Location: Stamford, CT
CIK: 0001650300 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Mar 8, 2017
Total Value: $118M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SDY | SPDR SERIES TRUST | 188,076 | $16.09M | 13.7% | $74.04 | — | S&P DIVID ETF | 78464A763 |
| SPY | SPDR S&P 500 ETF TR | 57,514 | $12.86M | 10.9% | $211.81 | — | TR UNIT | 78462F103 |
| — | RYDEX ETF TRUST | 141,290 | $12.24M | 10.4% | $77.06 | — | GUG S&P500 EQ WT | 78355W106 |
| VO | VANGUARD INDEX FDS | 50,014 | $6.583M | 5.6% | $119.66 | — | MID CAP ETF | 922908629 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 73,046 | $6.222M | 5.3% | $78.39 | — | DIV APP ETF | 921908844 |
| — | POWERSHARES ETF TR | 119,705 | $4.977M | 4.2% | $38.88 | — | II S&P500 LOW VOL | 73937B779 |
| DVY | ISHARES TR | 51,537 | $4.565M | 3.9% | $76.57 | — | SELECT DIVID ETF | 464287168 |
| AGG | ISHARES TR | 35,169 | $3.8M | 3.2% | $109.47 | — | CORE US AGGBD ET | 464287226 |
| XLY | SELECT SECTOR SPDR TR | 35,933 | $2.925M | 2.5% | $78.25 | — | SBI CONS DISCR | 81369Y407 |
| IVV | ISHARES TR | 11,022 | $2.48M | 2.1% | $204.88 | — | CORE S&P500 ETF | 464287200 |
| XLV | SELECT SECTOR SPDR TR | 34,855 | $2.403M | 2.0% | $71.47 | — | SBI HEALTHCARE | 81369Y209 |
| T | AT&T INC | 52,436 | $2.23M | 1.9% | $16.25 | -4.9% | COM | 00206R102 |
| ABBV | ABBVIE INC | 32,000 | $2.004M | 1.7% | $43.92 | -4.9% | COM | 00287Y109 |
| PFF | ISHARES TR | 43,947 | $1.635M | 1.4% | $39.12 | — | U.S. PFD STK ETF | 464288687 |
| JNJ | JOHNSON & JOHNSON | 14,124 | $1.627M | 1.4% | $77.21 | +16.2% | COM | 478160104 |
| — | GENERAL ELECTRIC CO | 49,794 | $1.573M | 1.3% | $31.18 | — | COM | 369604103 |
| XLF | SELECT SECTOR SPDR TR | 64,235 | $1.493M | 1.3% | $23.25 | — | SBI INT-FINL | 81369Y605 |
| XOM | EXXON MOBIL CORP | 15,459 | $1.395M | 1.2% | $51.55 | +12.9% | COM | 30231G102 |
| IWO | ISHARES TR | 8,367 | $1.288M | 1.1% | $139.90 | — | RUS 2000 GRW ETF | 464287648 |
| VZ | VERIZON COMMUNICATIONS INC | 21,915 | $1.17M | 1.0% | $29.10 | +6.5% | COM | 92343V104 |
| MSFT | MICROSOFT CORP | 18,780 | $1.167M | 1.0% | $48.00 | +12.4% | COM | 594918104 |
| TJX | TJX COS INC | 15,089 | $1.134M | 1.0% | $30.90 | +7.5% | COM | 872540109 |
| XLP | SELECT SECTOR SPDR TR | 20,061 | $1.037M | 0.9% | $51.95 | — | SBI CONS STPLS | 81369Y308 |
| MCD | MCDONALDS CORP | 7,931 | $965K | 0.8% | $88.68 | +6.3% | COM | 580135101 |
| KO | COCA COLA CO | 21,310 | $883K | 0.8% | $30.88 | +1.1% | COM | 191216100 |
| VOO | VANGUARD INDEX FDS | 4,173 | $857K | 0.7% | $188.41 | — | S&P 500 ETF SHS | 922908363 |
| PG | PROCTER & GAMBLE CO | 9,872 | $830K | 0.7% | $58.18 | +14.8% | COM | 742718109 |
| MO | ALTRIA GROUP INC | 10,305 | $697K | 0.6% | $29.48 | +15.2% | COM | 02209S103 |
| PEP | PEPSICO INC | 6,623 | $693K | 0.6% | $73.80 | +7.5% | COM | 713448108 |
| XLK | SELECT SECTOR SPDR TR | 14,158 | $685K | 0.6% | $43.60 | — | TECHNOLOGY | 81369Y803 |
| CVS | CVS HEALTH CORP | 8,169 | $645K | 0.5% | $72.72 | -16.1% | COM | 126650100 |
| IWC | ISHARES TR | 7,020 | $603K | 0.5% | $72.07 | — | MICRO-CAP ETF | 464288869 |
| AAPL | APPLE INC | 4,869 | $564K | 0.5% | $25.39 | +2.8% | COM | 037833100 |
| MRK | MERCK & CO INC | 9,215 | $542K | 0.5% | $39.90 | +10.5% | COM | 58933Y105 |
| XLU | SELECT SECTOR SPDR TR | 10,716 | $520K | 0.4% | $47.06 | — | SBI INT-UTILS | 81369Y886 |
| GIS | GENERAL MLS INC | 7,795 | $482K | 0.4% | $40.46 | +10.9% | COM | 370334104 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 36,862 | $469K | 0.4% | $13.40 | — | COM | 6706ER101 |
| CL | COLGATE PALMOLIVE CO | 6,956 | $455K | 0.4% | $52.58 | +5.3% | COM | 194162103 |
| PFE | PFIZER INC | 13,991 | $454K | 0.4% | $20.39 | +0.5% | COM | 717081103 |
| — | BLACKROCK ENHANCED EQT DIV T | 51,983 | $424K | 0.4% | $7.63 | — | COM | 09251A104 |
| PPG | PPG INDS INC | 4,404 | $417K | 0.4% | $84.70 | -4.8% | COM | 693506107 |
| IWM | ISHARES TR | 2,694 | $363K | 0.3% | $113.00 | — | RUSSELL 2000 ETF | 464287655 |
| CVX | CHEVRON CORP | 3,069 | $361K | 0.3% | $61.96 | +19.1% | COM | 166764100 |
| BRK/B | BERKSHIRE HATHAWAY INC | 2,209 | $360K | 0.3% | $133.89 | +15.0% | DEL CL B | 084670702 |
| CSX | CSX CORP | 9,519 | $342K | 0.3% | $7.79 | +26.8% | COM | 126408103 |
| PM | PHILIP MORRIS INTL INC | 3,425 | $313K | 0.3% | $53.75 | +8.3% | COM | 718172109 |
| WMT | WAL-MART STORES INC | 4,321 | $299K | 0.3% | $18.10 | +10.0% | COM | 931142103 |
| LLY | LILLY ELI & CO | 3,961 | $291K | 0.2% | $69.71 | -7.9% | COM | 532457108 |
| IVE | ISHARES TR | 2,813 | $285K | 0.2% | $88.91 | — | S&P 500 VAL ETF | 464287408 |
| KMB | KIMBERLY CLARK CORP | 2,450 | $280K | 0.2% | $85.00 | -0.5% | COM | 494368103 |
| ABT | ABBOTT LABS | 7,041 | $270K | 0.2% | $36.13 | -6.9% | COM | 002824100 |
| WFC | WELLS FARGO & CO | 4,904 | $270K | 0.2% | $40.35 | -3.3% | COM | 949746101 |
| MS | MORGAN STANLE | 6,000 | $254K | 0.2% | $29.14 | 0.0% | COM NEW | 617446448 |
| INTC | INTEL CORP | 6,728 | $244K | 0.2% | $27.13 | +7.5% | COM | 458140100 |
| — | REYNOLDS AMERICAN INC | 4,231 | $237K | 0.2% | $46.26 | — | COM | 761713106 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,026 | $235K | 0.2% | $46.45 | -14.9% | COM | 110122108 |
| CMCSA | COMCAST CORP | 3,307 | $228K | 0.2% | $23.76 | +12.8% | CL A | 20030N101 |
| IJR | ISHARES TR | 1,649 | $227K | 0.2% | $110.26 | — | CORE S&P SCP ETF | 464287804 |
| JPM | JPMORGAN CHASE & CO | 2,566 | $221K | 0.2% | $49.15 | +21.8% | COM | 46625H100 |
| HD | HOME DEPOT INC | 1,638 | $220K | 0.2% | $99.98 | +3.4% | COM | 437076102 |
| KHC | KRAFT HEINZ CO | 2,421 | $211K | 0.2% | $48.64 | +16.1% | COM | 500754106 |
| MDT | MEDTRONIC PLC SHS | 2,911 | $207K | 0.2% | $58.70 | +6.2% | SHS | G5960L103 |
| NOBL | PROSHARES TR | 3,672 | $198K | 0.2% | $54.28 | — | S&P 500 DV ARIST | 74348A467 |
| VUG | VANGUARD INDEX FDS | 1,778 | $198K | 0.2% | $110.10 | — | GROWTH ETF | 922908736 |
| — | UNITED TECHNOLOGIES CORP | 1,771 | $194K | 0.2% | $97.69 | — | COM | 913017109 |
| SSO | PROSHARES TR | 2,518 | $192K | 0.2% | $63.59 | — | PSHS ULT S&P 500 | 74347R107 |
| HBAN | HUNTINGTON BANCSHARES IN | 13,731 | $182K | 0.2% | $7.91 | 0.0% | COM | 446150104 |
| AEP | AMERICAN ELEC PWR INC | 2,799 | $176K | 0.1% | $43.81 | +2.0% | COM | 025537101 |
| UNH | UNITEDHEALTH GROUP INC | 1,093 | $175K | 0.1% | $99.80 | +29.4% | COM | 91324P102 |
| VOT | VANGUARD INDEX FDS | 1,602 | $169K | 0.1% | $103.24 | — | MCAP GR IDXVIP | 922908538 |
| IVW | ISHARES TR | 1,360 | $166K | 0.1% | $115.53 | — | S&P 500 GRWT ETF | 464287309 |
| D | DOMINION RES INC VA | 2,155 | $165K | 0.1% | $44.59 | +10.9% | COM | 25746U109 |
| VBK | VANGUARD INDEX FDS | 1,207 | $161K | 0.1% | $127.34 | — | SML CP GRW ETF | 922908595 |
| SLB | SCHLUMBERGER LT | 1,900 | $160K | 0.1% | $63.04 | 0.0% | COM | 806857108 |
| SO | SOUTHERN CO | 3,243 | $160K | 0.1% | $29.73 | +12.8% | COM | 842587107 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 499 | $151K | 0.1% | $253.99 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | BGC PARTNER | 14,800 | $151K | 0.1% | $10.20 | — | INC CL A | 05541T101 |
| GOOGL | ALPHABET INC | 170 | $135K | 0.1% | $36.55 | +8.6% | CAP STK CL A | 02079K305 |
| NEE | NEXTERA ENERGY INC | 1,081 | $129K | 0.1% | $19.76 | +20.0% | COM | 65339F101 |
| BA | BOEING CO | 831 | $129K | 0.1% | $124.38 | +8.5% | COM | 097023105 |
| CSCO | CISCO SYS INC | 4,250 | $128K | 0.1% | $23.05 | -0.0% | COM | 17275R102 |
| MMM | 3M CO | 714 | $128K | 0.1% | $92.83 | +14.4% | COM | 88579Y101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 737 | $122K | 0.1% | $87.52 | +17.7% | COM | 459200101 |
| — | SPECTRA ENERGY CORP | 2,896 | $119K | 0.1% | $42.18 | — | COM | 847560109 |
| — | INGERSOLL-RAND PLC | 1,553 | $117K | 0.1% | $55.38 | — | SHS | G47791101 |
| IJS | ISHARES TR | 816 | $114K | 0.1% | $108.48 | — | SP SMCP600VL ETF | 464287879 |
| VBR | VANGUARD INDEX FDS | 914 | $111K | 0.1% | $99.35 | — | SM CP VAL ETF | 922908611 |
| VYM | VANGUARD WHITEHALL FDS INC | 1,452 | $110K | 0.1% | $72.33 | — | HIGH DIV YIELD | 921946406 |
| — | TWENTY FIRST CENTY FOX INC | 4,025 | $110K | 0.1% | $27.33 | — | CL B | 90130A200 |
| — | AMERIGAS PARTNERS L P UNIT | 2,181 | $105K | 0.1% | $36.88 | — | L P INT | 030975106 |
| DEO | DIAGEO P L C | 970 | $101K | 0.1% | $108.91 | — | SPON ADR | 25243Q205 |
| MTUM | ISHARES TR | 1,299 | $99,000 | 0.1% | $72.44 | — | USA MOMENTUM FCT | 46432F396 |
| MDLZ | MONDELEZ INTL INC | 2,158 | $96,000 | 0.1% | $35.47 | -2.1% | CL A | 609207105 |
| AMGN | AMGEN INC | 632 | $92,000 | 0.1% | $116.50 | -1.8% | COM | 031162100 |
| — | ACXIOM CORP | 3,376 | $90,000 | 0.1% | $21.92 | — | COM | 005125109 |
| ALL | ALLSTATE CORP | 1,206 | $89,000 | 0.1% | $50.39 | +14.0% | COM | 020002101 |
| IWD | ISHARES TR | 793 | $89,000 | 0.1% | $98.06 | — | RUS 1000 VAL ETF | 464287598 |
| HDV | ISHARES TR | 1,085 | $89,000 | 0.1% | $81.38 | — | CORE HIGH DV ETF | 46429B663 |
| IJJ | ISHARES TR | 608 | $88,000 | 0.1% | $117.85 | — | S&P MC 400VL ETF | 464287705 |
| — | PEOPLES UNITED FINANCIAL INC | 4,432 | $86,000 | 0.1% | $16.09 | — | COM | 712704105 |
| VOE | VANGUARD INDEX FDS | 872 | $85,000 | 0.1% | $85.49 | — | MCAP VL IDXVIP | 922908512 |
| ADP | AUTOMATIC DATA PROCESSING IN | 817 | $84,000 | 0.1% | $68.12 | +12.7% | COM | 053015103 |
| EMR | EMERSON ELEC CO | 1,467 | $82,000 | 0.1% | $40.39 | +6.1% | COM | 291011104 |
| DLB | DOLBY LABORATORIES INC | 1,720 | $78,000 | 0.1% | $40.14 | +6.1% | COM | 25659T107 |
| IJT | ISHARES TR | 522 | $78,000 | 0.1% | $124.51 | — | SP SMCP600GR ETF | 464287887 |
| IYZ | ISHARES TR | 2,225 | $77,000 | 0.1% | $30.83 | — | U.S. TELECOM ETF | 464287713 |
| V | VISA INC COM | 985 | $77,000 | 0.1% | $72.17 | +4.5% | CL A | 92826C839 |
| GOOG | ALPHABET INC | 89 | $69,000 | 0.1% | $35.59 | +8.6% | CAP STK CL C | 02079K107 |
| DUK | DUKE ENERGY CORP | 877 | $68,000 | 0.1% | $56.39 | -6.6% | COM | 26441C204 |
| — | DOW CHEM CO | 1,159 | $66,000 | 0.1% | $55.25 | — | COM | 260543103 |
| — | NIELSEN HLDGS PLC | 1,567 | $66,000 | 0.1% | $51.69 | — | SHS EUR | G6518L108 |
| VHT | VANGUARD WORLD FDS | 507 | $64,000 | 0.1% | $132.67 | — | HEALTH CAR ETF | 92204A504 |
| — | INTERXION HOLDING N.V | 1,783 | $63,000 | 0.1% | $37.02 | — | SHS | N47279109 |
| — | POWERSHARES ETF TRUST | 1,205 | $61,000 | 0.1% | $45.57 | — | DYNA BUYBK ACH | 73935X286 |
| XLI | SELECT SECTOR SPDR TR | 952 | $59,000 | 0.1% | $59.43 | — | SBI INT-INDS | 81369Y704 |
| TD | TORONTO DOMINION BK ONT | 1,192 | $59,000 | 0.1% | $40.47 | +15.5% | COM | 891160509 |
| TAP | MOLSON COORS BREWING CO | 607 | $59,000 | 0.1% | $69.85 | +15.8% | CL B | 60871R209 |
| XLE | SELECT SECTOR SPDR TR | 754 | $57,000 | 0.0% | $73.67 | — | SBI INT-ENERGY | 81369Y506 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 754 | $57,000 | 0.0% | $70.29 | — | COM UNIT RP LP | 559080106 |
| — | TWENTY FIRST CENTY FOX INC | 2,012 | $56,000 | 0.0% | $27.34 | — | CL A | 90130A101 |
| SYY | SYSCO CORP | 997 | $55,000 | 0.0% | $31.48 | +30.1% | COM | 871829107 |
| VPU | VANGUARD WORLD FDS | 464 | $50,000 | 0.0% | $108.17 | — | UTILITIES ETF | 92204A876 |
| IWF | ISHARES TR | 470 | $49,000 | 0.0% | $98.16 | — | RUS 1000 GRW ETF | 464287614 |
| ED | CONSOLIDATED EDISON INC | 642 | $47,000 | 0.0% | $48.13 | +8.2% | COM | 209115104 |
| PNC | PNC FINL SVCS GROUP IN | 400 | $47,000 | 0.0% | $77.14 | 0.0% | COM | 693475105 |
| VEU | VANGUARD INTL EQUITY INDEX F | 1,026 | $45,000 | 0.0% | $43.34 | — | ALLWRLD EX US | 922042775 |
| — | EATON VANCE NATL MUN OPPORT | 2,099 | $44,000 | 0.0% | $21.53 | — | COM SHS | 27829L105 |
| UNP | UNION PAC CORP | 410 | $43,000 | 0.0% | $68.29 | +17.6% | COM | 907818108 |
| SBUX | STARBUCKS CORP | 733 | $41,000 | 0.0% | $49.41 | -7.8% | COM | 855244109 |
| ORCL | ORACLE CORP | 1,043 | $40,000 | 0.0% | $32.82 | +4.0% | COM | 68389X105 |
| O | REALTY INCOME CORP | 679 | $39,000 | 0.0% | $29.83 | +21.9% | COM | 756109104 |
| — | UNILEVER PLC | 922 | $38,000 | 0.0% | $45.56 | — | SPON ADR | 904767704 |
| DIS | DISNEY WALT CO | 362 | $38,000 | 0.0% | $100.41 | -9.7% | COM DISNEY | 254687106 |
| SR | SPIRE INC | 576 | $37,000 | 0.0% | $70.42 | — | COM | 84857L101 |
| GILD | GILEAD SCIENCES INC | 504 | $36,000 | 0.0% | $71.51 | -25.6% | COM | 375558103 |
| HON | HONEYWELL INTL INC | 305 | $35,000 | 0.0% | $74.28 | +13.3% | COM | 438516106 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 796 | $35,000 | 0.0% | $31.86 | -4.4% | COM | 744573106 |
| CLX | CLOROX CO DEL | 279 | $33,000 | 0.0% | $93.27 | -2.6% | COM | 189054109 |
| ALLE | ALLEGION PUB LTD CO | 506 | $32,000 | 0.0% | $57.16 | +4.1% | ORD SHS | G0176J109 |
| TRV | TRAVELERS COMPANIES INC | 256 | $31,000 | 0.0% | $88.89 | +5.1% | COM | 89417E109 |
| MTB | M & T BK CORP | 199 | $31,000 | 0.0% | $88.80 | +17.1% | COM | 55261F104 |
| ELV | ANTHEM INC | 213 | $31,000 | 0.0% | $119.60 | -0.9% | COM | 036752103 |
| ZBH | ZIMMER BIOMET HLDGS INC | 294 | $30,000 | 0.0% | $90.02 | +10.5% | COM | 98956P102 |
| IJK | ISHARES TR | 166 | $30,000 | 0.0% | $159.51 | — | S&P MC 400GR ETF | 464287606 |
| — | BLACKROCK MUNIYIELD QLTY FD | 2,096 | $29,000 | 0.0% | $14.51 | — | COM | 09254E103 |
| IYR | ISHARES TR | 363 | $28,000 | 0.0% | $78.47 | — | U.S. REAL ES ETF | 464287739 |
| MRSH | MARSH & MCLENNAN COS INC | 403 | $27,000 | 0.0% | $46.40 | +24.3% | COM | 571748102 |
| PSK | SPDR SERIES TRUST | 634 | $27,000 | 0.0% | $44.61 | — | WELLS FG PFD ETF | 78464A292 |
| GD | GENERAL DYNAMICS CORP | 152 | $26,000 | 0.0% | $114.64 | +17.0% | COM | 369550108 |
| — | FELCOR LODGING TR | 1,060 | $26,000 | 0.0% | $25.00 | — | INC PFD CV A $1.95 | 31430F200 |
| — | HSBC HLDGS PLC | 1,046 | $26,000 | 0.0% | $25.97 | — | ADR A 1/40PF A | 404280604 |
| MDYV | SPDR SERIES TRUST | 264 | $25,000 | 0.0% | $75.25 | — | S&P 400 MDCP VAL | 78464A839 |
| — | TIME WARNER INC | 247 | $24,000 | 0.0% | $65.84 | — | COM | 887317303 |
| PSX | PHILLIPS 66 | 275 | $24,000 | 0.0% | $59.02 | -0.6% | COM | 718546104 |
| APLE | APPLE HOSPITALITY REIT INC | 1,180 | $24,000 | 0.0% | $20.37 | — | COM | 03784Y200 |
| — | POWERSHARES QQQ TRUST | 196 | $23,000 | 0.0% | $110.84 | — | UNIT SER 1 | 73935A104 |
| MVV | PROSHARES TR | 238 | $22,000 | 0.0% | $73.38 | — | PSHS ULT MCAP400 | 74347R404 |
| WEC | WEC ENERGY GROUP INC | 350 | $21,000 | 0.0% | $36.78 | +16.3% | COM | 92939U106 |
| VTR | VENTAS INC | 247 | $15,000 | 0.0% | $48.34 | -11.9% | COM | 92276F100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 500 | $14,000 | 0.0% | $28.00 | — | COM | 293792107 |
| — | BLACKROCK HEALTH SCIENCES TR | 383 | $12,000 | 0.0% | $39.38 | — | COM | 09250W107 |
| CPB | CAMPBELL SOUP CO | 203 | $12,000 | 0.0% | $43.03 | -3.1% | COM | 134429109 |
| — | SPDR SERIES TRUST | 236 | $9,000 | 0.0% | $36.23 | — | BRC HGH YLD BD | 78464A417 |
| — | DELL TECHNOLOGIES INC | 148 | $8,000 | 0.0% | $47.30 | — | COM CL V | 24703L103 |
| IBB | ISHARES TR | 27 | $7,000 | 0.0% | $333.33 | — | NASDQ BIOTEC ETF | 464287556 |
| VB | VANGUARD INDEX FDS | 35 | $5,000 | 0.0% | $112.65 | — | SMALL CP ETF | 922908751 |
| — | POWERSHARES ETF TR | 220 | $4,000 | 0.0% | $18.10 | — | II FDM HG YLD RAFI | 73936T557 |
| LQD | ISHARES TR | 32 | $4,000 | 0.0% | $125.00 | — | IBOXX INV CP ETF | 464287242 |
| XLRE | SELECT SECTOR SPDR TR | 84 | $3,000 | 0.0% | $36.14 | — | RL EST SEL SEC | 81369Y860 |
| TEX | TEREX CORP | 86 | $3,000 | 0.0% | $20.97 | +32.2% | COM | 880779103 |
| SPXL | DIREXION SHS ETF TR | 24 | $3,000 | 0.0% | $115.82 | — | DRX S&P500BULL | 25459W862 |
| BAC | BANK AMER CORP | 35 | $1,000 | 0.0% | $15.68 | 0.0% | COM | 060505104 |
| XLB | SELECT SECTOR SPDR TR | 28 | $1,000 | 0.0% | $36.99 | — | SBI MATERIALS | 81369Y100 |