Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 1, 2018
Total Value: $573M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SDY | SPDR SERIES TRUST | 1,789,189 | $163M | 28.5% | $91.20 | $66.57 | — | S&P DIVID ETF | 78464A763 |
| VIG | VANGUARD GROUP | 469,132 | $47.41M | 8.3% | $101.05 | $66.98 | — | DIV APP ETF | 921908844 |
| VO | VANGUARD INDEX FDS | 226,680 | $34.96M | 6.1% | $154.21 | $116.61 | — | MID CAP ETF | 922908629 |
| VYM | VANGUARD WHITEHALL FDS INC | 419,603 | $34.61M | 6.0% | $82.49 | $59.58 | — | HIGH DIV YLD | 921946406 |
| VTI | VANGUARD INDEX FDS | 171,271 | $23.25M | 4.1% | $135.72 | $105.93 | — | TOTAL STK MKT | 922908769 |
| — | EATON VANCE TAX ADVT DIV INC | 858,076 | $18.79M | 3.3% | $21.90 | $17.85 | — | COM | 27828G107 |
| IJK | ISHARES TR | 83,646 | $18.26M | 3.2% | $218.32 | $155.32 | — | S&P MC 400GR ETF | 464287606 |
| META | FACEBOOK INC | 102,019 | $16.3M | 2.8% | $159.79 * | $110.36 | +61.6% | CL A | 30303M102 |
| AAPL | APPLE INC | 93,164 | $15.63M | 2.7% | $167.78 * | $55.74 | -27.5% | COM | 037833100 |
| SPY | SPDR S&P 500 ETF TR | 52,410 | $13.79M | 2.4% | $263.16 | $176.46 | — | TR UNIT | 78462F103 |
| EL | LAUDER ESTEE COS INC | 76,001 | $11.38M | 2.0% | $149.72 * | $74.71 | +67.9% | CL A | 518439104 |
| — | IAC INTERACTIVECORP | 37,433 | $5.854M | 1.0% | $156.39 | $50.51 | — | COM | 44919P508 |
| JNJ | JOHNSON & JOHNSON | 44,026 | $5.642M | 1.0% | $128.15 * | $71.52 | +51.5% | COM | 478160104 |
| DVY | ISHARES TR | 54,016 | $5.138M | 0.9% | $95.12 | $69.60 | — | SELECT DIVID ETF | 464287168 |
| PG | PROCTER AND GAMBLE CO | 56,451 | $4.475M | 0.8% | $79.27 * | $65.07 | +4.3% | COM | 742718109 |
| VB | VANGUARD INDEX FDS | 27,785 | $4.082M | 0.7% | $146.91 | $125.19 | — | SMALL CP ETF | 922908751 |
| XLK | SELECT SECTOR SPDR TR | 59,527 | $3.894M | 0.7% | $65.42 | $53.67 | — | TECHNOLOGY | 81369Y803 |
| GOOGL | ALPHABET INC | 3,680 | $3.817M | 0.7% | $1037.23 * | $37.40 | +47.1% | CAP STK CL A | 02079K305 |
| VWO | VANGUARD INTL EQUITY INDEX F | 78,935 | $3.708M | 0.6% | $46.98 | $34.66 | — | FTSE EMR MKT ETF | 922042858 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 18,254 | $3.641M | 0.6% | $199.46 * | $109.89 | +86.9% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 2,462 | $3.563M | 0.6% | $1447.20 * | $52.49 | +36.2% | COM | 023135106 |
| GOOG | ALPHABET INC | 3,441 | $3.55M | 0.6% | $1031.68 * | $35.76 | +53.2% | CAP STK CL C | 02079K107 |
| VXUS | VANGUARD STAR FD | 60,788 | $3.438M | 0.6% | $56.56 | $46.47 | — | VG TL INTL STK F | 921909768 |
| MSFT | MICROSOFT CORP | 36,833 | $3.362M | 0.6% | $91.28 * | $34.84 | +142.0% | COM | 594918104 |
| XOM | EXXON MOBIL CORP | 42,596 | $3.178M | 0.6% | $74.61 * | $77.81 | -28.4% | COM | 30231G102 |
| BAC | BANK AMER CORP | 103,488 | $3.104M | 0.5% | $29.99 * | $24.69 | +5.6% | COM | 060505104 |
| JPM | JPMORGAN CHASE & CO | 27,637 | $3.039M | 0.5% | $109.96 * | $53.33 | +71.5% | COM | 46625H100 |
| T | AT&T INC | 73,437 | $2.618M | 0.5% | $35.65 * | $17.11 | -7.6% | COM | 00206R102 |
| CVS | CVS HEALTH CORP | 38,291 | $2.382M | 0.4% | $62.21 * | $48.30 | +15.6% | COM | 126650100 |
| NFLX | NETFLIX INC | 7,957 | $2.35M | 0.4% | $295.34 * | $12.11 | +124.8% | COM | 64110L106 |
| MS | MORGAN STANLEY | 42,570 | $2.297M | 0.4% | $53.96 * | $19.16 | +128.0% | COM NEW | 617446448 |
| IVV | ISHARES TR | 7,730 | $2.051M | 0.4% | $265.33 | $195.34 | — | CORE S&P500 ETF | 464287200 |
| DIS | DISNEY WALT CO | 19,644 | $1.973M | 0.3% | $100.44 | $63.69 | +58.5% | COM DISNEY | 254687106 |
| MMM | 3M CO | 8,091 | $1.776M | 0.3% | $219.50 * | $97.81 | +53.5% | COM | 88579Y101 |
| VT | VANGUARD INTL EQUITY INDEX F | 23,993 | $1.767M | 0.3% | $73.65 | $61.70 | — | TT WRLD ST ETF | 922042742 |
| HD | HOME DEPOT INC | 9,223 | $1.644M | 0.3% | $178.25 * | $71.69 | +115.8% | COM | 437076102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 10,657 | $1.635M | 0.3% | $153.42 * | $154.66 | -30.6% | COM | 459200101 |
| VZ | VERIZON COMMUNICATIONS INC | 33,779 | $1.615M | 0.3% | $47.81 * | $32.77 | +0.8% | COM | 92343V104 |
| — | BLACKSTONE GROUP L P | 50,123 | $1.601M | 0.3% | $31.94 | $28.09 | — | COM UNIT LTD | 09253U108 |
| GS | GOLDMAN SACHS GROUP INC | 6,307 | $1.589M | 0.3% | $251.94 * | $140.91 | +55.0% | COM | 38141G104 |
| ROST | ROSS STORES INC | 19,009 | $1.482M | 0.3% | $77.96 * | $49.92 | +46.9% | COM | 778296103 |
| BA | BOEING CO | 4,336 | $1.422M | 0.2% | $327.95 | $111.73 | +189.0% | COM | 097023105 |
| PEP | PEPSICO INC | 12,913 | $1.409M | 0.2% | $109.11 * | $67.43 | +32.4% | COM | 713448108 |
| PFE | PFIZER INC | 39,563 | $1.404M | 0.2% | $35.49 * | $21.24 | +14.1% | COM | 717081103 |
| MPLX | MPLX LP | 40,000 | $1.322M | 0.2% | $33.05 | $34.72 | — | COM UNIT REP LTD | 55336V100 |
| — | TWITTER INC | 45,082 | $1.308M | 0.2% | $29.01 | $26.95 | — | COM | 90184L102 |
| WFC | WELLS FARGO CO NEW | 24,197 | $1.268M | 0.2% | $52.40 * | $36.76 | +29.8% | COM | 949746101 |
| — | CELGENE CORP | 14,162 | $1.263M | 0.2% | $89.18 | $88.74 | — | COM | 151020104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 49,502 | $1.212M | 0.2% | $24.48 | $28.53 | — | COM | 293792107 |
| INTC | INTEL CORP | 22,992 | $1.197M | 0.2% | $52.06 * | $23.35 | +71.5% | COM | 458140100 |
| VGK | VANGUARD INTL EQUITY INDEX F | 20,123 | $1.17M | 0.2% | $58.14 | $58.35 | — | FTSE EUROPE ETF | 922042874 |
| — | GENERAL ELECTRIC CO | 84,437 | $1.138M | 0.2% | $13.48 | $25.02 | — | COM | 369604103 |
| — | POWERSHARES QQQ TRUST | 7,081 | $1.134M | 0.2% | $160.15 | $84.82 | — | UNIT SER 1 | 73935A104 |
| CVX | CHEVRON CORP NEW | 9,930 | $1.132M | 0.2% | $114.00 * | $93.39 | -8.9% | COM | 166764100 |
| RITM | NEW RESIDENTIAL INVT CORP | 66,916 | $1.101M | 0.2% | $16.45 | $16.84 | — | COM NEW | 64828T201 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 18,734 | $1.093M | 0.2% | $58.34 | $70.60 | — | COM UNIT RP LP | 559080106 |
| ACRE | ARES COML REAL ESTATE CORP | 86,231 | $1.065M | 0.2% | $12.35 | $13.37 | — | COM | 04013V108 |
| REGN | REGENERON PHARMACEUTICALS | 3,012 | $1.037M | 0.2% | $344.29 | $231.58 | +49.4% | COM | 75886F107 |
| — | FEDERAL REALTY INVT TR | 8,385 | $974K | 0.2% | $116.16 | $133.50 | — | SH BEN INT NEW | 313747206 |
| LQDH | ISHARES US ETF TR | 10,000 | $967K | 0.2% | $96.70 | $95.66 | — | INT RT HDG C B | 46431W705 |
| DEO | DIAGEO P L C | 7,107 | $962K | 0.2% | $135.36 | $117.59 | — | SPON ADR NEW | 25243Q205 |
| KO | COCA COLA CO | 22,102 | $960K | 0.2% | $43.43 * | $33.90 | +3.4% | COM | 191216100 |
| NEE | NEXTERA ENERGY INC | 5,686 | $929K | 0.2% | $163.38 * | $36.93 | -14.2% | COM | 65339F101 |
| — | CITRIX SYS INC | 10,000 | $928K | 0.2% | $92.80 | $63.80 | — | COM | 177376100 |
| — | FORTRESS TRANS INFRST INVS L | 56,972 | $909K | 0.2% | $15.96 | $11.34 | — | COM REP LTD LIAB | 34960P101 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,356 | $908K | 0.2% | $63.25 * | $34.57 | +39.1% | COM | 110122108 |
| VBK | VANGUARD INDEX FDS | 5,538 | $908K | 0.2% | $163.96 | $136.18 | — | SML CP GRW ETF | 922908595 |
| VOO | VANGUARD INDEX FDS | 3,727 | $902K | 0.2% | $242.02 | $197.91 | — | S&P 500 ETF SHS | 922908363 |
| ED | CONSOLIDATED EDISON INC | 11,446 | $892K | 0.2% | $77.93 * | $50.58 | +15.6% | COM | 209115104 |
| MRK | MERCK & CO INC | 16,357 | $891K | 0.2% | $54.47 * | $38.86 | +8.7% | COM | 58933Y105 |
| FE | FIRSTENERGY CORP | 25,667 | $873K | 0.2% | $34.01 * | $21.21 | +9.9% | COM | 337932107 |
| EFA | ISHARES TR | 12,509 | $872K | 0.2% | $69.71 | $63.40 | — | MSCI EAFE ETF | 464287465 |
| CL | COLGATE PALMOLIVE CO | 11,954 | $857K | 0.1% | $71.69 * | $67.60 | -11.6% | COM | 194162103 |
| BDX | BECTON DICKINSON & CO | 3,846 | $833K | 0.1% | $216.59 * | $78.58 | +147.6% | COM | 075887109 |
| MO | ALTRIA GROUP INC | 13,221 | $824K | 0.1% | $62.33 * | $25.24 | +44.9% | COM | 02209S103 |
| — | EATON VANCE TX ADV GLB DIV O | 32,136 | $804K | 0.1% | $25.02 | $24.25 | — | COM | 27828U106 |
| IAT | ISHARES TR | 15,825 | $797K | 0.1% | $50.36 | $31.79 | — | US REGNL BKS ETF | 464288778 |
| KRE | SPDR SERIES TRUST | 13,200 | $797K | 0.1% | $60.38 | $37.65 | — | S&P REGL BKG | 78464A698 |
| GLD | SPDR GOLD TRUST | 6,326 | $796K | 0.1% | $125.83 | $118.18 | — | GOLD SHS | 78463V107 |
| AMT | AMERICAN TOWER CORP NEW | 5,460 | $794K | 0.1% | $145.42 * | $87.85 | +30.6% | COM | 03027X100 |
| BIDU | BAIDU INC | 3,501 | $781K | 0.1% | $223.08 | $230.60 | — | SPON ADR REP A | 056752108 |
| MCD | MCDONALDS CORP | 4,899 | $766K | 0.1% | $156.36 * | $80.90 | +68.9% | COM | 580135101 |
| IJS | ISHARES TR | 5,000 | $754K | 0.1% | $150.80 | $147.56 | — | SP SMCP600VL ETF | 464287879 |
| CSCO | CISCO SYS INC | 17,466 | $749K | 0.1% | $42.88 * | $19.26 | +73.7% | COM | 17275R102 |
| PM | PHILIP MORRIS INTL INC | 7,471 | $743K | 0.1% | $99.45 * | $70.95 | -3.2% | COM | 718172109 |
| BK | BANK NEW YORK MELLON CORP | 14,292 | $736K | 0.1% | $51.50 * | $26.34 | +69.8% | COM | 064058100 |
| UNH | UNITEDHEALTH GROUP INC | 3,364 | $720K | 0.1% | $214.03 * | $83.84 | +139.9% | COM | 91324P102 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,970 | $717K | 0.1% | $241.41 | $247.32 | — | UT SER 1 | 78467X109 |
| — | SPDR SERIES TRUST | 20,000 | $717K | 0.1% | $35.85 | $36.27 | — | BLOOMBERG BRCLYS | 78464A417 |
| UNP | UNION PAC CORP | 5,318 | $715K | 0.1% | $134.45 * | $71.86 | +57.3% | COM | 907818108 |
| RF | REGIONS FINL CORP NEW | 38,090 | $708K | 0.1% | $18.59 * | $5.68 | +144.8% | COM | 7591EP100 |
| VBR | VANGUARD INDEX FDS | 5,468 | $708K | 0.1% | $129.48 | $85.83 | — | SM CP VAL ETF | 922908611 |
| — | BLACKROCK INC | 1,300 | $704K | 0.1% | $541.54 | $468.82 | — | COM | 09247X101 |
| CNQ | CANADIAN NAT RES LTD | 22,000 | $692K | 0.1% | $31.45 * | $10.28 | +7.3% | COM | 136385101 |
| — | OCH ZIFF CAP MGMT GROUP | 250,000 | $668K | 0.1% | $2.67 | $2.60 | — | CL A | 67551U105 |
| AMGN | AMGEN INC | 3,821 | $651K | 0.1% | $170.37 * | $103.96 | +38.9% | COM | 031162100 |
| AXP | AMERICAN EXPRESS CO | 6,948 | $648K | 0.1% | $93.26 * | $59.02 | +47.4% | COM | 025816109 |
| — | UNILEVER N V | 11,482 | $647K | 0.1% | $56.35 | $38.55 | — | N Y SHS NEW | 904784709 |
| C | CITIGROUP INC | 9,448 | $638K | 0.1% | $67.53 * | $38.00 | +51.7% | COM NEW | 172967424 |
| — | ALTABA INC | 8,600 | $637K | 0.1% | $74.07 | $54.48 | — | COM | 021346101 |
| IJT | ISHARES TR | 3,356 | $583K | 0.1% | $173.72 | $117.11 | — | S&P SML 600 GWT | 464287887 |
| IYJ | ISHARES TR | 4,000 | $580K | 0.1% | $145.00 | $131.54 | — | US INDUSTRIALS | 464287754 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,672 | $571K | 0.1% | $341.51 | $259.12 | — | UTSER1 S&PDCRP | 78467Y107 |
| DG | DOLLAR GEN CORP NEW | 6,000 | $561K | 0.1% | $93.50 * | $56.86 | +52.6% | COM | 256677105 |
| IWF | ISHARES TR | 4,077 | $555K | 0.1% | $136.13 | $103.75 | — | RUS 1000 GRW ETF | 464287614 |
| — | UNITED TECHNOLOGIES CORP | 4,390 | $552K | 0.1% | $125.74 | $105.69 | — | COM | 913017109 |
| MAR | MARRIOTT INTL INC NEW | 3,917 | $533K | 0.1% | $136.07 * | $50.17 | +161.6% | CL A | 571903202 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 12,351 | $517K | 0.1% | $41.86 | $37.08 | — | ROBO GLB ETF | 301505707 |
| DLS | WISDOMTREE TR | 6,686 | $511K | 0.1% | $76.43 | $52.95 | — | INTL SMCAP DIV | 97717W760 |
| AFL | AFLAC INC | 11,680 | $511K | 0.1% | $43.75 * | $44.94 | -18.1% | COM | 001055102 |
| IYW | ISHARES TR | 3,000 | $505K | 0.1% | $168.33 | $92.41 | — | U.S. TECH ETF | 464287721 |
| — | DOUBLELINE OPPORTUNISTIC CR | 22,667 | $489K | 0.1% | $21.57 | $25.83 | — | COM | 258623107 |
| CMCSA | COMCAST CORP NEW | 14,271 | $488K | 0.1% | $34.20 * | $27.18 | +17.0% | CL A | 20030N101 |
| — | VMWARE INC | 4,000 | $485K | 0.1% | $121.25 | $82.29 | — | CL A COM | 928563402 |
| DXCM | DEXCOM INC | 6,500 | $482K | 0.1% | $74.15 * | $17.34 | -14.7% | COM | 252131107 |
| VEU | VANGUARD INTL EQUITY INDEX F | 8,702 | $473K | 0.1% | $54.36 | $45.22 | — | ALLWRLD EX US | 922042775 |
| MDLZ | MONDELEZ INTL INC | 11,079 | $462K | 0.1% | $41.70 * | $28.32 | +26.6% | CL A | 609207105 |
| HON | HONEYWELL INTL INC | 3,144 | $454K | 0.1% | $144.40 * | $64.15 | +83.2% | COM | 438516106 |
| IYM | ISHARES TR | 4,700 | $452K | 0.1% | $96.17 | $83.19 | — | U.S. BAS MTL ETF | 464287838 |
| MGK | VANGUARD WORLD FD | 4,000 | $449K | 0.1% | $112.25 | $72.78 | — | MEGA GRWTH IND | 921910816 |
| IJH | ISHARES TR | 2,381 | $447K | 0.1% | $187.74 | $136.05 | — | CORE S&P MCP ETF | 464287507 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,890 | $441K | 0.1% | $113.37 * | $57.59 | +71.2% | COM | 053015103 |
| STWD | STARWOOD PPTY TR INC | 20,585 | $431K | 0.1% | $20.94 | $22.59 | — | COM | 85571B105 |
| V | VISA INC | 3,590 | $429K | 0.1% | $119.50 * | $59.87 | +91.7% | COM CL A | 92826C839 |
| PNC | PNC FINL SVCS GROUP INC | 2,822 | $427K | 0.1% | $151.31 * | $69.81 | +69.3% | COM | 693475105 |
| — | RAYTHEON CO | 1,969 | $425K | 0.1% | $215.85 | $93.24 | — | COM NEW | 755111507 |
| EEM | ISHARES TR | 8,728 | $421K | 0.1% | $48.24 | $43.41 | — | MSCI EMG MKT ETF | 464287234 |
| TRV | TRAVELERS COMPANIES INC | 3,023 | $420K | 0.1% | $138.93 * | $103.96 | +13.1% | COM | 89417E109 |
| XLI | SELECT SECTOR SPDR TR | 5,585 | $415K | 0.1% | $74.31 | $55.40 | — | SBI INT-INDS | 81369Y704 |
| EMR | EMERSON ELEC CO | 5,956 | $407K | 0.1% | $68.33 * | $48.60 | +21.4% | COM | 291011104 |
| BIV | VANGUARD BD INDEX FD INC | 4,950 | $405K | 0.1% | $81.82 | $85.11 | — | INTERMED TERM | 921937819 |
| ORCL | ORACLE CORP | 8,823 | $404K | 0.1% | $45.79 * | $33.96 | +30.3% | COM | 68389X105 |
| KMB | KIMBERLY CLARK CORP | 3,654 | $402K | 0.1% | $110.02 * | $81.74 | +5.5% | COM | 494368103 |
| WMT | WALMART INC | 4,487 | $399K | 0.1% | $88.92 * | $34.83 | -18.6% | COM | 931142103 |
| PSX | PHILLIPS 66 | 4,076 | $391K | 0.1% | $95.93 * | $53.20 | +34.3% | COM | 718546104 |
| BABA | ALIBABA GROUP HLDG LTD | 2,100 | $385K | 0.1% | $183.33 | $172.38 | — | SPONSORED ADS | 01609W102 |
| BSV | VANGUARD BD INDEX FD INC | 4,870 | $382K | 0.1% | $78.44 | $79.72 | — | SHORT TRM BOND | 921937827 |
| IWB | ISHARES TR | 2,567 | $377K | 0.1% | $146.86 | $98.37 | — | RUS 1000 ETF | 464287622 |
| ISRG | INTUITIVE SURGICAL INC | 900 | $372K | 0.1% | $413.33 * | $238.58 | -41.5% | COM NEW | 46120E602 |
| ABBV | ABBVIE INC | 3,926 | $372K | 0.1% | $94.75 * | $32.82 | +139.3% | COM | 00287Y109 |
| AMCX | AMC NETWORKS INC | 7,000 | $362K | 0.1% | $51.71 | $51.92 | 0.0% | CL A | 00164V103 |
| EW | EDWARDS LIFESCIENCES CORP | 2,575 | $359K | 0.1% | $139.42 * | $38.14 | +13.9% | COM | 28176E108 |
| EBAY | EBAY INC | 8,840 | $356K | 0.1% | $40.27 * | $30.45 | +21.0% | COM | 278642103 |
| — | LENDINGCLUB CORP | 101,853 | $356K | 0.1% | $3.50 | $6.69 | — | COM | 52603A109 |
| LIVN | LIVANOVA PLC | 4,000 | $354K | 0.1% | $88.50 * | $85.17 | 0.0% | SHS | G5509L101 |
| — | POWERSHARES ETF TRUST | 6,730 | $331K | 0.1% | $49.18 | $41.65 | — | DYN BIOT & GEN | 73935X856 |
| IWD | ISHARES TR | 2,732 | $328K | 0.1% | $120.06 | $102.13 | — | RUS 1000 VAL ETF | 464287598 |
| — | DOWDUPONT INC | 5,045 | $321K | 0.1% | $63.63 | $69.18 | — | COM | 26078J100 |
| — | ISHARES GOLD TRUST | 25,000 | $318K | 0.1% | $12.72 | $11.88 | — | ISHARES | 464285105 |
| — | MEDIDATA SOLUTIONS INC | 5,000 | $314K | 0.1% | $62.80 | $62.80 | — | COM | 58471A105 |
| CB | CHUBB LIMITED | 2,288 | $313K | 0.1% | $136.80 * | $98.33 | +28.3% | COM | H1467J104 |
| XLY | SELECT SECTOR SPDR TR | 3,011 | $305K | 0.1% | $101.30 | $75.74 | — | SBI CONS DISCR | 81369Y407 |
| VNQ | VANGUARD INDEX FDS | 4,031 | $304K | 0.1% | $75.42 | $73.64 | — | REAL ESTATE ETF | 922908553 |
| IWO | ISHARES TR | 1,584 | $302K | 0.1% | $190.66 | $150.24 | — | RUS 2000 GRW ETF | 464287648 |
| COST | COSTCO WHSL CORP NEW | 1,567 | $295K | 0.1% | $188.26 * | $98.82 | +71.3% | COM | 22160K105 |
| WY | WEYERHAEUSER CO | 8,123 | $284K | 0.0% | $34.96 * | $25.91 | 0.0% | COM | 962166104 |
| ASH | ASHLAND GLOBAL HLDGS INC | 4,000 | $279K | 0.0% | $69.75 * | $49.37 | +28.0% | COM | 044186104 |
| CAT | CATERPILLAR INC DEL | 1,851 | $273K | 0.0% | $147.49 * | $133.07 | 0.0% | COM | 149123101 |
| BF/B | BROWN FORMAN CORP | 5,000 | $272K | 0.0% | $54.40 * | $37.17 | +26.0% | CL B | 115637209 |
| XLP | SELECT SECTOR SPDR TR | 5,151 | $271K | 0.0% | $52.61 | $51.13 | — | SBI CONS STPLS | 81369Y308 |
| KHC | KRAFT HEINZ CO | 4,329 | $270K | 0.0% | $62.37 * | $48.95 | +0.0% | COM | 500754106 |
| HNNA | HENNESSY ADVISORS INC | 13,500 | $261K | 0.0% | $19.33 * | $11.34 | +58.2% | COM | 425885100 |
| LLY | LILLY ELI & CO | 3,314 | $256K | 0.0% | $77.25 * | $54.14 | +32.5% | COM | 532457108 |
| AOS | SMITH A O | 4,000 | $254K | 0.0% | $63.50 * | $27.68 | +102.3% | COM | 831865209 |
| FDX | FEDEX CORP | 1,055 | $253K | 0.0% | $239.81 * | $184.90 | +19.3% | COM | 31428X106 |
| — | XILINX INC | 3,500 | $253K | 0.0% | $72.29 | $35.88 | — | COM | 983919101 |
| LMT | LOCKHEED MARTIN CORP | 747 | $252K | 0.0% | $337.35 * | $218.34 | +26.2% | COM | 539830109 |
| — | PRAXAIR INC | 1,729 | $249K | 0.0% | $144.01 | $112.99 | — | COM | 74005P104 |
| GIS | GENERAL MLS INC | 5,409 | $244K | 0.0% | $45.11 * | $37.04 | +10.7% | COM | 370334104 |
| VVV | VALVOLINE INC | 10,981 | $243K | 0.0% | $22.13 * | $23.16 | +2.7% | COM | 92047W101 |
| AEP | AMERICAN ELEC PWR INC | 3,550 | $243K | 0.0% | $68.45 * | $56.07 | -9.1% | COM | 025537101 |
| — | BLACKROCK CAPITAL INVESTMENT | 40,000 | $241K | 0.0% | $6.03 | $6.18 | — | COM | 092533108 |
| LQD | ISHARES TR | 2,057 | $241K | 0.0% | $117.16 | $120.63 | — | IBOXX INV CP ETF | 464287242 |
| WPC | W P CAREY INC | 3,758 | $233K | 0.0% | $62.00 | $62.27 | — | COM | 92936U109 |
| USB | US BANCORP DEL | 4,587 | $232K | 0.0% | $50.58 * | $31.25 | +27.7% | COM NEW | 902973304 |
| — | AVANGRID INC | 4,478 | $229K | 0.0% | $51.14 | $47.34 | — | COM | 05351W103 |
| — | RYDEX ETF TRUST | 1,189 | $222K | 0.0% | $186.71 | $190.13 | — | GUGGENHM S&P 500 | 78355W205 |
| VCR | VANGUARD WORLD FDS | 1,400 | $222K | 0.0% | $158.57 | $143.57 | — | CONSUM DIS ETF | 92204A108 |
| — | AON PLC | 1,522 | $214K | 0.0% | $140.60 | $132.72 | — | SHS CL A | G0408V102 |
| AIG | AMERICAN INTL GROUP INC | 3,858 | $210K | 0.0% | $54.43 * | $49.72 | -3.3% | COM NEW | 026874784 |
| XLF | SELECT SECTOR SPDR TR | 7,458 | $206K | 0.0% | $27.62 | $27.62 | — | SBI INT-FINL | 81369Y605 |
| NSC | NORFOLK SOUTHERN CORP | 1,516 | $206K | 0.0% | $135.88 * | $102.71 | +19.4% | COM | 655844108 |
| WM | WASTE MGMT INC DEL | 2,450 | $206K | 0.0% | $84.08 * | $70.72 | +5.9% | COM | 94106L109 |
| YUM | YUM BRANDS INC | 2,413 | $205K | 0.0% | $84.96 * | $71.00 | 0.0% | COM | 988498101 |
| — | ACTIVISION BLIZZARD INC | 3,045 | $205K | 0.0% | $67.32 | $67.32 | — | COM | 00507V109 |
| ARCC | ARES CAP CORP | 10,478 | $166K | 0.0% | $15.84 * | $7.29 | +2.5% | COM | 04010L103 |
| — | GLOBAL X FDS | 13,935 | $135K | 0.0% | $9.69 | $7.97 | — | MSCI GREECE ETF | 37950E366 |
| — | BLACKROCK MUNI N Y INTER DUR | 10,000 | $129K | 0.0% | $12.90 | $14.00 | — | COM | 09255F109 |
| — | ACELRX PHARMACEUTICALS INC | 60,000 | $126K | 0.0% | $2.10 | $6.28 | — | COM | 00444T100 |
| — | SIRIUS XM HLDGS INC | 15,774 | $98,000 | 0.0% | $6.21 | $3.64 | — | COM | 82968B103 |
| — | THESTREET INC | 51,119 | $92,000 | 0.0% | $1.80 | $0.80 | — | COM | 88368Q103 |
| — | CHESAPEAKE ENERGY CORP | 11,314 | $34,000 | 0.0% | $3.01 | $15.22 | — | COM | 165167107 |