | $855.95 | — | CONV BOND | 88830RAB7 |
| — | General Cable | 2,925,000 | $2,914,631 | 0.7% | $1087.13 | — | CONV BOND | 369300al2 |
| — | Aircastle | 160,660 | $2,854,928 | 0.7% | $16107.22 | — | COM | g0129k104 |
| — | Alliant Techsystems | 1,585,000 | $2,828,274 | 0.7% | $1151.95 | — | CONV BOND | 018804AK0 |
| — | KB HOME | 2,745,000 | $2,755,541 | 0.7% | $1004.17 | — | CONV BOND | 48666KAS8 |
| — | Hawaiian Holdings | 198,970 | $2,727,879 | 0.7% | $6275.29 | — | COM | 419879101 |
| — | Visa | 12,905 | $2,719,213 | 0.7% | $210710.03 | — | COM | 92826c839 |
| — | Exterran LP | 96,058 | $2,716,520 | 0.7% | $30189.99 | — | COM | 30225n105 |
| — | EnLink LLC | 64,326 | $2,679,825 | 0.7% | $33940.06 | — | COM | 29336t100 |
| — | Omnicare | 31,141 | $2,541,728 | 0.6% | $59985.09 | — | CONV PREF | 68214q200 |
| — | Broadsoft | 2,500,000 | $2,539,650 | 0.6% | $1015.86 | — | CONV BOND | 11133BAB8 |
| IBM | IBM | 13,670 | $2,477,961 | 0.6% | $118.44 | -5.2% | COM | 459200101 |
| — | Dendreon | 3,440,000 | $2,408,000 | 0.6% | $749.62 | — | CONV BOND | 24823qac1 |
| — | Auxilium Pharm | 2,185,000 | $2,371,249 | 0.6% | $980.11 | — | CONV BOND | 05334DAA5 |
| CVX | Chevron | 17,988 | $2,348,333 | 0.6% | $71.22 | +6.6% | COM | 166764100 |
| — | Hawaiian Holdings | 1,250,000 | $2,251,125 | 0.6% | $1092.50 | — | CONV BOND | 419879ad3 |
| — | Exxon Mobil | 21,551 | $2,169,755 | 0.5% | $91110.45 | — | COM | 30231g102 |
| — | Goldman Sachs | 12,950 | $2,168,348 | 0.5% | $158515.61 | — | COM | 38141g104 |
| — | Stillwater Mining | 2,126,000 | $2,129,997 | 0.5% | $999.13 | — | CONV BOND | 86074qaf9 |
| — | QCR Holdings | 123,036 | $2,122,377 | 0.5% | $15942.58 | — | COM | 74727a104 |
| — | Jefferies Group | 1,872,000 | $1,998,547 | 0.5% | $1077.32 | — | CONV BOND | 472319ag7 |
| — | 3M Co. | 13,729 | $1,966,546 | 0.5% | $110635.35 | — | COM | 88579y101 |
| PAA | Plains LP | 31,986 | $1,920,759 | 0.5% | $55710.78 | — | COM | 726503105 |
| MBWM | Mercantile Bank | 82,336 | $1,883,842 | 0.5% | $13.00 | 0.0% | COM | 587376104 |
| BA | Boeing | 14,227 | $1,810,101 | 0.4% | $81.86 | +37.5% | COM | 097023105 |
| JNJ | Johnson & Johnson | 17,300 | $1,809,926 | 0.4% | $66.63 | +9.8% | COM | 478160104 |
| — | Banc of Cal | 162,488 | $1,771,119 | 0.4% | $12764.14 | — | COM | 05990k106 |
| MCD | McDonald's | 16,119 | $1,623,828 | 0.4% | $71.68 | +4.3% | COM | 580135101 |
| — | United Technologies | 13,672 | $1,578,432 | 0.4% | $94166.63 | — | COM | 913017109 |
| — | United Bancorp | 126,118 | $1,572,691 | 0.4% | $6610.81 | — | COM | 90944l103 |
| OLN | Olin | 55,737 | $1,500,429 | 0.4% | $16.88 | +15.9% | COM | 680665205 |
| KALU | Kaiser Aluminum | 20,516 | $1,495,001 | 0.4% | $43.76 | +13.3% | COM | 483007704 |
| — | Coeur D'Alene | 1,466,000 | $1,481,305 | 0.4% | $993.16 | — | CONV BOND | 192108ar9 |
| CAT | Caterpillar | 13,447 | $1,461,285 | 0.4% | $61.96 | +25.9% | COM | 149123101 |
| — | C & J Energy | 41,545 | $1,403,390 | 0.3% | $20531.05 | — | COM | 12467b304 |
| — | Enbridge Partners LP | 37,700 | $1,392,261 | 0.3% | $36930.00 | — | COM | 29250r106 |
| — | Freddie Mac | 147,300 | $1,369,890 | 0.3% | $3950.00 | — | PREF STK | 313400640 |
| — | Travelers | 13,629 | $1,282,080 | 0.3% | $80186.95 | — | COM | 89417e109 |
| AXP | American Express | 13,343 | $1,265,850 | 0.3% | $60.42 | +26.4% | COM | 025816109 |
| PG | Procter & Gamble | 16,028 | $1,259,641 | 0.3% | $55.07 | +5.8% | COM | 742718109 |
| — | Targa Res | 17,500 | $1,258,600 | 0.3% | $50616.00 | — | COM | 87611x105 |
| — | Kinder Morgan LP | 15,108 | $1,242,029 | 0.3% | $84972.30 | — | COM | 494550106 |
| — | Access Midstream | 19,335 | $1,228,739 | 0.3% | $47699.99 | — | COM | 00434l109 |
| — | SB Financial | 146,780 | $1,228,549 | 0.3% | $7815.42 | — | COM | 78408d105 |
| — | Williams LP | 22,550 | $1,224,240 | 0.3% | $51847.18 | — | COM | 96950f104 |
| AAL | American Airlines | 28,270 | $1,214,479 | 0.3% | $32.34 | +13.7% | COM | 02376R102 |
| HD | Home Depot | 14,842 | $1,201,608 | 0.3% | $56.24 | +6.9% | COM | 437076102 |
| — | OM Group | 36,862 | $1,195,450 | 0.3% | $31416.67 | — | COM | 670872100 |
| DIS | Walt Disney | 13,929 | $1,194,273 | 0.3% | $56.99 | +28.9% | COM | 254687106 |
| WMT | Wal-Mart | 15,764 | $1,183,403 | 0.3% | $19.98 | +2.8% | COM | 931142103 |
| — | Cenveo Corp | 1,000,000 | $1,171,550 | 0.3% | $1010.73 | — | CONV BOND | 15671BAJ0 |
| — | Energy XXI | 4,162 | $1,141,949 | 0.3% | $269126.30 | — | CONV PREF | 29274u309 |
| UIS | Unisys | 45,825 | $1,133,711 | 0.3% | $21.43 | +17.9% | COM | 909214306 |
| — | UnitedHealth | 13,350 | $1,091,363 | 0.3% | $66348.41 | — | COM | 91324p102 |
| — | JPMorgan | 18,740 | $1,079,799 | 0.3% | $53061.41 | — | COM | 46625h100 |
| — | Merck | 18,576 | $1,074,622 | 0.3% | $47890.96 | — | COM | 58933y105 |
| — | Superior Ind | 52,094 | $1,074,172 | 0.3% | $17518.47 | — | COM | 868168105 |
| — | OmniVision Tech | 47,240 | $1,038,335 | 0.3% | $18573.33 | — | COM | 682128103 |
| SFST | Southern First | 74,565 | $1,003,645 | 0.2% | $12.67 | +6.8% | COM | 842873101 |
| — | Rent-A-Center | 34,875 | $1,000,215 | 0.2% | $26620.88 | — | COM | 76009n100 |
| — | MDC Holdings | 32,995 | $999,419 | 0.2% | $29846.28 | — | COM | 552676108 |
| NKE | Nike | 12,855 | $996,905 | 0.2% | $32.14 | 0.0% | COM | 654106103 |
| — | Arcbest Corp | 22,906 | $996,648 | 0.2% | $43510.35 | — | COM | 03937c105 |
| DAKT | Daktronics | 82,868 | $987,787 | 0.2% | $8.08 | +30.1% | COM | 234264109 |
| — | Masonite Int | 17,364 | $976,899 | 0.2% | $49838.69 | — | COM | 575385109 |
| — | USEC | 3,789,000 | $969,984 | 0.2% | $213.58 | — | CONV BOND | 90333eac2 |
| — | Energy Transfer LP | 16,651 | $965,258 | 0.2% | $51768.65 | — | COM | 29273R109 |
| — | McDermott Int | 119,055 | $963,155 | 0.2% | $8090.00 | — | COM | 580037109 |
| — | Verizon Comm | 19,281 | $943,419 | 0.2% | $49969.96 | — | COM | 92343v104 |
| — | SUPERVALU | 113,574 | $933,578 | 0.2% | $6231.04 | — | COM | 868536103 |
| — | Du Pont | 14,026 | $917,861 | 0.2% | $53200.20 | — | COM | 263534109 |
| — | Eastern Virginia | 141,075 | $902,880 | 0.2% | $5438.46 | — | COM | 277196101 |
| — | Iridium Comm | 105,294 | $890,787 | 0.2% | $7753.99 | — | COM | 46269c102 |
| — | Sonic | 38,815 | $857,035 | 0.2% | $14666.45 | — | COM | 835451105 |
| — | Premier Fin | 53,220 | $855,778 | 0.2% | $12870.25 | — | COM | 74050m105 |
| — | General Electric | 32,411 | $851,765 | 0.2% | $23235.60 | — | COM | 369604103 |
| — | Spartan Motors | 186,680 | $847,527 | 0.2% | $5775.35 | — | COM | 846819100 |
| RAIL | FreightCar | 31,683 | $793,342 | 0.2% | $18.98 | +32.9% | COM | 357023100 |
| — | A T & T | 22,073 | $780,501 | 0.2% | $35368.49 | — | COM | 00206r102 |
| MSFT | Microsoft | 18,172 | $757,763 | 0.2% | $26.88 | +26.3% | COM | 594918104 |
| — | Codorus Bancorp | 34,448 | $727,886 | 0.2% | $19145.62 | — | COM | 192025104 |
| — | First Bancshares | 51,001 | $724,214 | 0.2% | $14136.42 | — | COM | 318916103 |
| — | Summit Financial | 67,332 | $716,412 | 0.2% | $10397.75 | — | COM | 86606g101 |
| IBCP | Independent Bank | 54,855 | $705,984 | 0.2% | $4.96 | +78.0% | COM | 453838609 |
| — | AmeriServ | 199,016 | $692,576 | 0.2% | $2888.57 | — | COM | 03074a102 |
| — | Teekay Offshore | 19,093 | $689,257 | 0.2% | $32508.02 | — | COM | y8565j101 |
| KO | Coca-Cola | 15,961 | $676,108 | 0.2% | $27.80 | +1.1% | COM | 191216100 |
| PFE | Pfizer | 22,682 | $673,202 | 0.2% | $16.62 | +5.6% | COM | 717081103 |
| — | MutualFirst | 33,460 | $638,417 | 0.2% | $14733.70 | — | COM | 62845b104 |
| — | BNC Bancorp | 35,719 | $609,723 | 0.1% | $11499.93 | — | COM | 05566t101 |
| — | RAIT Financial | 625,000 | $609,213 | 0.1% | $988.48 | — | CONV BOND | 749227AB0 |
| — | Baylake Corp. | 48,530 | $608,081 | 0.1% | $11225.63 | — | COM | 072788102 |
| — | NewBridge | 75,014 | $604,613 | 0.1% | $6330.10 | — | COM | 65080t102 |
| PEBK | Peoples Banc | 37,420 | $598,720 | 0.1% | $14.00 | +7.2% | COM | 710577107 |
| — | HF Financial | 40,996 | $569,434 | 0.1% | $13068.79 | — | COM | 404172108 |
| — | Intervest Bancshares | 73,555 | $569,316 | 0.1% | $6777.80 | — | COM | 460927106 |
| — | Kinder Morgan LLC | 6,997 | $552,266 | 0.1% | $83112.35 | — | COM | 49455u100 |
| — | Rofin-Sinar Tech | 22,825 | $548,713 | 0.1% | $24918.08 | — | COM | 775043102 |
| INTC | Intel | 17,447 | $539,112 | 0.1% | $17.25 | +19.9% | COM | 458140100 |
| — | HMN Financial | 48,220 | $530,420 | 0.1% | $7193.43 | — | COM | 40424g108 |
| — | Peoples Fin | 38,494 | $514,280 | 0.1% | $13204.06 | — | COM | 71103b102 |
| — | First Niagara | 56,395 | $492,892 | 0.1% | $9959.81 | — | COM | 33582v108 |
| — | Oxford LP | 574,874 | $482,894 | 0.1% | $2670.00 | — | COM | 691807101 |
| — | Yadkin Financial | 25,037 | $471,697 | 0.1% | $14040.11 | — | COM | 984305102 |
| — | Southeastern Bank | 20,126 | $464,911 | 0.1% | $21751.08 | — | COM | 841584105 |
| ZION | Zions | 15,691 | $462,414 | 0.1% | $26.77 | +9.8% | COM | 989701107 |
| — | Astoria Financial | 34,300 | $461,335 | 0.1% | $11735.15 | — | COM | 046265104 |
| TSBK | Timberland Bancorp | 39,790 | $419,387 | 0.1% | $6.35 | +18.5% | COM | 887098101 |
| FRME | First Merchants | 19,745 | $417,409 | 0.1% | $11.62 | +30.1% | COM | 320817109 |
| UBOH | United Bancshares | 30,736 | $411,555 | 0.1% | $12621.02 | — | COM | 909458101 |
| IYF | DJ US Financial | 4,774 | $396,910 | 0.1% | $81759.95 | — | COM | 464287788 |
| FCCO | First Community | 36,695 | $390,802 | 0.1% | $8.14 | +0.3% | COM | 319835104 |
| — | SPDR S&P 600 | 3,446 | $379,900 | 0.1% | $110243.76 | — | COM | 78464a300 |
| — | SunTrust Banks | 9,305 | $372,758 | 0.1% | $32475.90 | — | COM | 867914103 |
| — | Cisco | 14,930 | $371,011 | 0.1% | $24226.23 | — | COM | 17275r102 |
| — | MainSource Fin | 21,480 | $370,530 | 0.1% | $13878.91 | — | COM | 56062y102 |
| — | United Community Banks | 21,200 | $347,044 | 0.1% | $12651.68 | — | COM | 90984p303 |
| — | CenterState | 30,620 | $342,944 | 0.1% | $9025.84 | — | COM | 15201p109 |
| — | Xerium Tech | 24,198 | $337,801 | 0.1% | $10179.89 | — | COM | 98416j118 |
| EEM | MSCI Emerging Mkts | 7,615 | $329,196 | 0.1% | $43229.94 | — | COM | 464287234 |
| — | Gulf Coast Ultra Deep | 108,500 | $317,905 | 0.1% | $2180.00 | — | COM | 40222t104 |
| — | HopFed Bancorp | 26,522 | $308,181 | 0.1% | $10965.46 | — | COM | 439734104 |
| BAC | Bank of America | 19,604 | $301,313 | 0.1% | $10.03 | +22.1% | COM | 060505104 |
| — | Pacific Premier | 20,940 | $295,045 | 0.1% | $12330.70 | — | COM | 69478x105 |
| FBNC | First Bancorp | 13,200 | $242,220 | 0.1% | $11.04 | +30.2% | COM | 318910106 |
| — | Energy XXI | 10,200 | $241,026 | 0.1% | $25449.90 | — | COM | g10082140 |
| — | WPX Energy | 9,913 | $237,012 | 0.1% | $23909.21 | — | COM | 98212b103 |
| MOFG | MidWest One | 9,534 | $228,721 | 0.1% | $23.89 | +1.3% | COM | 598511103 |
| — | Alliance Resource LP | 4,750 | $221,588 | 0.1% | $58640.00 | — | COM | 01877r108 |
| FCF | First Commonwealth | 23,563 | $217,251 | 0.1% | $4.86 | +23.2% | COM | 319829107 |
| — | Cenveo | 57,185 | $212,156 | 0.1% | $2937.94 | — | COM | 15670s105 |
| TIP | iShares TIPS | 1,773 | $204,563 | 0.1% | $112114.95 | — | COM | 464287176 |
| — | MPLX LP | 2,320 | $149,640 | 0.0% | $48990.09 | — | COM | 55336v100 |
| BBT | Berkshire Hills | 5,719 | $132,795 | 0.0% | $18.20 | -8.0% | COM | 084680107 |
| — | RAIT Financial | 14,400 | $119,088 | 0.0% | $7820.94 | — | COM | 749227104 |
| FITB | Fifth Third | 5,325 | $113,689 | 0.0% | $11.47 | +24.5% | COM | 316773100 |
| FNB | F.N.B. Corp | 8,444 | $108,252 | 0.0% | $7.90 | +2.0% | COM | 302520101 |
| — | 1st Constitution | 9,204 | $93,332 | 0.0% | $9525.05 | — | COM | 31986n102 |
| — | Hewlett-Packard | 1,855 | $62,476 | 0.0% | $24799.96 | — | COM | 428236103 |
| — | DCB Financial | 7,827 | $58,703 | 0.0% | $5299.99 | — | COM | 233075100 |
| — | BB&T Corp | 900 | $35,487 | 0.0% | $33750.00 | — | COM | 054937107 |
| — | Bank of America | 29 | $34,012 | 0.0% | $1109103.50 | — | CONV PREF | 060505682 |
| — | A E S | 560 | $29,030 | 0.0% | $50496.97 | — | CONV PREF | 00808n202 |
| — | Cooper Tire | 925 | $27,737 | 0.0% | $24288.65 | — | COM | 216831107 |
| — | Susquehanna Banc | 2,150 | $22,704 | 0.0% | $12849.97 | — | COM | 869099101 |
| — | Umpqua Holdings | 1,100 | $19,712 | 0.0% | $15010.00 | — | COM | 904214103 |
| — | CVR Partners | 1,000 | $18,690 | 0.0% | $22730.00 | — | COM | 126633106 |
| IP | International Paper | 365 | $18,422 | 0.0% | $27.24 | -0.7% | COM | 460146103 |
| — | Prospect Capital | 1,560 | $16,575 | 0.0% | $10625.00 | — | COM | 74348t102 |
| — | Southwest Banc | 800 | $13,648 | 0.0% | $13200.00 | — | COM | 844767103 |
| AGM | Federal Ag Mortgage | 400 | $12,432 | 0.0% | $20.93 | +9.6% | COM | 313148306 |
| — | Doral Financial Corp. | 1,500 | $11,250 | 0.0% | $17000.00 | — | PREF STK | 25811p209 |
| — | Capital Bank | 473 | $11,168 | 0.0% | $19019.03 | — | COM | 139794101 |
| COFS | Choiceone Financial | 576 | $10,627 | 0.0% | $9.50 | +14.1% | COM | 170386106 |
| — | Navios Holdings | 1,000 | $10,120 | 0.0% | $10120.00 | — | COM | y62196103 |
| WEBC | Webco Ind | 100 | $10,100 | 0.0% | $105.11 | 0.0% | COM | 947621207 |
| — | SunPower | 236 | $9,671 | 0.0% | $32259.33 | — | COM | 867652406 |
| — | Trinity Ind | 5,000 | $9,283 | 0.0% | $1167.10 | — | CONV BOND | 896522af6 |
| — | Kinder Morgan | 3,325 | $9,244 | 0.0% | $1760.00 | — | COM | 49456b119 |
| — | Doral Financial | 2,000 | $8,640 | 0.0% | $6500.00 | — | COM | 25811p886 |
| — | Banner Corp. | 200 | $7,937 | 0.0% | $33835.00 | — | COM | 06652v208 |
| — | Alliance One Int | 2,000 | $5,000 | 0.0% | $3360.00 | — | COM | 018772103 |
| — | Meritage Homes | 100 | $4,221 | 0.0% | $41880.00 | — | COM | 59001a102 |
| — | JP Morgan | 200 | $3,866 | 0.0% | $19330.00 | — | COM | 46634e114 |
| — | Boardwalk LP | 200 | $3,700 | 0.0% | $18500.00 | — | COM | 096627104 |
| TISDZ | Treasure Island Trust | 15,000 | $3,690 | 0.0% | $246.00 | — | COM | 894626209 |
| — | DR Horton | 150 | $3,687 | 0.0% | $21653.33 | — | COM | 23331a109 |
| — | Doral Financial | 1,000 | $3,460 | 0.0% | $9700.00 | — | PREF STK | 25811p407 |
| — | Alcoa | 229 | $3,410 | 0.0% | $7820.00 | — | COM | 013817101 |
| — | Park Sterling | 164 | $1,081 | 0.0% | $6652.44 | — | COM | 70086y105 |