Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 12, 2017
Total Value: $173M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | Apple Inc. | 85,565 | $12.29M | 7.1% | $143.66 * | $19.41 | +56.8% | COM | 037833100 |
| — | Allergan Inc. | 41,138 | $9.829M | 5.7% | $238.93 | $263.93 | — | SHS | G0177J108 |
| JNJ | Johnson & Johnson | 68,142 | $8.487M | 4.9% | $124.55 * | $67.93 | +37.5% | COM | 478160104 |
| SLB | Schlumberger | 96,766 | $7.557M | 4.4% | $78.10 * | $64.32 | -1.5% | COM | 806857108 |
| MSFT | Microsoft | 110,464 | $7.275M | 4.2% | $65.86 * | $30.12 | +92.0% | COM | 594918104 |
| IBB | iShares Biotech Fund | 24,097 | $7.067M | 4.1% | $293.27 | $236.48 | — | NASDQ BIOTEC ETF | 464287556 |
| WFC | Wells Fargo & Co | 123,942 | $6.899M | 4.0% | $55.66 * | $37.42 | +18.6% | COM | 949746101 |
| ORCL | Oracle | 150,325 | $6.706M | 3.9% | $44.61 * | $32.32 | +12.9% | COM | 68389X105 |
| — | Oaktree Capital Group | 143,550 | $6.503M | 3.8% | $45.30 | $46.34 | — | UNIT CL A | 674001201 |
| GM | General Motors | 183,000 | $6.471M | 3.7% | $35.36 * | $25.56 | +21.1% | COM | 37045V100 |
| QCOM | Qualcomm Inc | 111,360 | $6.385M | 3.7% | $57.34 * | $42.63 | +6.8% | COM | 747525103 |
| CMCSA | Comcast | 163,662 | $6.152M | 3.6% | $37.59 * | $24.75 | +20.9% | CL A | 20030N101 |
| MET | Metlife | 115,007 | $6.075M | 3.5% | $52.82 * | $30.71 | +15.0% | COM | 59156R108 |
| — | General Electric | 197,581 | $5.888M | 3.4% | $29.80 | $26.85 | — | COM | 369604103 |
| KMI | Kinder Morgan Inc | 263,495 | $5.728M | 3.3% | $21.74 * | $13.10 | +4.0% | COM | 49456B101 |
| GOOG | Alphabet Inc Class C | 6,658 | $5.523M | 3.2% | $829.53 * | $35.61 | +14.3% | CAP STK CL C | 02079K107 |
| DVN | Devon Energy | 115,111 | $4.802M | 2.8% | $41.72 * | $22.64 | +37.1% | COM | 25179M103 |
| COF | Capital One | 52,575 | $4.556M | 2.6% | $86.66 * | $62.58 | +22.0% | COM | 14040H105 |
| DIS | Walt Disney | 32,928 | $3.734M | 2.2% | $113.40 * | $88.65 | +16.2% | COM DISNEY | 254687106 |
| HAL | Halliburton | 75,400 | $3.71M | 2.1% | $49.20 * | $40.42 | +11.7% | COM | 406216101 |
| AR | Antero Resources Corp | 153,625 | $3.504M | 2.0% | $22.81 * | $23.75 | +3.1% | COM | 03674X106 |
| TEVA | Teva Pharmaceutical | 108,680 | $3.488M | 2.0% | $32.09 | $35.27 | — | SPONSORED ADR | 881624209 |
| VTI | Vanguard Total Stock Mkt | 26,167 | $3.175M | 1.8% | $121.34 | $95.92 | — | TOTAL STK MKT | 922908769 |
| JPM | JP Morgan | 31,836 | $2.796M | 1.6% | $87.83 * | $39.79 | +75.1% | COM | 46625H100 |
| RRC | Range Resources | 92,850 | $2.702M | 1.6% | $29.10 * | $30.88 | 0.0% | COM | 75281A109 |
| BRK/B | Berkshire Hathaway B | 14,507 | $2.418M | 1.4% | $166.68 | $118.33 | +41.4% | CL B NEW | 084670702 |
| COST | Costco Wholesale | 10,740 | $1.801M | 1.0% | $167.69 * | $97.92 | +45.9% | COM | 22160K105 |
| XOM | Exxon | 20,845 | $1.709M | 1.0% | $81.99 * | $56.28 | -0.3% | COM | 30231G102 |
| CL | Colgate Palmolive Co. | 17,500 | $1.281M | 0.7% | $73.20 * | $50.75 | +12.1% | COM | 194162103 |
| FDX | FedEx Corp. | 6,423 | $1.253M | 0.7% | $195.08 * | $115.63 | +42.8% | COM | 31428X106 |
| VCSH | Vanguard ST Corporate Bond ETF | 15,517 | $1.237M | 0.7% | $79.72 | $79.95 | — | SHRT TRM CORP BD | 92206C409 |
| — | Eaton Vance Ltd Duration | 70,459 | $974K | 0.6% | $13.82 | $14.60 | — | COM | 27828H105 |
| KO | Coca Cola | 22,761 | $966K | 0.6% | $42.44 * | $27.51 | +14.6% | COM | 191216100 |
| HON | Honeywell International | 7,025 | $877K | 0.5% | $124.84 * | $61.16 | +50.3% | COM | 438516106 |
| VTEB | Vanguard Muni Bnd ETF | 11,000 | $557K | 0.3% | $50.64 | $50.64 | — | TAX EXEMPT BD | 922907746 |
| AMZN | Amazon.com | 613 | $543K | 0.3% | $885.81 * | $20.73 | +101.0% | COM | 023135106 |
| MMM | 3M Company | 2,565 | $491K | 0.3% | $191.42 * | $92.39 | +23.0% | COM | 88579Y101 |
| CVX | Chevron | 4,429 | $476K | 0.3% | $107.47 * | $71.68 | +7.1% | COM | 166764100 |
| GOOGL | Alphabet Inc Class A | 493 | $418K | 0.2% | $847.87 * | $36.78 | +13.5% | CAP STK CL A | 02079K305 |
| META | 2,639 | $375K | 0.2% | $142.10 * | $74.09 | +79.1% | CL A | 30303M102 | |
| GILD | Gilead Sciences | 5,350 | $363K | 0.2% | $67.85 * | $63.83 | -20.6% | COM | 375558103 |
| SBUX | Starbucks | 6,000 | $350K | 0.2% | $58.33 * | $36.07 | +29.7% | COM | 855244109 |
| CSCO | Cisco Systems | 10,243 | $346K | 0.2% | $33.78 * | $16.08 | +53.8% | COM | 17275R102 |
| — | Aqua America | 10,175 | $327K | 0.2% | $32.14 | $23.57 | — | COM | 03836W103 |
| T | AT&T Inc. | 7,735 | $321K | 0.2% | $41.50 * | $11.85 | +41.2% | COM | 00206R102 |
| — | Tortoise MLP CEF | 15,375 | $319K | 0.2% | $20.75 | $17.67 | — | COM | 89148B101 |
| CX | Cemex SA | 34,621 | $314K | 0.2% | $9.07 | $11.51 | — | SPON ADR NEW | 151290889 |
| VCIT | Vanguard Corp Bond ETF | 3,500 | $302K | 0.2% | $86.29 | $82.80 | — | INT-TERM CORP | 92206C870 |
| VOD | Vodafone Group PLC ADR | 11,190 | $296K | 0.2% | $26.45 | $25.56 | — | SPONSORED ADR | 92857W308 |
| EPD | Enterprise Product Partners LP | 10,450 | $289K | 0.2% | $27.66 | $25.63 | — | COM | 293792107 |
| — | Priceline.com | 152 | $271K | 0.2% | $1782.89 | $1190.63 | — | COM NEW | 741503403 |
| — | Blackrock Limited Duration | 16,100 | $251K | 0.1% | $15.59 | $14.57 | — | COM SHS | 09249W101 |
| V | Visa Inc Cl A | 2,602 | $231K | 0.1% | $88.78 * | $59.10 | +36.9% | COM CL A | 92826C839 |
| PFE | Pfizer | 6,374 | $218K | 0.1% | $34.20 * | $18.08 | +18.4% | COM | 717081103 |
| HRL | Hormel Foods Corp | 5,600 | $194K | 0.1% | $34.64 * | $25.61 | +11.3% | COM | 440452100 |
| VZ | Verizon Communications | 3,933 | $192K | 0.1% | $48.82 * | $28.21 | +11.4% | COM | 92343V104 |
| INTC | Intel | 5,250 | $189K | 0.1% | $36.00 * | $23.45 | +26.6% | COM | 458140100 |
| IBM | IBM | 940 | $164K | 0.1% | $174.47 * | $102.27 | +11.8% | COM | 459200101 |
| DSI | iShares KLD 400 Social Index | 1,684 | $146K | 0.1% | $86.70 | $72.96 | — | MSCI KLD400 SOC | 464288570 |
| TRV | Travelers Group Inc | 1,200 | $145K | 0.1% | $120.83 * | $76.12 | +29.9% | COM | 89417E109 |
| DE | Deere & Co | 1,300 | $142K | 0.1% | $109.23 * | $70.09 | +34.6% | COM | 244199105 |
| SCHZ | Schwab US Aggregate Bond | 2,560 | $133K | 0.1% | $51.95 | $51.95 | — | US AGGREGATE B | 808524839 |
| PEP | Pepsico | 1,168 | $131K | 0.1% | $112.16 * | $65.11 | +25.8% | COM | 713448108 |
| — | Celgene | 1,000 | $124K | 0.1% | $124.00 | $124.95 | — | COM | 151020104 |
| AXP | American Express Co. | 1,500 | $119K | 0.1% | $79.33 * | $69.30 | -0.2% | COM | 025816109 |
| LQD | iShares Investment Grade Bond ETF | 1,000 | $118K | 0.1% | $118.00 | $119.97 | — | IBOXX INV CP ETF | 464287242 |
| BDX | Becton Dickinson | 600 | $110K | 0.1% | $183.33 * | $86.50 | +76.4% | COM | 075887109 |
| MRK | Merck | 1,710 | $109K | 0.1% | $63.74 * | $39.89 | +15.5% | COM | 58933Y105 |
| BMY | Bristol-Myers | 2,005 | $109K | 0.1% | $54.36 * | $36.58 | +9.2% | COM | 110122108 |
| PG | Procter & Gamble | 1,182 | $106K | 0.1% | $89.68 * | $60.31 | +16.1% | COM | 742718109 |
| SCHG | Schwab US Large Cap | 1,371 | $83,000 | 0.0% | $60.54 | $55.56 | — | US LCAP GR ETF | 808524300 |
| — | Dow Chemical | 1,300 | $83,000 | 0.0% | $63.85 | $44.52 | — | COM | 260543103 |
| IWB | iShares Russell 1000 ETF | 627 | $82,000 | 0.0% | $130.78 | $102.56 | — | RUS 1000 ETF | 464287622 |
| — | Walgreens Boots Allianc | 950 | $79,000 | 0.0% | $83.16 | $76.25 | — | COM | 931427108 |
| BAC | Bank of America | 3,300 | $78,000 | 0.0% | $23.64 * | $13.46 | +44.0% | COM | 060505104 |
| FBIN | Fortune Brands Hm & Sec | 1,280 | $78,000 | 0.0% | $60.94 * | $33.00 | +30.2% | COM | 34964C106 |
| GLD | Streetracks Gold TRUST | 650 | $77,000 | 0.0% | $118.46 | $114.81 | — | GOLD SHS | 78463V107 |
| — | Monsanto | 660 | $75,000 | 0.0% | $113.64 | $103.26 | — | COM | 61166W101 |
| TFI | SPDR Nuveen Barclays Mun | 1,536 | $74,000 | 0.0% | $48.18 | $50.78 | — | NUVEEN BRC MUNIC | 78468R721 |
| PBI | Pitney Bowes, Inc | 5,600 | $73,000 | 0.0% | $13.04 * | $21.51 | -34.3% | COM | 724479100 |
| WMT | Wal-Mart | 1,000 | $72,000 | 0.0% | $72.00 * | $20.29 | -2.5% | COM | 931142103 |
| AFL | Aflac Inc. | 1,000 | $72,000 | 0.0% | $72.00 * | $24.61 | +17.1% | COM | 001055102 |
| IP | International Paper | 1,400 | $71,000 | 0.0% | $50.71 * | $32.66 | +4.6% | COM | 460146103 |
| — | Twenty-First Century Fox, Inc | 2,134 | $69,000 | 0.0% | $32.33 | $36.15 | — | CL A | 90130A101 |
| — | CBRE Real Estate Income Fund | 9,000 | $67,000 | 0.0% | $7.44 | $7.93 | — | COM | 12504G100 |
| — | Powershares - Nasdaq 100 ETF | 500 | $66,000 | 0.0% | $132.00 | $93.83 | — | UNIT SER 1 | 73935A104 |
| AMGN | Amgen | 400 | $66,000 | 0.0% | $165.00 * | $101.29 | +25.6% | COM | 031162100 |
| SCHV | Schwab US Large Cap | 1,303 | $65,000 | 0.0% | $49.88 | $47.88 | — | US LCAP VA ETF | 808524409 |
| SCHE | Schwab Emerging Markets Equity ETF | 2,611 | $63,000 | 0.0% | $24.13 | $21.32 | — | EMRG MKTEQ ETF | 808524706 |
| — | Nuveen Insured Calif Tax | 4,145 | $61,000 | 0.0% | $14.72 | $17.13 | — | COM | 670651108 |
| AVB | Avalonbay Communities | 329 | $60,000 | 0.0% | $182.37 * | $82.16 | +61.0% | COM | 053484101 |
| EMR | Emerson Electric | 1,000 | $60,000 | 0.0% | $60.00 * | $46.43 | +3.2% | COM | 291011104 |
| USB | U S Bancorp | 1,102 | $57,000 | 0.0% | $51.72 * | $25.38 | +50.0% | COM NEW | 902973304 |
| LMT | Lockheed Martin | 200 | $54,000 | 0.0% | $270.00 * | $137.24 | +50.7% | COM | 539830109 |
| UNP | Union Pacific | 488 | $52,000 | 0.0% | $106.56 * | $73.47 | +19.3% | COM | 907818108 |
| — | Mexico Equity & Incm Fd | 4,800 | $52,000 | 0.0% | $10.83 | $14.54 | — | COM | 592834105 |
| HD | Home Depot | 350 | $51,000 | 0.0% | $145.71 * | $70.46 | +62.3% | COM | 437076102 |
| — | Blackstone GSO Strategic Credit Fund | 3,200 | $51,000 | 0.0% | $15.94 | $13.40 | — | COM SHS BEN IN | 09257R101 |
| QCLN | First Tr Nasdaq Clean Energy | 3,000 | $50,000 | 0.0% | $16.67 | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| MCD | McDonald Corp. | 374 | $48,000 | 0.0% | $128.34 * | $79.64 | +27.7% | COM | 580135101 |
| EIX | Edison International | 600 | $48,000 | 0.0% | $80.00 * | $40.28 | +29.9% | COM | 281020107 |
| BAX | Baxter International Inc | 900 | $47,000 | 0.0% | $52.22 * | $29.26 | +44.9% | COM | 071813109 |
| CMG | Chipotle Mexican Grl | 100 | $45,000 | 0.0% | $450.00 * | $8.69 | -5.1% | COM | 169656105 |
| OMC | Omnicom Group Inc | 500 | $43,000 | 0.0% | $86.00 * | $46.21 | +35.2% | COM | 681919106 |
| NVS | Novartis A G Spon Adr | 569 | $42,000 | 0.0% | $73.81 | $88.25 | — | SPONSORED ADR | 66987V109 |
| RL | Polo Ralph Lauren | 500 | $41,000 | 0.0% | $82.00 * | $79.09 | -12.7% | CL A | 751212101 |
| AEP | American Electric Pwr Co Inc | 611 | $41,000 | 0.0% | $67.10 * | $38.58 | +22.8% | COM | 025537101 |
| GIS | General Mills Inc | 700 | $41,000 | 0.0% | $58.57 * | $32.89 | +35.7% | COM | 370334104 |
| — | California Resources Corp | 2,756 | $41,000 | 0.0% | $14.88 | $16.00 | — | COM NEW | 13057Q206 |
| CLX | Clorox | 300 | $40,000 | 0.0% | $133.33 * | $63.81 | +57.5% | COM | 189054109 |
| SO | Southern Company | 800 | $40,000 | 0.0% | $50.00 * | $29.49 | +15.8% | COM | 842587107 |
| ABBV | AbbVie Inc. | 617 | $40,000 | 0.0% | $64.83 * | $42.51 | +2.3% | COM | 00287Y109 |
| — | Portola Pharmaceuticals | 1,000 | $39,000 | 0.0% | $39.00 | $26.00 | — | COM | 737010108 |
| MA | Mastercard Inc | 350 | $39,000 | 0.0% | $111.43 * | $76.31 | +36.6% | CL A | 57636Q104 |
| PFG | Principal Financial Grp | 599 | $38,000 | 0.0% | $63.44 * | $34.51 | +26.3% | COM | 74251V102 |
| — | Powershs FTSI RAFI US 1000 | 360 | $37,000 | 0.0% | $102.78 | $100.84 | — | FTSE RAFI 1000 | 73935X583 |
| HIW | Highwood Properties Inc | 750 | $37,000 | 0.0% | $49.33 | $36.00 | — | COM | 431284108 |
| LUV | Southwest Airlines Co | 675 | $36,000 | 0.0% | $53.33 * | $33.13 | +45.7% | COM | 844741108 |
| — | Wells Fargo Bk 7.5 PFD Ser LNV | 29 | $36,000 | 0.0% | $1241.38 | $1185.19 | — | PERP PFD CNV A | 949746804 |
| SCHM | Schwab U.S. Mid Cap ETF | 702 | $33,000 | 0.0% | $47.01 | $44.65 | — | US MID-CAP ETF | 808524508 |
| SCHA | Schwab US Small Cap Etf | 501 | $32,000 | 0.0% | $63.87 | $61.81 | — | US SML CAP ETF | 808524607 |
| IHI | iShares Medical Devices | 200 | $30,000 | 0.0% | $150.00 | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| — | Yahoo | 650 | $30,000 | 0.0% | $46.15 | $39.24 | — | COM | 984332106 |
| PYPL | Paypal Holdings Inco | 666 | $29,000 | 0.0% | $43.54 * | $35.85 | +16.4% | COM | 70450Y103 |
| VMBS | Vanguard Mortgage Backed Sec ETF | 523 | $27,000 | 0.0% | $51.63 | $51.23 | — | MORTG-BACK SEC | 92206C771 |
| HP | Helmerich & Payne | 400 | $27,000 | 0.0% | $67.50 * | $52.86 | +34.7% | COM | 423452101 |
| KHC | Kraft Heinz Company | 280 | $25,000 | 0.0% | $89.29 * | $58.03 | +3.3% | COM | 500754106 |
| PANW | Palo Alto Networks Inc | 200 | $23,000 | 0.0% | $115.00 * | $22.39 | -0.1% | COM | 697435105 |
| — | Express Scripts | 346 | $23,000 | 0.0% | $66.47 | $86.71 | — | COM | 30219G108 |
| TSLA | Tesla Motors Inc | 78 | $22,000 | 0.0% | $282.05 * | $13.38 | +26.4% | COM | 88160R101 |
| — | S&P Oil & Gas E&P SPDR ETF | 550 | $21,000 | 0.0% | $38.18 | $34.55 | — | S&P OILGAS EXP | 78464A730 |
| ROST | Ross Stores Inc | 300 | $20,000 | 0.0% | $66.67 * | $41.56 | +47.2% | COM | 778296103 |
| — | Lendingclub Corp | 3,700 | $20,000 | 0.0% | $5.41 | $12.18 | — | COM | 52603A109 |
| BABA | Alibaba Group Hldg Adr | 175 | $19,000 | 0.0% | $108.57 | $77.87 | — | SPONSORED ADS | 01609W102 |
| — | Amerigas Partners LP | 400 | $19,000 | 0.0% | $47.50 | $45.00 | — | UNIT L P INT | 030975106 |
| VO | Vanguard Mid Cap Etf | 136 | $19,000 | 0.0% | $139.71 | $132.35 | — | MID CAP ETF | 922908629 |
| BA | Boeing | 100 | $18,000 | 0.0% | $180.00 * | $110.65 | +43.5% | COM | 097023105 |
| F | Ford Motor | 1,546 | $18,000 | 0.0% | $11.64 * | $8.64 | -9.9% | COM PAR $0.01 | 345370860 |
| PMT | PennyMac | 1,000 | $18,000 | 0.0% | $18.00 | $15.00 | — | COM | 70931T103 |
| EMN | Eastman Chemical Co. | 200 | $16,000 | 0.0% | $80.00 * | $55.62 | +5.2% | COM | 277432100 |
| TBT | Ultrashort 20 Year Lehman Bond | 400 | $16,000 | 0.0% | $40.00 | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| KMB | Kimberly-Clark | 120 | $16,000 | 0.0% | $133.33 * | $93.50 | -1.0% | COM | 494368103 |
| — | Intra-Cellular Therapies | 1,000 | $16,000 | 0.0% | $16.00 | $18.00 | — | COM | 46116X101 |
| ABT | Abbott Laboratories | 334 | $15,000 | 0.0% | $44.91 * | $33.65 | +9.8% | COM | 002824100 |
| DEO | Diageo Plc New Adr | 133 | $15,000 | 0.0% | $112.78 | $118.00 | — | SPON ADR New | 25243Q205 |
| SCHW | Charles Schwab Corp | 342 | $14,000 | 0.0% | $40.94 * | $27.89 | +32.0% | COM | 808513105 |
| — | Enbridge Energy Ptnrs LP | 735 | $14,000 | 0.0% | $19.05 | $29.93 | — | COM | 29250R106 |
| NYT | New York Times Class A | 1,000 | $14,000 | 0.0% | $14.00 * | $12.09 | +9.3% | CL A | 650111107 |
| NEM | Newmont Mining Corp. | 405 | $13,000 | 0.0% | $32.10 * | $32.59 | -15.5% | COM | 651639106 |
| SPIB | Spdr Blmbrg Brcly | 394 | $13,000 | 0.0% | $32.99 | $32.99 | — | BLOMBRG BRC INTR | 78464A375 |
| — | Glaxosmithkline Plc Adrf | 283 | $12,000 | 0.0% | $42.40 | $47.26 | — | SPONSORED adr | 37733W105 |
| — | DNP Select Utilities Income | 1,000 | $11,000 | 0.0% | $11.00 | $10.45 | — | COM | 23325P104 |
| — | Oneok Partners LP | 200 | $11,000 | 0.0% | $55.00 | $40.00 | — | UNIT LTD PARTN | 68268N103 |
| ARCC | Ares Capital Corp | 500 | $9,000 | 0.0% | $18.00 * | $5.37 | +38.6% | COM | 04010L103 |
| — | Pandora Media | 750 | $9,000 | 0.0% | $12.00 | $26.67 | — | COM | 698354107 |
| NVCR | Novocure Limited | 1,000 | $8,000 | 0.0% | $8.00 * | $13.12 | -45.0% | ORD SHS | G6674U108 |
| WY | Weyerhaeuser Co. | 246 | $8,000 | 0.0% | $32.52 * | $21.50 | +7.1% | COM | 962166104 |
| BOX | Box Inc | 500 | $8,000 | 0.0% | $16.00 * | $16.91 | 0.0% | CL A | 10316T104 |
| — | Titan Pharmaceutical | 2,546 | $8,000 | 0.0% | $3.14 | $4.32 | — | COM NEW | 888314309 |
| UDR | UDR, Inc | 216 | $8,000 | 0.0% | $37.04 * | $20.28 | +28.3% | COM | 902653104 |
| CORT | Corcept Therapeutics Inc | 700 | $8,000 | 0.0% | $11.43 * | $2.02 | +334.5% | COM | 218352102 |
| BF/A | Brown Forman Cl A Vtg | 160 | $8,000 | 0.0% | $50.00 * | $27.17 | -11.4% | CL A | 115637100 |
| XBI | SPDR S&P Biotech ETF | 105 | $7,000 | 0.0% | $66.67 | $104.02 | — | S&P BIOTECH | 78464A870 |
| KIM | Kimco Realty | 300 | $7,000 | 0.0% | $23.33 * | $11.63 | +32.0% | COM | 49446R109 |
| — | Inovio Pharma | 1,000 | $7,000 | 0.0% | $7.00 | $9.00 | — | COM NEW | 45773H201 |
| EFA | iShares MSCI EAFE ETF | 116 | $7,000 | 0.0% | $60.34 | $60.34 | — | MSCI EAFE ETF | 464287465 |
| RWT | Redwood Trust | 448 | $7,000 | 0.0% | $15.63 | $20.09 | — | COM | 758075402 |
| — | Barrick Gold Corp | 300 | $6,000 | 0.0% | $20.00 | $10.74 | — | COM | 067901108 |
| NKE | Nike | 100 | $6,000 | 0.0% | $60.00 * | $53.15 | -7.3% | CL B | 654106103 |
| — | Durect Corp | 6,000 | $6,000 | 0.0% | $1.00 | $1.50 | — | COM | 266605104 |
| — | Core Laboratories | 50 | $6,000 | 0.0% | $120.00 | $120.00 | — | COM | N22717107 |
| — | Twitter Inc | 400 | $6,000 | 0.0% | $15.00 | $53.01 | — | COM | 90184L102 |
| MGK | Vanguard Meg Cap Grth | 60 | $6,000 | 0.0% | $100.00 | $91.67 | — | MEGA GRWTH IND | 921910816 |
| — | Fitbit Inc | 1,000 | $6,000 | 0.0% | $6.00 | $15.15 | — | CL A | 33812L102 |
| — | Invesco California Value | 500 | $6,000 | 0.0% | $12.00 | $12.00 | — | COM | 46132H106 |
| — | Apache Corp | 100 | $5,000 | 0.0% | $50.00 | $86.00 | — | COM | 037411105 |
| — | Conformis Inc | 1,000 | $5,000 | 0.0% | $5.00 | $7.00 | — | COM | 20717E101 |
| VUG | Vanguard Growth ETF | 41 | $5,000 | 0.0% | $121.95 | $121.95 | — | GROWTH ETF | 922908736 |
| VTV | Vanguard Value ETF | 49 | $5,000 | 0.0% | $102.04 | $102.04 | — | VALUE ETF | 922908744 |
| FNDX | Schwab Fundamental US | 151 | $5,000 | 0.0% | $33.11 | $33.11 | — | SCHWAB FDT US LG | 808524771 |
| BKD | Brookdale Senior Liv | 300 | $4,000 | 0.0% | $13.33 * | $14.04 | +0.6% | COM | 112463104 |
| BND | Vanguard Total Bond Market ETF | 45 | $4,000 | 0.0% | $88.89 | $88.89 | — | TOTAL BND MRKT | 921937835 |
| — | General Motors Cl B 19wt | 198 | $4,000 | 0.0% | $20.20 | — | — | Call | 37045V126 |
| IONS | Ionis Pharmaceutical | 90 | $4,000 | 0.0% | $44.44 | $53.96 | -16.8% | COM | 462222100 |
| — | Nuveen Nasdaq 100 | 210 | $4,000 | 0.0% | $19.05 | $19.05 | — | COM SHS | 670699107 |
| — | Nuveen Multi Strategy | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | COM | 67073B106 |
| — | Powershares Senior Loan | 138 | $3,000 | 0.0% | $21.74 | $21.74 | — | SENIOR LN PORT | 73936Q769 |
| YUM | YUM Brands | 40 | $3,000 | 0.0% | $75.00 * | $43.30 | +28.3% | COM | 988498101 |
| — | Nuveen CA Dur Adv Muni | 200 | $3,000 | 0.0% | $15.00 | $15.00 | — | COM | 67066Y105 |
| BWX | Spdr Blmbrg Brcly Intl | 97 | $3,000 | 0.0% | $30.93 | $30.93 | — | BLOMBERG INTL TR | 78464A516 |
| SCHB | Schwab US Brd Mkt Etf | 57 | $3,000 | 0.0% | $52.63 | $52.63 | — | US BRD MKT ETF | 808524102 |
| FNDF | Schwab Fundamental Inl | 96 | $3,000 | 0.0% | $31.25 | $31.25 | — | SCHWB FDT INT LG | 808524755 |
| IEF | Ishares 7-10 Year Treasury Bond | 29 | $3,000 | 0.0% | $103.45 | $103.45 | — | 7-10YR TR BD ETF | 464287440 |
| LEN | Lennar Corp Cl A | 64 | $3,000 | 0.0% | $46.88 * | $30.45 | +36.0% | CL A | 526057104 |
| — | FireEye Inc | 250 | $3,000 | 0.0% | $12.00 | $44.04 | — | COM | 31816Q101 |
| — | Nuveen Real Est Inc Fd | 150 | $2,000 | 0.0% | $13.33 | $13.33 | — | COM | 67071B108 |
| ETSY | Etsy Inc | 150 | $2,000 | 0.0% | $13.33 * | $19.22 | -39.0% | COM | 29786A106 |
| C | Citigroup | 13 | $1,000 | 0.0% | $76.92 * | $36.44 | +22.6% | COM NEW | 172967424 |
| IEMG | Ishares Core Msci | 31 | $1,000 | 0.0% | $32.26 | $32.26 | — | CORE MSCI EMKT | 46434G103 |
| — | Frontier Communications | 400 | $1,000 | 0.0% | $2.50 | $5.95 | — | COM | 35906A108 |
| YUMC | Yum China Holdings Inc | 40 | $1,000 | 0.0% | $25.00 * | $26.68 | +0.2% | COM | 98850P109 |
| ASIX | Advansix Inc | 27 | $1,000 | 0.0% | $37.04 * | $16.41 | +44.2% | COM | 00773T101 |
| — | Apricus Biosciences Inc | 3 | $0 | 0.0% | $0.00 | — | — | COM NEW | 03832V307 |
| UAA | Under Armour Inc Cl A | 2 | $0 | 0.0% | $0.00 | $23.30 | 0.0% | CL A | 904311107 |
| RACE | Ferrari N V | 2 | $0 | 0.0% | $0.00 | $42.47 | +53.0% | COM | N3167Y103 |
| — | DDR Corp. | 15 | $0 | 0.0% | $0.00 | — | — | COM | 23317H102 |
| — | Seadrill Ltd | 100 | $0 | 0.0% | $0.00 | $12.50 | — | SHS | G7945E105 |