Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 30, 2018
Total Value: $576M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SDY | SPDR SERIES TRUST | 1,796,682 | $170M | 29.5% | $94.48 | $66.57 | — | S&P DIVID ETF | 78464A763 |
| VIG | VANGUARD SPECIALIZED FUNDS | 468,423 | $47.79M | 8.3% | $102.03 | $66.98 | — | DIV APP ETF | 921908844 |
| VYM | VANGUARD WHITEHALL FDS INC | 420,124 | $35.98M | 6.2% | $85.63 | $59.58 | — | HIGH DIV YLD | 921946406 |
| VO | VANGUARD INDEX FDS | 225,034 | $34.83M | 6.0% | $154.78 | $116.61 | — | MID CAP ETF | 922908629 |
| VTI | VANGUARD INDEX FDS | 167,798 | $23.03M | 4.0% | $137.25 | $105.32 | — | TOTAL STK MKT | 922908769 |
| — | EATON VANCE TAX ADVT DIV INC | 832,962 | $19.38M | 3.4% | $23.27 | $17.73 | — | COM | 27828G107 |
| IJK | ISHARES TR | 82,310 | $17.77M | 3.1% | $215.83 | $154.29 | — | S&P MC 400GR ETF | 464287606 |
| AAPL | APPLE INC | 93,376 | $15.8M | 2.7% | $169.23 * | $55.74 | -29.9% | COM | 037833100 |
| META | FACEBOOK INC | 87,679 | $15.47M | 2.7% | $176.46 | $99.25 | +76.8% | CL A | 30303M102 |
| SPY | SPDR S&P 500 ETF TR | 52,968 | $14.13M | 2.5% | $266.86 | $176.46 | — | TR UNIT | 78462F103 |
| EL | LAUDER ESTEE COS INC | 76,001 | $9.67M | 1.7% | $127.24 * | $74.71 | +45.3% | CL A | 518439104 |
| JNJ | JOHNSON & JOHNSON | 43,099 | $6.022M | 1.0% | $139.72 * | $70.73 | +56.9% | COM | 478160104 |
| DVY | ISHARES TR | 53,713 | $5.294M | 0.9% | $98.56 | $69.60 | — | SELECT DIVID ETF | 464287168 |
| PG | PROCTER AND GAMBLE CO | 56,419 | $5.184M | 0.9% | $91.88 * | $65.07 | +11.7% | COM | 742718109 |
| — | IAC INTERACTIVECORP | 37,433 | $4.577M | 0.8% | $122.27 | $50.51 | — | COM | 44919P508 |
| VB | VANGUARD INDEX FDS | 26,032 | $3.847M | 0.7% | $147.78 | $123.72 | — | SMALL CP ETF | 922908751 |
| GOOGL | ALPHABET INC | 3,630 | $3.824M | 0.7% | $1053.44 * | $37.16 | +37.9% | CAP STK CL A | 02079K305 |
| GOOG | ALPHABET INC | 3,441 | $3.601M | 0.6% | $1046.50 * | $35.76 | +41.3% | CAP STK CL C | 02079K107 |
| XOM | EXXON MOBIL CORP | 42,755 | $3.576M | 0.6% | $83.64 * | $77.81 | -26.6% | COM | 30231G102 |
| VWO | VANGUARD INTL EQUITY INDEX F | 77,685 | $3.567M | 0.6% | $45.92 | $34.46 | — | FTSE EMR MKT ETF | 922042858 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 17,599 | $3.488M | 0.6% | $198.19 * | $106.34 | +78.6% | CL B NEW | 084670702 |
| VXUS | VANGUARD STAR FD | 60,517 | $3.438M | 0.6% | $56.81 | $46.47 | — | VG TL INTL STK F | 921909768 |
| MSFT | MICROSOFT CORP | 34,114 | $2.918M | 0.5% | $85.54 * | $30.89 | +143.6% | COM | 594918104 |
| XLK | SELECT SECTOR SPDR TR | 44,670 | $2.857M | 0.5% | $63.96 | $49.76 | — | TECHNOLOGY | 81369Y803 |
| CVS | CVS HEALTH CORP | 39,188 | $2.841M | 0.5% | $72.50 * | $48.30 | +16.4% | COM | 126650100 |
| T | AT&T INC | 69,767 | $2.713M | 0.5% | $38.89 * | $17.17 | -11.2% | COM | 00206R102 |
| AMZN | AMAZON COM INC | 2,067 | $2.417M | 0.4% | $1169.33 * | $48.85 | +12.6% | COM | 023135106 |
| JPM | JPMORGAN CHASE & CO | 22,295 | $2.384M | 0.4% | $106.93 * | $44.20 | +84.0% | COM | 46625H100 |
| MS | MORGAN STANLEY | 42,558 | $2.233M | 0.4% | $52.47 * | $19.16 | +107.4% | COM NEW | 617446448 |
| DIS | DISNEY WALT CO | 20,132 | $2.164M | 0.4% | $107.49 * | $63.69 | +52.8% | COM DISNEY | 254687106 |
| IVV | ISHARES TR | 7,721 | $2.076M | 0.4% | $268.88 | $195.34 | — | CORE S&P500 ETF | 464287200 |
| ROST | ROSS STORES INC | 25,009 | $2.007M | 0.3% | $80.25 * | $49.92 | +29.2% | COM | 778296103 |
| MMM | 3M CO | 8,091 | $1.904M | 0.3% | $235.32 * | $97.81 | +48.2% | COM | 88579Y101 |
| VZ | VERIZON COMMUNICATIONS INC | 34,392 | $1.82M | 0.3% | $52.92 * | $32.77 | -2.5% | COM | 92343V104 |
| NFLX | NETFLIX INC | 9,457 | $1.815M | 0.3% | $191.92 * | $12.11 | +59.0% | COM | 64110L106 |
| HD | HOME DEPOT INC | 8,921 | $1.691M | 0.3% | $189.55 * | $68.88 | +105.7% | COM | 437076102 |
| VT | VANGUARD INTL EQUITY INDEX F | 22,643 | $1.682M | 0.3% | $74.28 | $60.98 | — | TT WRLD ST ETF | 922042742 |
| — | GENERAL ELECTRIC CO | 95,249 | $1.662M | 0.3% | $17.45 | $25.02 | — | COM | 369604103 |
| GS | GOLDMAN SACHS GROUP INC | 6,307 | $1.607M | 0.3% | $254.80 * | $140.91 | +45.6% | COM | 38141G104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 10,450 | $1.603M | 0.3% | $153.40 * | $155.60 | -34.4% | COM | 459200101 |
| — | BLACKSTONE GROUP L P | 49,928 | $1.599M | 0.3% | $32.03 | $28.09 | — | COM UNIT LTD | 09253U108 |
| PEP | PEPSICO INC | 12,913 | $1.549M | 0.3% | $119.96 * | $67.43 | +32.0% | COM | 713448108 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 20,932 | $1.485M | 0.3% | $70.94 | $70.60 | — | COM UNIT RP LP | 559080106 |
| — | CELGENE CORP | 14,162 | $1.478M | 0.3% | $104.36 | $88.74 | — | COM | 151020104 |
| WFC | WELLS FARGO CO NEW | 24,197 | $1.468M | 0.3% | $60.67 * | $36.76 | +22.6% | COM | 949746101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 54,102 | $1.434M | 0.2% | $26.51 | $28.53 | — | COM | 293792107 |
| MPLX | MPLX LP | 40,000 | $1.419M | 0.2% | $35.48 | $34.72 | — | COM UNIT REP LTD | 55336V100 |
| PFE | PFIZER INC | 36,732 | $1.33M | 0.2% | $36.21 * | $21.01 | +13.3% | COM | 717081103 |
| AGO | ASSURED GUARANTY LTD | 36,903 | $1.25M | 0.2% | $33.87 * | $34.02 | -7.4% | COM | G0585R106 |
| CVX | CHEVRON CORP NEW | 9,980 | $1.249M | 0.2% | $125.15 * | $93.39 | -10.5% | COM | 166764100 |
| BA | BOEING CO | 4,136 | $1.22M | 0.2% | $294.97 * | $101.52 | +153.5% | COM | 097023105 |
| RITM | NEW RESIDENTIAL INVT CORP | 66,916 | $1.196M | 0.2% | $17.87 | $16.84 | — | COM NEW | 64828T201 |
| VGK | VANGUARD INTL EQUITY INDEX F | 19,736 | $1.167M | 0.2% | $59.13 | $58.36 | — | FTSE EUROPE ETF | 922042874 |
| — | FORTRESS TRANS INFRST INVS L | 56,972 | $1.135M | 0.2% | $19.92 | $11.34 | — | COM REP LTD LIAB | 34960P101 |
| REGN | REGENERON PHARMACEUTICALS | 3,000 | $1.128M | 0.2% | $376.00 * | $231.58 | +73.9% | COM | 75886F107 |
| — | FEDERAL REALTY INVT TR | 8,385 | $1.114M | 0.2% | $132.86 | $133.50 | — | SH BEN INT NEW | 313747206 |
| ACRE | ARES COML REAL ESTATE CORP | 85,955 | $1.109M | 0.2% | $12.90 | $13.37 | — | COM | 04013V108 |
| — | TWITTER INC | 46,151 | $1.108M | 0.2% | $24.01 | $26.95 | — | COM | 90184L102 |
| — | POWERSHARES QQQ TRUST | 7,040 | $1.097M | 0.2% | $155.82 | $84.82 | — | UNIT SER 1 | 73935A104 |
| KO | COCA COLA CO | 22,336 | $1.025M | 0.2% | $45.89 * | $33.90 | +5.1% | COM | 191216100 |
| INTC | INTEL CORP | 21,492 | $992K | 0.2% | $46.16 * | $22.19 | +64.7% | COM | 458140100 |
| DEO | DIAGEO P L C | 6,757 | $987K | 0.2% | $146.07 | $116.67 | — | SPON ADR NEW | 25243Q205 |
| LQDH | ISHARES U S ETF TR | 10,000 | $973K | 0.2% | $97.30 | $95.66 | — | INT RT HDG C B | 46431W705 |
| ED | CONSOLIDATED EDISON INC | 11,439 | $972K | 0.2% | $84.97 * | $50.58 | +26.7% | COM | 209115104 |
| MRK | MERCK & CO INC | 17,054 | $960K | 0.2% | $56.29 * | $38.86 | +10.7% | COM | 58933Y105 |
| MO | ALTRIA GROUP INC | 13,185 | $942K | 0.2% | $71.44 * | $25.24 | +45.2% | COM | 02209S103 |
| VOO | VANGUARD INDEX FDS | 3,715 | $911K | 0.2% | $245.22 | $197.91 | — | S&P 500 ETF SHS | 922908363 |
| CL | COLGATE PALMOLIVE CO | 11,954 | $902K | 0.2% | $75.46 * | $67.60 | -10.8% | COM | 194162103 |
| VBK | VANGUARD INDEX FDS | 5,535 | $890K | 0.2% | $160.79 | $136.18 | — | SML CP GRW ETF | 922908595 |
| NEE | NEXTERA ENERGY INC | 5,686 | $888K | 0.2% | $156.17 * | $36.93 | -14.6% | COM | 65339F101 |
| — | CITRIX SYS INC | 10,000 | $880K | 0.2% | $88.00 | $63.80 | — | COM | 177376100 |
| MCD | MCDONALDS CORP | 4,899 | $843K | 0.1% | $172.08 * | $80.90 | +71.4% | COM | 580135101 |
| BIDU | BAIDU INC | 3,501 | $820K | 0.1% | $234.22 | $230.60 | — | SPON ADR REP A | 056752108 |
| BDX | BECTON DICKINSON & CO | 3,825 | $819K | 0.1% | $214.12 * | $78.58 | +136.0% | COM | 075887109 |
| BMY | BRISTOL MYERS SQUIBB CO | 13,013 | $797K | 0.1% | $61.25 * | $33.17 | +40.1% | COM | 110122108 |
| PM | PHILIP MORRIS INTL INC | 7,460 | $788K | 0.1% | $105.63 * | $70.95 | -1.9% | COM | 718172109 |
| CNQ | CANADIAN NAT RES LTD | 22,000 | $786K | 0.1% | $35.73 * | $10.28 | +11.4% | COM | 136385101 |
| FE | FIRSTENERGY CORP | 25,667 | $786K | 0.1% | $30.62 * | $21.21 | +9.9% | COM | 337932107 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,170 | $784K | 0.1% | $247.32 | $247.32 | — | UT SER 1 | 78467X109 |
| BK | BANK NEW YORK MELLON CORP | 14,477 | $780K | 0.1% | $53.88 * | $26.34 | +61.9% | COM | 064058100 |
| IAT | ISHARES TR | 15,825 | $780K | 0.1% | $49.29 | $31.79 | — | US REGNL BKS ETF | 464288778 |
| AMT | AMERICAN TOWER CORP NEW | 5,460 | $779K | 0.1% | $142.67 * | $87.85 | +31.7% | COM | 03027X100 |
| KRE | SPDR SERIES TRUST | 13,200 | $777K | 0.1% | $58.86 | $37.65 | — | S&P REGL BKG | 78464A698 |
| — | EATON VANCE TX ADV GLB DIV O | 30,099 | $765K | 0.1% | $25.42 | $24.20 | — | COM | 27828U106 |
| UNH | UNITEDHEALTH GROUP INC | 3,362 | $741K | 0.1% | $220.40 * | $83.84 | +121.9% | COM | 91324P102 |
| — | SPDR SERIES TRUST | 20,000 | $734K | 0.1% | $36.70 | $36.27 | — | BLOOMBERG BRCLYS | 78464A417 |
| EFA | ISHARES TR | 10,434 | $734K | 0.1% | $70.35 | $62.14 | — | MSCI EAFE ETF | 464287465 |
| VBR | VANGUARD INDEX FDS | 5,451 | $724K | 0.1% | $132.82 | $85.83 | — | SM CP VAL ETF | 922908611 |
| UNP | UNION PAC CORP | 5,318 | $713K | 0.1% | $134.07 * | $71.86 | +40.2% | COM | 907818108 |
| GLD | SPDR GOLD TRUST | 5,751 | $711K | 0.1% | $123.63 | $117.41 | — | GOLD SHS | 78463V107 |
| AXP | AMERICAN EXPRESS CO | 6,948 | $690K | 0.1% | $99.31 * | $59.02 | +44.4% | COM | 025816109 |
| — | ALTABA INC | 9,600 | $671K | 0.1% | $69.90 | $54.48 | — | COM | 021346101 |
| CSCO | CISCO SYS INC | 17,461 | $669K | 0.1% | $38.31 * | $19.26 | +45.2% | COM | 17275R102 |
| RF | REGIONS FINL CORP NEW | 38,090 | $658K | 0.1% | $17.27 * | $5.68 | +105.6% | COM | 7591EP100 |
| — | UNILEVER N V | 11,482 | $647K | 0.1% | $56.35 | $38.55 | — | N Y SHS NEW | 904784709 |
| C | CITIGROUP INC | 8,298 | $617K | 0.1% | $74.36 * | $35.28 | +60.0% | COM NEW | 172967424 |
| — | GLOBAL X FDS | 60,000 | $617K | 0.1% | $10.28 | $7.97 | — | MSCI GREECE ETF | 37950E366 |
| IJS | ISHARES TR | 4,000 | $614K | 0.1% | $153.50 | $146.75 | — | SP SMCP600VL ETF | 464287879 |
| IYJ | ISHARES TR | 4,000 | $590K | 0.1% | $147.50 | $131.54 | — | US INDUSTRIALS | 464287754 |
| AMGN | AMGEN INC | 3,378 | $587K | 0.1% | $173.77 * | $98.65 | +40.1% | COM | 031162100 |
| IJT | ISHARES TR | 3,356 | $571K | 0.1% | $170.14 | $117.11 | — | S&P SML 600 GWT | 464287887 |
| DG | DOLLAR GEN CORP NEW | 6,000 | $558K | 0.1% | $93.00 * | $56.86 | +36.2% | COM | 256677105 |
| MAR | MARRIOTT INTL INC NEW | 3,917 | $532K | 0.1% | $135.82 * | $50.17 | +128.6% | CL A | 571903202 |
| BIV | VANGUARD BD INDEX FD INC | 6,350 | $532K | 0.1% | $83.78 | $85.11 | — | INTERMED TERM | 921937819 |
| DLS | WISDOMTREE TR | 6,686 | $514K | 0.1% | $76.88 | $52.95 | — | INTL SMCAP DIV | 97717W760 |
| — | BLACKROCK INC | 1,000 | $514K | 0.1% | $514.00 | $447.00 | — | COM | 09247X101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,487 | $514K | 0.1% | $345.66 | $248.87 | — | UTSER1 S&PDCRP | 78467Y107 |
| AFL | AFLAC INC | 5,840 | $513K | 0.1% | $87.84 * | $53.10 | -33.5% | COM | 001055102 |
| — | DOUBLELINE OPPORTUNISTIC CR | 22,667 | $503K | 0.1% | $22.19 | $25.83 | — | COM | 258623107 |
| — | VMWARE INC | 4,000 | $501K | 0.1% | $125.25 | $82.29 | — | CL A COM | 928563402 |
| CPB | CAMPBELL SOUP CO | 10,308 | $496K | 0.1% | $48.12 * | $36.29 | 0.0% | COM | 134429109 |
| IYW | ISHARES TR | 3,000 | $488K | 0.1% | $162.67 | $92.41 | — | U.S. TECH ETF | 464287721 |
| HON | HONEYWELL INTL INC | 3,144 | $482K | 0.1% | $153.31 * | $64.15 | +76.7% | COM | 438516106 |
| IYM | ISHARES TR | 4,700 | $480K | 0.1% | $102.13 | $83.19 | — | U.S. BAS MTL ETF | 464287838 |
| — | UNITED TECHNOLOGIES CORP | 3,720 | $475K | 0.1% | $127.69 | $102.08 | — | COM | 913017109 |
| MDLZ | MONDELEZ INTL INC | 11,079 | $474K | 0.1% | $42.78 * | $28.32 | +21.7% | CL A | 609207105 |
| CMCSA | COMCAST CORP NEW | 11,757 | $471K | 0.1% | $40.06 * | $26.19 | +17.2% | CL A | 20030N101 |
| ADP | AUTOMATIC DATA PROCESSING IN | 4,010 | $470K | 0.1% | $117.21 * | $57.59 | +67.0% | COM | 053015103 |
| IWF | ISHARES TR | 3,374 | $454K | 0.1% | $134.56 | $97.01 | — | RUS 1000 GRW ETF | 464287614 |
| IJH | ISHARES TR | 2,381 | $452K | 0.1% | $189.84 | $136.05 | — | CORE S&P MCP ETF | 464287507 |
| V | VISA INC | 3,960 | $452K | 0.1% | $114.14 * | $59.87 | +74.4% | COM CL A | 92826C839 |
| MGK | VANGUARD WORLD FD | 4,000 | $445K | 0.1% | $111.25 | $72.78 | — | MEGA GRWTH IND | 921910816 |
| WMT | WAL-MART STORES INC | 4,487 | $443K | 0.1% | $98.73 * | $34.83 | -23.0% | COM | 931142103 |
| KMB | KIMBERLY CLARK CORP | 3,644 | $440K | 0.1% | $120.75 * | $81.74 | +7.2% | COM | 494368103 |
| STWD | STARWOOD PPTY TR INC | 20,585 | $439K | 0.1% | $21.33 | $22.59 | — | COM | 85571B105 |
| XLI | SELECT SECTOR SPDR TR | 5,585 | $423K | 0.1% | $75.74 | $55.40 | — | SBI INT-INDS | 81369Y704 |
| VEU | VANGUARD INTL EQUITY INDEX F | 7,702 | $421K | 0.1% | $54.66 | $44.03 | — | ALLWRLD EX US | 922042775 |
| ORCL | ORACLE CORP | 8,823 | $417K | 0.1% | $47.26 * | $33.96 | +28.1% | COM | 68389X105 |
| EMR | EMERSON ELEC CO | 5,956 | $415K | 0.1% | $69.68 * | $48.60 | +9.6% | COM | 291011104 |
| TRV | TRAVELERS COMPANIES INC | 3,023 | $410K | 0.1% | $135.63 * | $103.96 | +6.3% | COM | 89417E109 |
| PNC | PNC FINL SVCS GROUP INC | 2,822 | $407K | 0.1% | $144.22 * | $69.81 | +49.9% | COM | 693475105 |
| IWB | ISHARES TR | 2,667 | $396K | 0.1% | $148.48 | $98.37 | — | RUS 1000 ETF | 464287622 |
| PSX | PHILLIPS 66 | 3,785 | $383K | 0.1% | $101.19 * | $51.80 | +33.8% | COM | 718546104 |
| ABBV | ABBVIE INC | 3,926 | $380K | 0.1% | $96.79 * | $32.82 | +103.8% | COM | 00287Y109 |
| — | RAYTHEON CO | 1,968 | $370K | 0.1% | $188.01 | $93.24 | — | COM NEW | 755111507 |
| BSV | VANGUARD BD INDEX FD INC | 4,638 | $367K | 0.1% | $79.13 | $79.79 | — | SHORT TRM BOND | 921937827 |
| BABA | ALIBABA GROUP HLDG LTD | 2,100 | $362K | 0.1% | $172.38 | $172.38 | — | SPONSORED ADS | 01609W102 |
| — | DOWDUPONT INC | 5,045 | $359K | 0.1% | $71.16 | $69.18 | — | COM | 26078J100 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 8,650 | $357K | 0.1% | $41.27 | $35.04 | — | ROBO GLB ETF | 301505707 |
| VNQ | VANGUARD INDEX FDS | 4,283 | $355K | 0.1% | $82.89 | $73.64 | — | REIT ETF | 922908553 |
| — | LENDINGCLUB CORP | 82,769 | $342K | 0.1% | $4.13 | $7.43 | — | COM | 52603A109 |
| IWD | ISHARES TR | 2,729 | $339K | 0.1% | $124.22 | $102.13 | — | RUS 1000 VAL ETF | 464287598 |
| CB | CHUBB LIMITED | 2,288 | $334K | 0.1% | $145.98 * | $98.33 | +31.7% | COM | H1467J104 |
| EBAY | EBAY INC | 8,840 | $334K | 0.1% | $37.78 * | $30.45 | +8.5% | COM | 278642103 |
| ISRG | INTUITIVE SURGICAL INC | 900 | $328K | 0.1% | $364.44 * | $238.58 | -47.5% | COM NEW | 46120E602 |
| GIS | GENERAL MLS INC | 5,459 | $324K | 0.1% | $59.35 * | $37.04 | +9.5% | COM | 370334104 |
| — | POWERSHARES ETF TRUST | 6,730 | $317K | 0.1% | $47.10 | $41.65 | — | DYN BIOT & GEN | 73935X856 |
| — | ISHARES GOLD TRUST | 25,000 | $313K | 0.1% | $12.52 | $11.88 | — | ISHARES | 464285105 |
| BAC | BANK AMER CORP | 10,475 | $309K | 0.1% | $29.50 * | $12.45 | +82.9% | COM | 060505104 |
| KHC | KRAFT HEINZ CO | 3,829 | $298K | 0.1% | $77.83 * | $48.94 | +9.1% | COM | 500754106 |
| XLY | SELECT SECTOR SPDR TR | 3,011 | $297K | 0.1% | $98.64 | $75.74 | — | SBI CONS DISCR | 81369Y407 |
| IWO | ISHARES TR | 1,584 | $296K | 0.1% | $186.87 | $150.24 | — | RUS 2000 GRW ETF | 464287648 |
| COST | COSTCO WHSL CORP NEW | 1,567 | $292K | 0.1% | $186.34 * | $98.82 | +56.3% | COM | 22160K105 |
| XLP | SELECT SECTOR SPDR TR | 5,140 | $292K | 0.1% | $56.81 | $51.13 | — | SBI CONS STPLS | 81369Y308 |
| EEM | ISHARES TR | 6,178 | $291K | 0.1% | $47.10 | $41.42 | — | MSCI EMG MKT ETF | 464287234 |
| EW | EDWARDS LIFESCIENCES CORP | 2,575 | $290K | 0.1% | $112.62 * | $38.14 | -3.8% | COM | 28176E108 |
| ASH | ASHLAND GLOBAL HLDGS INC | 4,000 | $285K | 0.0% | $71.25 * | $49.37 | +22.2% | COM | 044186104 |
| LLY | LILLY ELI & CO | 3,314 | $280K | 0.0% | $84.49 * | $54.14 | +39.0% | COM | 532457108 |
| BF/B | BROWN FORMAN CORP | 4,000 | $275K | 0.0% | $68.75 * | $34.76 | +17.9% | CL B | 115637209 |
| VVV | VALVOLINE INC | 10,981 | $275K | 0.0% | $25.04 * | $23.16 | +4.3% | COM | 92047W101 |
| — | PRAXAIR INC | 1,729 | $267K | 0.0% | $154.42 | $112.99 | — | COM | 74005P104 |
| AEP | AMERICAN ELEC PWR INC | 3,623 | $267K | 0.0% | $73.70 * | $56.07 | 0.0% | COM | 025537101 |
| FDX | FEDEX CORP | 1,055 | $263K | 0.0% | $249.29 * | $184.90 | +7.7% | COM | 31428X106 |
| MUB | ISHARES TR | 2,350 | $260K | 0.0% | $110.64 | $110.64 | — | NATIONAL MUN ETF | 464288414 |
| WPC | W P CAREY INC | 3,758 | $259K | 0.0% | $68.92 | $62.27 | — | COM | 92936U109 |
| DVN | DEVON ENERGY CORP NEW | 6,239 | $258K | 0.0% | $41.35 * | $25.74 | +4.3% | COM | 25179M103 |
| DXCM | DEXCOM INC | 4,500 | $258K | 0.0% | $57.33 * | $18.47 | -29.6% | COM | 252131107 |
| LQD | ISHARES TR | 2,057 | $250K | 0.0% | $121.54 | $120.63 | — | IBOXX INV CP ETF | 464287242 |
| — | OCH ZIFF CAP MGMT GROUP | 100,000 | $250K | 0.0% | $2.50 | $2.50 | — | CL A | 67551U105 |
| USB | US BANCORP DEL | 4,587 | $246K | 0.0% | $53.63 * | $31.25 | +24.9% | COM NEW | 902973304 |
| AOS | SMITH A O | 4,000 | $245K | 0.0% | $61.25 * | $27.68 | +89.9% | COM | 831865209 |
| AGZD | WISDOMTREE TR | 5,000 | $242K | 0.0% | $48.40 | $47.89 | — | BRCLYS INTRT HED | 97717W380 |
| LMT | LOCKHEED MARTIN CORP | 747 | $240K | 0.0% | $321.29 * | $218.34 | +16.1% | COM | 539830109 |
| EZM | WISDOMTREE TR | 6,000 | $238K | 0.0% | $39.67 | $55.22 | — | US MIDCP EARNING | 97717W570 |
| — | XILINX INC | 3,500 | $236K | 0.0% | $67.43 | $35.88 | — | COM | 983919101 |
| AIG | AMERICAN INTL GROUP INC | 3,858 | $230K | 0.0% | $59.62 * | $49.72 | 0.0% | COM NEW | 026874784 |
| — | AVANGRID INC | 4,478 | $226K | 0.0% | $50.47 | $47.34 | — | COM | 05351W103 |
| HNNA | HENNESSY ADVISORS INC | 13,500 | $223K | 0.0% | $16.52 | $11.34 | +44.9% | COM | 425885100 |
| NSC | NORFOLK SOUTHERN CORP | 1,516 | $220K | 0.0% | $145.12 * | $102.71 | +11.0% | COM | 655844108 |
| VCR | VANGUARD WORLD FDS | 1,400 | $218K | 0.0% | $155.71 | $143.57 | — | CONSUM DIS ETF | 92204A108 |
| — | RYDEX ETF TRUST | 1,119 | $213K | 0.0% | $190.35 | $190.35 | — | GUGGENHM S&P 500 | 78355W205 |
| WM | WASTE MGMT INC DEL | 2,450 | $211K | 0.0% | $86.12 * | $70.72 | 0.0% | COM | 94106L109 |
| XLE | SELECT SECTOR SPDR TR | 2,912 | $210K | 0.0% | $72.12 | $71.33 | — | ENERGY | 81369Y506 |
| — | AON PLC | 1,522 | $204K | 0.0% | $134.03 | $132.72 | — | SHS CL A | G0408V102 |
| — | BLACKROCK CAPITAL INVESTMENT | 30,000 | $187K | 0.0% | $6.23 | $6.23 | — | COM | 092533108 |
| ARCC | ARES CAP CORP | 10,232 | $161K | 0.0% | $15.73 * | $7.29 | +2.6% | COM | 04010L103 |
| — | MFA FINL INC | 19,900 | $158K | 0.0% | $7.94 | $8.09 | — | COM | 55272X102 |
| — | ACELRX PHARMACEUTICALS INC | 70,000 | $142K | 0.0% | $2.03 | $6.28 | — | COM | 00444T100 |
| — | BLACKROCK MUNI N Y INTER DUR | 10,000 | $136K | 0.0% | $13.60 | $14.00 | — | COM | 09255F109 |
| — | AMERICA FIRST MULTIFAMILY IN | 15,005 | $91,000 | 0.0% | $6.06 | $6.06 | — | BEN UNIT CTF | 02364V107 |
| — | SIRIUS XM HLDGS INC | 14,994 | $80,000 | 0.0% | $5.34 | $3.51 | — | COM | 82968B103 |
| — | THESTREET INC | 51,119 | $74,000 | 0.0% | $1.45 | $0.80 | — | COM | 88368Q103 |
| — | CHESAPEAKE ENERGY CORP | 11,314 | $45,000 | 0.0% | $3.98 | $15.22 | — | COM | 165167107 |
| — | NAVIOS MARITIME ACQUIS CORP | 24,640 | $27,000 | 0.0% | $1.10 | $1.58 | — | SHS | Y62159101 |