Location: Boston, MA
CIK: 0001008877 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 2, 2020
Total Value: $619M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MSFT | Microsoft Corp | 201,928 | $42.47M | 6.9% | $210.33 * | $28.33 | +610.5% | COMMON STOCK | 594918104 |
| ISRG | Intuitive Surgical Inc | 37,778 | $26.8M | 4.3% | $709.54 * | $101.37 | +133.3% | COMMON STOCK | 46120E602 |
| AAPL | Apple Inc | 224,352 | $25.98M | 4.2% | $115.81 * | $82.74 | +36.0% | COMMON STOCK | 037833100 |
| ORLY | O'Reilly Automotive Inc | 52,018 | $23.98M | 3.9% | $461.07 * | $7.42 | +314.5% | COMMON STOCK | 67103H107 |
| HD | Home Depot Inc | 66,118 | $18.36M | 3.0% | $277.72 * | $56.05 | +336.3% | COMMON STOCK | 437076102 |
| NVDA | NVIDIA Corp | 30,152 | $16.32M | 2.6% | $541.22 * | $4.31 | +213.1% | COMMON STOCK | 67066G104 |
| IDXX | Idexx Laboratories Inc | 39,761 | $15.63M | 2.5% | $393.10 | $56.88 | +591.1% | COMMON STOCK | 45168D104 |
| GOOG | Alphabet Inc Class C | 9,388 | $13.8M | 2.2% | $1469.64 * | $35.81 | +103.7% | COMMON STOCK | 02079K107 |
| PEP | Pepsico Inc | 98,920 | $13.71M | 2.2% | $138.60 * | $56.99 | +107.0% | COMMON STOCK | 713448108 |
| JNJ | Johnson & Johnson | 89,558 | $13.33M | 2.2% | $148.88 * | $61.18 | +109.7% | COMMON STOCK | 478160104 |
| MDT | Medtronic PLC | 127,209 | $13.22M | 2.1% | $103.92 * | $58.49 | +53.3% | COMMON STOCK | G5960L103 |
| ABT | Abbott Laboratories | 120,247 | $13.09M | 2.1% | $108.83 * | $31.75 | +212.1% | COMMON STOCK | 002824100 |
| PG | Procter & Gamble Co | 86,551 | $12.03M | 1.9% | $138.99 * | $55.00 | +121.8% | COMMON STOCK | 742718109 |
| QCOM | Qualcomm Inc | 98,931 | $11.64M | 1.9% | $117.68 * | $48.22 | +118.2% | COMMON STOCK | 747525103 |
| ORCL | Oracle Corp | 184,249 | $11M | 1.8% | $59.70 * | $27.58 | +101.1% | COMMON STOCK | 68389X105 |
| DIS | Disney Walt Co | 87,765 | $10.89M | 1.8% | $124.08 * | $68.16 | +77.9% | COMMON STOCK | 254687106 |
| ECL | Ecolab Inc | 52,043 | $10.4M | 1.7% | $199.83 * | $74.24 | +154.3% | COMMON STOCK | 278865100 |
| MRK | Merck & Co Inc | 120,228 | $9.973M | 1.6% | $82.95 * | $32.14 | +108.5% | COMMON STOCK | 58933Y105 |
| ADP | Automatic Data Processing Inc | 69,389 | $9.679M | 1.6% | $139.49 * | $49.40 | +153.2% | COMMON STOCK | 053015103 |
| APD | Air Prods & Chems Inc | 32,294 | $9.619M | 1.6% | $297.86 * | $73.79 | +254.9% | COMMON STOCK | 009158106 |
| ITW | Illinois Tool Works Inc | 48,494 | $9.37M | 1.5% | $193.22 * | $57.73 | +196.4% | COMMON STOCK | 452308109 |
| COST | Costco Wholesale Corp | 26,067 | $9.254M | 1.5% | $355.01 * | $99.59 | +228.0% | COMMON STOCK | 22160K105 |
| NEE | Nextera Energy Inc | 33,044 | $9.172M | 1.5% | $277.57 * | $14.15 | +329.5% | COMMON STOCK | 65339F101 |
| FTNT | Fortinet Inc | 77,184 | $9.093M | 1.5% | $117.81 * | $7.83 | +200.7% | COMMON STOCK | 34959E109 |
| ABBV | Abbvie Inc | 103,321 | $9.05M | 1.5% | $87.59 * | $34.23 | +107.7% | COMMON STOCK | 00287Y109 |
| CMCSA | Comcast Corp CL A | 191,279 | $8.849M | 1.4% | $46.26 * | $26.82 | +49.2% | COMMON STOCK | 20030N101 |
| RTX | Raytheon Technologies Corp | 152,796 | $8.792M | 1.4% | $57.54 * | $54.59 | -6.7% | COMMON STOCK | 75513E101 |
| GOOGL | Alphabet Inc Class A | 5,848 | $8.571M | 1.4% | $1465.63 * | $37.07 | +96.2% | COMMON STOCK | 02079K305 |
| BMY | Bristol-Myers Squibb Co | 134,911 | $8.134M | 1.3% | $60.29 * | $43.19 | +12.7% | COMMON STOCK | 110122108 |
| VZ | Verizon Communications Inc | 131,744 | $7.837M | 1.3% | $59.49 * | $27.04 | +61.3% | COMMON STOCK | 92343V104 |
| MMM | 3M Co | 48,383 | $7.75M | 1.3% | $160.18 * | $72.30 | +52.7% | COMMON STOCK | 88579Y101 |
| CSCO | Cisco Systems Inc | 194,684 | $7.669M | 1.2% | $39.39 * | $15.70 | +113.4% | COMMON STOCK | 17275R102 |
| TMO | Thermo Fisher Scientific Inc | 15,791 | $6.972M | 1.1% | $441.52 | $137.12 | +217.6% | COMMON STOCK | 883556102 |
| LGND | Ligand Pharmaceuticals Inc | 69,463 | $6.621M | 1.1% | $95.32 * | $41.71 | +42.6% | COMMON STOCK | 53220K504 |
| CVS | CVS Health Corp | 111,786 | $6.528M | 1.1% | $58.40 * | $44.66 | +10.3% | COMMON STOCK | 126650100 |
| ROP | Roper Technologies Inc | 15,223 | $6.015M | 1.0% | $395.13 * | $145.97 | +162.2% | COMMON STOCK | 776696106 |
| STT | State Street Corp | 97,735 | $5.799M | 0.9% | $59.33 * | $45.35 | +10.8% | COMMON STOCK | 857477103 |
| V | Visa Inc CL A | 27,312 | $5.462M | 0.9% | $199.99 * | $132.56 | +45.3% | COMMON STOCK | 92826C839 |
| EMR | Emerson Electric Co | 80,184 | $5.258M | 0.8% | $65.57 * | $39.82 | +47.4% | COMMON STOCK | 291011104 |
| WMT | Wal-Mart Stores Inc | 37,196 | $5.204M | 0.8% | $139.91 * | $20.25 | +114.4% | COMMON STOCK | 931142103 |
| JPM | JPMorgan Chase & Co | 54,040 | $5.202M | 0.8% | $96.26 * | $47.06 | +78.0% | COMMON STOCK | 46625H100 |
| UPS | United Parcel Service Inc CL B | 30,895 | $5.148M | 0.8% | $166.63 * | $58.35 | +130.9% | COMMON STOCK | 911312106 |
| INTC | Intel Corp | 98,031 | $5.076M | 0.8% | $51.78 * | $26.60 | +74.7% | COMMON STOCK | 458140100 |
| PFE | Pfizer Inc | 136,492 | $5.009M | 0.8% | $36.70 * | $16.57 | +63.0% | COMMON STOCK | 717081103 |
| FISV | Fiserv Inc | 47,541 | $4.899M | 0.8% | $103.05 | $60.32 | +70.8% | COMMON STOCK | 337738108 |
| SYY | Sysco Corp | 77,165 | $4.801M | 0.8% | $62.22 * | $24.40 | +121.0% | COMMON STOCK | 871829107 |
| SYK | Stryker Corp | 21,308 | $4.44M | 0.7% | $208.37 * | $86.65 | +127.8% | COMMON STOCK | 863667101 |
| MCD | McDonalds Corp | 19,829 | $4.352M | 0.7% | $219.48 * | $71.77 | +171.2% | COMMON STOCK | 580135101 |
| TSCO | Tractor Supply Co | 29,488 | $4.227M | 0.7% | $143.35 * | $15.10 | +74.4% | COMMON STOCK | 892356106 |
| XOM | Exxon Mobil Corp | 113,773 | $3.906M | 0.6% | $34.33 * | $53.16 | -48.5% | COMMON STOCK | 30231G102 |
| BAC | Bank America Corp | 150,713 | $3.631M | 0.6% | $24.09 * | $14.39 | +47.4% | COMMON STOCK | 060505104 |
| VWO | Vanguard FTSE Emerging Mkt ETF | 72,815 | $3.149M | 0.5% | $43.25 | $41.25 | +4.8% | OTHER | 922042858 |
| CB | Chubb Limited | 26,880 | $3.121M | 0.5% | $116.11 * | $102.92 | +4.6% | COMMON STOCK | H1467J104 |
| KMB | Kimberly Clark Corp | 20,076 | $2.964M | 0.5% | $147.64 * | $63.06 | +93.5% | COMMON STOCK | 494368103 |
| IRM | Iron Mountain Inc | 108,606 | $2.91M | 0.5% | $26.79 * | $21.59 | -1.5% | COMMON STOCK | 46284V101 |
| KO | Coca-Cola Co | 58,426 | $2.884M | 0.5% | $49.36 * | $27.85 | +51.3% | COMMON STOCK | 191216100 |
| — | HanesBrands Inc | 177,881 | $2.802M | 0.5% | $15.75 | $33.67 | — | COMMON STOCK | 410345102 |
| CL | Colgate Palmolive Co | 34,128 | $2.633M | 0.4% | $77.15 * | $49.13 | +38.8% | COMMON STOCK | 194162103 |
| BRK/B | Berkshire Hathaway Inc CL B | 12,272 | $2.613M | 0.4% | $212.92 | $154.57 | +37.8% | COMMON STOCK | 084670702 |
| — | Apache Corp | 226,358 | $2.144M | 0.3% | $9.47 | $9.09 | — | COMMON STOCK | 037411105 |
| — | Reata Pharmaceuticals Inc Cl A | 21,892 | $2.133M | 0.3% | $97.43 | $49.45 | — | COMMON STOCK | 75615P103 |
| ADI | Analog Devices Inc | 18,246 | $2.13M | 0.3% | $116.74 * | $77.86 | +36.8% | COMMON STOCK | 032654105 |
| PNC | PNC Financial Services Group I | 19,102 | $2.1M | 0.3% | $109.94 * | $54.13 | +67.7% | COMMON STOCK | 693475105 |
| AMGN | Amgen Inc | 7,968 | $2.025M | 0.3% | $254.14 * | $81.36 | +165.1% | COMMON STOCK | 031162100 |
| EFA | iShares TR MSCI Eafe Etf | 30,850 | $1.964M | 0.3% | $63.66 | $60.61 | +5.0% | OTHER | 464287465 |
| OTIS | Otis Worldwide Corp | 28,385 | $1.772M | 0.3% | $62.43 * | $47.48 | +21.6% | COMMON STOCK | 68902V107 |
| CARR | Carrier Global Corporation | 57,132 | $1.745M | 0.3% | $30.54 * | $17.13 | +66.2% | COMMON STOCK | 14448C104 |
| — | Nv5 Global Inc | 31,720 | $1.674M | 0.3% | $52.77 | $43.11 | — | COMMON STOCK | 62945V109 |
| LNC | Lincoln Natl Corp Ind | 53,304 | $1.67M | 0.3% | $31.33 * | $33.05 | -27.4% | COMMON STOCK | 534187109 |
| ENB | Enbridge Inc | 57,145 | $1.669M | 0.3% | $29.21 * | $24.49 | -15.9% | COMMON STOCK | 29250N105 |
| D | Dominion Energy Inc | 20,841 | $1.645M | 0.3% | $78.93 * | $38.71 | +62.4% | COMMON STOCK | 25746U109 |
| HDV | iShares Core High Dv ETF | 16,180 | $1.302M | 0.2% | $80.47 * | $17.78 | -9.5% | OTHER | 46429B663 |
| SLB | Schlumberger Ltd | 81,633 | $1.27M | 0.2% | $15.56 * | $48.42 | -71.3% | COMMON STOCK | 806857108 |
| — | Fibrogen Inc | 30,059 | $1.236M | 0.2% | $41.12 | $33.78 | — | COMMON STOCK | 31572Q808 |
| GD | General Dynamics Corp | 8,847 | $1.225M | 0.2% | $138.47 * | $111.35 | +10.3% | COMMON STOCK | 369550108 |
| BABA | Alibaba Group Holding Ltd SP A | 4,024 | $1.183M | 0.2% | $293.99 | $89.47 | +228.6% | COMMON STOCK | 01609W102 |
| VRTX | Vertex Pharmaceuticals Inc | 4,339 | $1.181M | 0.2% | $272.18 | $75.44 | +260.7% | COMMON STOCK | 92532F100 |
| AKAM | Akamai Technologies Inc | 10,608 | $1.173M | 0.2% | $110.58 | $50.29 | +119.8% | COMMON STOCK | 00971T101 |
| SPGI | S&P Global Inc | 3,220 | $1.161M | 0.2% | $360.56 * | $96.34 | +258.3% | COMMON STOCK | 78409V104 |
| MDY | SPDR S&P Midcap 400 ETF TR | 3,322 | $1.126M | 0.2% | $338.95 | $221.67 | +52.9% | OTHER | 78467Y107 |
| BK | Bank New York Mellon Corp | 32,413 | $1.113M | 0.2% | $34.34 * | $21.22 | +38.9% | COMMON STOCK | 064058100 |
| — | Alteryx Inc Cl A | 9,776 | $1.11M | 0.2% | $113.54 | $38.18 | — | COMMON STOCK | 02156B103 |
| ALDX | Aldeyra Therapeutics Inc | 148,072 | $1.097M | 0.2% | $7.41 | $6.40 | +15.9% | COMMON STOCK | 01438T106 |
| LOW | Lowes Cos Inc | 6,537 | $1.084M | 0.2% | $165.83 * | $55.65 | +170.9% | COMMON STOCK | 548661107 |
| UBSFF | Ubisoft Entertain NPV | 11,823 | $1.068M | 0.2% | $90.33 * | $39.81 | +107.9% | COMMON STOCK | F9396N106 |
| — | Royal Dutch Shell PLC SP ADR B | 43,184 | $1.046M | 0.2% | $24.22 | $48.21 | — | COMMON STOCK | 780259107 |
| T | AT&T Inc | 36,354 | $1.036M | 0.2% | $28.50 * | $11.58 | +29.7% | COMMON STOCK | 00206R102 |
| FDX | Fedex Corp | 4,093 | $1.029M | 0.2% | $251.40 * | $98.05 | +132.5% | COMMON STOCK | 31428X106 |
| DHR | Danaher Corp | 4,740 | $1.021M | 0.2% | $215.40 * | $36.79 | +407.2% | COMMON STOCK | 235851102 |
| VRNS | Varonis Systems Inc | 8,838 | $1.02M | 0.2% | $115.41 * | $22.20 | +73.3% | COMMON STOCK | 922280102 |
| NBIX | Neurocrine Biosciences Inc | 10,538 | $1.013M | 0.2% | $96.13 | $42.40 | +126.8% | COMMON STOCK | 64125C109 |
| SO | Southern Co | 17,397 | $943K | 0.2% | $54.20 * | $26.97 | +64.7% | COMMON STOCK | 842587107 |
| IBM | Intl Business Machines | 7,297 | $888K | 0.1% | $121.69 * | $105.00 | -11.2% | COMMON STOCK | 459200101 |
| AXP | American Express Co | 8,362 | $838K | 0.1% | $100.22 * | $53.03 | +76.6% | COMMON STOCK | 025816109 |
| SPY | SPDR S&P 500 ETF Tr Tr Unit | 2,467 | $826K | 0.1% | $334.82 | $252.42 | +32.7% | OTHER | 78462F103 |
| FLS | Flowserve Corp | 28,970 | $791K | 0.1% | $27.30 * | $42.87 | -42.9% | COMMON STOCK | 34354P105 |
| VEA | Vanguard FTSE Developed Mkt ET | 19,074 | $780K | 0.1% | $40.89 | $37.99 | +7.7% | OTHER | 921943858 |
| CAT | Caterpillar Inc | 4,985 | $744K | 0.1% | $149.25 * | $53.06 | +154.1% | COMMON STOCK | 149123101 |
| LEG | Leggett & Platt Inc | 17,869 | $736K | 0.1% | $41.19 | $34.38 | +19.7% | COMMON STOCK | 524660107 |
| — | General Electric Co | 117,510 | $732K | 0.1% | $6.23 | $23.65 | — | COMMON STOCK | 369604103 |
| MKC | McCormick & Co Inc | 3,530 | $685K | 0.1% | $194.05 * | $30.65 | +183.6% | COMMON STOCK | 579780206 |
| UI | Ubiquiti Inc | 4,100 | $683K | 0.1% | $166.59 | $120.85 | +37.9% | COMMON STOCK | 90353W103 |
| TSLA | Tesla Motors Inc | 1,565 | $671K | 0.1% | $428.75 * | $95.94 | +49.1% | COMMON STOCK | 88160R101 |
| AMT | American Tower Corp | 2,728 | $659K | 0.1% | $241.57 * | $118.07 | +75.8% | OTHER | 03027X100 |
| NVS | Novartis AG SP ADR | 7,540 | $656K | 0.1% | $87.00 | $68.03 | +27.8% | COMMON STOCK | 66987V109 |
| — | Linde PLC | 2,538 | $604K | 0.1% | $237.98 | $156.85 | — | COMMON STOCK | G5494J103 |
| — | Royal Dutch Shell PLC SP ADR A | 22,909 | $577K | 0.1% | $25.19 | $57.28 | — | COMMON STOCK | 780259206 |
| SILC | Silicom Ltd | 17,729 | $574K | 0.1% | $32.38 | $38.60 | -16.1% | COMMON STOCK | M84116108 |
| — | Epizyme Inc | 48,098 | $574K | 0.1% | $11.93 | $14.46 | — | COMMON STOCK | 29428V104 |
| AMZN | Amazon.com Inc | 182 | $573K | 0.1% | $3148.35 * | $64.02 | +145.9% | COMMON STOCK | 023135106 |
| — | Marvell Technology Group Ltd | 12,557 | $499K | 0.1% | $39.74 | $19.27 | — | COMMON STOCK | G5876H105 |
| SHOP | Shopify Inc Cl A | 486 | $497K | 0.1% | $1022.63 * | $69.41 | +47.4% | COMMON STOCK | 82509L107 |
| BP | BP PLC SP ADR | 27,959 | $488K | 0.1% | $17.45 | $42.24 | -58.7% | COMMON STOCK | 055622104 |
| HAIN | Hain Celestial Group Inc | 14,125 | $484K | 0.1% | $34.27 | $41.75 | -17.8% | COMMON STOCK | 405217100 |
| HSY | Hershey Co | 3,345 | $479K | 0.1% | $143.20 * | $70.64 | +79.2% | COMMON STOCK | 427866108 |
| — | Walgreens Boots Alliance Inc | 13,306 | $478K | 0.1% | $35.92 | $77.85 | — | COMMON STOCK | 931427108 |
| BA | Boeing Co | 2,826 | $467K | 0.1% | $165.25 | $111.87 | +47.7% | COMMON STOCK | 097023105 |
| — | RealPage Inc | 7,882 | $454K | 0.1% | $57.60 | $22.32 | — | COMMON STOCK | 75606N109 |
| TROW | Price T Rowe Group Inc | 3,516 | $451K | 0.1% | $128.27 * | $48.50 | +111.0% | COMMON STOCK | 74144T108 |
| FCNTX | Fidelity Contrafund Inc | 27,059 | $451K | 0.1% | $16.67 | $21.93 | — | OTHER | 316071109 |
| CVX | Chevron Corp | 6,245 | $450K | 0.1% | $72.06 * | $68.17 | -15.8% | COMMON STOCK | 166764100 |
| HON | Honeywell Intl Inc | 2,720 | $448K | 0.1% | $164.71 * | $76.85 | +81.5% | COMMON STOCK | 438516106 |
| VKTX | Viking Therapeutics Inc | 73,151 | $426K | 0.1% | $5.82 | $8.10 | -28.2% | COMMON STOCK | 92686J106 |
| LLY | Lilly Eli & Co | 2,600 | $385K | 0.1% | $148.08 * | $69.67 | +100.6% | COMMON STOCK | 532457108 |
| UNP | Union Pacific Corp | 1,945 | $383K | 0.1% | $196.92 * | $106.20 | +65.0% | COMMON STOCK | 907818108 |
| DOV | Dover Corp | 3,500 | $379K | 0.1% | $108.29 * | $39.99 | +153.0% | COMMON STOCK | 260003108 |
| PAYX | Paychex Inc | 4,615 | $368K | 0.1% | $79.74 * | $29.23 | +135.2% | COMMON STOCK | 704326107 |
| — | Bluebird Bio Inc | 6,408 | $346K | 0.1% | $54.00 | $29.54 | — | COMMON STOCK | 09609G100 |
| VTI | Vanguard Index Fds Total Stk M | 2,023 | $345K | 0.1% | $170.54 | $83.51 | +103.9% | OTHER | 922908769 |
| OXY | Occidental Petroleum Corp | 32,887 | $329K | 0.1% | $10.00 * | $40.99 | -77.0% | COMMON STOCK | 674599105 |
| XLK | Select Sector SPDR Tr Technolo | 2,500 | $292K | 0.0% | $116.80 * | $40.00 | +45.9% | OTHER | 81369Y803 |
| GFAFX | Growth Fund America Inc CL F-1 | 4,805 | $290K | 0.0% | $60.35 | $48.44 | — | OTHER | 399874403 |
| FCX | Freeport-Mcmoran Inc CL B | 17,841 | $279K | 0.0% | $15.64 * | $24.57 | -40.4% | COMMON STOCK | 35671D857 |
| CTSH | Cognizant Technology Solutions | 3,934 | $273K | 0.0% | $69.40 * | $49.31 | +29.9% | COMMON STOCK | 192446102 |
| — | Southwestern Energy Co | 113,120 | $266K | 0.0% | $2.35 | $4.98 | — | COMMON STOCK | 845467109 |
| IJR | iShares S&P Small Cap 600 ETF | 3,709 | $260K | 0.0% | $70.10 | $67.52 | +4.0% | OTHER | 464287804 |
| RMD | ResMed Inc | 1,505 | $258K | 0.0% | $171.43 * | $123.97 | +32.3% | COMMON STOCK | 761152107 |
| ES | Eversource Energy | 2,986 | $249K | 0.0% | $83.39 * | $53.98 | +26.9% | COMMON STOCK | 30040W108 |
| — | Momo Inc ADR | 15,890 | $219K | 0.0% | $13.78 | $23.73 | — | COMMON STOCK | 60879B107 |
| WFC | Wells Fargo & Co | 9,274 | $218K | 0.0% | $23.51 * | $37.11 | -43.8% | COMMON STOCK | 949746101 |
| VRRM | Verra Mobility Corp | 21,975 | $212K | 0.0% | $9.65 | $13.92 | -30.6% | COMMON STOCK | 92511U102 |
| WPC | W P Carey Inc | 3,176 | $207K | 0.0% | $65.18 | $67.70 | — | COMMON STOCK | 92936U109 |
| — | PDC Energy Inc | 16,345 | $203K | 0.0% | $12.42 | $51.50 | — | COMMON STOCK | 69327R101 |
| — | Bristol-Myers Squibb Co Contng | 90,210 | $203K | 0.0% | $2.25 | $3.01 | — | OTHER | 110122157 |
| RHHBY | Roche Holding Ltd SP ADR | 4,717 | $202K | 0.0% | $42.82 | $43.44 | -1.4% | COMMON STOCK | 771195104 |
| FRCB | First Republic Bank San Franci | 1,855 | $202K | 0.0% | $108.89 | $109.27 | 0.0% | COMMON STOCK | 33616C100 |
| — | HSBC Holdings PLC USD (UK Reg) | 46,875 | $183K | 0.0% | $3.90 | $7.70 | — | OTHER | 006158163 |
| INIVX | Van Eck Intl Invs Fund | 12,011 | $180K | 0.0% | $14.99 | $14.99 | — | OTHER | 921075503 |
| — | Noble Energy Inc | 19,640 | $168K | 0.0% | $8.55 | $28.30 | — | COMMON STOCK | 655044105 |
| KMI | Kinder Morgan Inc | 10,574 | $130K | 0.0% | $12.29 * | $18.70 | -51.8% | COMMON STOCK | 49456B101 |
| — | Corbus Pharmaceuticals Holding | 57,213 | $103K | 0.0% | $1.80 | $7.30 | — | COMMON STOCK | 21833P103 |
| — | Axovant Gene Therapies Ltd | 16,215 | $75,000 | 0.0% | $4.63 | $5.12 | — | COMMON STOCK | G0750W203 |
| PTEN | Patterson Uti Energy Inc | 19,135 | $55,000 | 0.0% | $2.87 | $21.83 | -86.9% | COMMON STOCK | 703481101 |
| — | Superior Drilling Prods Inc | 80,524 | $33,000 | 0.0% | $0.41 | $6.51 | — | COMMON STOCK | 868153107 |
| EPM | Evolution Petroleum Corp | 14,496 | $32,000 | 0.0% | $2.21 * | $5.20 | -70.3% | COMMON STOCK | 30049A107 |
| KOS | Kosmos Energy Ltd | 16,112 | $16,000 | 0.0% | $0.99 | $5.90 | -83.4% | COMMON STOCK | 500688106 |
| NDGPF | Nine Dragons Papers Holdings L | 10,000 | $12,000 | 0.0% | $1.20 * | $0.61 | +68.2% | COMMON STOCK | G65318100 |
| — | Akita Drilling Ltd Cl A Non-Vt | 24,043 | $5,000 | 0.0% | $0.21 | $0.46 | — | COMMON STOCK | 009905951 |
| — | US Precious Metals Inc | 10,000 | $0 | 0.0% | $0.00 | — | — | COMMON STOCK | 91239R102 |
| — | Jason Industries Inc | 18,335 | $0 | 0.0% | $0.00 | $1.58 | — | COMMON STOCK | 471172106 |