Location: New York, NY
CIK: 0000712050 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Jan 15, 2019
Total Value: $358M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IEI | ISHARES TR | 578,179 | $70.19M | 19.6% | $121.40 | $119.42 | +1.7% | 3 7 YR TREAS BD | 464288661 |
| STIP | ISHARES TR | 418,633 | $41.03M | 11.5% | $98.02 | $99.79 | -1.8% | 0-5 YR TIPS ETF | 46429B747 |
| EMLP | FIRST TR EXCHANGE TRADED FD | 1,104,141 | $23.68M | 6.6% | $21.45 | $23.00 | -6.7% | NO AMER ENERGY | 33738D101 |
| FQAL | FIDELITY | 685,646 | $20.51M | 5.7% | $29.91 | $33.97 | -11.9% | QLTY FCTOR ETF | 316092790 |
| FVAL | FIDELITY | 572,284 | $17M | 4.7% | $29.71 | $32.54 | -8.7% | VLU FACTOR ETF | 316092782 |
| SCHO | SCHWAB STRATEGIC TR | 258,693 | $12.91M | 3.6% | $49.91 * | $24.82 | +0.6% | SHT TM US TRES | 808524862 |
| MINT | PIMCO ETF TR | 116,178 | $11.73M | 3.3% | $100.95 | $101.41 | -0.5% | ENHAN SHRT MA AC | 72201R833 |
| ACWI | ISHARES TR | 127,671 | $8.191M | 2.3% | $64.16 | $68.66 | -6.6% | MSCI ACWI ETF | 464288257 |
| SLYV | SPDR SERIES TRUST | 114,996 | $6.189M | 1.7% | $53.82 | $60.69 | -11.3% | S&P 600 SMCP VAL | 78464A300 |
| XHB | SPDR SERIES TRUST | 184,613 | $6.004M | 1.7% | $32.52 | $40.45 | -19.6% | S&P HOMEBUILD | 78464A888 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 167,198 | $5.442M | 1.5% | $32.55 | $42.37 | -23.2% | ROBO GLB ETF | 301505707 |
| SCHV | SCHWAB STRATEGIC TR | 109,689 | $5.407M | 1.5% | $49.29 * | $17.74 | -7.4% | US LCAP VA ETF | 808524409 |
| MSFT | MICROSOFT CORP | 50,168 | $5.096M | 1.4% | $101.58 * | $35.15 | +170.3% | COM | 594918104 |
| OLP | ONE LIBERTY PPTYS INC | 199,853 | $4.84M | 1.4% | $24.22 | $25.12 | — | COM | 682406103 |
| PEP | PEPSICO INC | 40,852 | $4.513M | 1.3% | $110.47 * | $67.17 | +33.0% | COM | 713448108 |
| — | JPMORGAN CHASE & CO | 43,977 | $4.293M | 1.2% | $97.62 | $70.01 | — | CALL | 46625H900 |
| SPSB | SPDR SERIES TRUST | 124,575 | $3.755M | 1.0% | $30.14 | $30.18 | -0.1% | PORTFOLIO SHORT | 78464A474 |
| BOTZ | GLOBAL X FDS | 215,266 | $3.604M | 1.0% | $16.74 | $19.41 | -13.8% | RBTCS ARTFL INTE | 37954Y715 |
| PFE | PFIZER INC | 74,522 | $3.253M | 0.9% | $43.65 * | $21.01 | +43.1% | COM | 717081103 |
| VZ | VERIZON COMMUNICATIONS INC | 50,334 | $2.83M | 0.8% | $56.22 * | $29.54 | +29.7% | COM | 92343V104 |
| VHT | VANGUARD WORLD FDS | 16,926 | $2.718M | 0.8% | $160.58 | $161.91 | -0.8% | HEALTH CAR ETF | 92204A504 |
| XOM | EXXON MOBIL CORP | 36,427 | $2.484M | 0.7% | $68.19 * | $56.00 | -12.0% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 18,621 | $2.403M | 0.7% | $129.05 * | $67.57 | +56.9% | COM | 478160104 |
| BMY | BRISTOL MYERS SQUIBB CO | 45,225 | $2.351M | 0.7% | $51.98 * | $35.94 | +10.4% | COM | 110122108 |
| AAXJ | ISHARES TR | 33,822 | $2.149M | 0.6% | $63.54 | $64.89 | -2.1% | MSCI AC ASIA ETF | 464288182 |
| XLI | SELECT SECTOR SPDR TR | 33,104 | $2.132M | 0.6% | $64.40 | $72.04 | -10.6% | SBI INT-INDS | 81369Y704 |
| EEMV | ISHARES INC | 34,661 | $1.937M | 0.5% | $55.88 | $56.74 | -1.5% | MIN VOL EMRG MKT | 464286533 |
| INTC | INTEL CORP | 41,080 | $1.928M | 0.5% | $46.93 * | $25.92 | +55.8% | COM | 458140100 |
| SCHB | SCHWAB STRATEGIC TR | 32,021 | $1.919M | 0.5% | $59.93 * | $10.91 | -8.5% | US BRD MKT ETF | 808524102 |
| IHI | ISHARES TR | 9,578 | $1.914M | 0.5% | $199.83 * | $31.24 | +6.6% | U.S. MED DVC ETF | 464288810 |
| XBI | SPDR SERIES TRUST | 25,410 | $1.823M | 0.5% | $71.74 | $82.24 | -12.8% | S&P BIOTECH | 78464A870 |
| SPGI | S&P GLOBAL INC | 10,651 | $1.81M | 0.5% | $169.94 * | $108.06 | +48.1% | COM | 78409V104 |
| MRK | MERCK & CO INC | 23,302 | $1.781M | 0.5% | $76.43 * | $42.11 | +39.4% | COM | 58933Y105 |
| CSCO | CISCO SYS INC | 40,736 | $1.765M | 0.5% | $43.33 * | $20.86 | +67.6% | COM | 17275R102 |
| RWO | SPDR INDEX SHS FDS | 36,464 | $1.614M | 0.5% | $44.26 | $46.30 | -4.4% | DJ GLB RL ES ETF | 78463X749 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,889 | $1.579M | 0.4% | $113.69 * | $101.81 | -21.3% | COM | 459200101 |
| DIS | DISNEY WALT CO | 13,717 | $1.504M | 0.4% | $109.64 * | $90.56 | +16.9% | COM DISNEY | 254687106 |
| XLF | SELECT SECTOR SPDR TR | 62,733 | $1.494M | 0.4% | $23.82 | $23.73 | +0.4% | SBI INT-FINL | 81369Y605 |
| LMT | LOCKHEED MARTIN CORP | 5,650 | $1.479M | 0.4% | $261.77 * | $216.38 | +0.2% | COM | 539830109 |
| UHT | UNIVERSAL HEALTH RLTY INCM T | 23,486 | $1.441M | 0.4% | $61.36 | $65.57 | — | SH BEN INT | 91359E105 |
| MMM | 3M CO | 6,824 | $1.3M | 0.4% | $190.50 * | $103.30 | +19.6% | COM | 88579Y101 |
| — | ROYAL DUTCH SHELL PLC | 21,525 | $1.29M | 0.4% | $59.93 | $67.10 | — | SPON ADR B | 780259107 |
| T | AT&T INC | 45,031 | $1.285M | 0.4% | $28.54 * | $13.50 | -3.6% | COM | 00206R102 |
| AMT | AMERICAN TOWER CORP NEW | 7,904 | $1.25M | 0.3% | $158.15 * | $93.28 | +41.2% | COM | 03027X100 |
| — | RAYTHEON CO | 8,134 | $1.247M | 0.3% | $153.31 | $189.47 | — | COM NEW | 755111507 |
| ABBV | ABBVIE INC | 13,226 | $1.219M | 0.3% | $92.17 * | $44.64 | +52.4% | COM | 00287Y109 |
| BABA | ALIBABA GROUP HLDG LTD | 8,164 | $1.119M | 0.3% | $137.07 | $78.26 | +75.2% | SPONSORED ADS | 01609W102 |
| SCHE | SCHWAB STRATEGIC TR | 46,061 | $1.084M | 0.3% | $23.53 | $26.22 | -10.3% | EMRG MKTEQ ETF | 808524706 |
| IEMG | ISHARES INC | 22,655 | $1.068M | 0.3% | $47.14 | $48.35 | -2.5% | CORE MSCI EMKT | 46434G103 |
| META | FACEBOOK INC | 8,108 | $1.063M | 0.3% | $131.11 | $132.71 | -1.9% | CL A | 30303M102 |
| XLK | SELECT SECTOR SPDR TR | 16,817 | $1.042M | 0.3% | $61.96 * | $34.20 | -9.4% | TECHNOLOGY | 81369Y803 |
| LLY | LILLY ELI & CO | 9,003 | $1.042M | 0.3% | $115.74 * | $64.71 | +62.7% | COM | 532457108 |
| MCD | MCDONALDS CORP | 5,701 | $1.012M | 0.3% | $177.51 * | $70.39 | +114.4% | COM | 580135101 |
| CB | CHUBB LIMITED | 7,621 | $984K | 0.3% | $129.12 * | $108.37 | +6.2% | COM | H1467J104 |
| WMT | WALMART INC | 10,203 | $950K | 0.3% | $93.11 * | $20.17 | +38.7% | COM | 931142103 |
| C | CITIGROUP INC | 18,199 | $947K | 0.3% | $52.04 * | $37.74 | +7.8% | COM NEW | 172967424 |
| KO | COCA COLA CO | 19,889 | $942K | 0.3% | $47.36 * | $27.47 | +39.0% | COM | 191216100 |
| FNDF | SCHWAB STRATEGIC TR | 36,518 | $921K | 0.3% | $25.22 | $27.42 | -8.0% | SCHWB FDT INT LG | 808524755 |
| YUM | YUM BRANDS INC | 9,822 | $903K | 0.3% | $91.94 * | $42.92 | +88.3% | COM | 988498101 |
| GOOG | ALPHABET INC | 864 | $895K | 0.2% | $1035.88 * | $54.79 | -6.2% | CAP STK CL C | 02079K107 |
| SCHM | SCHWAB STRATEGIC TR | 18,671 | $895K | 0.2% | $47.94 * | $17.61 | -9.3% | US MID-CAP ETF | 808524508 |
| CVS | CVS HEALTH CORP | 12,967 | $850K | 0.2% | $65.55 * | $51.69 | +1.0% | COM | 126650100 |
| XLB | SELECT SECTOR SPDR TR | 16,363 | $827K | 0.2% | $50.54 * | $26.67 | -5.3% | SBI MATERIALS | 81369Y100 |
| MDT | MEDTRONIC PLC | 8,883 | $808K | 0.2% | $90.96 * | $67.32 | +12.1% | SHS | G5960L103 |
| USB | US BANCORP DEL | 16,806 | $768K | 0.2% | $45.70 * | $26.88 | +27.4% | COM NEW | 902973304 |
| KRE | SPDR SERIES TRUST | 16,317 | $763K | 0.2% | $46.76 | $57.56 | -18.7% | S&P REGL BKG | 78464A698 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 20,625 | $761K | 0.2% | $36.90 | $33.81 | +9.2% | SPONSORED ADR | 874039100 |
| — | LAM RESEARCH CORP | 5,564 | $758K | 0.2% | $136.23 | $160.64 | — | COM | 512807108 |
| V | VISA INC | 5,605 | $740K | 0.2% | $132.02 * | $75.28 | +66.9% | COM CL A | 92826C839 |
| MDYG | SPDR SERIES TRUST | 15,699 | $720K | 0.2% | $45.86 | $50.28 | -8.8% | S&P 400 MDCP GRW | 78464A821 |
| BF/B | BROWN FORMAN CORP | 14,905 | $709K | 0.2% | $47.57 * | $35.78 | +18.1% | CL B | 115637209 |
| — | VMWARE INC | 5,145 | $706K | 0.2% | $137.22 | $87.51 | — | CL A COM | 928563402 |
| PSX | PHILLIPS 66 | 8,068 | $695K | 0.2% | $86.14 * | $73.27 | -11.4% | COM | 718546104 |
| QUAL | ISHARES TR | 8,868 | $681K | 0.2% | $76.79 | $83.71 | -8.3% | USA QUALITY FCTR | 46432F339 |
| SPY | SPDR S&P 500 ETF TR | 2,670 | $667K | 0.2% | $249.81 | $222.18 | +12.5% | TR UNIT | 78462F103 |
| UNH | UNITEDHEALTH GROUP INC | 2,609 | $650K | 0.2% | $249.14 * | $81.27 | +173.3% | COM | 91324P102 |
| CSX | CSX CORP | 10,427 | $648K | 0.2% | $62.15 * | $7.52 | +150.7% | COM | 126408103 |
| PCY | INVESCO EXCHNG TRADED FD TR | 24,356 | $643K | 0.2% | $26.40 | $26.28 | +0.5% | EMRNG MKT SVRG | 46138E784 |
| — | APTIV PLC | 10,302 | $634K | 0.2% | $61.54 | $84.83 | — | SHS | G6095L109 |
| SCHF | SCHWAB STRATEGIC TR | 22,250 | $631K | 0.2% | $28.36 * | $17.22 | -17.7% | INTL EQTY ETF | 808524805 |
| UNP | UNION PAC CORP | 4,524 | $625K | 0.2% | $138.15 * | $87.90 | +34.7% | COM | 907818108 |
| VLUE | ISHARES TR | 8,443 | $613K | 0.2% | $72.60 | $83.97 | -13.6% | EDGE MSCI USA VL | 46432F388 |
| EQIX | EQUINIX INC | 1,740 | $613K | 0.2% | $352.30 * | $378.61 | -18.3% | COM PAR $0.001 | 29444U700 |
| CVX | CHEVRON CORP NEW | 5,578 | $607K | 0.2% | $108.82 * | $74.04 | +8.0% | COM | 166764100 |
| WFC | WELLS FARGO CO NEW | 13,102 | $604K | 0.2% | $46.10 * | $31.38 | +20.9% | COM | 949746101 |
| — | ELLSWORTH GRWTH AND INCOME L | 67,313 | $578K | 0.2% | $8.59 | $7.88 | — | COM | 289074106 |
| CAT | CATERPILLAR INC DEL | 4,350 | $553K | 0.2% | $127.13 * | $120.51 | -9.5% | COM | 149123101 |
| — | TOTAL S A | 10,557 | $551K | 0.2% | $52.19 | $57.73 | — | SPONSORED ADR | 89151E109 |
| — | DOWDUPONT INC | 10,137 | $542K | 0.2% | $53.47 | $69.41 | — | COM | 26078J100 |
| ASML | ASML HOLDING N V | 3,389 | $527K | 0.1% | $155.50 | $185.33 | -16.0% | N Y REGISTRY SHS | N07059210 |
| PG | PROCTER AND GAMBLE CO | 5,637 | $518K | 0.1% | $91.89 * | $67.36 | +14.3% | COM | 742718109 |
| IWM | ISHARES TR | 3,839 | $514K | 0.1% | $133.89 | $147.78 | -9.4% | RUSSELL 2000 ETF | 464287655 |
| — | CERNER CORP | 9,736 | $511K | 0.1% | $52.49 | $59.61 | — | COM | 156782104 |
| DHI | D R HORTON INC | 14,647 | $508K | 0.1% | $34.68 * | $41.66 | -22.8% | COM | 23331A109 |
| MPC | MARATHON PETE CORP | 8,012 | $473K | 0.1% | $59.04 * | $54.25 | -13.1% | COM | 56585A102 |
| SCHG | SCHWAB STRATEGIC TR | 6,715 | $463K | 0.1% | $68.95 * | $9.31 | -7.5% | US LCAP GR ETF | 808524300 |
| — | INVESTORS BANCORP INC NEW | 43,544 | $453K | 0.1% | $10.40 | $13.64 | — | COM | 46146L101 |
| NVDA | NVIDIA CORP | 3,259 | $435K | 0.1% | $133.48 * | $3.42 | -3.3% | COM | 67066G104 |
| CME | CME GROUP INC | 2,200 | $414K | 0.1% | $188.18 * | $73.18 | +100.4% | COM CL A | 12572Q105 |
| ITB | ISHARES TR | 13,730 | $412K | 0.1% | $30.01 | $37.93 | -20.8% | US HOME CONS ETF | 464288752 |
| — | MOMO INC | 16,980 | $403K | 0.1% | $23.73 | $23.73 | — | ADR | 60879B107 |
| IQV | IQVIA HLDGS INC | 3,422 | $398K | 0.1% | $116.31 | $121.14 | -4.1% | COM | 46266C105 |
| URI | UNITED RENTALS INC | 3,813 | $391K | 0.1% | $102.54 * | $157.46 | -36.9% | COM | 911363109 |
| — | NUVEEN MTG OPPORTUNITY TERM | 17,034 | $381K | 0.1% | $22.37 | $23.21 | — | COM | 670735109 |
| ORCL | ORACLE CORP | 8,032 | $363K | 0.1% | $45.19 * | $37.13 | +9.6% | COM | 68389X105 |
| SCHH | SCHWAB STRATEGIC TR | 9,266 | $357K | 0.1% | $38.53 * | $19.27 | -0.1% | US REIT ETF | 808524847 |
| GS | GOLDMAN SACHS GROUP INC | 2,113 | $353K | 0.1% | $167.06 * | $195.94 | -27.6% | COM | 38141G104 |
| AGG | ISHARES TR | 3,284 | $350K | 0.1% | $106.58 | $107.36 | -0.8% | CORE US AGGBD ET | 464287226 |
| UE | URBAN EDGE PPTYS | 20,598 | $342K | 0.1% | $16.60 | $29.86 | — | COM | 91704F104 |
| — | CELGENE CORP | 5,234 | $335K | 0.1% | $64.00 | $102.28 | — | COM | 151020104 |
| YUMC | YUM CHINA HLDGS INC | 9,822 | $329K | 0.1% | $33.50 | $27.00 | +24.2% | COM | 98850P109 |
| ED | CONSOLIDATED EDISON INC | 4,143 | $317K | 0.1% | $76.51 * | $53.77 | +10.5% | COM | 209115104 |
| TBF | PROSHARES TR | 13,825 | $310K | 0.1% | $22.42 | $20.92 | +7.0% | SHRT 20+YR TRE | 74347X849 |
| HPQ | HP INC | 14,733 | $301K | 0.1% | $20.43 * | $17.35 | -7.2% | COM | 40434L105 |
| XLY | SELECT SECTOR SPDR TR | 3,018 | $299K | 0.1% | $99.07 * | $44.93 | +10.2% | SBI CONS DISCR | 81369Y407 |
| IEZ | ISHARES TR | 14,541 | $297K | 0.1% | $20.43 | $35.49 | -42.5% | US OIL EQ&SV ETF | 464288844 |
| XLU | SELECT SECTOR SPDR TR | 5,561 | $294K | 0.1% | $52.87 * | $25.14 | +5.2% | SBI INT-UTILS | 81369Y886 |
| PM | PHILIP MORRIS INTL INC | 4,385 | $293K | 0.1% | $66.82 * | $59.88 | -22.5% | COM | 718172109 |
| — | CENTRIC BRANDS INC | 85,506 | $293K | 0.1% | $3.43 | $3.43 | — | COM | 15644G104 |
| TDOC | TELADOC HEALTH INC | 5,812 | $288K | 0.1% | $49.55 | $61.19 | -19.0% | COM | 87918A105 |
| SCHC | SCHWAB STRATEGIC TR | 9,816 | $286K | 0.1% | $29.14 | $33.24 | -12.4% | INTL SCEQT ETF | 808524888 |
| BF/A | BROWN FORMAN CORP | 6,000 | $285K | 0.1% | $47.50 * | $24.01 | +74.9% | CL A | 115637100 |
| TRV | TRAVELERS COMPANIES INC | 2,334 | $279K | 0.1% | $119.54 * | $102.01 | +1.0% | COM | 89417E109 |
| SO | SOUTHERN CO | 6,334 | $278K | 0.1% | $43.89 * | $34.60 | -3.7% | COM | 842587107 |
| — | NEW RELIC INC | 3,411 | $276K | 0.1% | $80.91 | $80.91 | — | COM | 64829B100 |
| ECL | ECOLAB INC | 1,800 | $265K | 0.1% | $147.22 * | $108.98 | +25.6% | COM | 278865100 |
| IJH | ISHARES TR | 1,574 | $261K | 0.1% | $165.82 * | $36.49 | -9.0% | CORE S&P MCP ETF | 464287507 |
| — | GENERAL ELECTRIC CO | 34,157 | $259K | 0.1% | $7.58 | $26.83 | — | COM | 369604103 |
| SBUX | STARBUCKS CORP | 3,887 | $250K | 0.1% | $64.32 * | $45.22 | +22.4% | COM | 855244109 |
| — | UNITED TECHNOLOGIES CORP | 2,293 | $244K | 0.1% | $106.41 | $113.81 | — | COM | 913017109 |
| MTB | M & T BK CORP | 1,700 | $243K | 0.1% | $142.94 * | $104.02 | +10.3% | COM | 55261F104 |
| TM | TOYOTA MOTOR CORP | 2,013 | $234K | 0.1% | $116.24 | $102.72 | +13.0% | SP ADR REP2COM | 892331307 |
| — | HSBC HLDGS PLC | 9,000 | $232K | 0.1% | $25.78 | $25.78 | — | ADR A 1/40PF A | 404280604 |
| — | GENERAL MTRS CO | 6,760 | $226K | 0.1% | $33.43 | $38.17 | — | CALL | 37045V900 |
| IVW | ISHARES TR | 1,500 | $226K | 0.1% | $150.67 * | $37.36 | +0.8% | S&P 500 GRWT ETF | 464287309 |
| XLV | SELECT SECTOR SPDR TR | 2,596 | $225K | 0.1% | $86.67 | $73.07 | +18.4% | SBI HEALTHCARE | 81369Y209 |
| SPG | SIMON PPTY GROUP INC NEW | 1,304 | $219K | 0.1% | $167.94 * | $105.20 | +8.6% | COM | 828806109 |
| NKE | NIKE INC | 2,903 | $215K | 0.1% | $74.06 * | $63.84 | +6.0% | CL B | 654106103 |
| MET | METLIFE INC | 5,212 | $214K | 0.1% | $41.06 * | $35.50 | -8.9% | COM | 59156R108 |
| CL | COLGATE PALMOLIVE CO | 3,600 | $214K | 0.1% | $59.44 * | $53.46 | -5.7% | COM | 194162103 |
| AJG | GALLAGHER ARTHUR J & CO | 2,909 | $214K | 0.1% | $73.56 * | $67.97 | -0.9% | COM | 363576109 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 9,436 | $209K | 0.1% | $22.15 | $22.32 | — | COM | 67074R100 |
| NFLX | NETFLIX INC | 774 | $207K | 0.1% | $267.44 * | $27.22 | -1.7% | COM | 64110L106 |
| — | ROYAL DUTCH SHELL PLC | 3,558 | $207K | 0.1% | $58.18 | $66.75 | — | SPONS ADR A | 780259206 |
| — | ALPS ETF TR | 17,901 | $156K | 0.0% | $8.71 | $10.08 | — | ALERIAN MLP | 00162Q866 |
| — | SIRIUS XM HLDGS INC | 20,392 | $116K | 0.0% | $5.69 | $5.15 | — | COM | 82968B103 |