Location: Alamo, CA
CIK: 0001568839 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Feb 12, 2014
Total Value: $101M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| DWX | SPDR S & P INTL DIVIDEND | 99,758 | $4.734M | 4.7% | $47.45 | — | ETF | 78463X772 |
| — | ADVISORSHARES TR PERITUS HIGH YIELD ETF | 87,698 | $4.535M | 4.5% | $51.71 | — | ETF | 00768Y503 |
| LQD | ISHARES IBOXX CORPORATE BOND ETF | 38,890 | $4.441M | 4.4% | $114.19 | — | ETF | 464287242 |
| — | GUGGENHEIM BLT 2015 ETF HIGH YIELD CORP BND ETF | 156,016 | $4.178M | 4.1% | $26.78 | — | ETF | 18383M423 |
| — | APOLLO GROUP INC | 145,646 | $3.979M | 3.9% | $27.32 | — | Stock | 037604105 |
| — | ENERPLUS CORP | 211,538 | $3.846M | 3.8% | $18.18 | — | Stock | 292766102 |
| — | WHITING PETROLEUM CORPORATION | 58,955 | $3.648M | 3.6% | $61.88 | — | Stock | 966387102 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 146,389 | $3.642M | 3.6% | $24.88 | — | ETF | 73936Q769 |
| — | LEUCADIA NATL CORP | 128,044 | $3.629M | 3.6% | $28.34 | — | Stock | 527288104 |
| — | NAVIOS MARITIME PARTNERS LP | 182,084 | $3.481M | 3.4% | $19.12 | — | MLP | Y62267102 |
| RY | ROYAL BANK OF CANADA | 50,573 | $3.4M | 3.4% | $66.31 | 0.0% | Stock | 780087102 |
| MSFT | MICROSOFT | 90,775 | $3.396M | 3.3% | $30.02 | 0.0% | Stock | 594918104 |
| KMI | KINDER MORGAN INC | 87,784 | $3.16M | 3.1% | $19.06 | 0.0% | Stock | 49456B101 |
| TLT | ISHARES 20+ YR TREASURY ETF | 30,509 | $3.108M | 3.1% | $101.87 | — | ETF | 464287432 |
| MDU | M D U RES GROUP INC | 101,322 | $3.095M | 3.1% | $7.80 | 0.0% | Stock | 552690109 |
| INTC | INTEL | 114,246 | $2.965M | 2.9% | $17.92 | 0.0% | Stock | 458140100 |
| — | SEADRILL LIMTED | 71,635 | $2.943M | 2.9% | $41.08 | — | Stock | G7945E105 |
| RS | RELIANCE STEEL & ALUMINUM | 37,946 | $2.878M | 2.8% | $73.89 | 0.0% | Stock | 759509102 |
| WFC | WELLS FARGO & CO | 60,254 | $2.736M | 2.7% | $30.76 | 0.0% | Stock | 949746101 |
| — | SPECTRA ENERGY CORP | 70,965 | $2.528M | 2.5% | $35.62 | — | Stock | 847560109 |
| BMY | BRISTOL MYERS SQUIBB | 46,365 | $2.464M | 2.4% | $34.16 | 0.0% | Stock | 110122108 |
| — | SILVER WHEATON CORP | 121,000 | $2.443M | 2.4% | $20.19 | — | Stock | 828336107 |
| LOW | LOWES COMPANIES | 46,800 | $2.319M | 2.3% | $39.13 | 0.0% | Stock | 548661107 |
| PFE | PFIZER INC | 57,174 | $1.751M | 1.7% | $17.62 | 0.0% | Stock | 717081103 |
| VZ | VERIZON COMMUNICATIONS | 33,442 | $1.643M | 1.6% | $26.61 | 0.0% | Stock | 92343V104 |
| — | HANCOCK JOHN PFD EQTY FD SH BEN INT | 89,350 | $1.595M | 1.6% | $17.85 | — | CEF | 41013W108 |
| CVX | CHEVRON CORP | 12,171 | $1.52M | 1.5% | $72.49 | 0.0% | Stock | 166764100 |
| AG | FIRST MAJESTIC SILVER CORP | 154,677 | $1.516M | 1.5% | $10.28 | 0.0% | Stock | 32076V103 |
| RGLD | ROYAL GOLD INC | 28,426 | $1.31M | 1.3% | $47.17 | 0.0% | Stock | 780287108 |
| — | ALAMOS GOLD INC | 98,810 | $1.199M | 1.2% | $12.13 | — | Stock | 011527108 |
| — | GENERAL ELECTRIC CO | 32,308 | $906K | 0.9% | $28.04 | — | Stock | 369604103 |
| — | KINDER MORGAN ENERGY PTNRS LP | 9,583 | $773K | 0.8% | $80.66 | — | MLP | 494550106 |
| KO | COCA COLA CO | 18,020 | $744K | 0.7% | $26.95 | 0.0% | Stock | 191216100 |
| XOM | EXXON MOBIL CORP | 5,600 | $567K | 0.6% | $55.94 | 0.0% | Stock | 30231G102 |
| — | GLOBAL X SILVER MINERS ETF | 46,700 | $523K | 0.5% | $11.20 | — | ETF | 37950E853 |
| PBA | PEMBINA PIPELINE CORPORATION | 14,450 | $509K | 0.5% | $17.57 | 0.0% | Stock | 706327103 |
| NSC | NORFOLK SOUTHERN CRP | 4,650 | $432K | 0.4% | $65.71 | 0.0% | Stock | 655844108 |
| FNV | FRANCO NEVADA CORP COM NPV ISIN #CA3518581051 SEDOL #B29NF31 | 10,433 | $425K | 0.4% | $36.49 | 0.0% | Stock | 351858105 |
| — | ROYAL DUTCH SHELL PLC | 5,464 | $410K | 0.4% | $75.04 | — | ADR | 780259107 |
| IDA | IDACORP INC | 6,650 | $345K | 0.3% | $51.10 | 0.0% | Stock | 451107106 |
| — | ADVISORSHARES TRUST ETF CYCLE | 10,255 | $270K | 0.3% | $26.33 | — | ETF | 00768Y735 |
| — | PROSHARES TR SHORT S&P 500 PROSHARES | 8,700 | $220K | 0.2% | $25.29 | — | ETF | 74347R503 |
| AAPL | APPLE COMPUTER, INC. | 365 | $205K | 0.2% | $16.37 | 0.0% | Stock | 037833100 |
| NEE | NEXTERA ENERGY INC SHS | 2,240 | $192K | 0.2% | $15.29 | 0.0% | Stock | 65339F101 |
| IBM | INTL BUSINESS MACHINES | 1,000 | $188K | 0.2% | $106.40 | 0.0% | Stock | 459200101 |
| — | SANDSTORM GOLD LIMITED COM NPV(POSTREV SPLIT) ISIN #CA80013R2063 | 42,700 | $182K | 0.2% | $4.26 | — | Stock | 80013R206 |
| — | NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND-SBI | 15,000 | $174K | 0.2% | $11.60 | — | CEF | 67060D107 |
| CSCO | CISCO SYS INC | 7,223 | $162K | 0.2% | $15.20 | 0.0% | Stock | 17275R102 |
| EPD | ENTERPRISE PRODS PARTNERS L P | 2,356 | $156K | 0.2% | $66.21 | — | MLP | 293792107 |
| DUK | DUKE ENERGY CORP NEW | 2,142 | $148K | 0.1% | $42.35 | 0.0% | Stock | 26441C204 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 2,300 | $146K | 0.1% | $63.48 | — | MLP | 559080106 |
| NFG | NATIONAL FUEL GAS CO | 2,000 | $143K | 0.1% | $69.48 | 0.0% | Stock | 636180101 |
| BAC | BANK OF AMERICA CORP | 8,881 | $138K | 0.1% | $11.68 | 0.0% | Stock | 060505104 |
| MRK | MERCK & CO INC | 2,705 | $135K | 0.1% | $31.29 | 0.0% | Stock | 58933Y105 |
| — | CLIFFS NATURAL RESOURCES INC | 5,000 | $131K | 0.1% | $26.20 | — | Stock | 18683K101 |
| — | AON PLC | 1,545 | $130K | 0.1% | $84.14 | — | Stock | G0408V102 |
| PAA | PLAINS ALL AMERICAN PIPELINE LP | 2,500 | $129K | 0.1% | $51.60 | — | MLP | 726503105 |
| AIG | AMERICAN INTERNATIONAL GROUP | 2,513 | $128K | 0.1% | $37.86 | 0.0% | Stock | 026874784 |
| — | SOVRAN SELF STORAGE INC | 1,850 | $121K | 0.1% | $65.41 | — | REIT | 84610H108 |
| PAYX | PAYCHEX INC | 2,591 | $118K | 0.1% | $29.42 | 0.0% | Stock | 704326107 |
| — | APACHE CORP | 1,350 | $116K | 0.1% | $85.93 | — | Stock | 037411105 |
| — | H S B C HLDGS 6.20% ADRF SPONSORED ADR | 4,528 | $112K | 0.1% | $24.73 | — | ADR | 404280604 |
| JNJ | JOHNSON & JOHNSON | 1,200 | $110K | 0.1% | $65.75 | 0.0% | Stock | 478160104 |
| ARLP | ALLIANCE RESOURCE PARTNERS | 1,373 | $106K | 0.1% | $77.20 | — | Stock | 01877R108 |
| — | PLUM CREEK TIMBER COINC | 2,200 | $102K | 0.1% | $46.36 | — | REIT | 729251108 |
| UNP | UNION PACIFIC CORP | 604 | $101K | 0.1% | $60.55 | 0.0% | Stock | 907818108 |
| — | AGL RESOURCES INC | 2,000 | $94,000 | 0.1% | $47.00 | — | Stock | 001204106 |
| WTFC | WINTRUST FINANCIAL CP | 2,000 | $92,000 | 0.1% | $44.24 | 0.0% | Stock | 97650W108 |
| — | SBA COMMUNICATIONS CP | 1,000 | $90,000 | 0.1% | $90.00 | — | Stock | 78388J106 |
| — | ALLIANZGI NFJ DIVID INT & PREM COM | 4,600 | $81,000 | 0.1% | $17.61 | — | CEF | 01883A107 |
| PEP | PEPSICO INC | 900 | $75,000 | 0.1% | $57.75 | 0.0% | Stock | 713448108 |
| LLY | ELI LILLY AND CO | 1,450 | $74,000 | 0.1% | $39.58 | 0.0% | Stock | 532457108 |
| — | CIGNA CORP | 807 | $71,000 | 0.1% | $87.98 | — | Stock | 125509109 |
| MO | ALTRIA GROUP INC | 1,600 | $61,000 | 0.1% | $17.15 | 0.0% | Stock | 02209S103 |
| PM | PHILIP MORRIS INTL INC | 700 | $61,000 | 0.1% | $47.83 | 0.0% | Stock | 718172109 |
| COST | COSTCO WHOLESALE CORP | 500 | $60,000 | 0.1% | $95.15 | 0.0% | Stock | 22160K105 |
| — | NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC | 4,800 | $60,000 | 0.1% | $12.50 | — | CEF | 67063W102 |
| — | DCP MIDSTREAM PARTNERS LP UNITS LTD PARTNER INT | 1,200 | $60,000 | 0.1% | $50.00 | — | MLP | 23311P100 |
| BGS | B&G FOODS INC CLASS A | 1,700 | $58,000 | 0.1% | $14.22 | 0.0% | Stock | 05508R106 |
| COP | CONOCOPHILLIPS | 827 | $58,000 | 0.1% | $48.40 | 0.0% | Stock | 20825C104 |
| — | MUNIYIELD INSD FD INC | 4,500 | $57,000 | 0.1% | $12.67 | — | CEF | 09254E103 |
| DVN | DEVON ENERGY CORP | 894 | $55,000 | 0.1% | $41.04 | 0.0% | Stock | 25179M103 |
| KMB | KIMBERLY CLARK CORP | 500 | $52,000 | 0.1% | $66.36 | 0.0% | Stock | 494368103 |
| PCG | PG&E CORP | 1,274 | $51,000 | 0.1% | $35.27 | 0.0% | Stock | 69331C108 |
| MINT | PIMCO ENHANCED SHORT MATURIT | 500 | $51,000 | 0.1% | $102.00 | — | ETF | 72201R833 |
| PSX | PHILLIPS 66 | 662 | $51,000 | 0.1% | $43.41 | 0.0% | Stock | 718546104 |
| — | BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT | 700 | $50,000 | 0.0% | $71.43 | — | MLP | 118230101 |
| MTZ | MASTEC INC | 1,500 | $49,000 | 0.0% | $31.66 | 0.0% | Stock | 576323109 |
| PG | PROCTER & GAMBLE CO | 600 | $49,000 | 0.0% | $58.01 | 0.0% | Stock | 742718109 |
| MMM | 3M COMPANY | 350 | $49,000 | 0.0% | $72.67 | 0.0% | Stock | 88579Y101 |
| ADP | AUTOMATIC DATA PROCESSING INC | 600 | $48,000 | 0.0% | $51.46 | 0.0% | Stock | 053015103 |
| AFL | AFLAC INC | 700 | $47,000 | 0.0% | $24.61 | 0.0% | Stock | 001055102 |
| — | ALLIANZGI CONV & INCOME FD | 4,700 | $46,000 | 0.0% | $9.79 | — | CEF | 018828103 |
| CLX | CLOROX CO DEL | 500 | $46,000 | 0.0% | $63.81 | 0.0% | Stock | 189054109 |
| ORCL | ORACLE CORPORATION | 1,200 | $46,000 | 0.0% | $28.79 | 0.0% | Stock | 68389X105 |
| SYK | STRYKER CORP | 600 | $45,000 | 0.0% | $63.06 | 0.0% | Stock | 863667101 |
| CMCSA | COMCAST CORP CL A | 845 | $44,000 | 0.0% | $18.38 | 0.0% | Stock | 20030N101 |
| — | ENERGIZER HOLDING INC | 407 | $44,000 | 0.0% | $108.11 | — | Stock | 29266R108 |
| EMR | EMERSON ELECTRIC CO | 600 | $42,000 | 0.0% | $48.18 | 0.0% | Stock | 291011104 |
| HP | HELMERICH & PAYNE INC | 500 | $42,000 | 0.0% | $77.83 | 0.0% | Stock | 423452101 |
| T | AT&T INC COM | 1,200 | $42,000 | 0.0% | $11.17 | 0.0% | Stock | 00206R102 |
| — | COMCAST CORP NEW CL A SPL | 850 | $42,000 | 0.0% | $49.41 | — | Stock | 20030N200 |
| META | FACEBOOK INC CL A | 750 | $41,000 | 0.0% | $49.86 | 0.0% | Stock | 30303M102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 350 | $41,000 | 0.0% | $115.63 | 0.0% | Stock | 084670702 |
| XEL | XCEL ENERGY INC | 1,400 | $39,000 | 0.0% | $19.06 | 0.0% | Stock | 98389B100 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 1,000 | $37,000 | 0.0% | $37.00 | — | ETF | 464288687 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 840 | $35,000 | 0.0% | $41.67 | — | ETF | 922042858 |
| — | VODAFONE GROUP NEW ADR F | 875 | $34,000 | 0.0% | $38.86 | — | ADR | 92857W209 |
| MCD | MCDONALDS CORP | 350 | $34,000 | 0.0% | $70.01 | 0.0% | Stock | 580135101 |
| LNT | ALLIANT ENERGY CORP | 666 | $34,000 | 0.0% | $17.48 | 0.0% | Stock | 018802108 |
| — | SANDISK CORP | 450 | $32,000 | 0.0% | $71.11 | — | Stock | 80004C101 |
| D | DOMINION RESOURCES INC VA NEW | 500 | $32,000 | 0.0% | $38.70 | 0.0% | Stock | 25746U109 |
| — | VECTOR GROUP LTD | 1,841 | $30,000 | 0.0% | $16.30 | — | Stock | 92240M108 |
| — | ENERGY TRANSFER PARTNERS LP | 500 | $29,000 | 0.0% | $58.00 | — | MLP | 29273R109 |
| SWX | SOUTHWEST GAS CORP | 500 | $28,000 | 0.0% | $52.89 | 0.0% | Stock | 844895102 |
| — | UNITED TECHNOLOGIES CORP | 250 | $28,000 | 0.0% | $112.00 | — | Stock | 913017109 |
| BAX | BAXTER INTL INC | 400 | $28,000 | 0.0% | $29.22 | 0.0% | Stock | 071813109 |
| — | CONSOLIDATED COMMUNICATIONS HLDGSINC COM | 1,450 | $28,000 | 0.0% | $19.31 | — | Stock | 209034107 |
| VTR | VENTAS INC | 471 | $27,000 | 0.0% | $40.58 | 0.0% | REIT | 92276F100 |
| — | ROWAN COMPANIES PLC | 700 | $25,000 | 0.0% | $35.71 | — | Stock | G7665A101 |
| — | PANDORA MEDIA INC | 900 | $24,000 | 0.0% | $26.67 | — | Stock | 698354107 |
| MAT | MATTEL INC | 500 | $24,000 | 0.0% | $44.57 | 0.0% | Stock | 577081102 |
| FISV | FISERV INC | 400 | $24,000 | 0.0% | $26.98 | 0.0% | Stock | 337738108 |
| — | AMERIGAS PARTNERS LP UNITS LTD PARTNERSHIP INT | 540 | $24,000 | 0.0% | $44.44 | — | MLP | 030975106 |
| AXP | AMERICAN EXPRESS CO | 250 | $23,000 | 0.0% | $69.27 | 0.0% | Stock | 025816109 |
| DIS | WALT DISNEY CO | 300 | $23,000 | 0.0% | $61.69 | 0.0% | Stock | 254687106 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 100 | $23,000 | 0.0% | $230.00 | — | ETF | 464287556 |
| AMP | AMERIPRISE FINL INC | 196 | $23,000 | 0.0% | $80.05 | 0.0% | Stock | 03076C106 |
| — | LACLEDE GROUP INC | 500 | $23,000 | 0.0% | $46.00 | — | Stock | 505597104 |
| — | QUESTAR CORP COM | 1,000 | $23,000 | 0.0% | $23.00 | — | Stock | 748356102 |
| GLD | SPDR GOLD ETF | 200 | $23,000 | 0.0% | $115.00 | — | ETF | 78463V107 |
| — | GOOGLE INC | 20 | $22,000 | 0.0% | $1100.00 | — | Stock | 38259P508 |
| — | GABELLI DIV AND INC TR | 1,000 | $22,000 | 0.0% | $22.00 | — | CEF | 36242H104 |
| — | SUNTRUST BANKS INC | 587 | $22,000 | 0.0% | $37.48 | — | Stock | 867914103 |
| ALL | ALLSTATE CORP | 400 | $22,000 | 0.0% | $41.10 | 0.0% | Stock | 020002101 |
| — | COMMONWEALTH REIT | 900 | $21,000 | 0.0% | $23.33 | — | REIT | 203233101 |
| CINF | CINCINNATI FINANCIAL CP | 400 | $21,000 | 0.0% | $35.55 | 0.0% | Stock | 172062101 |
| PCH | POTLATCH CORP | 500 | $21,000 | 0.0% | $42.00 | — | REIT | 737630103 |
| PHG | KONINKLIJKE PHILIPS ELECTRS NV | 579 | $21,000 | 0.0% | $36.27 | — | ADR | 500472303 |
| SU | SUNCOR ENERGY COM NPV ISIN CA8672291066 SEDOL 2861142EXCHANGED FOR ONE SHAR | 600 | $21,000 | 0.0% | $23.19 | 0.0% | Stock | 867224107 |
| AMZN | AMAZON.COM INC | 50 | $20,000 | 0.0% | $17.98 | 0.0% | Stock | 023135106 |
| AEP | AMERICAN ELEC PWR CO | 400 | $19,000 | 0.0% | $29.90 | 0.0% | Stock | 025537101 |
| EIX | EDISON INTL | 400 | $19,000 | 0.0% | $29.82 | 0.0% | Stock | 281020107 |
| MS | MORGAN STANLEY | 600 | $19,000 | 0.0% | $21.80 | 0.0% | Stock | 617446448 |
| — | NORTHWEST NAT GAS CO | 450 | $19,000 | 0.0% | $42.22 | — | Stock | 667655104 |
| — | COHEN & STEERS QUALITY INCOME RLTY FD INC | 2,041 | $19,000 | 0.0% | $9.31 | — | CEF | 19247L106 |
| — | NUVEEN MUN ADVANTAGEFD INC | 1,500 | $18,000 | 0.0% | $12.00 | — | CEF | 67062H106 |
| — | QEP RESOURCES | 600 | $18,000 | 0.0% | $30.00 | — | Stock | 74733V100 |
| SDY | SPDR SER TR S&P DIVID ETF | 250 | $18,000 | 0.0% | $72.00 | — | ETF | 78464A763 |
| RPM | RPM INTERNATIONAL INC | 400 | $17,000 | 0.0% | $38.93 | 0.0% | Stock | 749685103 |
| — | POWERSHARES FINANCIAL PREFERRED ETF | 1,000 | $17,000 | 0.0% | $17.00 | — | ETF | 73935X229 |
| WDC | WESTERN DIGITAL CORP | 200 | $17,000 | 0.0% | $45.88 | 0.0% | Stock | 958102105 |
| V | VISA INC | 75 | $17,000 | 0.0% | $46.29 | 0.0% | Stock | 92826C839 |
| — | HEWLETT-PACKARD CO | 600 | $17,000 | 0.0% | $28.33 | — | Stock | 428236103 |
| ED | CONSOLIDATED EDISON INC | 300 | $17,000 | 0.0% | $35.88 | 0.0% | Stock | 209115104 |
| SO | SOUTHERN CO | 400 | $16,000 | 0.0% | $24.56 | 0.0% | Stock | 842587107 |
| AOS | SMITH A O | 300 | $16,000 | 0.0% | $21.19 | 0.0% | Stock | 831865209 |
| — | KRAFT FOODS GROUP | 289 | $16,000 | 0.0% | $55.36 | — | Stock | 50076Q106 |
| — | UIL HOLDINGS CORP | 400 | $16,000 | 0.0% | $40.00 | — | Stock | 902748102 |
| — | SWEDISH EXPT CR CORPELEMENTS LKD TO ROGERS INTL COMMODITY INDEX | 1,660 | $15,000 | 0.0% | $9.04 | — | ETF | 870297405 |
| XLU | UTILITIES SELECT SECTOR SPDR | 382 | $15,000 | 0.0% | $39.27 | — | ETF | 81369Y886 |
| — | VECTREN CORP | 400 | $14,000 | 0.0% | $35.00 | — | Stock | 92240G101 |
| — | NUVEEN CALIF DIVID ADVANTAGE MUN FD 2 | 1,000 | $13,000 | 0.0% | $13.00 | — | CEF | 67069X104 |
| IMO | IMPERIAL OIL LTD COM NEW ISIN #CA4530384086 | 300 | $13,000 | 0.0% | $33.69 | 0.0% | Stock | 453038408 |
| — | POWERSHARES GLOBAL PREFERRED ETF | 1,000 | $13,000 | 0.0% | $13.00 | — | ETF | 73936T565 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD ADR | 334 | $13,000 | 0.0% | $38.92 | — | ADR | 881624209 |
| — | NUVEEN QUALITY PFD INCOME FD 2 | 1,600 | $13,000 | 0.0% | $8.13 | — | CEF | 67072C105 |
| SYY | SYSCO CORP | 334 | $12,000 | 0.0% | $24.38 | 0.0% | Stock | 871829107 |
| PPL | PPL CORP | 400 | $12,000 | 0.0% | $16.37 | 0.0% | Stock | 69351T106 |
| XLE | ENERGY SELECT SECTOR SPDR | 139 | $12,000 | 0.0% | $86.33 | — | ETF | 81369Y506 |
| — | MGN STLY EMRG MKTS DMSTC DEBT | 900 | $12,000 | 0.0% | $13.33 | — | CEF | 617477104 |
| HRB | H&R BLOCK, INC | 400 | $12,000 | 0.0% | $18.37 | 0.0% | Stock | 093671105 |
| — | GOVERNMENT PPTYS INCOME TR COM SHS BEN INT | 450 | $11,000 | 0.0% | $24.44 | — | REIT | 38376A103 |
| — | PIMCO CORPORATE OPPORTUNITY FUND | 666 | $11,000 | 0.0% | $16.52 | — | CEF | 72201B101 |
| — | LINKEDIN CORPORATION | 50 | $11,000 | 0.0% | $220.00 | — | Stock | 53578A108 |
| PRU | PRUDENTIAL FINL INC | 121 | $11,000 | 0.0% | $51.50 | 0.0% | Stock | 744320102 |
| GPC | GENUINE PARTS CO | 125 | $10,000 | 0.0% | $57.23 | 0.0% | Stock | 372460105 |
| MSI | MOTOROLA SOLUTIONS INC | 142 | $10,000 | 0.0% | $52.10 | 0.0% | Stock | 620076307 |
| FE | FIRSTENERGY CORP | 300 | $10,000 | 0.0% | $21.17 | 0.0% | Stock | 337932107 |
| — | NUVEEN PFD & CONV INCOME FD 2 COM SHS | 1,000 | $10,000 | 0.0% | $10.00 | — | CEF | 67073D102 |
| IYZ | ISHARES DJ US TELECOM | 295 | $9,000 | 0.0% | $30.51 | — | ETF | 464287713 |
| PII | POLARIS INDS INC | 60 | $9,000 | 0.0% | $133.86 | 0.0% | Stock | 731068102 |
| — | AEGON N V ISIN #US0079241032 | 934 | $9,000 | 0.0% | $9.64 | — | ADR | 007924103 |
| — | ABERDEEN ASIA PACIFIC INCOME FUND INC | 1,200 | $7,000 | 0.0% | $5.83 | — | CEF | 003009107 |
| ZBH | ZIMMER HLDGS INC | 80 | $7,000 | 0.0% | $78.29 | 0.0% | Stock | 98956P102 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 120 | $7,000 | 0.0% | $58.33 | — | ETF | 81369Y209 |
| — | HANESBRANDS INC | 100 | $7,000 | 0.0% | $70.00 | — | Stock | 410345102 |
| — | NUVEEN PREFERRED AND CONVERTIBLE INCOME FU | 800 | $7,000 | 0.0% | $8.75 | — | CEF | 67073B106 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 154 | $7,000 | 0.0% | $45.45 | — | ETF | 81369Y308 |
| — | GREAT NORTHN IRON ORE PPTYS C B I | 100 | $7,000 | 0.0% | $70.00 | — | Stock | 391064102 |
| — | TEMPLETON GLOBAL INCOME FD INC | 700 | $6,000 | 0.0% | $8.57 | — | CEF | 880198106 |
| CVE | CENOVUS ENERGY INC F | 200 | $6,000 | 0.0% | $22.44 | 0.0% | Stock | 15135U109 |
| DLB | DOLBY LABORATORIES INC | 150 | $6,000 | 0.0% | $31.02 | 0.0% | Stock | 25659T107 |
| — | MONTGOMERY STREET INCOME SECURITIES INC. | 300 | $5,000 | 0.0% | $16.67 | — | CEF | 614115103 |
| NTAP | NETAPP INC | 130 | $5,000 | 0.0% | $30.16 | 0.0% | Stock | 64110D104 |
| — | TECO ENERGY INC | 300 | $5,000 | 0.0% | $16.67 | — | Stock | 872375100 |
| — | ENCANA CORPORATION F | 200 | $4,000 | 0.0% | $20.00 | — | Stock | 292505104 |
| — | GLAXOSMITHKLINE PLC ADR | 75 | $4,000 | 0.0% | $53.33 | — | ADR | 37733W105 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 171 | $4,000 | 0.0% | $23.39 | — | ETF | 81369Y605 |
| — | DISCOVER FINANCIAL SERVICES LLC | 78 | $4,000 | 0.0% | $51.28 | — | Stock | 254709108 |
| CCL | CARNIVAL CORP | 100 | $4,000 | 0.0% | $29.26 | 0.0% | Stock | 143658300 |
| — | ABAXIS INC | 100 | $4,000 | 0.0% | $40.00 | — | Stock | 002567105 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 49 | $3,000 | 0.0% | $61.22 | — | ETF | 81369Y407 |
| — | CSR PLC-SPONS ADR | 68 | $3,000 | 0.0% | $44.12 | — | ADR | 12640Y205 |
| — | J.C. PENNEY COMPANY, INC. | 300 | $3,000 | 0.0% | $10.00 | — | Stock | 708160106 |
| — | PIONEER NATURAL RESOURCES CO | 14 | $3,000 | 0.0% | $214.29 | — | Stock | 723787107 |
| FR | FIRST INDL RLTY TR INC | 200 | $3,000 | 0.0% | $15.00 | — | REIT | 32054K103 |
| XLB | MATERIALS SELECT SECTOR SPDR | 35 | $2,000 | 0.0% | $57.14 | — | ETF | 81369Y100 |
| IMPM | IMPAC MTG HLDGS INC COM NEW | 300 | $2,000 | 0.0% | $6.73 | 0.0% | REIT | 45254P508 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 32 | $2,000 | 0.0% | $62.50 | — | ETF | 81369Y704 |
| SJM | J M SMUCKER CO NEW | 6 | $1,000 | 0.0% | $74.55 | 0.0% | Stock | 832696405 |
| — | ALCATEL LUCENT ADR F SPONSORED ADR | 214 | $1,000 | 0.0% | $4.67 | — | ADR | 013904305 |
| BCO | BRINKS CO | 8 | $0 | 0.0% | $27.34 | 0.0% | Stock | 109696104 |
| — | LEVEL 3 COMMUNICATIONS INC | 1 | $0 | 0.0% | — | — | Stock | 52729N308 |
| NRG | NRG ENERGY INC NEW | 1 | $0 | 0.0% | $21.45 | 0.0% | Stock | 629377508 |
| — | WAVE SYSTEMS CORP CL A PAR $0.01 | 58 | $0 | 0.0% | — | — | Stock | 943526400 |
| — | ADT CORP | 3 | $0 | 0.0% | — | — | Stock | 00101J106 |
| — | PENTAIR LTD SHS | 1 | $0 | 0.0% | — | — | Stock | H6169Q108 |
| — | TYCO INTL LTD | 6 | $0 | 0.0% | — | — | Stock | H89128104 |